Alken Asset Management Ltd
In its 13F for Q3 2024 (holdings as of September 30, 2024, filed October 11, 2024), Alken Asset Management Ltd reported 2 stock positions worth $0. Its top holding was Dexcom (DXCM) at of the portfolio, followed by Exxon Mobil (XOM). Compared with Q2 2024, it opened 2 new positions. The biggest buy was a new position in Dexcom (DXCM).
- Most Recent 13F
- Q2 2026
- Location
- LONDON, X0
- CIK
- 0001629996
- Portfolio Value
- $0 (Q3 2024)
- SEC Filing
- 0001629996-24-000005 ↗ filed Oct 11, 2024
Holdings Value
Holdings 2 stocks · $0
Other holdings (32): bonds, preferreds, convertibles and warrants · $50K (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 2,950 | $4K | No change |
| PPL CAPITAL FUNDING INC (PPL 2.875 03/15/28) | NOTE 2.875% 3/1 · principal | 2,550 | $3K | No change |
| SOUTHERN CO (SO 3.875 12/15/25) | NOTE 3.875%12/1 · principal | 2,400 | $3K | No change |
| CMS ENERGY CORP (CMS 3.375 05/01/28) | NOTE 3.375% 5/0 · principal | 2,450 | $3K | New |
| INTERDIGITAL INC (IDCC 3.5 06/01/27) | NOTE 3.500% 6/0 · principal | 1,400 | $3K | No change |
| FIRSTENERGY CORP (FE 4 05/01/26) | NOTE 4.000% 5/0 · principal | 2,450 | $3K | New |
| PALO ALTO NETWORKS (PANW 0.375 06/01/25) | NOTE 0.375% 6/0 · principal | 700 | $2K | No change |
| AKAMAI TECHNOLOGIES INC (AKAM 0.125 05/01/25) | NOTE 0.125% 5/0 · principal | 2,150 | $2K | No change |
| NEXTERA ENERGY INC (NEE 7.299 06/01/27) | UNIT 06/01/2027 | 40,000 | $2K | New |
| NUTANIX INC (NTNX 0.25 10/01/27) | NOTE 0.250%10/0 · principal | 1,770 | $2K | Reduce -29.2% |
| INSULET CORPORATION (PODD 0.375 09/01/26) | NOTE 0.375% 9/0 · principal | 1,700 | $2K | No change |
| ZSCALER INC. (ZS 0.125 07/01/25) | NOTE 0.125% 7/0 · principal | 1,400 | $2K | No change |
| DUKE ENERGY CORP (DUK 4.125 04/15/26) | NOTE 4.125% 4/1 · principal | 1,600 | $2K | New |
| HALOZYME THERAPEUTICS IN (HALO 1 08/15/28) | NOTE 1.000% 8/1 · principal | 1,300 | $2K | No change |
| BOX INC (BOX 0 01/15/26) | NOTE 1/1 · principal | 1,150 | $2K | Add +9.5% |
| ON SEMICONDUCTOR CORP (ON 0.5 03/01/29) | NOTE 0.500% 3/0 · principal | 1,400 | $1K | No change |
| APOLLO GLOBAL MANAGEMENT (APO 6.75 07/31/26) | SER A MAND CNV | 20,600 | $1K | No change |
| BOOKING HOLDINGS INC (BKNG 0.75 05/01/25) | NOTE 0.750% 5/0 · principal | 625 | $1K | Reduce -37.5% |
| NRG ENERGY INC (NRG 2.75 06/01/48) | DBCV 2.750% 6/0 · principal | 600 | $1K | No change |
| SNAP INC (SNAP 0 05/01/27) | NOTE 5/0 · principal | 1,500 | $1K | No change |
| FORD MOTOR COMPANY (F 0 03/15/26) | NOTE 3/1 · principal | 1,300 | $1K | No change |
| DROPBOX INC (DBX 0 03/01/28) | NOTE 3/0 · principal | 1,200 | $1K | No change |
| TRANSMEDICS GROUP INC (TMDX 1.5 06/01/28) | NOTE 1.500% 6/0 · principal | 600 | $1K | New |
| SAREPTA THERAPEUTICS INC (SRPT 1.25 09/15/27) | NOTE 1.250% 9/1 · principal | 850 | $966 | New |
| CYBERARK SOFTWARE LTD (CYBR 0 11/15/24) | NOTE 11/1 · principal | 450 | $834 | Reduce -30.8% |
| HUBSPOT INC (HUBS 0.375 06/01/25) | NOTE 0.375% 6/0 · principal | 420 | $793 | New |
| DATADOG INC (DDOG 0.125 06/15/25) | NOTE 0.125% 6/1 · principal | 500 | $652 | No change |
| MONGODB INC (MDB 0.25 01/15/26) | NOTE 0.250% 1/1 · principal | 450 | $622 | No change |
| WOLF Wolfspeed Inc. (wolf 0.25 02/15/28) | NOTE 0.250% 2/1 · principal | 1,550 | $607 | No change |
| BILL HOLDINGS INC (BILL 0 04/01/27) | NOTE 4/0 · principal | 400 | $353 | Reduce -60.0% |
| AKAMAI TECHNOLOGIES INC (AKAM 0.375 09/01/27) | NOTE 0.375% 9/0 · principal | 300 | $310 | New |
| PBR.A Petroleo Brasil-SP Pref ADR | SP ADR NON VTG · principal | 27,500 | $0 | New |
Total filed on the 13F, all lines: $50K.
