AdvisorNet Financial, Inc
In its 13F for Q4 2025 (holdings as of December 31, 2025, filed January 20, 2026), AdvisorNet Financial, Inc reported 2,211 stock positions worth $1.9 billion. Its top holding was iShares Core S&P 500 ETF (IVV) at 4.9% of the portfolio, followed by Dimensional US Core Equity M (DFAU, 2.3%) and Dimensional International (DFIC, 2.0%). Compared with Q3 2025, it opened 137 new positions, sold out of 135, added to 907 and reduced 484. The biggest buy was iShares Semiconductor ETF (SOXX, shares +9283%) and the biggest sale Franklin Senior Loan ETF (FLBL, shares −94%).
- Most Recent 13F
- Q2 2026
- Location
- MINNETONKA, MN
- CIK
- 0001409362
- Portfolio Value
- $1.9B (Q4 2025)
- SEC Filing
- 0001409362-26-000001 ↗ filed Jan 20, 2026
Holdings Value
Holdings 2,211 stocks · $1.9B
| IVV iShares Core S&P 500 ETF | 4.93% | 135,021 | $92.5M | Add +4.7% |
| DFAU Dimensional US Core Equity M | 2.30% | 921,164 | $43.1M | Add +2.2% |
| DFIC Dimensional International Co. | 2.02% | 1,100,743 | $37.9M | Add +1.8% |
| JPST JPMorgan Ultra-Short Income | 2.00% | 742,191 | $37.5M | Add +9.2% |
| AGG iShares Core U.S. Aggregate | 1.77% | 331,574 | $33.1M | Add +2.4% |
| AAPL Apple Inc. | 1.74% | 119,911 | $32.6M | Add +1.8% |
| CGXU Cap Group Intl Focus filed as CAPITAL GROUP INTL FOCUS EQT | 1.68% | 1,068,173 | $31.6M | Add +4.1% |
| MSFT Microsoft Corp. | 1.61% | 62,510 | $30.2M | Add +1.1% |
| VEA Vanguard Ftse Developed ETF | 1.58% | 473,984 | $29.6M | Add +3.0% |
| DFAC Dimensional US Core Equity 2 | 1.45% | 687,201 | $27.2M | Reduce -2.0% |
| VTI VG Morningstar TS MKT ETF-US | 1.38% | 77,046 | $25.8M | Add +4.2% |
| NVDA Nvidia Corp. | 1.34% | 135,134 | $25.2M | Reduce -0.6% |
| GLD SPDR Gold Shares | 1.32% | 62,542 | $24.8M | Reduce -2.5% |
| BND Vanguard Total Bond Market | 1.32% | 333,884 | $24.7M | Add +8.1% |
| VUG Vanguard Mrngstar GR ETF-Sui | 1.30% | 49,833 | $24.3M | Add +13.0% |
| PVAL Putnam Focused LRG Cap Value | 1.28% | 528,175 | $24.1M | Add +7.7% |
| SCHD Schwab US DVD Equity ETF | 1.26% | 861,205 | $23.6M | Reduce -9.8% |
| CGGR Cap Group Growth Equity | 1.23% | 517,700 | $23.0M | Add +3.0% |
| VWO Vanguard Ftse Emerging Marke | 1.16% | 403,887 | $21.7M | Add +7.0% |
| TWO RDS SHARED TR | 1.15% | 2,300,059 | $21.6M | Add +10.0% |
| DFEM Dimensional Emrg MRKT Core | 1.14% | 649,188 | $21.5M | Add +2.7% |
| IJH iShares Core S&P Midcap ETF | 1.10% | 312,949 | $20.7M | Add +15.0% |
| SPY SS SPDR S&P 500 ETF Trust-US | 1.09% | 30,060 | $20.5M | Add +4.8% |
| VYM Vanguard High DVD Yield ETF | 1.08% | 141,732 | $20.3M | Reduce -4.0% |
| IDEV iShares Core MSCI Dev MKTS | 1.08% | 244,863 | $20.2M | Add +8.5% |
| DFAS Dimensional US Small Cap ETF | 1.06% | 285,119 | $19.9M | Reduce -2.1% |
| SCHO Schwab Short-Term US Treas | 1.03% | 790,290 | $19.3M | Add +0.7% |
