Pgim S&P 500 Max Buf ETF-OctPMOCETF

13F holders, Q1 2026 (March 31)
2holders −1
0new positions
1sold out
$25.20avg. 13F price*

At the end of Q1 2026, 2 institutions reported holding Pgim S&P 500 Max Buf ETF-Oct (PMOC) in their 13F filings, down 1 from Q4 2025. 0 opened new positions and 1 sold out. The largest holders were Brookstone Capital Management ($210K) and Harbour Investments, Inc. ($49K).

Company
Pgim S&P 500 Max Buf ETF-Oct
Filed as
PGIM ROCK ETF TR (Q1 2026)
CUSIP
69420N585
Latest filing quarter
Q2 2026

History

Number of 13F holders

0123 Q4 2025: 3Q4 2025Q1 2026: 2Q1 2026Q2 2026: 1Q2 2026

Total Exit/New Position Q4 2025 → Q1 2026

InstitutionsTotal Value
New Positions0$0
Exits1$269K

All 13F filers, Q4 2025 → Q1 2026: 10,625 shares sold, net −10,625 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.

Ownership 2 holders

Brookstone Capital Management 0.00% No change 8,317 $210K
Harbour Investments, Inc. 0.00% No change 1,928 $49K

"% of holder's portfolio" is PMOC's weight in each manager's 13F, not the share of Pgim S&P 500 Max Buf ETF-Oct the manager owns.