AdvisorNet Financial, Inc
In its 13F for Q1 2026 (holdings as of March 31, 2026, filed April 17, 2026), AdvisorNet Financial, Inc reported 2,245 stock positions worth $1.9 billion. Its top holding was iShares Core S&P 500 ETF (IVV) at 4.9% of the portfolio, followed by Dimensional US Core Equity M (DFAU, 2.5%) and Dimensional International (DFIC, 2.1%). Compared with Q4 2025, it opened 157 new positions, sold out of 124, added to 802 and reduced 650. The biggest buy was Cap Group Core Bond (CGCB, shares +969%) and the biggest sale Vanguard Total Bond Market (BND, shares −34%).
- Most Recent 13F
- Q2 2026
- Location
- MINNETONKA, MN
- CIK
- 0001409362
- Portfolio Value
- $1.9B (Q1 2026)
- SEC Filing
- 0001409362-26-000002 ↗ filed Apr 17, 2026
Holdings Value
Holdings 2,245 stocks · $1.9B
| IVV iShares Core S&P 500 ETF | 4.85% | 143,394 | $93.7M | Add +6.2% |
| DFAU Dimensional US Core Equity M | 2.48% | 1,059,654 | $47.8M | Add +15.0% |
| DFIC Dimensional International Co. | 2.12% | 1,151,149 | $40.9M | Add +4.6% |
| JPST JPMorgan Ultra-Short Income | 2.10% | 801,965 | $40.6M | Add +8.1% |
| AGG iShares Core U.S. Aggregate | 1.74% | 338,179 | $33.6M | Add +2.0% |
| CGXU Cap Group Intl Focus filed as CAPITAL GROUP INTL FOCUS EQT | 1.70% | 1,111,629 | $32.8M | Add +4.1% |
| VEA Vanguard Ftse Developed ETF | 1.64% | 494,179 | $31.7M | Add +4.3% |
| AAPL Apple Inc. | 1.55% | 118,039 | $30.0M | Reduce -1.6% |
| DFAC Dimensional US Core Equity 2 | 1.41% | 701,850 | $27.3M | Add +2.1% |
| PVAL Putnam Focused LRG Cap Value | 1.36% | 564,219 | $26.2M | Add +6.8% |
| VTI VG Morningstar TS MKT ETF-US | 1.35% | 81,346 | $26.1M | Add +5.6% |
| GLD SPDR Gold Shares | 1.35% | 60,374 | $26.0M | Reduce -3.5% |
| IJH iShares Core S&P Midcap ETF | 1.33% | 381,275 | $25.7M | Add +21.8% |
| VUG Vanguard Mrngstar GR ETF-Sui | 1.33% | 58,677 | $25.6M | Add +17.8% |
| SCHD Schwab US DVD Equity ETF | 1.28% | 806,239 | $24.7M | Reduce -6.4% |
| DFEM Dimensional Emrg MRKT Core | 1.23% | 688,384 | $23.8M | Add +6.0% |
| MSFT Microsoft Corp. | 1.19% | 62,200 | $23.0M | Reduce -0.5% |
| NVDA Nvidia Corp. | 1.18% | 130,947 | $22.8M | Reduce -3.1% |
| VWO Vanguard Ftse Emerging Marke | 1.18% | 421,090 | $22.8M | Add +4.3% |
| TWO RDS SHARED TR | 1.13% | 2,336,249 | $21.8M | Add +1.6% |
| IDEV iShares Core MSCI Dev MKTS | 1.12% | 258,999 | $21.6M | Add +5.8% |
| SPY SS SPDR S&P 500 ETF Trust-US | 1.01% | 30,063 | $19.6M | Add +0.0% |
| VYM Vanguard High DVD Yield ETF | 1.00% | 130,154 | $19.3M | Reduce -8.2% |
