A&I Financial Services, LLC
In its 13F for Q3 2025 (holdings as of September 30, 2025, filed October 23, 2025), A&I Financial Services, LLC reported 77 stock positions worth $204.9 million. Its top holding was iShares Russell 2000 ETF (IWM) at 20.1% of the portfolio, followed by Touchstone Sands Sel GR ETF (TSEL, 15.0%) and Brandes US Value ETF (BUSA, 7.9%). Compared with Q2 2025, it opened 13 new positions, sold out of 9, added to 29 and reduced 22. The biggest buy was a new position in Virtus As Futures ETF (ASMF) and the biggest sale Touchstone Sands Sel GR ETF (TSEL, shares −8%).
- Most Recent 13F
- Q2 2026
- Location
- LONE TREE, CO
- CIK
- 0001728031
- Portfolio Value
- $204.9M (Q3 2025)
- SEC Filing
- 0001728031-25-000004 ↗ filed Oct 23, 2025
Holdings Value
Holdings 77 stocks · $204.9M
| IWM iShares Russell 2000 ETF | 20.10% | 169,844 | $41.2M | Reduce -0.2% |
| TSEL Touchstone Sands Sel GR ETF | 14.96% | 1,018,623 | $30.6M | Reduce -7.8% |
| BUSA Brandes US Value ETF | 7.94% | 465,137 | $16.3M | Add +4.3% |
| OAKM Oakmark US Large Cap ETF | 7.83% | 600,855 | $16.0M | Add +1.0% |
| DBMF Imgp Dbi MFT STR ETF-Usd Inc. | 4.40% | 328,690 | $9.0M | Add +48.0% |
| ASMF Virtus As Futures ETF | 4.27% | 374,895 | $8.7M | New |
| ITOT iShares Core S&P Total U.S. | 4.09% | 57,345 | $8.4M | Add +3.7% |
| VEA Vanguard Ftse Developed ETF | 2.71% | 91,937 | $5.6M | Add +1.1% |
| CGGR Cap Group Growth Equity | 2.58% | 119,570 | $5.3M | Add +15.6% |
| CGUS Cap Group Core Equity filed as CAPITAL GROUP CORE EQUITY ET | 2.40% | 123,659 | $4.9M | Add +14.5% |
| NVDA Nvidia Corp. | 2.20% | 24,051 | $4.5M | No change |
| AAPL Apple Inc. | 1.96% | 15,691 | $4.0M | Reduce -1.4% |
| VOTE TCW Transform 500 ETF | 1.67% | 43,526 | $3.4M | Add +0.6% |
| CGDV Cap Group Dividend Value filed as CAPITAL GROUP DIVIDEND VALUE | 1.62% | 78,307 | $3.3M | Add +3.3% |
| CGGO Cap Group Global Growth filed as CAPITAL GROUP GBL GROWTH EQT | 1.41% | 83,709 | $2.9M | Add +15.9% |
| VWO Vanguard Ftse Emerging Marke | 1.18% | 44,438 | $2.4M | Add +0.9% |
| CGMM Cap Group Small and Mid Cap | 0.87% | 63,049 | $1.8M | Add +19.8% |
| CGGE Cap Group Global Eq filed as CAPITAL GROUP GLOBAL EQUITY | 0.76% | 50,476 | $1.6M | Add +24.7% |
| CVIE Cal Intl Responsible Index | 0.71% | 20,985 | $1.4M | Reduce -0.1% |
| ESML iShares ESG Aware MSCI USA S | 0.68% | 30,755 | $1.4M | Add +2.3% |
| IVV iShares Core S&P 500 ETF | 0.63% | 1,934 | $1.3M | Reduce -1.9% |
| ESGD iShares Trust iShares ESG Aw | 0.62% | 13,648 | $1.3M | Add +0.3% |
| AMZN Amazon.com Inc. | 0.61% | 5,627 | $1.2M | Reduce -3.3% |
| NUBD Nuveen ESG US Aggregate Bond | 0.56% | 51,221 | $1.1M | Add +3.2% |
| LITMAN GREGORY FDS TR | 0.56% | 121,481 | $1.1M | Add +4.3% |
| CGNG Cap Group New Geography Eq filed as CAPITAL GROUP NEW GEOGRAPHY | 0.52% | 34,436 | $1.1M | Add +18.4% |