| SPYM Ste STR SPDR PT S&P 500 ETF | 0.95% | 222,100 | $17.8M | Add +10.3% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 0.92% | 59,473 | $17.3M | Add +9.6% |
| VOO Vanguard S&P 500 ETF | 0.90% | 27,001 | $16.9M | Add +2.0% |
| SHV iShares 0-1 Year Treasury Bo | 0.90% | 153,207 | $16.9M | Add +4.0% |
| IDV iShares International Select | 0.89% | 422,823 | $16.7M | Add +3.5% |
| JEPI JPMorgan Equity Premium Inco | 0.87% | 285,063 | $16.3M | Add +7.2% |
| QQQ Invesco QQQ Trust Series 1 | 0.78% | 23,853 | $14.7M | Add +2.3% |
| AMZN Amazon.com Inc. | 0.73% | 59,203 | $13.7M | Add +2.5% |
| PAAA Pgim Aaa Clo ETF | 0.70% | 258,014 | $13.2M | Add +54.3% |
| VIOO Vanguard S&P Small-Cap 600 E | 0.69% | 116,735 | $13.0M | Add +12.6% |
| SHY iShares 1-3 Year Treasury Bo | 0.66% | 150,381 | $12.5M | Reduce -10.2% |
| JPM JPMorgan Chase & Co. | 0.59% | 34,636 | $11.2M | Add +0.3% |
| BOND PIMCO Active Bond Exchange-T | 0.59% | 118,958 | $11.1M | Add +4.7% |
| EFA iShares MSCI Eafe ETF | 0.57% | 111,379 | $10.7M | Add +15.4% |
| DFSV Dimensional US Small Cap Val | 0.57% | 322,866 | $10.6M | Add +2.5% |
| XOM Exxon Mobil Corp. | 0.56% | 86,532 | $10.4M | Add +1.4% |
| META Meta Platforms Inc. Class A | 0.55% | 15,739 | $10.4M | Add +2.5% |
| CGDV Cap Group Dividend Value filed as CAPITAL GROUP DIVIDEND VALUE | 0.55% | 236,177 | $10.3M | Reduce -2.4% |
| VB Vanguard Most SM-Cap ETF-Usd | 0.52% | 37,724 | $9.7M | Add +6.7% |
| JEPQ JPM Nasdaq Equity Premium filed as J P MORGAN EXCHANGE TRADED F | 0.48% | 156,525 | $9.1M | Reduce -10.4% |
| XLC SS Comm Select Sector SPDR | 0.48% | 76,339 | $9.0M | Add +21.1% |
| WTRG Essential Utilities Inc. | 0.48% | 232,963 | $8.9M | Add +130.1% |
| DUHP Dimensional US High Profi Et | 0.48% | 234,763 | $8.9M | Add +1.2% |
| IAU iShares Gold Trust | 0.43% | 100,187 | $8.1M | Add +0.6% |
| VGIT Vanguard Intermediate-Term T | 0.42% | 131,110 | $7.9M | Add +4.8% |
| GOOGL Alphabet Inc. Class A | 0.42% | 25,021 | $7.8M | Reduce -2.0% |
| NJAN Innovator Growth 100 Power B | 0.42% | 141,981 | $7.8M | Reduce -12.7% |
| TSLA Tesla Inc. | 0.41% | 17,019 | $7.7M | Reduce -3.1% |
| SOXX iShares Semiconductor ETF | 0.40% | 24,678 | $7.4M | Add +9283.3% |
| IEMG iShares Core MSCI Emerging | 0.37% | 102,996 | $6.9M | Add +4.9% |
| FDVV Fidelity High Dividend ETF | 0.36% | 118,781 | $6.7M | Add +6.4% |
| TSM Taiwan Semiconductor-SP ADR | 0.35% | 21,726 | $6.6M | Add +0.7% |
| HYGH iShares Int Rate Hedg HY ETF | 0.35% | 76,090 | $6.6M | Add +42.8% |
| BIL SS SPDR BB 1-3M T-Bill ETF | 0.35% | 70,853 | $6.5M | Add +4.5% |
| ARDC Ares Dynamic Credit All | 0.34% | 485,021 | $6.5M | Add +52.0% |
| COST Costco Wholesale Corp. | 0.34% | 7,472 | $6.4M | Add +20.9% |
| PFFA Virtus Infracap US Pref STCK | 0.34% | 295,733 | $6.4M | Add +37.2% |
| CEFS Saba Opport Hedg Cef ETF-Usd | 0.34% | 275,727 | $6.4M | Add +42.0% |
