Cap Group Small and Mid CapCGMMETF
13F holders, Q2 2026 (June 30)226holders +26
38new positions
12sold out
3famous investors
$32.95avg. 13F price*
At the end of Q2 2026, 226 institutions reported holding Cap Group Small and Mid Cap (CGMM) in their 13F filings, up 26 from Q1 2026. 38 opened new positions and 12 sold out. The largest holders were LPL Financial LLC ($708.0M), Envestnet Asset Management Inc. ($345.6M) and Wells Fargo & Company ($155.4M). 3 famous investors held it, including Cliff Asness (0.0% of AQR Capital Management's portfolio), David E. Shaw (0.0% of D. E. Shaw & Co.'s portfolio) and Ken Griffin (0.0% of Citadel Advisors's portfolio).
- Company
- Cap Group Small and Mid Cap
- Filed as
- CAPITAL GROUP EQUITY ETF TR (Q2 2026)
- CUSIP
- 14022A102
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q1 2026 → Q2 2026
| Institutions | Total Value | |
|---|---|---|
| New Positions | 38 | $88.3M |
| Exits | 12 | $2.1M |
All 13F filers, Q1 2026 → Q2 2026: 24,601,687 shares bought and 803,983 shares sold, net +23,797,704 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 226 holders
| LPL Financial LLC | 0.16% | Add +62.5% | 21,475,187 | $708.0M |
| Envestnet Asset Management Inc. | 0.08% | Add +14.9% | 10,481,145 | $345.6M |
| Wells Fargo & Company | 0.03% | Add +55.5% | 4,714,240 | $155.4M |
| Pathstone Holdings, LLC | 0.28% | Add +73.0% | 2,904,910 | $95.8M |
| Jones Financial Companies LLLP | 0.03% | Add +69.6% | 2,507,602 | $81.3M |
| Osaic Holdings, Inc. | 0.09% | Add +45.0% | 2,443,779 | $80.6M |
| Cetera Investment Advisers | 0.07% | Add +49.7% | 2,276,254 | $75.0M |
| Commonwealth Equity Services, LLC | 0.07% | Add +14.8% | 1,573,652 | $51.9M |
| Merit Financial Group, LLC | 0.29% | Add +0.2% | 1,407,335 | $46.4M |
| MML Investors Services, LLC | 0.09% | Add +40.1% | 1,325,925 | $43.7M |
| Northwestern Mutual Wealth Management Co. | 0.02% | Add +31.7% | 1,235,373 | $40.7M |
| Raymond James Financial Inc. | 0.01% | Add +145.9% | 1,218,875 | $40.2M |
| Sei Investments Co. | 0.03% | Add +22.0% | 1,192,327 | $39.3M |
| Janney Montgomery Scott LLC | 0.07% | New | 1,171,983 | $38.6M |
| Captrust Financial Advisors | 0.06% | Add +1.7% | 1,131,525 | $37.3M |
| Assetmark, Inc. | 0.06% | Add +24.1% | 1,104,735 | $36.4M |
| Royal Bank of Canada | 0.01% | Add +35.6% | 1,077,007 | $35.5M |
| Cambridge Investment Research Advisors, Inc. | 0.08% | Add +106.5% | 1,070,088 | $35.3M |
| Kestra Advisory Services, LLC | 0.11% | Add +9.4% | 998,736 | $32.9M |
| Stifel Financial Corp. | 0.03% | Add +3.1% | 955,775 | $31.5M |
| Capital Group Private Client Services, Inc. | 0.44% | Add +29.4% | 955,714 | $31.5M |
| NewEdge Advisors, LLC | 0.08% | Add +10.8% | 824,209 | $27.2M |
| Ergawealth Advisors, Inc. | 10.44% | Add +2.7% | 815,624 | $26.9M |
