AE Wealth Management LLC
In its 13F for Q3 2024 (holdings as of September 30, 2024, filed November 14, 2024), AE Wealth Management LLC reported 1,233 stock positions worth $11.0 billion. Its top holding was Apple (AAPL) at 3.2% of the portfolio, followed by Microsoft (MSFT, 2.6%) and Nvidia (NVDA, 2.4%). Compared with Q2 2024, it opened 117 new positions, sold out of 114, added to 540 and reduced 569. The biggest buy was a new position in Allianzim US Eq BFFR10 AG-US (AUGT) and the biggest sale Alianzim US Eq BFR20 Jun-Usd (JUNW, shares −97%).
- Most Recent 13F
- Q2 2026
- Location
- TOPEKA, KS
- CIK
- 0001697723
- Portfolio Value
- $11.0B (Q3 2024)
- SEC Filing
- 0001697723-24-000005 ↗ filed Nov 14, 2024
Holdings Value
Holdings 1,233 stocks · $11.0B
| AAPL Apple Inc. | 3.24% | 1,532,986 | $357.2M | Reduce -6.5% |
| MSFT Microsoft Corp. | 2.65% | 678,418 | $291.9M | Add +9.8% |
| NVDA Nvidia Corp. | 2.39% | 2,173,713 | $264.0M | Add +21.9% |
| VNLA Janus Henderson Short Durati | 1.96% | 4,404,425 | $216.0M | Add +3.0% |
| VOO Vanguard S&P 500 ETF | 1.80% | 376,463 | $198.6M | Reduce -7.5% |
| IVV iShares Core S&P 500 ETF | 1.65% | 315,893 | $182.2M | Add +10.2% |
| SPYG SS SPDR P S&P 500 Growth ETF | 1.65% | 2,194,870 | $182.0M | Add +59.8% |
| AMZN Amazon.com Inc. | 1.61% | 950,409 | $177.1M | Add +11.0% |
| SPYM Ste STR SPDR PT S&P 500 ETF | 1.51% | 2,462,694 | $166.3M | Reduce -0.7% |
| IWY iShares Russell Top 200 Grow | 1.31% | 654,101 | $143.9M | Reduce -1.1% |
| AVIG Avantis Core Fixed Income | 1.20% | 3,110,501 | $132.2M | Add +306.5% |
| GOOGL Alphabet Inc. Class A | 1.19% | 791,636 | $131.3M | Add +8.3% |
| AUGT Allianzim US Eq BFFR10 AG-US | 1.09% | 3,950,633 | $120.5M | New |
| SPYV SS SPDR P S&P 500 Value ETF | 0.94% | 1,964,784 | $103.9M | Add +25.2% |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.93% | 178,644 | $102.5M | Reduce -0.9% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.87% | 207,456 | $95.5M | Add +3.9% |
| META Meta Platforms Inc. Class A | 0.86% | 165,964 | $95.0M | Add +0.5% |
| AUGW Alianzim US Eq BFR20 Aug-Usd | 0.85% | 3,231,441 | $93.2M | New |
| SIXD Allian US Equ 6 Mon BU10-Usd | 0.84% | 3,539,510 | $93.0M | Add +6.1% |
| GJUN FT Vest US Equity Moderate B | 0.84% | 2,606,393 | $92.3M | Add +9.0% |
| SEPW Alianzim US Eq BFR20 Sep-Usd | 0.83% | 3,191,059 | $91.0M | New |
| IWX iShares Russell Top 200 Valu | 0.77% | 1,040,613 | $84.6M | Add +9.2% |
| XOM Exxon Mobil Corp. | 0.76% | 717,913 | $84.2M | Add +8.1% |
| QUAL iShares MSCI USA Quality Fac | 0.76% | 465,159 | $83.4M | Add +2.5% |
