AE Wealth Management LLC
In its 13F for Q3 2025 (holdings as of September 30, 2025, filed November 3, 2025), AE Wealth Management LLC reported 2,272 stock positions worth $15.7 billion. Its top holding was Nvidia (NVDA) at 3.3% of the portfolio, followed by Apple (AAPL, 3.3%) and Microsoft (MSFT, 2.9%). Compared with Q2 2025, it opened 241 new positions, sold out of 112, added to 1,101 and reduced 678. The biggest buy was Allianzim US BF15 Uncap Dec (DECU, shares +4239829%) and the biggest sale Alianzim US Eq BFR20 Jan-Usd (JANW, shares −71%).
- Most Recent 13F
- Q2 2026
- Location
- TOPEKA, KS
- CIK
- 0001697723
- Portfolio Value
- $15.7B (Q3 2025)
- SEC Filing
- 0001697723-25-000007 ↗ filed Nov 3, 2025
Holdings Value
Holdings 2,272 stocks · $15.7B
| NVDA Nvidia Corp. | 3.33% | 2,797,056 | $521.9M | Add +1.8% |
| AAPL Apple Inc. | 3.26% | 2,010,129 | $511.8M | Add +11.4% |
| MSFT Microsoft Corp. | 2.91% | 879,949 | $455.8M | Add +7.0% |
| VNLA Janus Henderson Short Durati | 2.24% | 7,122,488 | $351.1M | Add +4.6% |
| SPYG SS SPDR P S&P 500 Growth ETF | 2.01% | 3,010,419 | $314.6M | Add +10.8% |
| IVV iShares Core S&P 500 ETF | 1.99% | 466,917 | $312.5M | Add +15.7% |
| AMZN Amazon.com Inc. | 1.92% | 1,371,192 | $301.1M | Add +12.7% |
| META Meta Platforms Inc. Class A | 1.46% | 311,172 | $228.5M | Add +4.4% |
| GOOGL Alphabet Inc. Class A | 1.43% | 924,927 | $224.8M | Add +8.5% |
| AVIG Avantis Core Fixed Income | 1.37% | 5,110,173 | $215.0M | Add +22.0% |
| VOO Vanguard S&P 500 ETF | 1.30% | 331,857 | $203.2M | Add +1.4% |
| AVGO Broadcom Inc. | 1.24% | 591,748 | $195.2M | Add +4.5% |
| SPYV SS SPDR P S&P 500 Value ETF | 1.10% | 3,117,992 | $172.5M | Add +19.5% |
| IWY iShares Russell Top 200 Grow | 1.09% | 625,759 | $171.2M | Reduce -0.3% |
| JPM JPMorgan Chase & Co. | 0.96% | 478,045 | $150.8M | Add +11.6% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.89% | 278,076 | $139.8M | Add +12.6% |
| SIXP Allian US Equ 6 Mon BU10-Usd | 0.86% | 4,388,441 | $135.2M | Add +996.6% |
| CAPITOL SER TR | 0.84% | 5,162,037 | $131.5M | Reduce -1.6% |
| PYLD PIMCO Multisector Bond Actv | 0.81% | 4,762,716 | $127.8M | Add +5.1% |
| DECU Allianzim US BF15 Uncap Dec | 0.81% | 4,748,721 | $127.6M | Add +4239829.5% |
| JAAA Janus Henderson Aaa Clo ETF | 0.78% | 2,416,358 | $122.7M | Add +7.2% |
| BILZ PIMCO Ultra SHRT Govt Active | 0.77% | 1,187,960 | $120.2M | Reduce -13.0% |
| IEMG iShares Core MSCI Emerging | 0.73% | 1,747,766 | $115.2M | Add +9.4% |
| SPYM Ste STR SPDR PT S&P 500 ETF | 0.72% | 1,442,622 | $113.0M | Reduce -5.3% |
| TSLA Tesla Inc. | 0.70% | 246,414 | $109.6M | Add +4.0% |
| DFAU Dimensional US Core Equity M | 0.70% | 2,386,738 | $109.2M | Reduce -5.0% |
| DECW Alianzim US Eq BFR20 Dec-Usd | 0.67% | 3,174,641 | $104.7M | Reduce -10.4% |
| XOM Exxon Mobil Corp. | 0.67% | 926,457 | $104.5M | Add +9.5% |
| PG The Procter & Gamble Co. | 0.65% | 665,507 | $102.3M | Add +15.3% |