| FMDE Fidelity Enhanced Mid Cap Co. | 0.34% | 173,464 | $6.3M | Add +8.0% |
| BKLN Invesco Senior Loan ETF | 0.33% | 298,955 | $6.3M | Add +31.7% |
| REM iShares Mortgage Real Estate | 0.33% | 281,893 | $6.3M | New |
| SHOP Shopify Inc. Class A | 0.32% | 37,682 | $6.1M | Add +0.0% |
| JBBB Janus Henderson B-BBB Clo Et | 0.32% | 124,765 | $6.0M | Add +28.7% |
| DFCF Dimensional Core Fixed Inc. | 0.30% | 133,858 | $5.7M | Add +19.8% |
| SEIX Virtus Seix Senior Loan ETF | 0.30% | 241,859 | $5.6M | Add +21.3% |
| GOOG Alphabet Inc. Class C | 0.30% | 17,872 | $5.6M | Reduce -1.9% |
| TMO Thermo Fisher Scientific Inc. | 0.30% | 9,578 | $5.6M | Add +0.3% |
| SCHM Schwab US Mid Cap ETF | 0.29% | 182,913 | $5.5M | Add +5.2% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.29% | 10,905 | $5.5M | Add +3.1% |
| JMUB JPMorgan Municipal ETF | 0.29% | 108,239 | $5.5M | Add +121.8% |
| GE General Electric filed as GE AEROSPACE | 0.29% | 17,453 | $5.4M | Reduce -0.4% |
| DFGR Dim Global Real Estate ETF | 0.29% | 203,243 | $5.4M | Add +3.6% |
| ABT Abbott Laboratories | 0.28% | 42,568 | $5.3M | Add +0.6% |
| ARKW ARK Next Generation Technolo | 0.28% | 35,067 | $5.2M | Add +34.1% |
| AVGO Broadcom Inc. | 0.26% | 14,252 | $4.9M | Reduce -1.2% |
| DFAI Dimensional International Co. | 0.26% | 128,254 | $4.9M | Reduce -7.5% |
| BNY Bank of New York Mellon Corp. filed as BANK NEW YORK MELLON CORP | 0.26% | 41,491 | $4.8M | Reduce -1.1% |
| RWL Invesco S&P 500 Revenue ETF | 0.26% | 41,963 | $4.8M | Add +7.5% |
| SCHF Schwab Intl Equity ETF | 0.24% | 185,125 | $4.5M | Reduce -0.3% |
| IWF iShares Russell 1000 Growth | 0.24% | 9,324 | $4.4M | Reduce -2.4% |
| PM Philip Morris International | 0.23% | 27,437 | $4.4M | Reduce -1.7% |
| CARR Carrier Global Corp. | 0.23% | 81,205 | $4.3M | Add +0.2% |
| VXUS Vanguard Total Intl Stock | 0.22% | 55,714 | $4.2M | Add +17.5% |
| BNDX Vanguard Total Intl Bond ETF | 0.22% | 86,691 | $4.2M | Reduce -1.0% |
| IJAN Innovator International Deve | 0.22% | 112,520 | $4.1M | Reduce -14.9% |
| JCI Johnson Controls Internation | 0.22% | 33,887 | $4.1M | Reduce -0.4% |
| LMT Lockheed Martin Corp. | 0.21% | 8,183 | $4.0M | Add +1.2% |
| CAT Caterpillar Inc. | 0.20% | 6,715 | $3.8M | Add +0.8% |
| COF Capital One Financial Corp. | 0.20% | 15,837 | $3.8M | Reduce -0.9% |
| MMM 3M Co. | 0.20% | 23,896 | $3.8M | Add +1.8% |
| IXUS iShares Core Intl Stock ETF | 0.20% | 44,381 | $3.8M | Add +8.4% |
| KJAN Innovator U.S. Small Cap Pow | 0.20% | 89,575 | $3.7M | Reduce -10.5% |
| FTMN FR Minnesota Muni Inc. ETF | 0.20% | 417,829 | $3.7M | New |
Options reported separately and not counted above: XLF puts ($164K), META calls ($132K), ASML calls ($107K), AMD calls ($86K), SFM calls ($72K), UNH calls ($66K), NVDA calls ($56K), LULU calls ($42K), PLTR calls ($36K), CLS calls ($30K), SNOW calls ($22K), MMM calls ($16K), and 5 more.