| EFG iShares MSCI Eafe Growth ETF | 0.74% | 757,945 | $81.6M | Add +1.5% |
| PG The Procter & Gamble Co. | 0.71% | 453,607 | $78.6M | Add +4.3% |
| IVW iShares S&P 500 Growth ETF | 0.69% | 798,495 | $76.5M | Reduce -4.0% |
| AVGO Broadcom Inc. | 0.68% | 431,653 | $74.5M | Add +822.1% |
| JPM JPMorgan Chase & Co. | 0.67% | 351,198 | $74.1M | Reduce -20.1% |
| UNH Unitedhealth Group Inc. | 0.67% | 125,972 | $73.7M | Add +2.3% |
| DFAU Dimensional US Core Equity M | 0.66% | 1,836,949 | $72.9M | Add +8.7% |
| JAAA Janus Henderson Aaa Clo ETF | 0.66% | 1,425,638 | $72.5M | Add +6.4% |
| MCD McDonald's Corp. | 0.62% | 222,879 | $67.9M | Add +0.8% |
| HD Home Depot Inc. | 0.60% | 163,622 | $66.3M | Reduce -5.1% |
| VGSH Vanguard Short-Term Treasury | 0.60% | 1,123,205 | $66.3M | Reduce -2.1% |
| LLY Eli Lilly & Co. | 0.59% | 73,218 | $64.9M | Add +15.1% |
| DYNF Ishrs US E F R A ETF-Usd Inc. | 0.54% | 1,209,720 | $59.8M | Add +2.2% |
| TSLA Tesla Inc. | 0.53% | 222,488 | $58.2M | Reduce -14.3% |
| BILZ PIMCO Ultra SHRT Govt Active | 0.53% | 573,254 | $58.0M | Reduce -44.8% |
| EFV iShares MSCI Eafe Value ETF | 0.53% | 1,007,445 | $58.0M | Add +23.6% |
| MRK Merck & Co. Inc. | 0.52% | 500,149 | $56.8M | Add +22.8% |
| PYLD PIMCO Multisector Bond Actv | 0.51% | 2,120,622 | $56.5M | Add +255.7% |
| SGOV iShares 0-3 Month Treasury B | 0.50% | 551,681 | $55.6M | Add +9.1% |
| JNJ Johnson & Johnson | 0.50% | 339,721 | $55.1M | Add +5.7% |
| PSEP Innovator U.S. Equity Power | 0.49% | 1,415,085 | $54.5M | Add +1162.0% |
| FIDU Fidelity MSCI Indust Indx | 0.49% | 744,776 | $53.8M | Add +7.0% |
| IEMG iShares Core MSCI Emerging | 0.45% | 858,872 | $49.3M | Reduce -0.2% |
| XONE Bondbloxx BBG 1 Dur US Treas | 0.44% | 978,105 | $48.8M | Add +6.7% |
| MDYG SS SPDR S&P 400 MC GR ETF | 0.44% | 554,370 | $48.6M | Reduce -25.6% |
| V Visa Inc. Class A | 0.44% | 175,454 | $48.2M | Reduce -1.9% |
| CSCO Cisco Systems Inc. | 0.43% | 886,458 | $47.2M | Add +3.6% |
| JULW Alianzim US Eq BFR20 Jul-Usd | 0.42% | 1,335,293 | $46.1M | Add +3.4% |
| MINT PIMCO Enhanced Short Maturit | 0.42% | 455,240 | $45.8M | Add +3.5% |
| SEPT All US Equ BUF10 Sep ETF-Usd | 0.42% | 1,522,381 | $45.8M | New |
| ABBV Abbvie Inc. | 0.40% | 225,929 | $44.6M | Reduce -11.6% |
| CVX Chevron Corp. | 0.40% | 300,768 | $44.3M | Reduce -9.3% |
| VMBS Vanguard Mortgage-Backed Sec | 0.40% | 929,056 | $43.9M | Add +6.3% |
| FDIS Fidelity MSCI Cons Discr Ind | 0.40% | 494,686 | $43.8M | Add +30.1% |