| SHV iShares 0-1 Year Treasury Bo | 0.99% | 172,526 | $19.0M | Add +12.6% |
| SPYM Ste STR SPDR PT S&P 500 ETF | 0.98% | 248,457 | $19.0M | Add +11.9% |
| CGGR Cap Group Growth Equity | 0.98% | 471,321 | $18.9M | Reduce -9.0% |
| SCHO Schwab Short-Term US Treas | 0.98% | 780,153 | $18.9M | Reduce -1.3% |
| VOO Vanguard S&P 500 ETF | 0.96% | 31,158 | $18.6M | Add +15.4% |
| DFAS Dimensional US Small Cap ETF | 0.95% | 258,255 | $18.4M | Reduce -9.4% |
| JEPI JPMorgan Equity Premium Inco | 0.95% | 321,993 | $18.3M | Add +13.0% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 0.93% | 62,756 | $18.0M | Add +5.5% |
| IDV iShares International Select | 0.92% | 419,077 | $17.8M | Reduce -0.9% |
| CGCB Cap Group Core Bond | 0.92% | 678,524 | $17.8M | Add +968.9% |
| BND Vanguard Total Bond Market | 0.84% | 220,500 | $16.2M | Reduce -34.0% |
| VIOO Vanguard S&P Small-Cap 600 E | 0.83% | 140,292 | $16.1M | Add +20.2% |
| PAAA Pgim Aaa Clo ETF | 0.81% | 304,061 | $15.6M | Add +17.9% |
| BOND PIMCO Active Bond Exchange-T | 0.77% | 161,029 | $14.9M | Add +35.4% |
| QQQ Invesco QQQ Trust Series 1 | 0.69% | 22,923 | $13.2M | Reduce -3.9% |
| SHY iShares 1-3 Year Treasury Bo | 0.65% | 152,478 | $12.6M | Add +1.4% |
| EFA iShares MSCI Eafe ETF | 0.64% | 127,762 | $12.4M | Add +14.7% |
| AMZN Amazon.com Inc. | 0.63% | 58,015 | $12.1M | Reduce -2.0% |
| CGDV Cap Group Dividend Value filed as CAPITAL GROUP DIVIDEND VALUE | 0.62% | 280,562 | $11.9M | Add +18.8% |
| DFSV Dimensional US Small Cap Val | 0.61% | 337,032 | $11.8M | Add +4.4% |
| VB Vanguard Most SM-Cap ETF-Usd | 0.54% | 39,546 | $10.4M | Add +4.8% |
| JPM JPMorgan Chase & Co. | 0.53% | 34,698 | $10.2M | Add +0.2% |
| CGCV Cap Group Conservative Eq filed as CAPITAL GROUP CONSERVATIVE E | 0.53% | 341,835 | $10.2M | Add +820.4% |
| WTRG Essential Utilities Inc. | 0.49% | 232,652 | $9.4M | Reduce -0.1% |
| DUHP Dimensional US High Profi Et | 0.48% | 251,920 | $9.3M | Add +7.3% |
| IAU iShares Gold Trust | 0.46% | 99,684 | $8.8M | Reduce -0.5% |
| XLC SS Comm Select Sector SPDR | 0.46% | 79,238 | $8.8M | Add +3.8% |
| XOM Exxon Mobil Corp. | 0.45% | 51,654 | $8.8M | Reduce -40.3% |
| META Meta Platforms Inc. Class A | 0.45% | 15,191 | $8.7M | Reduce -3.5% |
| CGBL Cap Group Core Balanced filed as CAPITAL GROUP CORE BALANCED | 0.43% | 241,714 | $8.3M | Add +416.7% |
| VGIT Vanguard Intermediate-Term T | 0.43% | 137,851 | $8.2M | Add +5.1% |
| SOXX iShares Semiconductor ETF | 0.42% | 24,904 | $8.2M | Add +0.9% |
| IEMG iShares Core MSCI Emerging | 0.38% | 106,069 | $7.4M | Add +3.0% |