| MCD McDonald's Corp. | 0.61% | 316,941 | $96.3M | Add +12.9% |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.61% | 142,948 | $95.2M | Add +5.2% |
| BOND PIMCO Active Bond Exchange-T | 0.60% | 1,004,137 | $93.7M | Add +22.8% |
| MINT PIMCO Enhanced Short Maturit | 0.59% | 924,049 | $93.0M | Add +8.6% |
| QUAL iShares MSCI USA Quality Fac | 0.59% | 477,193 | $92.8M | Add +0.7% |
| IWX iShares Russell Top 200 Valu | 0.59% | 1,047,957 | $92.1M | Add +3.0% |
| QBER Trueshares Quartly B HDG ETF | 0.58% | 3,708,945 | $91.4M | Add +41.7% |
| PLTR Palantir Technologies Inc. Class A | 0.58% | 495,912 | $90.5M | Add +6.5% |
| JNJ Johnson & Johnson | 0.57% | 481,429 | $89.3M | Add +11.6% |
| FIDU Fidelity MSCI Indust Indx | 0.55% | 1,051,799 | $86.2M | Add +12.5% |
| V Visa Inc. Class A | 0.54% | 247,719 | $84.6M | Add +11.0% |
| IVW iShares S&P 500 Growth ETF | 0.53% | 693,299 | $83.7M | Add +4.1% |
| DYNF Ishrs US E F R A ETF-Usd Inc. | 0.52% | 1,376,558 | $81.5M | Add +23.0% |
| CSCO Cisco Systems Inc. | 0.52% | 1,191,011 | $81.5M | Add +13.6% |
| MDYG SS SPDR S&P 400 MC GR ETF | 0.50% | 859,656 | $78.7M | Add +16.2% |
| FDIS Fidelity MSCI Cons Discr Ind | 0.50% | 762,658 | $78.5M | Add +12.2% |
| SEPW Alianzim US Eq BFR20 Sep-Usd | 0.50% | 2,474,945 | $77.7M | Add +50940.3% |
| MA Mastercard Inc. Class A | 0.48% | 131,466 | $74.8M | Add +11.7% |
| CVX Chevron Corp. | 0.47% | 470,634 | $73.1M | Add +11.2% |
| GOVT iShares US Treasury Bond ETF | 0.46% | 3,104,757 | $71.8M | Add +29.2% |
| EFV iShares MSCI Eafe Value ETF | 0.45% | 1,040,572 | $70.6M | Reduce -3.0% |
| GS Goldman Sachs Group Inc. | 0.44% | 86,558 | $68.9M | Add +5.4% |
| FLRG Fidelity US Multifactor ETF | 0.44% | 1,789,530 | $68.8M | Add +16.9% |
| IWO iShares Russell 2000 Growth | 0.44% | 214,511 | $68.7M | Add +12.9% |
| ABBV Abbvie Inc. | 0.42% | 286,324 | $66.3M | Add +7.0% |
| LLY Eli Lilly & Co. | 0.42% | 86,435 | $66.0M | Add +26.7% |
| ONEZ Trueshr Seasonality La B ETF | 0.40% | 2,341,991 | $62.1M | Add +59.3% |
| GJUL FT Vest US Equity Moderate B | 0.39% | 1,502,522 | $60.9M | Add +858484.0% |
| MU Micron Technology Inc. | 0.38% | 356,650 | $59.7M | Add +6.1% |
| FUTY Fidelity MSCI US Utilities | 0.38% | 1,041,815 | $58.8M | Add +19.3% |
| EFG iShares MSCI Eafe Growth ETF | 0.37% | 515,125 | $58.7M | Reduce -24.2% |
| ORCL Oracle Corp. | 0.37% | 204,331 | $57.5M | Add +7.3% |
| NFLX Netflix Inc. | 0.37% | 47,926 | $57.5M | Add +9.2% |
| WMT Walmart Inc. | 0.37% | 556,531 | $57.4M | Add +17.5% |
| IVE iShares S&P 500 Value ETF | 0.36% | 276,587 | $57.1M | Add +9.8% |
| T AT&T Inc. | 0.36% | 2,006,767 | $56.7M | Add +5.3% |
| IEFA iShares Core MSCI Eafe ETF | 0.35% | 634,380 | $55.4M | Add +20.3% |
| FMAT Fidelity MSCI Materials Indx | 0.35% | 1,055,982 | $55.4M | Add +15.4% |
| XONE Bondbloxx BBG 1 Dur US Treas | 0.35% | 1,114,335 | $55.3M | Add +5.7% |
| MDYV SS SPDR S&P 400 MC Val ETF | 0.35% | 661,703 | $55.2M | Add +16.3% |
| DECT Allianzim US Eq BFFR10 DC-US | 0.35% | 1,552,053 | $55.0M | Reduce -0.7% |