| IEFA iShares Core MSCI Eafe ETF | 0.40% | 559,436 | $43.7M | Add +228.7% |
| QQQ Invesco QQQ Trust Series 1 | 0.39% | 88,980 | $43.4M | Reduce -13.4% |
| GOVT iShares US Treasury Bond ETF | 0.39% | 1,830,154 | $42.9M | Add +18.6% |
| T AT&T Inc. | 0.38% | 1,898,991 | $41.8M | Add +1.2% |
| ILTB iShares Core 10+ Year Usd Bo | 0.37% | 768,129 | $40.9M | Reduce -17.7% |
| USIG iShares Broad Usd Investment | 0.37% | 774,176 | $40.7M | Add +7.2% |
| MA Mastercard Inc. Class A | 0.36% | 80,234 | $39.6M | Add +5.3% |
| IWS iShares Russell Mid-Cap Valu | 0.36% | 296,892 | $39.3M | Add +4.3% |
| VZ Verizon Communications Inc. | 0.35% | 856,691 | $38.5M | Add +2.9% |
| QBER Trueshares Quartly B HDG ETF | 0.35% | 1,527,546 | $38.2M | New |
| ICE Intercontinental Exchange Inc. | 0.34% | 235,003 | $37.8M | Add +8.8% |
| SNAV Mohr Sector Nav ETF filed as COLLABORATIVE INVESTMNT SER | 0.34% | 1,211,130 | $37.6M | Add +184.5% |
| IWO iShares Russell 2000 Growth | 0.34% | 131,460 | $37.3M | Add +17.4% |
| SPTL SS SPDR PF LNG TRM TSY E-Usd | 0.34% | 1,282,682 | $37.3M | Add +61.2% |
| SPBO SS SPDR P Corp. Bond ETF | 0.34% | 1,237,389 | $37.2M | Add +0.5% |
| FLRG Fidelity US Multifactor ETF | 0.33% | 1,089,674 | $36.9M | New |
| AMD Advanced Micro Devices | 0.33% | 222,521 | $36.5M | Add +12.3% |
| MUB iShares National Muni Bond E | 0.33% | 336,047 | $36.5M | Add +5.1% |
| CRM Salesforce Inc. | 0.33% | 133,288 | $36.5M | Reduce -11.6% |
| FMAT Fidelity MSCI Materials Indx | 0.33% | 670,853 | $36.4M | Add +18.8% |
| BOND PIMCO Active Bond Exchange-T | 0.33% | 380,707 | $36.0M | Add +299.7% |
| VGIT Vanguard Intermediate-Term T | 0.32% | 589,438 | $35.6M | Add +22.8% |
| TMO Thermo Fisher Scientific Inc. | 0.31% | 55,563 | $34.4M | Add +12.1% |
| SPGI S&P Global Inc. | 0.31% | 65,753 | $34.0M | Add +5.9% |
| PEP Pepsico Inc. | 0.31% | 199,470 | $33.9M | Reduce -25.8% |
| GS Goldman Sachs Group Inc. | 0.30% | 67,736 | $33.5M | Add +15.1% |
| FUTY Fidelity MSCI US Utilities | 0.30% | 630,597 | $32.7M | Add +15.2% |
| MDYV SS SPDR S&P 400 MC Val ETF | 0.29% | 407,171 | $32.4M | Add +20.6% |
| TUA Sim St Treas Fut Strat ETF filed as SIMPLIFY EXCHANGE TRADED FUN | 0.29% | 1,384,782 | $31.8M | Add +36.9% |
| MBB iShares MBS ETF | 0.29% | 330,991 | $31.7M | Add +116.6% |
| CLOX Eldridge Aaa Clo ETF | 0.28% | 1,207,039 | $30.8M | Add +30.4% |
| PM Philip Morris International | 0.28% | 250,371 | $30.4M | Add +0.8% |
| IEX Idex Corp. | 0.28% | 141,688 | $30.4M | Add +10.7% |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | 0.27% | 639,391 | $30.1M | Add +31.9% |
