Pgim NDQ-100 Bufr 12 ETF JanPQJAETF

13F holders, Q1 2026 (March 31)
6holders +3
4new positions
1sold out
$28.26avg. 13F price*

At the end of Q1 2026, 6 institutions reported holding Pgim NDQ-100 Bufr 12 ETF Jan (PQJA) in their 13F filings, up 3 from Q4 2025. 4 opened new positions and 1 sold out. The largest holders were Prudential Financial Inc. ($11.9M), Old Mission Capital LLC ($445K) and Commonwealth Equity Services, LLC ($283K).

Company
Pgim NDQ-100 Bufr 12 ETF Jan
Filed as
PGIM ROCK ETF TR (Q1 2026)
CUSIP
69420N551
Latest filing quarter
Q2 2026

History

Number of 13F holders

0246 Q1 2025: 4Q1 2025Q2 2025: 3Q2 2025Q3 2025: 3Q3 2025Q4 2025: 3Q4 2025Q1 2026: 6Q1 2026Q2 2026: 5Q2 2026

Total Exit/New Position Q4 2025 → Q1 2026

InstitutionsTotal Value
New Positions4$752K
Exits1$282K

All 13F filers, Q4 2025 → Q1 2026: 175,286 shares bought and 9,658 shares sold, net +165,628 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.

Ownership 6 holders

Prudential Financial Inc. 0.01% Add +54.3% 420,220 $11.9M
Old Mission Capital LLC 0.01% New 15,733 $445K
Commonwealth Equity Services, LLC 0.00% New 10,005 $283K
DHJJ Financial Advisors, Ltd. 0.02% Add +40.1% 2,611 $74K
IFP Advisors, Inc 0.00% New 509 $14K
UBS Group AG 0.00% New 362 $10K

"% of holder's portfolio" is PQJA's weight in each manager's 13F, not the share of Pgim NDQ-100 Bufr 12 ETF Jan the manager owns.