| Benjamin Edwards Inc. | 0.24% | Add +50.0% | 801,560 | $26.4M |
| Kestra Investment Management, LLC | 0.48% | Reduce -30.9% | 744,539 | $24.5M |
| Presper Financial Architects, LLC | 11.04% | Add +0.0% | 641,960 | $21.2M |
| &partners | 0.07% | Add +27.0% | 552,692 | $18.3M |
| Natixis Advisors, LLC | 0.02% | Add +94.9% | 522,131 | $17.2M |
| Main Line Retirement Advisors, LLC | 7.73% | Reduce -2.5% | 511,035 | $16.8M |
| Baird Financial Group, Inc. | 0.02% | Add +438.4% | 509,926 | $16.8M |
| Valmark Advisers, Inc. | 0.16% | Add +124.7% | 468,806 | $15.5M |
| Macquarie Group Ltd. | 0.07% | New | 460,000 | $15.2M |
| Strategic Blueprint, LLC | 0.76% | Add +2.0% | 458,668 | $15.1M |
| Compton Financial Group, LLC | 2.91% | Add +133.6% | 457,700 | $15.1M |
| Stephens Inc. | 0.15% | Add +2.1% | 404,504 | $13.3M |
| KWB Wealth | 1.07% | New | 379,650 | $12.5M |
| Rockefeller Capital Management L.P. | 0.02% | Add +80.2% | 372,277 | $12.3M |
| Wealth Enhancement Advisory Services, LLC | 0.02% | Add +10.8% | 311,525 | $10.1M |
| Souders Financial Advisors | 1.01% | Add +6.3% | 305,649 | $10.1M |
| Vestmark Advisory Solutions, Inc. | 0.09% | Add +6.2% | 303,954 | $10.0M |
| Coign Capital Advisors LLC | 4.26% | Add +3.1% | 286,923 | $9.5M |
| Orion Porfolio Solutions, LLC | 0.07% | Add +6.4% | 282,307 | $9.3M |
| J. Derek Lewis & Associates Inc. | 1.75% | Add +24.7% | 281,626 | $9.3M |
| Great Valley Advisor Group, Inc. | 0.14% | Add +17.5% | 270,456 | $8.9M |
| Essex Financial Services, Inc. | 0.35% | Add +98.6% | 215,247 | $7.1M |
| Equitable Holdings, Inc. | 0.04% | Add +130.3% | 213,117 | $7.0M |
| Cary Street Partners Financial LLC | 0.14% | Add +5.5% | 190,437 | $6.3M |
| Private Advisor Group, LLC | 0.03% | Add +110.8% | 190,130 | $6.3M |
| National Wealth Management Group, LLC | 1.83% | Reduce -28.1% | 179,661 | $5.9M |
| Royal Harbor Partners, LLC | 1.80% | Add +1.0% | 175,902 | $5.8M |
| Concurrent Investment Advisors, LLC | 0.05% | Reduce -47.9% | 165,625 | $5.5M |
| Smartleaf Asset Management LLC | 0.17% | No change | 164,361 | $5.4M |
| Bank of America Corp. | 0.00% | New | 159,931 | $5.3M |
| Per Stirling Capital Management, LLC. | 0.49% | Reduce -2.6% | 156,930 | $5.2M |
| Harbour Investments, Inc. | 0.07% | Add +20.6% | 155,166 | $5.1M |
| Truist Financial Corp. | 0.01% | Add +20.3% | 148,932 | $4.9M |
| DAVENPORT & Co LLC | 0.02% | Add +306.6% | 146,308 | $4.8M |
| Aprio Wealth Management, LLC | 0.23% | Add +157.6% | 143,654 | $4.7M |
| Independent Financial Group, LLC | 0.09% | Add +31.8% | 143,030 | $4.7M |
| Smith Thornton Advisors LLC | 2.06% | Add +9.0% | 145,026 | $4.7M |
| Laurel Wealth Planning LLC | 2.06% | Add +15.7% | 140,924 | $4.6M |
| StoneCrest Wealth Management, Inc. | 1.47% | Add +0.0% | 139,716 | $4.6M |
