Alken Asset Management Ltd

In its 13F for Q3 2025 (holdings as of September 30, 2025, filed October 21, 2025), Alken Asset Management Ltd reported 2 stock positions worth $1.4 million. Its top holding was Coca-Cola (KO) at 53.9% of the portfolio, followed by MSCI (MSCI, 46.1%). Its holdings were unchanged from Q2 2025.

Most Recent 13F
Q2 2026
Location
LONDON, X0
CIK
0001629996
Portfolio Value
$1.4M (Q3 2025)
SEC Filing
0001629996-25-000006 ↗ filed Oct 21, 2025

Holdings Value

0$2.0M$4.0M$6.0M Q1 2024: $899K Q1 2024 Q2 2024: $0 Q2 2024 Q3 2024: $0 Q3 2024 Q4 2024: $2.2M Q4 2024 Q1 2025: $2.0M Q1 2025 Q2 2025: $1.4M Q2 2025 Q3 2025: $1.4M $1.4M Q3 2025 Q4 2025: $1.4M Q4 2025 Q1 2026: $4.6M Q1 2026 Q2 2026: $5.0M Q2 2026

Holdings 2 stocks · $1.4M
KO The Coca-Cola Co. 53.94% 11,100 $733K No change
MSCI MSCI Inc. 46.06% 1,100 $626K No change
Other holdings (34): bonds, preferreds, convertibles and warrants · $60K (not counted above)
SecurityClassShares / PrincipalValueChange
UBER TECHNOLOGIES INC (UBER 0.875 12/01/28 2028) NOTE 0.875%12/0 · principal 3,450$5KNo change
INTERDIGITAL INC (IDCC 3.5 06/01/27) NOTE 3.500% 6/0 · principal 1,050$5KNo change
CMS ENERGY CORP (CMS 3.375 05/01/28) NOTE 3.375% 5/0 · principal 4,050$4KAdd +14.1%
ALIBABA GROUP HOLDING (BABA 0.5 06/01/31) NOTE 0.500% 6/0 · principal 2,190$4KNo change
DUKE ENERGY CORP (DUK 4.125 04/15/26) NOTE 4.125% 4/1 · principal 3,300$4KNo change
EVERGY INC (EVRG 4.5 12/15/27) NOTE 4.500%12/1 · principal 2,600$3KNo change
HALOZYME THERAPEUTICS IN (HALO 1 08/15/28) NOTE 1.000% 8/1 · principal 2,030$3KReduce -22.8%
JD.COM INC (JD 0.25 06/01/29) NOTE 0.250% 6/0 · principal 2,550$3KNo change
IRHYTHM HOLDINGS INC (IRTC 1.5 09/01/29) NOTE 1.500% 9/0 · principal 1,900$3KAdd +58.3%
ITRON INC (ITRI 1.375 07/15/30) NOTE 1.375% 7/1 · principal 2,100$2KNew
DROPBOX INC (DBX 0 03/01/28) NOTE 3/0 · principal 2,200$2KNo change
POST HOLDINGS INC (POST 2.5 08/15/27) NOTE 2.500% 8/1 · principal 1,900$2KNo change
PARSONS CORP (PSN 2.625 03/01/29) NOTE 2.625% 3/0 · principal 1,850$2KNo change
APOLLO GLOBAL MANAGEMENT (APO 6.75 07/31/26) SER A MAND CNV 26,600$2KNo change
AEROVIRONMENT INC (AVAV 0 07/15/30) NOTE 7/1 · principal 1,500$2KNew
GREENBRIER COS INC (GBX 2.875 04/15/28) NOTE 2.875% 4/1 · principal 1,550$2KAdd +29.2%
ALNYLAM PHARMACEUTICALS (ALNY 1 09/15/27) NOTE 1.000% 9/1 · principal 1,000$2KNo change
VERTEX INC (VERX 0.75 05/01/29) NOTE 0.750% 5/0 · principal 1,600$2KAdd +33.3%
ARES MANAGEMENT CORP (ARES 6.75 10/01/27 B) 6.75 SE B PFD 30,000$1KNo change
BOX INC (BOX 0 01/15/26) NOTE 1/1 · principal 1,150$1KNo change
TYLER TECHNOLOGIES INC (TYL 0.25 03/15/26) NOTE 0.250% 3/1 · principal 1,300$1KAdd +36.8%
TRANSMEDICS GROUP INC (TMDX 1.5 06/01/28) NOTE 1.500% 6/0 · principal 460$648No change
SNAP INC (SNAP 0 05/01/27) NOTE 5/0 · principal 600$549Reduce -64.7%
IAU iShares Gold Trust ISHARES NEW · principal 7,400$410No change
BILL HOLDINGS INC (BILL 0 04/01/27) NOTE 4/0 · principal 400$368No change
GLOBAL PAYMENTS INC (GPN 1.5 03/01/31) NOTE 1.500% 3/0 · principal 400$365New
ENPHASE ENERGY INC (ENPH 0 03/01/28) NOTE 3/0 · principal 400$347New
UPSTART HOLDINGS INC (UPST 0.25 08/15/26) NOTE 0.250% 8/1 · principal 350$328No change
ALARM.COM HLDGS INC (ALRM 0 01/15/26) NOTE 1/1 · principal 300$294No change
RINGCENTRAL INC (RNG 0 03/15/26) NOTE 3/1 · principal 300$291No change
UNITY SOFTWARE INC (U 0 11/15/26) NOTE 11/1 · principal 300$282No change
DIGITALOCEAN HOLDINGS (DOCN 0 12/01/26) NOTE 12/0 · principal 300$280No change
ETSY INC (ETSY 0.125 09/01/27) NOTE 0.125% 9/0 · principal 300$276No change
TRIPADVISOR INC (TRIP 0.25 04/01/26) NOTE 0.250% 4/0 · principal 250$241No change