| CGDG Cap Group Dividend Growers filed as CAPITAL GROUP DIVIDEND GROWE | 0.48% | 28,488 | $993K | Add +7.4% |
| MSFT Microsoft Corp. | 0.46% | 1,822 | $947K | Reduce -4.7% |
| EMBC Embecta Corp. | 0.45% | 61,986 | $912K | New |
| DAN Dana Inc. | 0.43% | 44,478 | $883K | Reduce -2.9% |
| LW Lamb Weston Holdings Inc. | 0.38% | 12,538 | $777K | New |
| AES AES Corp. | 0.37% | 49,398 | $759K | Reduce -2.4% |
| VFC VF Corp. | 0.35% | 47,294 | $725K | Add +1.9% |
| ORI Old Republic Intl Corp. | 0.35% | 16,665 | $713K | Add +0.0% |
| AFG American Financial Group Inc. | 0.33% | 4,669 | $684K | Add +3.4% |
| ADT Adt Inc. | 0.33% | 78,559 | $682K | Reduce -2.5% |
| THG Hanover Insurance Group Inc./ | 0.33% | 3,717 | $675K | Reduce -1.5% |
| SEE Sealed Air Corp. | 0.33% | 18,900 | $672K | Add +6.2% |
| TSLA Tesla Inc. | 0.33% | 1,459 | $670K | Reduce -2.2% |
| ORCL Oracle Corp. | 0.31% | 2,196 | $635K | New |
| VOYA Voya Financial Inc. | 0.31% | 8,533 | $633K | Reduce -0.5% |
| BIPC Brookfield Infrastructure-A | 0.30% | 14,957 | $622K | New |
| ESGE iShares Inc. iShares ESG Awar | 0.30% | 13,859 | $607K | Reduce -1.7% |
| OMC Omnicom Group | 0.29% | 7,778 | $602K | Add +7.9% |
| BAH Booz Allen Hamilton Holdings | 0.28% | 5,650 | $580K | Reduce -2.0% |
| HRI Herc Holdings Inc. filed as HERC HLDGS INC | 0.28% | 4,795 | $577K | Reduce -0.8% |
| GOOGL Alphabet Inc. Class A | 0.28% | 2,351 | $576K | No change |
| NXST Nexstar Media Group Inc. | 0.28% | 2,931 | $575K | New |
| UVE Universal Insurance Holdings | 0.28% | 22,241 | $574K | Add +10.5% |
| CGCV Cap Group Conservative Eq filed as CAPITAL GROUP CONSERVATIVE E | 0.27% | 18,082 | $547K | Add +14.0% |
| WEN The Wendy's Co. | 0.27% | 57,615 | $545K | New |
| LEG Leggett & Platt Inc. | 0.27% | 60,870 | $544K | Reduce -0.7% |
| HY Hyster-Yale Inc. | 0.25% | 13,594 | $502K | Add +12.4% |
| DT Dynatrace Inc. | 0.24% | 10,067 | $486K | No change |
| CGIC Cap Group Intl Core Eq filed as CAPITAL GROUP INTERNATIONAL | 0.24% | 15,644 | $486K | Add +15.3% |
| NVR NVR Inc. | 0.22% | 55 | $442K | No change |
| CGIE Cap Group Intl Equity filed as CAPITAL GROUP INTERNATIONAL | 0.19% | 11,590 | $395K | No change |
| PECO Phillips Edison & Company Inc. | 0.19% | 11,419 | $390K | No change |
| GOOG Alphabet Inc. Class C | 0.17% | 1,390 | $341K | Reduce -41.8% |
| COST Costco Wholesale Corp. | 0.16% | 362 | $332K | Add +1.1% |
| GLD SPDR Gold Shares | 0.15% | 885 | $315K | No change |
| AHR American Healthcare REIT Inc. | 0.14% | 6,847 | $287K | No change |
| CGBL Cap Group Core Balanced filed as CAPITAL GROUP CORE BALANCED | 0.14% | 8,179 | $285K | No change |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.14% | 2,478 | $280K | Reduce -13.9% |
| VTWO Vanguard Russell 2000 ETF | 0.13% | 2,683 | $263K | Reduce -2.9% |