| ILTB iShares Core 10+ Year Usd Bo | 0.35% | 1,083,977 | $54.7M | Add +7.8% |
| PM Philip Morris International | 0.35% | 336,038 | $54.5M | Add +4.4% |
| SKOR NT Crdscr US Corp. BD ETF | 0.35% | 1,099,610 | $54.2M | Add +9.0% |
| HD Home Depot Inc. | 0.33% | 128,916 | $52.2M | Add +3.4% |
| AMD Advanced Micro Devices | 0.33% | 322,423 | $52.2M | Add +6.3% |
| VZ Verizon Communications Inc. | 0.33% | 1,185,741 | $52.1M | Add +11.8% |
| SPBO SS SPDR P Corp. Bond ETF | 0.33% | 1,737,659 | $51.5M | Add +8.3% |
| IWS iShares Russell Mid-Cap Valu | 0.33% | 366,952 | $51.3M | Add +0.4% |
| VGSH Vanguard Short-Term Treasury | 0.33% | 869,346 | $51.2M | Add +5.2% |
| MBB iShares MBS ETF | 0.33% | 536,585 | $51.1M | Add +14.0% |
| SGOV iShares 0-3 Month Treasury B | 0.32% | 503,305 | $50.7M | Add +513.4% |
| OEF iShares S&P 100 ETF | 0.32% | 148,604 | $49.5M | Add +72.0% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.31% | 954,609 | $49.2M | Add +10.8% |
| ICE Intercontinental Exchange Inc. | 0.30% | 278,458 | $46.9M | Add +4.5% |
| QQQ Invesco QQQ Trust Series 1 | 0.29% | 76,271 | $45.8M | Add +7.9% |
| CRM Salesforce Inc. | 0.29% | 191,036 | $45.3M | Add +11.5% |
| SEPT All US Equ BUF10 Sep ETF-Usd | 0.29% | 1,306,575 | $45.0M | Add +37294.8% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.28% | 92,912 | $44.6M | Add +7.5% |
| SEPZ Trueshares Struc Out Sep ETF | 0.28% | 1,046,991 | $44.3M | New |
| MO Altria Group Inc. | 0.28% | 660,879 | $43.7M | Add +2.5% |
| JULU Allianzim US BF15 Uncap Jul | 0.28% | 1,489,694 | $43.6M | Add +346.6% |
| TUA Sim St Treas Fut Strat ETF filed as SIMPLIFY EXCHANGE TRADED FUN | 0.28% | 1,976,802 | $43.2M | Add +2.4% |
| EXC Exelon Corp. | 0.27% | 956,855 | $43.1M | Add +4.8% |
| AMAT Applied Materials Inc. | 0.27% | 208,862 | $42.8M | Add +15.5% |
| MUB iShares National Muni Bond E | 0.27% | 397,667 | $42.3M | Add +11.5% |
| UNH Unitedhealth Group Inc. | 0.26% | 119,660 | $41.3M | Add +1.6% |
| WFC Wells Fargo & Co. | 0.26% | 489,662 | $41.0M | Add +15.8% |
| AVXC Avantis Emg MKT Ex China ETF | 0.26% | 668,888 | $40.1M | Add +15.7% |
| SCHF Schwab Intl Equity ETF | 0.25% | 1,698,990 | $39.6M | Reduce -15.5% |
| COST Costco Wholesale Corp. | 0.25% | 42,128 | $39.0M | Add +21.7% |
Other holdings (4): bonds, preferreds, convertibles and warrants · $22K (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 12 | $15K | No change |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | 169 | $4K | Add +6.3% |
| HTZWW Hertz Global Hldgs Inc. -CW51 | *W EXP 06/30/205 | 645 | $2K | Reduce -8.9% |
| BRISTOL MYERS - CELGENE CVR | RIGHT 12/30/2030 | 30 | $1 | New |
Lines left out (2) · $11 — a value with no share or principal amount
| Security | Class | Shares | Value |
|---|---|---|---|
| FDEM Fidelity Emrg MRKT Multifact | EMERG MKTS MLTFT | 0 | $7 |
| TWO RDS SHARED TR | LEADERSHS ACTIVI | 0 | $4 |
Filed with a value but no share or principal amount (a cash line, a holding rounded to 0 shares), so they are kept out of the holdings, totals and percentages.