| BIL SS SPDR BB 1-3M T-Bill ETF | 0.37% | 78,812 | $7.2M | Add +11.2% |
| GOOGL Alphabet Inc. Class A | 0.37% | 24,531 | $7.1M | Reduce -2.0% |
| JBND JPMorgan Active Bond ETF | 0.36% | 130,571 | $7.0M | Add +2945.0% |
| TSM Taiwan Semiconductor-SP ADR | 0.36% | 20,718 | $7.0M | Reduce -4.6% |
| COST Costco Wholesale Corp. | 0.36% | 7,019 | $7.0M | Reduce -6.1% |
| JMUB JPMorgan Municipal ETF | 0.35% | 134,662 | $6.7M | Add +24.4% |
| NJAN Innovator Growth 100 Power B | 0.35% | 125,506 | $6.7M | Reduce -11.6% |
| FDVV Fidelity High Dividend ETF | 0.35% | 120,951 | $6.7M | Add +1.8% |
| HYGH iShares Int Rate Hedg HY ETF | 0.34% | 77,514 | $6.6M | Add +1.9% |
| FMDE Fidelity Enhanced Mid Cap Co. | 0.34% | 182,654 | $6.6M | Add +5.3% |
| JEPQ JPM Nasdaq Equity Premium filed as J P MORGAN EXCHANGE TRADED F | 0.34% | 116,550 | $6.5M | Reduce -25.5% |
| CEFS Saba Opport Hedg Cef ETF-Usd | 0.33% | 281,423 | $6.3M | Add +2.1% |
| BKLN Invesco Senior Loan ETF | 0.33% | 307,736 | $6.3M | Add +2.9% |
| PFFA Virtus Infracap US Pref STCK | 0.32% | 304,877 | $6.2M | Add +3.1% |
| REM iShares Mortgage Real Estate | 0.32% | 288,470 | $6.2M | Add +2.3% |
| TSLA Tesla Inc. | 0.32% | 16,482 | $6.1M | Reduce -3.2% |
| ARDC Ares Dynamic Credit All | 0.32% | 502,990 | $6.1M | Add +3.7% |
| JBBB Janus Henderson B-BBB Clo Et | 0.31% | 128,506 | $6.0M | Add +3.0% |
| DFCF Dimensional Core Fixed Inc. | 0.31% | 140,443 | $5.9M | Add +4.9% |
| SCHM Schwab US Mid Cap ETF | 0.31% | 190,469 | $5.9M | Add +4.1% |
| SEIX Virtus Seix Senior Loan ETF | 0.30% | 251,060 | $5.8M | Add +3.8% |
| DFGR Dim Global Real Estate ETF | 0.30% | 215,422 | $5.7M | Add +6.0% |
| GOOG Alphabet Inc. Class C | 0.28% | 18,988 | $5.4M | Add +6.2% |
| DFAI Dimensional International Co. | 0.28% | 136,404 | $5.3M | Add +6.3% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.27% | 10,901 | $5.2M | Reduce -0.0% |
| VXUS Vanguard Total Intl Stock | 0.27% | 66,851 | $5.2M | Add +20.0% |
| SHOP Shopify Inc. Class A | 0.25% | 40,977 | $4.9M | Add +8.7% |
| RWL Invesco S&P 500 Revenue ETF | 0.25% | 42,232 | $4.9M | Add +0.6% |
| GE General Electric filed as GE AEROSPACE | 0.25% | 16,682 | $4.7M | Reduce -4.4% |
| TMO Thermo Fisher Scientific Inc. | 0.24% | 9,546 | $4.7M | Reduce -0.3% |
| BNY Bank of New York Mellon Corp. filed as BANK NEW YORK MELLON CORP | 0.24% | 39,007 | $4.6M | Reduce -6.0% |
| SCHF Schwab Intl Equity ETF | 0.24% | 185,708 | $4.6M | Add +0.3% |
| CARR Carrier Global Corp. | 0.24% | 81,538 | $4.6M | Add +0.4% |
| CAT Caterpillar Inc. | 0.24% | 6,415 | $4.5M | Reduce -4.5% |
