Sonoma PharmaceuticalsSNOA

13F holders, Q3 2024 (September 30)
14holders +13
5new positions
1sold out
$3.07avg. 13F price*

At the end of Q3 2024, 14 institutions reported holding Sonoma Pharmaceuticals Inc. (SNOA) in their 13F filings, up 13 from Q2 2024. 5 opened new positions and 1 sold out. The largest holders were UBS Group AG ($39K), Ground Swell Capital, LLC ($32K) and Tower Research Capital LLC (TRC) ($13K).

Company
Sonoma Pharmaceuticals Inc.
CUSIP
83558L303
Latest filing quarter
Q2 2026

History

Number of 13F holders

05101520 Q2 2024: 1Q2 2024Q3 2024: 14Q3 2024Q4 2024: 9Q4 2024Q1 2025: 12Q1 2025Q2 2025: 14Q2 2025Q3 2025: 20Q3 2025Q4 2025: 16Q4 2025Q1 2026: 17Q1 2026Q2 2026: 14Q2 2026

Total Exit/New Position Q2 2024 → Q3 2024

InstitutionsTotal Value
New Positions5$33K
Exits1$1

All 13F filers, Q2 2024 → Q3 2024: 26,660 shares bought and 11 shares sold, net +26,649 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.

Ownership 14 holders

UBS Group AG 0.00% Add +2113.7% 12,730 $39K
Ground Swell Capital, LLC 0.05% New 10,400 $32K
Tower Research Capital LLC (TRC) 0.00% Add +937.9% 4,141 $13K
Citigroup Inc. 0.00% New 180 $553
JPMorgan Chase & Co. 0.00% New 138 $424
BlackRock, Inc. 0.00% — 113 $347
Osaic Holdings, Inc. 0.00% Add +179.8% 27 $82
US Bancorp \de 0.00% Add +3.6% 25 $77
Morgan Stanley 0.00% Reduce -3.6% 4 $12
Allworth Financial LP 0.00% Reduce -4.4% 3 $10
Bank of America Corp. 0.00% Reduce -63.9% 3 $9
Wells Fargo & Company 0.00% Reduce -37.2% 1 $3
Danske Bank A/S 0.00% New 1 $3
Royal Bank of Canada 0.00% New 26 $0

"% of holder's portfolio" is SNOA's weight in each manager's 13F, not the share of Sonoma Pharmaceuticals Inc. the manager owns.