Total filed on the 13F, all lines: $15.7B.
Portfolio Sells Q2 2025 → Q3 2025
| JANW Alianzim US Eq BFR20 Jan-Usd | Reduce -70.8% | 0.23% | −0.64 |
| GDEC FT Vest US Equity Moderate B | Reduce -99.4% | 0.00% | −0.51 |
| OCTT All US Equ BUF10 Oct ETF-Usd | Reduce -99.5% | 0.00% | −0.49 |
| JANT Allianzim US Eq BFFR10 JN-US | Reduce -96.7% | 0.02% | −0.49 |
| SIXD Allian US Equ 6 Mon BU10-Usd | Reduce -99.5% | 0.00% | −0.46 |
| OCTW Alianzim US Eq BFR20 Oct-Usd | Reduce -99.5% | 0.00% | −0.45 |
| SIXO Allian US Equ 6 Mon BU10-Usd | Reduce -99.3% | 0.00% | −0.37 |
| LISTED FDS TR | Sold out | 0.00% | −0.31 |
| BILZ PIMCO Ultra SHRT Govt Active | Reduce -13.0% | 0.77% | −0.24 |
| EFG iShares MSCI Eafe Growth ETF | Reduce -24.2% | 0.37% | −0.18 |
| QBUL Trueshare QRT Bull Hdge ETF | Reduce -96.5% | 0.01% | −0.17 |
| DECW Alianzim US Eq BFR20 Dec-Usd | Reduce -10.4% | 0.67% | −0.15 |
| CAPITOL SER TR | Reduce -1.6% | 0.84% | −0.13 |
| SVOL Simplify Volatility Premium | Reduce -45.5% | 0.11% | −0.13 |
| TYA Simplify Intermediate Term | Reduce -59.9% | 0.06% | −0.11 |
| ONEQ Fidelity Nasdaq Comp Indx | Reduce -69.0% | 0.04% | −0.10 |
| SPYM Ste STR SPDR PT S&P 500 ETF | Reduce -5.3% | 0.72% | −0.09 |
| IWP iShares Russell Mid-Cap Grow | Reduce -46.1% | 0.08% | −0.09 |
| DFAU Dimensional US Core Equity M | Reduce -5.0% | 0.70% | −0.08 |
| LISTED FDS TR | Sold out | 0.00% | −0.08 |
| IYW iShares Ustechnology ETF | Reduce -56.6% | 0.06% | −0.08 |
| CTA Simplify Managed Futures St | Reduce -25.7% | 0.16% | −0.08 |
| SCHF Schwab Intl Equity ETF | Reduce -15.5% | 0.25% | −0.07 |
| FLJJ Allianzim US 6M FLR5 Jan-Jul | Reduce -99.3% | 0.00% | −0.06 |
| VST Vistra Corp. | Reduce -25.3% | 0.11% | −0.06 |
| SIXJ Allian US Equ 6 Mon BU10-Usd | Reduce -85.5% | 0.01% | −0.05 |
| DFGP Dimensional GLBL Core PL Fix | Reduce -10.1% | 0.20% | −0.05 |
| EW Edwards Lifesciences Corp. | Reduce -94.5% | 0.00% | −0.05 |
| DFCF Dimensional Core Fixed Inc. | Reduce -15.2% | 0.14% | −0.05 |
| EFV iShares MSCI Eafe Value ETF | Reduce -3.0% | 0.45% | −0.05 |
| CTSH Cognizant Tech Solutions-A | Reduce -60.1% | 0.02% | −0.04 |
| ZDEK Inno Equ Def Pro ETF - 1 DE | Reduce -65.3% | 0.02% | −0.04 |
| IWY iShares Russell Top 200 Grow | Reduce -0.3% | 1.09% | −0.04 |
| IBDQ iShares Ibonds Dec 2025 Term | Reduce -99.4% | 0.00% | −0.04 |
| BUCK Simplify Treasury Option Inc. | Reduce -8.2% | 0.16% | −0.04 |
| OCTU Allianzim US BF15 Uncap Oct | Reduce -53.8% | 0.03% | −0.04 |
| NVBU Allianzim US BF15 Uncap Nov | Reduce -53.8% | 0.03% | −0.04 |
| LISTED FDS TR | Sold out | 0.00% | −0.04 |
| IYC iShares US Consumer Discreti | Reduce -95.4% | 0.00% | −0.03 |
| IGSB iShares 1-5Y Inv Grade Corp. | Reduce -16.2% | 0.09% | −0.03 |
| SPUC Simplify US Equity Income Et | Reduce -98.8% | 0.00% | −0.03 |