Other holdings (7): bonds, preferreds, convertibles and warrants · $713K (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| ALBEMARLE CORP (ALB 7.25 03/01/27) | 7.25% DEP SHS A | 11,798 | $701K | Reduce -1.3% |
| EXEEL Chesapeake Energy Corp. -CW26 | *W EXP 02/09/202 | 100 | $10K | No change |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | 40 | $771 | Add +42.9% |
| OPENW Opendoor Technologies Inc.-26 | *W EXP 11/20/202 | 733 | $660 | Add +1863.6% |
| OPENL Opendoor Technologies Inc.-26 | *W EXP 11/20/202 | 733 | $381 | New |
| OPENZ Opendoor Technologies Inc.-26 | *W EXP 11/20/202 | 733 | $293 | New |
| GME.WS Gamestop Corp. | *W EXP 10/30/202 | 4 | $12 | No change |
Lines left out (1) · $64 — a value with no share or principal amount
| Security | Class | Shares | Value |
|---|---|---|---|
| GSLC Goldman Activebeta US LC ETF | ACTIVEBETA US LG | 0 | $64 |
Filed with a value but no share or principal amount (a cash line, a holding rounded to 0 shares), so they are kept out of the holdings, totals and percentages.
Total filed on the 13F, all lines: $1.9B.
Portfolio Sells Q3 2025 → Q4 2025
| FLBL Franklin Senior Loan ETF | Reduce -94.3% | 0.01% | −0.25 |
| FLRT Pacer Aristotle Pacific Floa | Reduce -94.1% | 0.01% | −0.25 |
| LQDH iShares Int Hedg Corp. BD ETF | Reduce -94.1% | 0.01% | −0.25 |
| IGV iShares Expanded Tech-Softwa | Reduce -94.9% | 0.01% | −0.23 |
| VOX Vanguard Communication Servi | Reduce -91.5% | 0.02% | −0.22 |
| SCHD Schwab US DVD Equity ETF | Reduce -9.8% | 1.26% | −0.22 |
| IYG iShares U.S. Financial Servi | Reduce -88.2% | 0.02% | −0.17 |
| SHY iShares 1-3 Year Treasury Bo | Reduce -10.2% | 0.66% | −0.12 |
| VCR Vanguard Consumer Discre ETF | Reduce -87.2% | 0.02% | −0.12 |
| TBIL F/M US Treasury 3 Month Bill | Reduce -34.6% | 0.15% | −0.10 |
| NVDA Nvidia Corp. | Reduce -0.6% | 1.34% | −0.09 |
| VYM Vanguard High DVD Yield ETF | Reduce -4.0% | 1.08% | −0.09 |
| PEY Invesco High Yield Equity Di | Reduce -28.6% | 0.16% | −0.09 |
| JEPQ JPM Nasdaq Equity Premium | Reduce -10.4% | 0.48% | −0.08 |
| DFAC Dimensional US Core Equity 2 | Reduce -2.0% | 1.45% | −0.08 |
| VDC Vanguard Consumer Staple ETF | Reduce -82.2% | 0.02% | −0.08 |
| IYC iShares US Consumer Discreti | Reduce -94.8% | 0.00% | −0.08 |
| NJAN Innovator Growth 100 Power B | Reduce -12.7% | 0.42% | −0.07 |
| TMUS T-Mobile US Inc. | Reduce -93.6% | 0.00% | −0.07 |
| DFAS Dimensional US Small Cap ETF | Reduce -2.1% | 1.06% | −0.07 |
| MSTR Strategy Inc. | Reduce -23.2% | 0.03% | −0.07 |
