Climaterock -RTSCLRRFPreferred / convertible

13F holders, Q3 2024 (September 30)
26holders
1new positions
1sold out
$0.09avg. 13F price*

At the end of Q3 2024, 26 institutions reported holding Climaterock -RTS (CLRRF) in their 13F filings, unchanged from Q2 2024. 1 opened new positions and 1 sold out. The largest holders were Mangrove Partners Im, LLC ($163K), Cowen and Company, LLC ($41K) and Hudson Bay Capital Management LP ($40K).

Company
Climaterock -RTS
CUSIP
G2311X134
Latest filing quarter
Q2 2025

History

Number of 13F holders

0102030 Q1 2024: 28Q1 2024Q2 2024: 26Q2 2024Q3 2024: 26Q3 2024Q4 2024: 27Q4 2024Q1 2025: 22Q1 2025Q2 2025: 5Q2 2025

Total Exit/New Position Q2 2024 → Q3 2024

InstitutionsTotal Value
New Positions1$15K
Exits1$9

All 13F filers, Q2 2024 → Q3 2024: 429,700 shares bought and 204,993 shares sold, net +224,707 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.

Ownership 26 holders
Mangrove Partners Im, LLC — No change 1,800,000 $163K
Cowen and Company, LLC — Add +76.3% 457,612 $41K
Hudson Bay Capital Management LP — Reduce -0.7% 440,415 $40K
Saba Capital Management, L.P. — No change 350,000 $35K
AQR Arbitrage LLC — No change 389,095 $35K
Polar Asset Management Partners Inc. — No change 343,770 $31K
Linden Advisors LP — No change 300,000 $30K
Boothbay Fund Management, LLC — No change 300,000 $30K
Wolverine Asset Management LLC — No change 332,022 $30K
Yakira Capital Management, Inc. — No change 287,500 $29K
Atw Spac Management LLC — No change 300,000 $27K
Periscope Capital Inc. — No change 199,400 $20K
Context Capital Management, LLC — New 168,490 $15K
Rivernorth Capital Management, LLC — No change 169,230 $15K
Shaolin Capital Management LLC — Add +63.0% 162,720 $15K
Marex Group Ltd — Reduce -39.9% 150,542 $14K
Clear Street LLC — No change 138,541 $13K
Cubist Systematic Strategies, LLC — Reduce -43.8% 131,021 $12K
Walleye Capital LLC — No change 121,952 $11K
Fifth Lane Capital, LP — No change 69,443 $7K
GABELLI & Co INVESTMENT ADVISERS, INC. — No change 69,406 $6K
Walleye Trading LLC — No change 68,598 $6K
Heights Capital Management, Inc. — — 50,000 $5K
Schonfeld Strategic Advisors LLC — No change 30,101 $3K
Flow Traders U.S. LLC — Add +1.2% 17,013 $1K
Bank of America Corp. — No change 200 $17

"% of holder's portfolio" is CLRRF's weight in each manager's 13F, not the share of Climaterock -RTS the manager owns.