| IVW iShares S&P 500 Growth ETF | 0.13% | 2,137 | $259K | No change |
| QQQ Invesco QQQ Trust Series 1 | 0.12% | 400 | $241K | No change |
| RKLB Rocket Lab Corp. | 0.12% | 5,000 | $240K | New |
| BRK.B Berkshire Hathaway Inc. Class B | 0.12% | 481 | $240K | No change |
| CION Cion Investment Corp. | 0.11% | 24,902 | $235K | Reduce -13.4% |
| WM Waste Management Inc. | 0.10% | 974 | $214K | Reduce -20.4% |
| LMT Lockheed Martin Corp. | 0.10% | 424 | $212K | New |
| HOPE Hope Bancorp Inc. | 0.10% | 19,730 | $211K | No change |
| HD Home Depot Inc. | 0.10% | 513 | $204K | New |
| VONG Vanguard Russell 1000 Growth | 0.10% | 1,660 | $201K | New |
| FSCO FS Credit Opportunities Corp. | 0.06% | 18,807 | $129K | New |
| LAES Sealsq Corp. | 0.02% | 10,000 | $40K | New |
Portfolio Sells Q2 2025 → Q3 2025
| TSEL Touchstone Sands Sel GR ETF | Reduce -7.8% | 14.96% | −2.82 |
| IWM iShares Russell 2000 ETF | Reduce -0.2% | 20.10% | −0.63 |
| PAHC Phibro Animal Health Corp. Class A | Sold out | 0.00% | −0.42 |
| CNH CNH Industrial NV | Sold out | 0.00% | −0.36 |
| RCI Rogers Communications Inc. Class B | Sold out | 0.00% | −0.35 |
| KLG WK Kellogg Co. | Sold out | 0.00% | −0.33 |
| SON Sonoco Products Co. | Sold out | 0.00% | −0.28 |
| PLTR Palantir Technologies Inc. Class A | Sold out | 0.00% | −0.15 |
| LLY Eli Lilly & Co. | Sold out | 0.00% | −0.15 |
| SHV iShares 0-1 Year Treasury Bo | Sold out | 0.00% | −0.14 |
| FSK FS KKR Capital Corp. | Sold out | 0.00% | −0.12 |
| AMZN Amazon.com Inc. | Reduce -3.3% | 0.61% | −0.11 |
| HRI Herc Holdings Inc. | Reduce -0.8% | 0.28% | −0.08 |
| MSFT Microsoft Corp. | Reduce -4.7% | 0.46% | −0.07 |
| GOOG Alphabet Inc. Class C | Reduce -41.8% | 0.17% | −0.07 |
| CVIE Cal Intl Responsible Index | Reduce -0.1% | 0.71% | −0.07 |
| DIS The Walt Disney Co. | Reduce -13.9% | 0.14% | −0.06 |
| IVV iShares Core S&P 500 ETF | Reduce -1.9% | 0.63% | −0.06 |
| BAH Booz Allen Hamilton Holdings | Reduce -2.0% | 0.28% | −0.06 |
| WM Waste Management Inc. | Reduce -20.4% | 0.10% | −0.05 |
| ADT Adt Inc. | Reduce -2.5% | 0.33% | −0.05 |
| LEG Leggett & Platt Inc. | Reduce -0.7% | 0.27% | −0.04 |
| CION Cion Investment Corp. | Reduce -13.4% | 0.11% | −0.04 |
| VOYA Voya Financial Inc. | Reduce -0.5% | 0.31% | −0.03 |
| THG Hanover Insurance Group Inc./ | Reduce -1.5% | 0.33% | −0.03 |
| ESGE iShares Inc. iShares ESG Awar | Reduce -1.7% | 0.30% | −0.02 |
| DAN Dana Inc. | Reduce -2.9% | 0.43% | −0.01 |
| VTWO Vanguard Russell 2000 ETF | Reduce -2.9% | 0.13% | −0.01 |
| TSLA Tesla Inc. | Reduce -2.2% | 0.33% | +0.06 |
| AES AES Corp. | Reduce -2.4% | 0.37% | +0.07 |
| AAPL Apple Inc. | Reduce -1.4% | 1.96% | +0.11 |
Portfolio Buys Q2 2025 → Q3 2025
| ASMF Virtus As Futures ETF | New | 4.27% | +4.27 |
