Perception Capital Corp. IVPreferred / convertible

13F holders, Q3 2024 (September 30)
30holders −2
2new positions
3sold out
2famous investors
$0.04avg. 13F price*

At the end of Q3 2024, 30 institutions reported holding Perception Capital Corp. IV in their 13F filings, down 2 from Q2 2024. 2 opened new positions and 3 sold out. The largest holders were Shaolin Capital Management LLC ($39K), Calamos Advisors LLC ($35K) and Periscope Capital Inc. ($27K). 2 famous investors held it, including David E. Shaw ( of D. E. Shaw & Co.'s portfolio) and Ken Griffin ( of Citadel Advisors's portfolio).

Company
Perception Capital Corp. IV
CUSIP
G7330C110
Latest filing quarter
Q4 2024

History

Number of 13F holders

010203040 Q1 2024: 32Q1 2024Q2 2024: 32Q2 2024Q3 2024: 30Q3 2024Q4 2024: 1Q4 2024

Total Exit/New Position Q2 2024 → Q3 2024

InstitutionsTotal Value
New Positions2$9K
Exits3$34K

All 13F filers, Q2 2024 → Q3 2024: 213,530 shares bought and 605,098 shares sold, net −391,568 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.

Ownership 30 holders
Shaolin Capital Management LLC — Reduce -0.0% 768,923 $39K
Calamos Advisors LLC — No change 686,522 $35K
Periscope Capital Inc. — Reduce -9.2% 534,900 $27K
Saba Capital Management, L.P. — No change 484,298 $24K
Polar Asset Management Partners Inc. — No change 375,000 $19K
Farallon Capital Management, L.L.C. — No change 300,000 $15K
Davidson Kempner Capital Management LP — No change 250,000 $13K
Verition Fund Management LLC — No change 227,900 $11K
Sculptor Capital LP — No change 215,038 $11K
Aristeia Capital, L.L.C. — No change 199,000 $10K
D. E. Shaw & Co. — No change 199,999 $10K
Blue Owl Capital Holdings LP — New 175,000 $9K
Kennedy Lewis Management LP — No change 149,999 $8K
Walleye Capital LLC — No change 132,919 $7K
AQR Arbitrage LLC — No change 118,227 $6K
TENOR CAPITAL MANAGEMENT Co., L.P. — No change 100,000 $5K
Parallax Volatility Advisers, L.P. — Reduce -20.5% 99,300 $5K
Spartan Fund Management Inc. — No change 98,854 $5K
Citadel Advisors — Add +94.9% 78,250 $4K
Bracebridge Capital, LLC — No change 75,000 $4K
Moore Capital Management, LP — No change 75,000 $4K
Walleye Trading LLC — No change 74,700 $4K
Silver Rock Financial LP — No change 69,908 $4K
Dupont Capital Management Corp. — No change 50,000 $3K
T. Rowe Price Associates Inc. — No change 37,850 $2K
Whitebox Advisors LLC — No change 25,000 $1K
Adage Capital Partners Gp, L.L.C. — No change 900,000 $900
MMCAP International Inc. SPC — No change 12,500 $629
Clear Street Derivatives LLC — No change 12,000 $604
UBS Group AG — New 431 $22

"% of holder's portfolio" is PERCEPTION CAPITAL CORP IV's weight in each manager's 13F, not the share of Perception Capital Corp. IV the manager owns.