| AFL Aflac Inc. | 0.27% | 269,139 | $30.1M | Add +15.5% |
| SCHF Schwab Intl Equity ETF | 0.27% | 728,115 | $29.9M | Add +143.4% |
| MO Altria Group Inc. | 0.27% | 584,352 | $29.8M | Reduce -2.5% |
| AVXC Avantis Emg MKT Ex China ETF | 0.26% | 532,144 | $28.8M | New |
| TLT iShares 20+ Year Treasury BD | 0.26% | 290,649 | $28.5M | Reduce -1.3% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.26% | 73,873 | $28.4M | Reduce -6.3% |
| EMXC iShares MSCI Emr MRK Ex Chna | 0.26% | 460,111 | $28.1M | Add +13.8% |
| LISTED FDS TR | 0.25% | 752,763 | $28.0M | Add +21.6% |
Portfolio Sells Q2 2024 → Q3 2024
| JUNW Alianzim US Eq BFR20 Jun-Usd | Reduce -97.2% | 0.02% | −0.74 |
| MART Allianzim US Eq BFFR10 Mr-US | Reduce -99.3% | 0.00% | −0.58 |
| APRW Allinzim US Eq BFR20 Apr-Usd | Reduce -98.6% | 0.01% | −0.55 |
| BILZ PIMCO Ultra SHRT Govt Active | Reduce -44.8% | 0.53% | −0.52 |
| PJUN Innovator U.S. Equity Power | Reduce -94.4% | 0.03% | −0.46 |
| APRT Allianzim US Eq BFFR10 Ap-US | Reduce -99.3% | 0.00% | −0.37 |
| JULT All US Equ BUF10 Jul ETF-Usd | Reduce -99.0% | 0.00% | −0.33 |
| COLLABORATIVE INVESTMNT SER | Sold out | 0.00% | −0.31 |
| IWM iShares Russell 2000 ETF | Reduce -88.6% | 0.04% | −0.30 |
| FLAO Allianzim US 6M FL5 Apr-Oct | Reduce -98.6% | 0.00% | −0.27 |
| IWR iShares Russell Mid-Cap ETF | Reduce -63.3% | 0.15% | −0.26 |
| VOO Vanguard S&P 500 ETF | Reduce -7.5% | 1.80% | −0.23 |
| JPST JPMorgan Ultra-Short Income | Reduce -50.5% | 0.19% | −0.23 |
| DON Wisdomtree US Midcap Dividen | Reduce -68.6% | 0.10% | −0.22 |
| JPM JPMorgan Chase & Co. | Reduce -20.1% | 0.67% | −0.22 |
| AAPL Apple Inc. | Reduce -6.5% | 3.24% | −0.21 |
| PLD Prologis Inc. | Reduce -94.4% | 0.01% | −0.20 |
| HEFA Isha Curr Hedged MSCI Eafe | Reduce -95.8% | 0.01% | −0.20 |
| MARW Alianzim US Eq BFR20 Mar-Usd | Reduce -96.1% | 0.01% | −0.20 |
| SLYG SS SPDR S&P 600 SC GR ETF | Reduce -96.6% | 0.01% | −0.19 |
| MDYG SS SPDR S&P 400 MC GR ETF | Reduce -25.6% | 0.44% | −0.19 |
| QRVO Qorvo Inc. | Reduce -98.0% | 0.00% | −0.17 |
| DIS The Walt Disney Co. | Reduce -66.3% | 0.07% | −0.17 |
| UNP Union Pacific Corp. | Reduce -74.9% | 0.05% | −0.16 |
| SPTS SS SPDR P St Term TSY ETF | Reduce -97.2% | 0.00% | −0.15 |
| HAWX iShares Cur HDG MSCI Acwi-X | Reduce -95.3% | 0.01% | −0.15 |
| AVUV Avantis US Small Cap Value | Reduce -98.0% | 0.00% | −0.15 |
| ADBE Adobe Inc. | Reduce -52.4% | 0.10% | −0.14 |
| USFR Wisdomtree Floating Rate Tre | Reduce -38.9% | 0.17% | −0.14 |
| PEP Pepsico Inc. | Reduce -25.8% | 0.31% | −0.14 |