| PLTR Palantir Technologies Inc. Class A | Reduce -20.7% | 0.15% | −0.05 |
| IJAN Innovator International Deve | Reduce -14.9% | 0.22% | −0.05 |
| EXCHANGE TRADED CONCEPTS TRU | Sold out | 0.00% | −0.04 |
| FISV Fiserv Inc. | Reduce -3.8% | 0.04% | −0.04 |
| IBIT iShares Bitcoin Trust ETF | Reduce -57.4% | 0.02% | −0.04 |
| COIN Coinbase Global Inc. Class A | Reduce -12.1% | 0.05% | −0.04 |
| NOC Northrop Grumman Corp. | Reduce -3.4% | 0.20% | −0.03 |
| TSLA Tesla Inc. | Reduce -3.1% | 0.41% | −0.03 |
| KJAN Innovator U.S. Small Cap Pow | Reduce -10.5% | 0.20% | −0.03 |
| HOOD Robinhood Markets Inc. Class A | Reduce -12.7% | 0.06% | −0.03 |
| UNH Unitedhealth Group Inc. | Reduce -4.3% | 0.18% | −0.03 |
| XLY SS Consumer Disc Select Sect | Reduce -17.9% | 0.09% | −0.03 |
| NFLX Netflix Inc. | Reduce -1.7% | 0.07% | −0.03 |
| PJAN Innovator U.S. Equity Power | Reduce -18.4% | 0.10% | −0.03 |
| CGDV Cap Group Dividend Value | Reduce -2.4% | 0.55% | −0.03 |
| CRWV Coreweave Inc. Class A | Reduce -80.9% | 0.00% | −0.03 |
| LIN Linde PLC | Reduce -0.1% | 0.14% | −0.03 |
| DFAI Dimensional International Co. | Reduce -7.5% | 0.26% | −0.03 |
| FLOT iShares Floating Rate Bond E | Reduce -5.4% | 0.19% | −0.02 |
| ETN Eaton Corp. PLC | Reduce -0.5% | 0.09% | −0.02 |
| VTV Vanguard Mrngstr Val ETF-Aui | Reduce -9.0% | 0.17% | −0.02 |
| VTEB Vanguard Tax-Exempt Bond ETF | Reduce -35.6% | 0.04% | −0.02 |
| BNDX Vanguard Total Intl Bond ETF | Reduce -1.0% | 0.22% | −0.02 |
| PM Philip Morris International | Reduce -1.7% | 0.23% | −0.02 |
| VONE Vanguard Russell 1000 | Reduce -10.3% | 0.13% | −0.02 |
| ICE Intercontinental Exchange Inc. | Reduce -19.5% | 0.05% | −0.02 |
| CRWD CrowdStrike Holdings Inc. Class A | Reduce -25.6% | 0.04% | −0.02 |
| IWF iShares Russell 1000 Growth | Reduce -2.4% | 0.24% | −0.02 |
| OKLO Oklo Inc. | Reduce -19.0% | 0.02% | −0.02 |
Portfolio Buys Q3 2025 → Q4 2025
| SOXX iShares Semiconductor ETF | Add +9283.3% | 0.40% | +0.39 |
| REM iShares Mortgage Real Estate | New | 0.33% | +0.33 |
| WTRG Essential Utilities Inc. | Add +130.1% | 0.48% | +0.25 |
| PAAA Pgim Aaa Clo ETF | Add +54.3% | 0.70% | +0.22 |
| FTMN FR Minnesota Muni Inc. ETF | New | 0.20% | +0.20 |
| IHE iShares US Pharmaceuticals E | New | 0.18% | +0.18 |
| TCHP T Rowe Price Blue Chip Growt | New | 0.17% | +0.17 |
| JMUB JPMorgan Municipal ETF | Add +121.8% | 0.29% | +0.15 |
| PYLD PIMCO Multisector Bond Actv | Add +310.9% | 0.18% | +0.14 |
| VUG Vanguard Mrngstar GR ETF-Sui | Add +13.0% | 1.30% | +0.10 |