| BNDX Vanguard Total Intl Bond ETF | 0.24% | 94,531 | $4.5M | Add +9.0% |
| PYLD PIMCO Multisector Bond Actv | 0.23% | 172,847 | $4.5M | Add +33.5% |
| ABT Abbott Laboratories | 0.23% | 43,384 | $4.5M | Add +1.9% |
| ARKW ARK Next Generation Technolo | 0.23% | 36,687 | $4.4M | Add +4.6% |
| PM Philip Morris International | 0.23% | 26,744 | $4.4M | Reduce -2.5% |
| JCI Johnson Controls Internation | 0.23% | 33,305 | $4.4M | Reduce -1.7% |
| NOC Northrop Grumman Corp. | 0.23% | 6,372 | $4.3M | Reduce -1.1% |
| AVGO Broadcom Inc. | 0.22% | 13,451 | $4.2M | Reduce -5.6% |
| IXUS iShares Core Intl Stock ETF | 0.21% | 47,276 | $4.1M | Add +6.5% |
| IJAN Innovator International Deve | 0.21% | 111,746 | $4.1M | Reduce -0.7% |
Options reported separately and not counted above: ASML calls ($132K), SFM calls ($69K), UNH calls ($54K), CLS calls ($28K), BX calls ($23K), AMD calls ($20K), FMC calls ($17K), CLX calls ($10K), SMCI calls ($5K), TTD calls ($5K), FIG calls ($4K).
Other holdings (6): bonds, preferreds, convertibles and warrants · $872K (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| ALBEMARLE CORP (ALB 7.25 03/01/27) | 7.25% DEP SHS A | 12,109 | $870K | Add +2.6% |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | 40 | $2K | No change |
| OPENW Opendoor Technologies Inc.-26 | *W EXP 11/20/202 | 39 | $24 | Reduce -94.7% |
| GME.WS Gamestop Corp. | *W EXP 10/30/202 | 4 | $15 | No change |
| OPENL Opendoor Technologies Inc.-26 | *W EXP 11/20/202 | 39 | $10 | Reduce -94.7% |
| OPENZ Opendoor Technologies Inc.-26 | *W EXP 11/20/202 | 39 | $9 | Reduce -94.7% |
Total filed on the 13F, all lines: $1.9B.
Portfolio Sells Q4 2025 → Q1 2026
| BND Vanguard Total Bond Market | Reduce -34.0% | 0.84% | −0.48 |
| MSFT Microsoft Corp. | Reduce -0.5% | 1.19% | −0.42 |
| CGGR Cap Group Growth Equity | Reduce -9.0% | 0.98% | −0.25 |
| AAPL Apple Inc. | Reduce -1.6% | 1.55% | −0.19 |
| NVDA Nvidia Corp. | Reduce -3.1% | 1.18% | −0.16 |
| JEPQ JPM Nasdaq Equity Premium | Reduce -25.5% | 0.34% | −0.15 |
| DFAS Dimensional US Small Cap ETF | Reduce -9.4% | 0.95% | −0.11 |
| META Meta Platforms Inc. Class A | Reduce -3.5% | 0.45% | −0.10 |
| AMZN Amazon.com Inc. | Reduce -2.0% | 0.63% | −0.10 |
| XOM Exxon Mobil Corp. | Reduce -40.3% | 0.45% | −0.10 |
| QQQ Invesco QQQ Trust Series 1 | Reduce -3.9% | 0.69% | −0.10 |
| IGSB iShares 1-5Y Inv Grade Corp. | Reduce -94.1% | 0.01% | −0.10 |
| TSLA Tesla Inc. | Reduce -3.2% | 0.32% | −0.09 |
| VYM Vanguard High DVD Yield ETF | Reduce -8.2% | 1.00% | −0.09 |