| DECT Allianzim US Eq BFFR10 DC-US | Reduce -0.7% | 0.35% | −0.03 |
| MSTR Strategy Inc. | Reduce -76.2% | 0.01% | −0.03 |
| LISTED FDS TR | Sold out | 0.00% | −0.03 |
| ILCG iShares Morningstar Growth E | Reduce -63.2% | 0.01% | −0.03 |
| IUSG iShares Core S&P U.S. Growth | Reduce -88.2% | 0.00% | −0.03 |
| IXP iShares Global Comm Services | Reduce -41.5% | 0.04% | −0.03 |
| AOM iShares Core 40/60 Moderate | Reduce -74.6% | 0.01% | −0.03 |
| EL Estee Lauder Companies Class A | Reduce -52.6% | 0.02% | −0.03 |
| A Agilent Technologies Inc. | Reduce -25.7% | 0.06% | −0.03 |
Portfolio Buys Q2 2025 → Q3 2025
| DECU Allianzim US BF15 Uncap Dec | Add +4239829.5% | 0.81% | +0.81 |
| SIXP Allian US Equ 6 Mon BU10-Usd | Add +996.6% | 0.86% | +0.78 |
| AAPL Apple Inc. | Add +11.4% | 3.26% | +0.56 |
| SEPW Alianzim US Eq BFR20 Sep-Usd | Add +50940.3% | 0.50% | +0.49 |
| GJUL FT Vest US Equity Moderate B | Add +858484.0% | 0.39% | +0.39 |
| GOOGL Alphabet Inc. Class A | Add +8.5% | 1.43% | +0.33 |
| SEPT All US Equ BUF10 Sep ETF-Usd | Add +37294.8% | 0.29% | +0.29 |
| SEPZ Trueshares Struc Out Sep ETF | New | 0.28% | +0.28 |
| SGOV iShares 0-3 Month Treasury B | Add +513.4% | 0.32% | +0.26 |
| JULU Allianzim US BF15 Uncap Jul | Add +346.6% | 0.28% | +0.21 |
| JULW Alianzim US Eq BFR20 Jul-Usd | Add +11862.6% | 0.21% | +0.20 |
| IVV iShares Core S&P 500 ETF | Add +15.7% | 1.99% | +0.16 |
| NVDA Nvidia Corp. | Add +1.8% | 3.33% | +0.15 |
| TSLA Tesla Inc. | Add +4.0% | 0.70% | +0.15 |
| ONEZ Trueshr Seasonality La B ETF | Add +59.3% | 0.40% | +0.12 |
| OEF iShares S&P 100 ETF | Add +72.0% | 0.32% | +0.12 |
| DECZ Trueshares Struc Out Dec ETF | New | 0.11% | +0.11 |
| PLTR Palantir Technologies Inc. Class A | Add +6.5% | 0.58% | +0.11 |
| SPYG SS SPDR P S&P 500 Growth ETF | Add +10.8% | 2.01% | +0.11 |
| SHLD Global X Defense Tech ETF | Add +169.1% | 0.18% | +0.11 |
| QBER Trueshares Quartly B HDG ETF | Add +41.7% | 0.58% | +0.11 |
| BAI Ishrs AI in and Tech Act ETF | Add +129.7% | 0.19% | +0.11 |
| AVGO Broadcom Inc. | Add +4.5% | 1.24% | +0.10 |
| SPYV SS SPDR P S&P 500 Value ETF | Add +19.5% | 1.10% | +0.10 |
| AVIG Avantis Core Fixed Income | Add +22.0% | 1.37% | +0.10 |
| JNJ Johnson & Johnson | Add +11.6% | 0.57% | +0.09 |
| MU Micron Technology Inc. | Add +6.1% | 0.38% | +0.08 |
| DYNF Ishrs US E F R A ETF-Usd Inc. | Add +23.0% | 0.52% | +0.07 |
| SBAR Simplify Barrier Income ETF | New | 0.06% | +0.06 |
| ORCL Oracle Corp. | Add +7.3% | 0.37% | +0.06 |
| APA Apa Corp. | Add +2049.4% | 0.06% | +0.06 |
| ABBV Abbvie Inc. | Add +7.0% | 0.42% | +0.06 |
| GOVT iShares US Treasury Bond ETF | Add +29.2% | 0.46% | +0.05 |
| JPM JPMorgan Chase & Co. | Add +11.6% | 0.96% | +0.05 |
| SPTL SS SPDR PF LNG TRM TSY E-Usd | Add +53.4% | 0.20% | +0.05 |
