Effector Therape -CW27EFTRWPreferred / convertible

13F holders, Q1 2024 (March 31)
12holders
$0.14avg. 13F price*

At the end of Q1 2024, 12 institutions reported holding Effector Therape -CW27 (EFTRW) in their 13F filings. The largest holders were Aristeia Capital, L.L.C. ($183K), Goldman Sachs Group Inc. ($85K) and Whitebox Advisors LLC ($40K).

Company
Effector Therape -CW27
CUSIP
28202V116
Latest filing quarter
Q3 2024

History

Number of 13F holders

051015 Q1 2024: 12Q1 2024Q2 2024: 12Q2 2024Q3 2024: 1Q3 2024

Total Exit/New Position Q1 2024

InstitutionsTotal Value
New Positions1$2K
Exits1$4K

Ownership 12 holders

Aristeia Capital, L.L.C. — Reduce -10.7% 1,333,446 $183K
Goldman Sachs Group Inc. — No change 630,539 $85K
Whitebox Advisors LLC — No change 298,145 $40K
MMCAP International Inc. SPC — No change 145,941 $20K
Parallel Advisors, LLC — No change 64,166 $9K
III Capital Management — No change 41,795 $6K
TENOR CAPITAL MANAGEMENT Co., L.P. — No change 33,333 $5K
Susquehanna International Group, LLP — New 16,794 $2K
Wolverine Asset Management LLC — Reduce -44.3% 9,829 $1K
UBS Group AG — Reduce -55.1% 644 $87
Pineridge Advisors LLC — No change 33 $4
Tower Research Capital LLC (TRC) — No change 23 $3

"% of holder's portfolio" is EFTRW's weight in each manager's 13F, not the share of Effector Therape -CW27 the manager owns.