| EXAS Exact Sciences Corp. | Sold out | 0.00% | −0.07 |
| NJAN Innovator Growth 100 Power B | Reduce -11.6% | 0.35% | −0.07 |
| PEY Invesco High Yield Equity Di | Reduce -43.8% | 0.09% | −0.07 |
| LMT Lockheed Martin Corp. | Reduce -41.3% | 0.15% | −0.06 |
| PLTR Palantir Technologies Inc. Class A | Reduce -25.0% | 0.09% | −0.06 |
| COF Capital One Financial Corp. | Reduce -2.0% | 0.15% | −0.06 |
| TBIL F/M US Treasury 3 Month Bill | Reduce -33.3% | 0.10% | −0.05 |
| TMO Thermo Fisher Scientific Inc. | Reduce -0.3% | 0.24% | −0.05 |
| GOOGL Alphabet Inc. Class A | Reduce -2.0% | 0.37% | −0.05 |
| AVGO Broadcom Inc. | Reduce -5.6% | 0.22% | −0.05 |
| UNH Unitedhealth Group Inc. | Reduce -7.2% | 0.13% | −0.05 |
| SCHO Schwab Short-Term US Treas | Reduce -1.3% | 0.98% | −0.05 |
| IWF iShares Russell 1000 Growth | Reduce -7.8% | 0.19% | −0.05 |
| CGCP Cap Group Core Plus Income | Reduce -43.6% | 0.05% | −0.04 |
| GE General Electric | Reduce -4.4% | 0.25% | −0.04 |
| VONE Vanguard Russell 1000 | Reduce -17.2% | 0.10% | −0.03 |
| TCHP T Rowe Price Blue Chip Growt | Reduce -3.3% | 0.14% | −0.03 |
| HOOD Robinhood Markets Inc. Class A | Reduce -16.8% | 0.03% | −0.03 |
| MMM 3M Co. | Reduce -1.8% | 0.18% | −0.03 |
| ORCL Oracle Corp. | Reduce -1.8% | 0.06% | −0.03 |
| BX Blackstone Inc. | Reduce -8.4% | 0.05% | −0.02 |
| VONG Vanguard Russell 1000 Growth | Reduce -15.3% | 0.07% | −0.02 |
| MA Mastercard Inc. Class A | Reduce -0.3% | 0.13% | −0.02 |
| GEHC GE Healthcare Technology | Reduce -6.7% | 0.08% | −0.02 |
| V Visa Inc. Class A | Reduce -1.3% | 0.11% | −0.02 |
| BRK.B Berkshire Hathaway Inc. Class B | Reduce -0.0% | 0.27% | −0.02 |
| IBM Intl Business Machines Corp. | Reduce -0.4% | 0.08% | −0.02 |
| WFC Wells Fargo & Co. | Reduce -6.6% | 0.07% | −0.02 |
| SLV iShares Silver Trust | Reduce -38.3% | 0.03% | −0.02 |
| NFLX Netflix Inc. | Reduce -26.6% | 0.05% | −0.02 |
| IWY iShares Russell Top 200 Grow | Reduce -0.2% | 0.13% | −0.02 |
| IWB iShares Russell 1000 ETF | Reduce -12.6% | 0.08% | −0.02 |
| GS Goldman Sachs Group Inc. | Reduce -18.8% | 0.06% | −0.02 |
| CRWD CrowdStrike Holdings Inc. Class A | Reduce -34.6% | 0.02% | −0.02 |
| ISRG Intuitive Surgical Inc. | Reduce -37.8% | 0.02% | −0.02 |
| OKLO Oklo Inc. | Reduce -98.3% | 0.00% | −0.02 |
Portfolio Buys Q4 2025 → Q1 2026
| CGCB Cap Group Core Bond | Add +968.9% | 0.92% | +0.83 |
| CGCV Cap Group Conservative Eq | Add +820.4% | 0.53% | +0.47 |
| JBND JPMorgan Active Bond ETF | Add +2945.0% | 0.36% | +0.35 |
| CGBL Cap Group Core Balanced | Add +416.7% | 0.43% | +0.34 |