Portfolio Sells Q2 2024 → Q3 2024
| None this quarter. | |||
Portfolio Buys Q2 2024 → Q3 2024
Notes & Other Activity Q2 2024 → Q3 2024
| CMS ENERGY CORP (CMS 3.375 05/01/28) | NOTE 3.375% 5/0 · principal | New | 2,450 | $3K |
| FIRSTENERGY CORP (FE 4 05/01/26) | NOTE 4.000% 5/0 · principal | New | 2,450 | $3K |
| NEXTERA ENERGY INC (NEE 7.299 06/01/27) | UNIT 06/01/2027 | New | 40,000 | $2K |
| NUTANIX INC (NTNX 0.25 10/01/27) | NOTE 0.250%10/0 · principal | Reduce -29.2% | 1,770 | $2K |
| ROYAL CARIBBEAN CRUISES (RCL 6 08/15/25) | NOTE 6.000% 8/1 · principal | Sold out | 600 | $2Kbefore exit |
| DUKE ENERGY CORP (DUK 4.125 04/15/26) | NOTE 4.125% 4/1 · principal | New | 1,600 | $2K |
| BOX INC (BOX 0 01/15/26) | NOTE 1/1 · principal | Add +9.5% | 1,150 | $2K |
| NEXTERA ENERGY INC (NEE 6.926 09/01/25) | UNIT 09/01/2025 | Sold out | 35,000 | $1Kbefore exit |
| BOOKING HOLDINGS INC (BKNG 0.75 05/01/25) | NOTE 0.750% 5/0 · principal | Reduce -37.5% | 625 | $1K |
| TRANSMEDICS GROUP INC (TMDX 1.5 06/01/28) | NOTE 1.500% 6/0 · principal | New | 600 | $1K |
| ALLIANT ENERGY CORP (LNT 3.875 03/15/26) | NOTE 3.875% 3/1 · principal | Sold out | 1,000 | $984before exit |
| SAREPTA THERAPEUTICS INC (SRPT 1.25 09/15/27) | NOTE 1.250% 9/1 · principal | New | 850 | $966 |
| CYBERARK SOFTWARE LTD (CYBR 0 11/15/24) | NOTE 11/1 · principal | Reduce -30.8% | 450 | $834 |
| HUBSPOT INC (HUBS 0.375 06/01/25) | NOTE 0.375% 6/0 · principal | New | 420 | $793 |
| JAZZ INVESTMENTS I LTD (JAZZ 2 06/15/26) | NOTE 2.000% 6/1 · principal | Sold out | 600 | $575before exit |
| BILL HOLDINGS INC (BILL 0 04/01/27) | NOTE 4/0 · principal | Reduce -60.0% | 400 | $353 |
| AKAMAI TECHNOLOGIES INC (AKAM 0.375 09/01/27) | NOTE 0.375% 9/0 · principal | New | 300 | $310 |
| PBR.A Petroleo Brasil-SP Pref ADR | SP ADR NON VTG · principal | New | 27,500 | $0 |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.