| COLLABORATIVE INVESTMNT SER | Sold out | 0.00% | −0.12 |
| CVX Chevron Corp. | Reduce -9.3% | 0.40% | −0.12 |
| IWY iShares Russell Top 200 Grow | Reduce -1.1% | 1.31% | −0.11 |
| A Agilent Technologies Inc. | Reduce -50.6% | 0.12% | −0.11 |
| INTC Intel Corp. | Reduce -30.2% | 0.10% | −0.10 |
| LMBS First Trust Low Duration Opp | Reduce -75.5% | 0.03% | −0.10 |
| DDWM Wisdomtree DY Inter Eq FD-US | Reduce -96.2% | 0.00% | −0.10 |
| QQQ Invesco QQQ Trust Series 1 | Reduce -13.4% | 0.39% | −0.10 |
| PANW Palo Alto Networks Inc. | Reduce -72.7% | 0.03% | −0.10 |
| ILTB iShares Core 10+ Year Usd Bo | Reduce -17.7% | 0.37% | −0.09 |
| FIXD First Trust Smith Opportunis | Reduce -54.6% | 0.07% | −0.09 |
| GATX Gatx Corp. | Reduce -94.5% | 0.00% | −0.09 |
| TPH Tri Pointe Homes Inc. | Reduce -95.7% | 0.00% | −0.09 |
| SPYM Ste STR SPDR PT S&P 500 ETF | Reduce -0.7% | 1.51% | −0.08 |
| MFUL Mindful Conservative ETF | Reduce -41.0% | 0.09% | −0.08 |
| AGGY Wisdomtree Yield Enhanced US | Reduce -82.4% | 0.02% | −0.08 |
| XLK SS Technology Select Sector | Reduce -55.2% | 0.05% | −0.08 |
| IVW iShares S&P 500 Growth ETF | Reduce -4.0% | 0.69% | −0.08 |
| CMCSA Comcast Corp. Class A | Reduce -29.3% | 0.16% | −0.07 |
| CMA Comerica Inc. | Reduce -46.5% | 0.09% | −0.07 |
Portfolio Buys Q2 2024 → Q3 2024
| AUGT Allianzim US Eq BFFR10 AG-US | New | 1.09% | +1.09 |
| AVIG Avantis Core Fixed Income | Add +306.5% | 1.20% | +0.89 |
| AUGW Alianzim US Eq BFR20 Aug-Usd | New | 0.85% | +0.85 |
| SEPW Alianzim US Eq BFR20 Sep-Usd | New | 0.83% | +0.83 |
| AVGO Broadcom Inc. | Add +822.1% | 0.68% | +0.60 |
| SPYG SS SPDR P S&P 500 Growth ETF | Add +59.8% | 1.65% | +0.55 |
| PSEP Innovator U.S. Equity Power | Add +1162.0% | 0.49% | +0.45 |
| SEPT All US Equ BUF10 Sep ETF-Usd | New | 0.42% | +0.42 |
| PYLD PIMCO Multisector Bond Actv | Add +255.7% | 0.51% | +0.36 |
| QBER Trueshares Quartly B HDG ETF | New | 0.35% | +0.35 |
| FLRG Fidelity US Multifactor ETF | New | 0.33% | +0.33 |
| IEFA iShares Core MSCI Eafe ETF | Add +228.7% | 0.40% | +0.27 |
| AVXC Avantis Emg MKT Ex China ETF | New | 0.26% | +0.26 |
| BOND PIMCO Active Bond Exchange-T | Add +299.7% | 0.33% | +0.24 |
| MU Micron Technology Inc. | Add +1907.5% | 0.24% | +0.22 |
| SNAV Mohr Sector Nav ETF | Add +184.5% | 0.34% | +0.21 |
| QBUL Trueshare QRT Bull Hdge ETF | New | 0.20% | +0.20 |
| NVDA Nvidia Corp. | Add +21.9% | 2.39% | +0.19 |
| SPYV SS SPDR P S&P 500 Value ETF | Add +25.2% | 0.94% | +0.18 |
| SCHF Schwab Intl Equity ETF | Add +143.4% | 0.27% | +0.16 |