| DBMF Imgp Dbi MFT STR ETF-Usd Inc. | Add +48.0% | 4.40% | +1.17 |
| EMBC Embecta Corp. | New | 0.45% | +0.45 |
| LW Lamb Weston Holdings Inc. | New | 0.38% | +0.38 |
| ORCL Oracle Corp. | New | 0.31% | +0.31 |
| BIPC Brookfield Infrastructure-A | New | 0.30% | +0.30 |
| NXST Nexstar Media Group Inc. | New | 0.28% | +0.28 |
| WEN The Wendy's Co. | New | 0.27% | +0.27 |
| CGGR Cap Group Growth Equity | Add +15.6% | 2.58% | +0.20 |
| CGUS Cap Group Core Equity | Add +14.5% | 2.40% | +0.15 |
| RKLB Rocket Lab Corp. | New | 0.12% | +0.12 |
| LMT Lockheed Martin Corp. | New | 0.10% | +0.10 |
| CGGO Cap Group Global Growth | Add +15.9% | 1.41% | +0.10 |
| HD Home Depot Inc. | New | 0.10% | +0.10 |
| VONG Vanguard Russell 1000 Growth | New | 0.10% | +0.10 |
| CGGE Cap Group Global Eq | Add +24.7% | 0.76% | +0.10 |
| CGMM Cap Group Small and Mid Cap | Add +19.8% | 0.87% | +0.07 |
| FSCO FS Credit Opportunities Corp. | New | 0.06% | +0.06 |
| CGNG Cap Group New Geography Eq | Add +18.4% | 0.52% | +0.05 |
| VFC VF Corp. | Add +1.9% | 0.35% | +0.05 |
| LAES Sealsq Corp. | New | 0.02% | +0.02 |
| SEE Sealed Air Corp. | Add +6.2% | 0.33% | +0.02 |
| CGIC Cap Group Intl Core Eq | Add +15.3% | 0.24% | +0.01 |
| AFG American Financial Group Inc. | Add +3.4% | 0.33% | +0.01 |
| CGCV Cap Group Conservative Eq | Add +14.0% | 0.27% | +0.01 |
| OMC Omnicom Group | Add +7.9% | 0.29% | +0.00 |
| ORI Old Republic Intl Corp. | Add +0.0% | 0.35% | −0.01 |
| CGDG Cap Group Dividend Growers | Add +7.4% | 0.48% | −0.02 |
| ESML iShares ESG Aware MSCI USA S | Add +2.3% | 0.68% | −0.02 |
| HY Hyster-Yale Inc. | Add +12.4% | 0.25% | −0.03 |
| UVE Universal Insurance Holdings | Add +10.5% | 0.28% | −0.04 |
| COST Costco Wholesale Corp. | Add +1.1% | 0.16% | −0.04 |
| VWO Vanguard Ftse Emerging Marke | Add +0.9% | 1.18% | −0.05 |
| ESGD iShares Trust iShares ESG Aw | Add +0.3% | 0.62% | −0.06 |
| NUBD Nuveen ESG US Aggregate Bond | Add +3.2% | 0.56% | −0.06 |
| CGDV Cap Group Dividend Value | Add +3.3% | 1.62% | −0.07 |
| LITMAN GREGORY FDS TR | Add +4.3% | 0.56% | −0.09 |
| VOTE TCW Transform 500 ETF | Add +0.6% | 1.67% | −0.10 |
| ITOT iShares Core S&P Total U.S. | Add +3.7% | 4.09% | −0.13 |
| VEA Vanguard Ftse Developed ETF | Add +1.1% | 2.71% | −0.22 |
| BUSA Brandes US Value ETF | Add +4.3% | 7.94% | −0.48 |
| OAKM Oakmark US Large Cap ETF | Add +1.0% | 7.83% | −0.80 |
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 75 | $229.6M | EFA, TSEL, BUSA, OAKM, DBMF |
| Q1 2026 | 75 | $211.1M | SHV, TSEL, BUSA, OAKM, DBMF |
| Q4 2025 | 79 | $210.5M | IWM, TSEL, OAKM, BUSA, DBMF |
| Q3 2025 | 77 | $204.9M | IWM, TSEL, BUSA, OAKM, DBMF |
| Q2 2025 | 73 | $177.2M | IWM, TSEL, OAKM, BUSA, ITOT |
| Q1 2025 | 72 | $147.8M | IWM, TSEL, BUSA, OAKM, ITOT |
| Q4 2024 | 72 | $102.6M | IWM, ITOT, DBMF, VEA, NVDA |