| PVAL Putnam Focused LRG Cap Value | Add +7.7% | 1.28% | +0.10 |
| IJH iShares Core S&P Midcap ETF | Add +15.0% | 1.10% | +0.09 |
| ARDC Ares Dynamic Credit All | Add +52.0% | 0.34% | +0.09 |
| CEFS Saba Opport Hedg Cef ETF-Usd | Add +42.0% | 0.34% | +0.09 |
| HYGH iShares Int Rate Hedg HY ETF | Add +42.8% | 0.35% | +0.09 |
| BUFZ FT Vest Laddered Moderate Bu | Add +308.4% | 0.11% | +0.08 |
| XLI SS Industrial Select Sector | Add +276.6% | 0.11% | +0.08 |
| PFFA Virtus Infracap US Pref STCK | Add +37.2% | 0.34% | +0.07 |
| JMST JPM Ultra-Short Muni Income | Add +126.2% | 0.13% | +0.07 |
| BKLN Invesco Senior Loan ETF | Add +31.7% | 0.33% | +0.07 |
| EFA iShares MSCI Eafe ETF | Add +15.4% | 0.57% | +0.06 |
| IHI iShares U.S. Medical Devices | Add +394.1% | 0.07% | +0.06 |
| XLC SS Comm Select Sector SPDR | Add +21.1% | 0.48% | +0.06 |
| SPYM Ste STR SPDR PT S&P 500 ETF | Add +10.3% | 0.95% | +0.06 |
| JBBB Janus Henderson B-BBB Clo Et | Add +28.7% | 0.32% | +0.05 |
| VIG Vanguard Dividend Apprec ETF | Add +117.7% | 0.10% | +0.05 |
| CGCB Cap Group Core Bond | Add +153.7% | 0.09% | +0.05 |
| IDEV iShares Core MSCI Dev MKTS | Add +8.5% | 1.08% | +0.05 |
| FLMI Franklin Dynamic Municipal B | Add +102.8% | 0.10% | +0.05 |
| IGSB iShares 1-5Y Inv Grade Corp. | Add +106.7% | 0.10% | +0.05 |
| JPST JPMorgan Ultra-Short Income | Add +9.2% | 2.00% | +0.05 |
| IEFA iShares Core MSCI Eafe ETF | Add +41.0% | 0.17% | +0.04 |
| IDV iShares International Select | Add +3.5% | 0.89% | +0.04 |
| MMIT Nylim Mackay Muni Intermedia | Add +46.0% | 0.16% | +0.04 |
| TWO RDS SHARED TR | Add +10.0% | 1.15% | +0.04 |
| VIOO Vanguard S&P Small-Cap 600 E | Add +12.6% | 0.69% | +0.04 |
| IVV iShares Core S&P 500 ETF | Add +4.7% | 4.93% | +0.04 |
| CEG Constellation Energy | Add +29.5% | 0.17% | +0.04 |
| MLPA Global X MLP ETF | Add +951.2% | 0.04% | +0.04 |
| SLV iShares Silver Trust | Add +163.2% | 0.05% | +0.04 |
| NNOV Innovator G-100 PB ETF - Nov | New | 0.04% | +0.04 |
| AAPL Apple Inc. | Add +1.8% | 1.74% | +0.04 |
| LLY Eli Lilly & Co. | Add +4.3% | 0.14% | +0.04 |
| XLU St Sr Utl SL SE SPDR ETF-Usd | Add +125.0% | 0.07% | +0.04 |
| HFSI Hartfor Strateg Income ETF-U | New | 0.04% | +0.04 |
| CGCV Cap Group Conservative Eq | Add +148.0% | 0.06% | +0.03 |
| PNOV Innovator U.S. Equity Power | Add +754.2% | 0.04% | +0.03 |
| SEIX Virtus Seix Senior Loan ETF | Add +21.3% | 0.30% | +0.03 |
| BITQ Bitwise Crypto Indu Inno ETF | New | 0.03% | +0.03 |
| FBCV Fidelity Blue Chip Value ETF | Add +221.8% | 0.05% | +0.03 |