| IJH iShares Core S&P Midcap ETF | Add +21.8% | 1.33% | +0.23 |
| BOND PIMCO Active Bond Exchange-T | Add +35.4% | 0.77% | +0.18 |
| DFAU Dimensional US Core Equity M | Add +15.0% | 2.48% | +0.18 |
| VIOO Vanguard S&P Small-Cap 600 E | Add +20.2% | 0.83% | +0.14 |
| JPST JPMorgan Ultra-Short Income | Add +8.1% | 2.10% | +0.10 |
| PAAA Pgim Aaa Clo ETF | Add +17.9% | 0.81% | +0.10 |
| DFIC Dimensional International Co. | Add +4.6% | 2.12% | +0.10 |
| DFEM Dimensional Emrg MRKT Core | Add +6.0% | 1.23% | +0.09 |
| SHV iShares 0-1 Year Treasury Bo | Add +12.6% | 0.99% | +0.09 |
| VNQ Vanguard Real Estate ETF | Add +735.0% | 0.09% | +0.08 |
| JEPI JPMorgan Equity Premium Inco | Add +13.0% | 0.95% | +0.08 |
| PVAL Putnam Focused LRG Cap Value | Add +6.8% | 1.36% | +0.07 |
| EFA iShares MSCI Eafe ETF | Add +14.7% | 0.64% | +0.07 |
| CGDV Cap Group Dividend Value | Add +18.8% | 0.62% | +0.07 |
| VEA Vanguard Ftse Developed ETF | Add +4.3% | 1.64% | +0.06 |
| VOO Vanguard S&P 500 ETF | Add +15.4% | 0.96% | +0.06 |
| JMUB JPMorgan Municipal ETF | Add +24.4% | 0.35% | +0.06 |
| PYLD PIMCO Multisector Bond Actv | Add +33.5% | 0.23% | +0.05 |
| DFSV Dimensional US Small Cap Val | Add +4.4% | 0.61% | +0.05 |
| IDEV iShares Core MSCI Dev MKTS | Add +5.8% | 1.12% | +0.04 |
| BUFZ FT Vest Laddered Moderate Bu | Add +44.7% | 0.15% | +0.04 |
| VXUS Vanguard Total Intl Stock | Add +20.0% | 0.27% | +0.04 |
| VRT Vertiv Holdings Co. Class A | Add +319.4% | 0.05% | +0.04 |
| SPYM Ste STR SPDR PT S&P 500 ETF | Add +11.9% | 0.98% | +0.04 |
| VUG Vanguard Mrngstar GR ETF-Sui | Add +17.8% | 1.33% | +0.03 |
| DES Wisdomtree US Smallcap Divid | Add +16.4% | 0.18% | +0.03 |
| FE Firstenergy Corp. | Add +17.1% | 0.13% | +0.03 |
| BIL SS SPDR BB 1-3M T-Bill ETF | Add +11.2% | 0.37% | +0.03 |
| FLDR Fidelity Low Durat Fact ETF | New | 0.03% | +0.03 |
| SOXX iShares Semiconductor ETF | Add +0.9% | 0.42% | +0.03 |
| NEE Nextera Energy Inc. | Add +21.9% | 0.10% | +0.03 |
| GLW Corning Inc. | Add +25.5% | 0.06% | +0.03 |
| JCPB JPMorgan Core Plus Bond ETF | Add +55.3% | 0.07% | +0.02 |
| FEGE First Eagle GL Equity ETF | Add +12834.3% | 0.02% | +0.02 |
| VWO Vanguard Ftse Emerging Marke | Add +4.3% | 1.18% | +0.02 |
| SCHX Schwab US Large-Cap ETF | Add +24.1% | 0.16% | +0.02 |
| CNP Centerpoint Energy Inc. | Add +4.7% | 0.17% | +0.02 |
| AMGN Amgen Inc. | Add +16.3% | 0.11% | +0.02 |
| FTBD Fidelity Tactical Bond ETF | New | 0.02% | +0.02 |
| MMIT Nylim Mackay Muni Intermedia | Add +15.8% | 0.18% | +0.02 |
| VB Vanguard Most SM-Cap ETF-Usd | Add +4.8% | 0.54% | +0.02 |