| VTWO Vanguard Russell 2000 ETF | Add +43.8% | 0.17% | +0.05 |
| CINF Cincinnati Financial Corp. | Add +1102.8% | 0.05% | +0.05 |
| BOND PIMCO Active Bond Exchange-T | Add +22.8% | 0.60% | +0.05 |
| TLT iShares 20+ Year Treasury BD | Add +80.7% | 0.11% | +0.04 |
| STT State Street Corp. | New | 0.04% | +0.04 |
| SIVR Abrdn Physical Silver Shares | Add +854.9% | 0.05% | +0.04 |
| IWO iShares Russell 2000 Growth | Add +12.9% | 0.44% | +0.04 |
| FUTY Fidelity MSCI US Utilities | Add +19.3% | 0.38% | +0.04 |
| ANET Arista Networks Inc. | Add +0.6% | 0.19% | +0.04 |
| GLDM SPDR Gold Minishares Trust | Add +42.4% | 0.12% | +0.04 |
| FLRG Fidelity US Multifactor ETF | Add +16.9% | 0.44% | +0.04 |
| INTC Intel Corp. | Add +3.1% | 0.14% | +0.04 |
| ICLO Invesco Aaa Clo F/R Note ETF | Add +49.4% | 0.15% | +0.04 |
| AGGH Simplify Aggregate Bond ETF | Add +144.3% | 0.06% | +0.03 |
| IEMG iShares Core MSCI Emerging | Add +9.4% | 0.73% | +0.03 |
Options Activity Q2 2025 → Q3 2025
| QQQ Invesco QQQ Trust Series 1 | call | Sold out | 100 | $934before exit |
| IAU iShares Gold Trust | call | Sold out | 100 | $219before exit |
| PLTR Palantir Technologies Inc. Class A | call | Sold out | 200 | $210before exit |
| UBER Uber Technologies Inc. | call | Sold out | 100 | $155before exit |
| CRWD CrowdStrike Holdings Inc. Class A | call | Sold out | 100 | $105before exit |
| SMCI Super Micro Computer Inc. | call | Sold out | 100 | $59before exit |
| COIN Coinbase Global Inc. Class A | call | Sold out | 100 | $46before exit |
| SOUN Soundhound AI Inc. Class A | call | Sold out | 100 | $5before exit |
| F Ford Motor Co. | call | Sold out | 100 | $3before exit |
| NVDA Nvidia Corp. | call | Sold out | 100 | $1before exit |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q2 2025 → Q3 2025
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | Add +6.3% | 169 | $4K |
| HTZWW Hertz Global Hldgs Inc. -CW51 | *W EXP 06/30/205 | Reduce -8.9% | 645 | $2K |
| EXEEL Chesapeake Energy Corp. -CW26 | *W EXP 02/09/202 | Sold out | 9 | $971before exit |
| BRISTOL MYERS - CELGENE CVR | RIGHT 12/30/2030 | New | 30 | $1 |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 2,646 | $21.5B | NVDA, AAPL, MSFT, VNLA, AMZN |
| Q1 2026 | 2,579 | $18.5B | NVDA, AAPL, MSFT, VNLA, IVV |
| Q4 2025 | 2,443 | $17.4B | AAPL, NVDA, MSFT, VNLA, AMZN |
| Q3 2025 | 2,272 | $15.7B | NVDA, AAPL, MSFT, VNLA, SPYG |
| Q2 2025 | 2,141 | $13.7B | NVDA, MSFT, AAPL, VNLA, AMZN |
| Q1 2025 | 2,139 | $11.9B | AAPL, MSFT, VNLA, NVDA, AMZN |
| Q4 2024 | 2,118 | $11.8B | AAPL, MSFT, NVDA, VNLA, AMZN |
| Q3 2024 | 1,233 | $11.0B | AAPL, MSFT, NVDA, VNLA, VOO |
| Q2 2024 | 1,229 | $10.0B | AAPL, MSFT, NVDA, VNLA, VOO |
| Q1 2024 | 1,141 | $8.8B | AAPL, MSFT, VOO, VNLA, IVV |