Options Activity Q3 2025 → Q4 2025
| XLF SS Financial Select Sector | put | Reduce -60.0% | 3,000 | $164K |
| META Meta Platforms Inc. Class A | call | Reduce -50.0% | 200 | $132K |
| NVDA Nvidia Corp. | call | Reduce -40.0% | 300 | $56K |
| CE Celanese Corp. | call | Sold out | 1,000 | $42Kbefore exit |
| PANW Palo Alto Networks Inc. | call | Sold out | 200 | $41Kbefore exit |
| CEG Constellation Energy | call | Sold out | 100 | $33Kbefore exit |
| CLS Celestica Inc. | call | Reduce -50.0% | 100 | $30K |
| ORCL Oracle Corp. | call | Sold out | 100 | $28Kbefore exit |
| LOW Lowe's Cos Inc. | call | Sold out | 100 | $25Kbefore exit |
| GOOG Alphabet Inc. Class C | call | Sold out | 100 | $24Kbefore exit |
| MMM 3M Co. | call | Reduce -50.0% | 100 | $16K |
| CVX Chevron Corp. | call | Sold out | 100 | $16Kbefore exit |
| INTC Intel Corp. | call | Reduce -62.5% | 300 | $11K |
| CLX Clorox Company | call | New | 100 | $10K |
| OKTA Okta Inc. | call | Sold out | 100 | $9Kbefore exit |
| ALB Albemarle Corp. | call | Sold out | 100 | $8Kbefore exit |
| TTD Trade Desk Inc./the Class A | call | Reduce -66.7% | 200 | $8K |
| AMBA Ambarella Inc. | call | Reduce -50.0% | 100 | $7K |
| CAVA Cava Group Inc. | call | Sold out | 100 | $6Kbefore exit |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q3 2025 → Q4 2025
| ALBEMARLE CORP (ALB 7.25 03/01/27) | 7.25% DEP SHS A | Reduce -1.3% | 11,798 | $701K |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | Add +42.9% | 40 | $771 |
| OPENW Opendoor Technologies Inc.-26 | *W EXP 11/20/202 | Add +1863.6% | 733 | $660 |
| OPENL Opendoor Technologies Inc.-26 | *W EXP 11/20/202 | New | 733 | $381 |
| OPENZ Opendoor Technologies Inc.-26 | *W EXP 11/20/202 | New | 733 | $293 |
| COHEN & STEERS INFRASTRU | RIGHT 10/16/2025 | Sold out | 1,650 | $129before exit |
| GSLC Goldman Activebeta US LC ETF | ACTIVEBETA US LG | New | 0 | $64 |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 2,259 | $2.2B | IVV, DFAU, DFIC, JPST, CGXU |
| Q1 2026 | 2,245 | $1.9B | IVV, DFAU, DFIC, JPST, AGG |
| Q4 2025 | 2,211 | $1.9B | IVV, DFAU, DFIC, JPST, AGG |
| Q3 2025 | 2,206 | $1.8B | IVV, DFAU, DFIC, JPST, AGG |
| Q2 2025 | 2,200 | $1.5B | IVV, DFAU, DFIC, AGG, JPST |
| Q1 2025 | 2,145 | $1.3B | IVV, AGG, JPST, DFIC, SCHD |
| Q4 2024 | 1,945 | $1.2B | IVV, AAPL, AGG, MSFT, VTI |
| Q3 2024 | 2,169 | $1.3B | SPYM, GSLC, IVV, MSFT, AAPL |
| Q2 2024 | 2,062 | $1.1B | GSLC, MSFT, IVV, AAPL, SPYM |
| Q1 2024 | 2,018 | $1.0B | GSLC, SPYM, MSFT, VTI, IVV |