| Sigma Planning Corp | 0.12% | Add +18.9% | 139,127 | $4.6M |
| Envestnet Portfolio Solutions, Inc. | 0.02% | Add +16.5% | 137,808 | $4.5M |
| Cullen/Frost Bankers, Inc. | 0.04% | Add +10.1% | 133,823 | $4.4M |
| BNB Wealth Management, LLC | 2.35% | Reduce -1.9% | 130,610 | $4.3M |
| Wealth Science Advisors LLC | 1.91% | Add +39.5% | 130,103 | $4.3M |
| NavPoint Financial, Inc. | 1.55% | Add +23.9% | 127,106 | $4.2M |
| Principal Securities, Inc. | 0.05% | Add +22.1% | 125,820 | $4.1M |
| Tradition Wealth Management, LLC | 0.25% | Reduce -0.0% | 124,541 | $4.1M |
| Mutual Advisors, LLC | 0.07% | Add +64.9% | 111,477 | $3.7M |
| HighTower Advisors, LLC | 0.00% | Add +19.3% | 101,139 | $3.3M |
| Boyer Financial Services, Inc. | 2.71% | Add +28.6% | 98,023 | $3.2M |
| Atria Investments, Inc | 0.03% | Add +87.0% | 92,004 | $3.0M |
| Gateway Wealth Partners, LLC | 0.18% | Reduce -16.2% | 91,946 | $3.0M |
| Park Avenue Securities LLC | 0.02% | New | 86,589 | $2.9M |
| A&I Financial Services, LLC | 1.20% | Add +14.3% | 83,521 | $2.8M |
| Oppenheimer & Co. Inc. | 0.03% | Add +38.3% | 83,390 | $2.7M |
| PFG Advisors | 0.14% | Add +40.4% | 82,104 | $2.7M |
| NWF Advisory Services Inc. | 0.25% | Add +9.4% | 80,560 | $2.7M |
| Entruity Wealth, LLC | 1.72% | Reduce -1.2% | 80,520 | $2.7M |
| Venture Visionary Partners LLC | 0.07% | Add +39.0% | 74,576 | $2.5M |
| Hopwood Nicholas Hunter | 0.67% | Add +4.2% | 74,531 | $2.5M |
| World Investment Advisors | 0.04% | Add +0.3% | 77,386 | $2.3M |
| Founders Financial Securities LLC | 0.10% | Add +15.8% | 61,354 | $2.0M |
| Wise Wealth Partners | 3.38% | Add +1.2% | 60,388 | $2.0M |
| Beta Wealth Group, Inc. | 0.73% | No change | 58,683 | $1.9M |
| Kingsview Wealth Management, LLC | 0.02% | Reduce -17.2% | 56,101 | $1.8M |
| Sanctuary Advisors, LLC | 0.01% | Add +316.3% | 54,711 | $1.8M |
| Bank of New York Mellon Corp | 0.00% | Add +199.2% | 54,557 | $1.8M |
| Vise Technologies, Inc. | 0.02% | New | 53,549 | $1.8M |
| Steward Partners Investment Advisory, LLC | 0.01% | Add +10353.7% | 51,746 | $1.7M |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | 0.00% | No change | 51,114 | $1.7M |
| Stratos Wealth Partners, LTD. | 0.02% | Add +7.7% | 49,851 | $1.6M |
| HighPoint Advisor Group LLC | 0.06% | Add +19.2% | 49,758 | $1.6M |
| Sagespring Wealth Partners, LLC | 0.02% | Add +3.4% | 48,819 | $1.6M |
| Kintra Wealth, LLC | 0.08% | Add +407.1% | 47,672 | $1.6M |
| R2 Capital Strategies, LLC | 0.73% | — | 48,614 | $1.6M |
| AQR Capital Management | 0.00% | Add +135.2% | 48,470 | $1.6M |
| D.A. Davidson & Co. | 0.01% | Reduce -18.8% | 48,399 | $1.6M |
"% of holder's portfolio" is CGMM's weight in each manager's 13F, not the share of Cap Group Small and Mid Cap the manager owns.