Aurora Technology Acquis -28DHAIWPreferred / convertible

13F holders, Q3 2024 (September 30)
21holders −2
2new positions
4sold out
$0.06avg. 13F price*

At the end of Q3 2024, 21 institutions reported holding Aurora Technology Acquis -28 (DHAIW) in their 13F filings, down 2 from Q2 2024. 2 opened new positions and 4 sold out. The largest holders were Boothbay Fund Management, LLC ($162K), Cowen and Company, LLC ($83K) and Hudson Bay Capital Management LP ($59K).

Company
Aurora Technology Acquis -28
Filed as
DIH HLDG US INC (Q3 2024)
CUSIP
23290B114
Latest filing quarter
Q2 2026

History

Number of 13F holders

0102030 Q1 2024: 26Q1 2024Q2 2024: 23Q2 2024Q3 2024: 21Q3 2024Q4 2024: 19Q4 2024Q1 2025: 19Q1 2025Q2 2025: 18Q2 2025Q3 2025: 17Q3 2025Q4 2025: 4Q4 2025Q1 2026: 1Q1 2026Q2 2026: 1Q2 2026

Total Exit/New Position Q2 2024 → Q3 2024

InstitutionsTotal Value
New Positions2$7K
Exits4$36K

All 13F filers, Q2 2024 → Q3 2024: 571,972 shares bought and 1,102,013 shares sold, net −530,041 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.

Ownership 21 holders
Boothbay Fund Management, LLC — No change 85,000 $162K
Cowen and Company, LLC — Add +17.5% 2,079,787 $83K
Hudson Bay Capital Management LP — No change 1,466,657 $59K
Polar Asset Management Partners Inc. — No change 1,100,000 $44K
Saba Capital Management, L.P. — No change 945,000 $40K
Wolverine Asset Management LLC — Add +12.2% 563,493 $23K
Rpo LLC — No change 513,886 $21K
Clear Street Derivatives LLC — No change 401,600 $16K
Rivernorth Capital Management, LLC — No change 325,000 $13K
Yakira Capital Management, Inc. — No change 325,000 $13K
Clear Street LLC — Add +12.8% 302,186 $12K
Heights Capital Management, Inc. — — 216,377 $9K
Verition Fund Management LLC — No change 200,711 $8K
Mint Tower Capital Management B.V. — No change 175,000 $7K
Periscope Capital Inc. — Reduce -26.2% 98,600 $4K
Atw Spac Management LLC — New 85,000 $3K
Susquehanna International Group, LLP — New 82,239 $3K
Walleye Capital LLC — No change 46,272 $2K
Walleye Trading LLC — No change 26,028 $1K
Schonfeld Strategic Advisors LLC — No change 15,000 $600
Tower Research Capital LLC (TRC) — No change 30 $1

"% of holder's portfolio" is DHAIW's weight in each manager's 13F, not the share of Aurora Technology Acquis -28 the manager owns.