Hennessy Capital Investm-RTSHCICRPreferred / convertible

13F holders, Q2 2026 (June 30)
44holders +31
6new positions
0sold out
2famous investors
$0.16avg. 13F price*

At the end of Q2 2026, 44 institutions reported holding Hennessy Capital Investm-RTS (HCICR) in their 13F filings, up 31 from Q1 2026. 6 opened new positions and 0 sold out. The largest holders were Adage Capital Partners Gp, L.L.C. ($304K), Polar Asset Management Partners Inc. ($199K) and Verition Fund Management LLC ($195K). 2 famous investors held it, including David E. Shaw ( of D. E. Shaw & Co.'s portfolio) and Israel Englander ( of Millennium Management's portfolio).

Company
Hennessy Capital Investm-RTS
CUSIP
G44055120
Latest filing quarter
Q2 2026

History

Number of 13F holders

01020304050 Q1 2026: 13Q1 2026Q2 2026: 44Q2 2026

Total Exit/New Position Q1 2026 → Q2 2026

InstitutionsTotal Value
New Positions6$399K
Exits0$0

All 13F filers, Q1 2026 → Q2 2026: 3,186,780 shares bought and 177,394 shares sold, net +3,009,386 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.

Ownership 44 holders
Adage Capital Partners Gp, L.L.C. — No change 1,890,000 $304K
Polar Asset Management Partners Inc. — Add +1.9% 1,223,400 $199K
Verition Fund Management LLC — Add +42.2% 1,208,951 $195K
TENOR CAPITAL MANAGEMENT Co., L.P. — No change 1,200,000 $193K
Linden Advisors LP — No change 1,050,000 $180K
Glazer Capital, LLC — New 1,002,784 $161K
BNP Paribas Financial Markets — No change 830,643 $134K
D. E. Shaw & Co. — No change 750,000 $121K
Shaolin Capital Management LLC — Reduce -7.6% 693,018 $112K
Magnetar Financial LLC — No change 600,000 $103K
Millennium Management — New 625,000 $101K
AQR Arbitrage LLC — No change 622,722 $100K
Moore Capital Management, LP — No change 600,000 $97K
Sona Asset Management (us) LLC — New 515,696 $83K
Yaupon Capital Management LP — No change 500,000 $81K
Ghisallo Capital Management LLC — No change 500,000 $81K
Rivernorth Capital Management, LLC — No change 500,000 $75K
Radcliffe Capital Management, L.P. — Add +15.6% 404,500 $69K
Wolverine Asset Management LLC — No change 404,190 $65K
Context Capital Management, LLC — No change 400,000 $64K
Whitebox Advisors LLC — Add +138.5% 344,434 $55K
Schonfeld Strategic Advisors LLC — No change 340,000 $55K
Heights Capital Management, Inc. — No change 300,000 $48K
Commonwealth of Pennsylvania Public School Empls Retrmt SYS — No change 300,000 $48K
Mint Tower Capital Management B.V. — No change 300,000 $48K
Periscope Capital Inc. — No change 250,000 $41K
Berkley W R Corp. — Reduce -16.2% 250,000 $40K
Kryger Capital LLC — Reduce -2.1% 246,787 $40K
Parallax Volatility Advisers, L.P. — Add +36.2% 241,845 $39K
Clear Street Group Inc. — Reduce -23.1% 221,340 $36K
Hudson Bay Capital Management LP — No change 200,000 $32K
Picton Mahoney Asset Management — No change 200,000 $32K
Toronto Dominion Bank — New 175,000 $28K
Bulldog Investors, LLP — New 163,963 $26K
Saba Capital Management, L.P. — No change 136,488 $23K
MMCAP International Inc. SPC — No change 100,000 $16K
DLD Asset Management, LP — No change 100,000 $16K
Gritstone Asset Management LLC — No change 100,000 $16K
Virtu Financial LLC — Add +0.2% 90,166 $15K
K2 Principal Fund, L.P. — No change 77,786 $12K
Centiva Capital, LP — No change 52,303 $8K
Meteora Capital, LLC — Reduce -0.3% 49,851 $8K
Abc Arbitrage SA — No change 40,000 $6K
Royal Bank of Canada — New 3,000 $0

"% of holder's portfolio" is HCICR's weight in each manager's 13F, not the share of Hennessy Capital Investm-RTS the manager owns.