| MBB iShares MBS ETF | Add +116.6% | 0.29% | +0.15 |
| AVSC Avantis US Small Cap Equity | New | 0.15% | +0.15 |
| AMAT Applied Materials Inc. | Add +576.1% | 0.18% | +0.14 |
| AMGN Amgen Inc. | Add +224.3% | 0.18% | +0.12 |
| SPTL SS SPDR PF LNG TRM TSY E-Usd | Add +61.2% | 0.34% | +0.12 |
| VST Vistra Corp. | New | 0.12% | +0.12 |
| PHM Pultegroup Inc. | Add +1031.5% | 0.12% | +0.11 |
| WFC Wells Fargo & Co. | Add +232.3% | 0.16% | +0.10 |
| CDX Simplify High Yield ETF | Add +2641.3% | 0.10% | +0.10 |
| JAJL Innovator Edp ETF - 6M Ja | New | 0.10% | +0.10 |
| EFV iShares MSCI Eafe Value ETF | Add +23.6% | 0.53% | +0.09 |
| AKAM Akamai Technologies Inc. | Add +404.3% | 0.11% | +0.09 |
| FDIS Fidelity MSCI Cons Discr Ind | Add +30.1% | 0.40% | +0.09 |
| IVV iShares Core S&P 500 ETF | Add +10.2% | 1.65% | +0.08 |
| LISTED FDS TR | New | 0.08% | +0.08 |
| GE General Electric | Add +134.3% | 0.13% | +0.08 |
| TUA Sim St Treas Fut Strat ETF | Add +36.9% | 0.29% | +0.07 |
| IDU iShares US Utilities ETF | Add +196.2% | 0.10% | +0.07 |
| EFA iShares MSCI Eafe ETF | Add +1018.9% | 0.07% | +0.07 |
| AFL Aflac Inc. | Add +15.5% | 0.27% | +0.06 |
| SIXP Allian US Equ 6 Mon BU10-Usd | New | 0.06% | +0.06 |
| LISTED FDS TR | Add +220.3% | 0.09% | +0.06 |
| XLU St Sr Utl SL SE SPDR ETF-Usd | Add +401.9% | 0.08% | +0.06 |
| KKR KKR & Co. Inc. | New | 0.06% | +0.06 |
| FUTY Fidelity MSCI US Utilities | Add +15.2% | 0.30% | +0.06 |
| FVD First Trust Value Line DVD | Add +92.8% | 0.11% | +0.05 |
| IWX iShares Russell Top 200 Valu | Add +9.2% | 0.77% | +0.05 |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | Add +31.9% | 0.27% | +0.05 |
| BRK.B Berkshire Hathaway Inc. Class B | Add +3.9% | 0.87% | +0.05 |
| MCD McDonald's Corp. | Add +0.8% | 0.62% | +0.05 |
Options Activity Q2 2024 → Q3 2024
| SPY SS SPDR S&P 500 ETF Trust-US | call | Sold out | 8,900 | $3.1Mbefore exit |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 2,646 | $21.5B | NVDA, AAPL, MSFT, VNLA, AMZN |
| Q1 2026 | 2,579 | $18.5B | NVDA, AAPL, MSFT, VNLA, IVV |
| Q4 2025 | 2,443 | $17.4B | AAPL, NVDA, MSFT, VNLA, AMZN |
| Q3 2025 | 2,272 | $15.7B | NVDA, AAPL, MSFT, VNLA, SPYG |
| Q2 2025 | 2,141 | $13.7B | NVDA, MSFT, AAPL, VNLA, AMZN |
| Q1 2025 | 2,139 | $11.9B | AAPL, MSFT, VNLA, NVDA, AMZN |
| Q4 2024 | 2,118 | $11.8B | AAPL, MSFT, NVDA, VNLA, AMZN |
| Q3 2024 | 1,233 | $11.0B | AAPL, MSFT, NVDA, VNLA, VOO |
| Q2 2024 | 1,229 | $10.0B | AAPL, MSFT, NVDA, VNLA, VOO |
| Q1 2024 | 1,141 | $8.8B | AAPL, MSFT, VOO, VNLA, IVV |