Pgim S&P 500 Buffer 12-JanJANPETF

13F holders, Q3 2025 (September 30)
10holders
0new positions
0sold out
$31.67avg. 13F price*

At the end of Q3 2025, 10 institutions reported holding Pgim S&P 500 Buffer 12-Jan (JANP) in their 13F filings, unchanged from Q2 2025. 0 opened new positions and 0 sold out. The largest holders were Prudential Financial Inc. ($5.4M), Commonwealth Equity Services, LLC ($493K) and NewEdge Advisors, LLC ($488K).

Company
Pgim S&P 500 Buffer 12-Jan
Filed as
PGIM ROCK ETF TR (Q3 2025)
CUSIP
69420N106
Latest filing quarter
Q2 2026

History

Number of 13F holders

05101520 Q1 2024: 1Q1 2024Q2 2024: 4Q2 2024Q3 2024: 5Q3 2024Q4 2024: 5Q4 2024Q1 2025: 10Q1 2025Q2 2025: 10Q2 2025Q3 2025: 10Q3 2025Q4 2025: 9Q4 2025Q1 2026: 19Q1 2026Q2 2026: 16Q2 2026

Total Exit/New Position Q2 2025 → Q3 2025

InstitutionsTotal Value
New Positions0$0
Exits0$0

All 13F filers, Q2 2025 → Q3 2025: 64,306 shares bought and 1,765 shares sold, net +62,541 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.

Ownership 10 holders

Prudential Financial Inc. 0.01% Add +39.3% 171,981 $5.4M
Commonwealth Equity Services, LLC 0.00% Add +4.1% 15,576 $493K
NewEdge Advisors, LLC 0.00% Add +10.0% 15,400 $488K
Royal Bank of Canada 0.00% Add +2282.2% 14,341 $454K
Visionary Wealth Advisors 0.01% No change 9,659 $306K
Kestra Advisory Services, LLC 0.00% No change 9,050 $287K
Centaurus Financial, Inc. 0.01% No change 8,609 $273K
UBS Group AG 0.00% Reduce -38.5% 2,820 $89K
DHJJ Financial Advisors, Ltd. 0.01% No change 1,367 $43K
Parallel Advisors, LLC 0.00% No change 1,000 $32K

"% of holder's portfolio" is JANP's weight in each manager's 13F, not the share of Pgim S&P 500 Buffer 12-Jan the manager owns.