| PDI PIMCO Dynamic Income Fund | New | 0.02% | +0.02 |
| CGMU Cap Group Municipal Income | Add +14.1% | 0.19% | +0.02 |
| JAAA Janus Henderson Aaa Clo ETF | Add +15.3% | 0.15% | +0.02 |
| XLE SS Energy Select Sector | Add +12.0% | 0.05% | +0.02 |
| CGXU Cap Group Intl Focus | Add +4.1% | 1.70% | +0.02 |
Options Activity Q4 2025 → Q1 2026
| XLF SS Financial Select Sector | put | Sold out | 3,000 | $164Kbefore exit |
| META Meta Platforms Inc. Class A | call | Sold out | 200 | $132Kbefore exit |
| NVDA Nvidia Corp. | call | Sold out | 300 | $56Kbefore exit |
| LULU Lululemon Athletica Inc. | call | Sold out | 200 | $42Kbefore exit |
| PLTR Palantir Technologies Inc. Class A | call | Sold out | 200 | $36Kbefore exit |
| BX Blackstone Inc. | call | New | 200 | $23K |
| SNOW Snowflake Inc. | call | Sold out | 100 | $22Kbefore exit |
| AMD Advanced Micro Devices | call | Reduce -75.0% | 100 | $20K |
| FMC FMC Corp. | call | New | 1,000 | $17K |
| MMM 3M Co. | call | Sold out | 100 | $16Kbefore exit |
| INTC Intel Corp. | call | Sold out | 300 | $11Kbefore exit |
| SBUX Starbucks Corp. | call | Sold out | 100 | $8Kbefore exit |
| AMBA Ambarella Inc. | call | Sold out | 100 | $7Kbefore exit |
| SMCI Super Micro Computer Inc. | call | New | 200 | $5K |
| FIG Figma Inc. Class A | call | New | 200 | $4K |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q4 2025 → Q1 2026
| ALBEMARLE CORP (ALB 7.25 03/01/27) | 7.25% DEP SHS A | Add +2.6% | 12,109 | $870K |
| EXEEL Chesapeake Energy Corp. -CW26 | *W EXP 02/09/202 | Sold out | 100 | $10Kbefore exit |
| GSLC Goldman Activebeta US LC ETF | ACTIVEBETA US LG | Sold out | 0 | $64before exit |
| OPENW Opendoor Technologies Inc.-26 | *W EXP 11/20/202 | Reduce -94.7% | 39 | $24 |
| OPENL Opendoor Technologies Inc.-26 | *W EXP 11/20/202 | Reduce -94.7% | 39 | $10 |
| OPENZ Opendoor Technologies Inc.-26 | *W EXP 11/20/202 | Reduce -94.7% | 39 | $9 |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 2,259 | $2.2B | IVV, DFAU, DFIC, JPST, CGXU |
| Q1 2026 | 2,245 | $1.9B | IVV, DFAU, DFIC, JPST, AGG |
| Q4 2025 | 2,211 | $1.9B | IVV, DFAU, DFIC, JPST, AGG |
| Q3 2025 | 2,206 | $1.8B | IVV, DFAU, DFIC, JPST, AGG |
| Q2 2025 | 2,200 | $1.5B | IVV, DFAU, DFIC, AGG, JPST |
| Q1 2025 | 2,145 | $1.3B | IVV, AGG, JPST, DFIC, SCHD |
| Q4 2024 | 1,945 | $1.2B | IVV, AAPL, AGG, MSFT, VTI |
| Q3 2024 | 2,169 | $1.3B | SPYM, GSLC, IVV, MSFT, AAPL |
| Q2 2024 | 2,062 | $1.1B | GSLC, MSFT, IVV, AAPL, SPYM |
| Q1 2024 | 2,018 | $1.0B | GSLC, SPYM, MSFT, VTI, IVV |