Roth CH Acquisition V -CW23ROCLWPreferred / convertible
13F holders, Q2 2024 (June 30)At the end of Q2 2024, 30 institutions reported holding Roth CH Acquisition V -CW23 (ROCLW) in their 13F filings, down 1 from Q1 2024. 2 opened new positions and 1 sold out. The largest holders were Periscope Capital Inc. ($27K), Shaolin Capital Management LLC ($26K) and Cowen and Company, LLC ($18K). 2 famous investors held it, including David E. Shaw ( of D. E. Shaw & Co.'s portfolio) and Ken Griffin ( of Citadel Advisors's portfolio).
- Company
- Roth CH Acquisition V -CW23
- CUSIP
- 77867R118
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q1 2024 → Q2 2024
| Institutions | Total Value | |
|---|---|---|
| New Positions | 2 | $4K |
| Exits | 1 | $3K |
All 13F filers, Q1 2024 → Q2 2024: 61,000 shares bought and 526,378 shares sold, net −465,378 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 30 holders
| Periscope Capital Inc. | — | Reduce -44.7% | 470,200 | $27K |
| Shaolin Capital Management LLC | — | No change | 449,819 | $26K |
| Cowen and Company, LLC | — | Reduce -17.7% | 322,295 | $18K |
| Polar Asset Management Partners Inc. | — | No change | 300,000 | $17K |
| Calamos Advisors LLC | — | No change | 250,000 | $14K |
| Aristeia Capital, L.L.C. | — | No change | 250,000 | $13K |
| Rivernorth Capital Management, LLC | — | No change | 191,139 | $11K |
| Q Global Advisors, LLC | — | No change | 196,700 | $11K |
| Exos Asset Management LLC | — | No change | 120,808 | $7K |
| AQR Arbitrage LLC | — | No change | 89,490 | $5K |
| Walleye Capital LLC | — | No change | 80,192 | $5K |
| Clear Street LLC | — | Reduce -7.9% | 67,728 | $4K |
| Meteora Capital, LLC | — | New | 51,000 | $3K |
| D. E. Shaw & Co. | — | No change | 49,999 | $3K |
| 683 Capital Management, LLC | — | No change | 50,000 | $3K |
| Kim, LLC | — | No change | 50,000 | $3K |
| Clear Street Derivatives LLC | — | No change | 50,000 | $3K |
| Walleye Trading LLC | — | No change | 45,108 | $3K |
| Cubist Systematic Strategies, LLC | — | Reduce -18.2% | 38,344 | $2K |
| Antara Capital LP | — | No change | 37,500 | $2K |
| Whitebox Advisors LLC | — | No change | 37,500 | $2K |
| Yakira Capital Management, Inc. | — | No change | 37,500 | $2K |
| Flow Traders U.S. LLC | — | Reduce -12.1% | 33,762 | $2K |
| Citadel Advisors | — | Reduce -46.3% | 15,614 | $904 |
| Gabelli Funds LLC | — | No change | 12,824 | $736 |
| GABELLI & Co INVESTMENT ADVISERS, INC. | — | No change | 10,550 | $606 |
| Owl Creek Asset Management, L.P. | — | No change | 10,000 | $574 |
| Schonfeld Strategic Advisors LLC | — | New | 10,000 | $574 |
| Ancora Advisors LLC | — | No change | 4,563 | $262 |
| Bank of America Corp. | — | Reduce -66.7% | 100 | $6 |
"% of holder's portfolio" is ROCLW's weight in each manager's 13F, not the share of Roth CH Acquisition V -CW23 the manager owns.