Total filed on the 13F, all lines: $1.4M.

Portfolio Sells Q2 2025 → Q3 2025
None this quarter.

Portfolio Buys Q2 2025 → Q3 2025
None this quarter.

Notes & Other Activity Q2 2025 → Q3 2025
CMS ENERGY CORP (CMS 3.375 05/01/28) NOTE 3.375% 5/0 · principal Add +14.1% 4,050 $4K
HALOZYME THERAPEUTICS IN (HALO 1 08/15/28) NOTE 1.000% 8/1 · principal Reduce -22.8% 2,030 $3K
IRHYTHM HOLDINGS INC (IRTC 1.5 09/01/29) NOTE 1.500% 9/0 · principal Add +58.3% 1,900 $3K
ITRON INC (ITRI 1.375 07/15/30) NOTE 1.375% 7/1 · principal New 2,100 $2K
BLACKLINE INC (BL 1 06/01/29) NOTE 1.000% 6/0 · principal Sold out 1,870 $2Kbefore exit
NEXTERA ENERGY INC (NEE 7.299 06/01/27) UNIT 06/01/2027 Sold out 40,000 $2Kbefore exit
AEROVIRONMENT INC (AVAV 0 07/15/30) NOTE 7/1 · principal New 1,500 $2K
GREENBRIER COS INC (GBX 2.875 04/15/28) NOTE 2.875% 4/1 · principal Add +29.2% 1,550 $2K
VERTEX INC (VERX 0.75 05/01/29) NOTE 0.750% 5/0 · principal Add +33.3% 1,600 $2K
TYLER TECHNOLOGIES INC (TYL 0.25 03/15/26) NOTE 0.250% 3/1 · principal Add +36.8% 1,300 $1K
SPOTIFY USA INC (SPOT 0 03/15/26) NOTE 3/1 · principal Sold out 800 $1Kbefore exit
AMPHASTAR PHARMACEUTICAL (AMPH 2 03/15/29) NOTE 2.000% 3/1 · principal Sold out 1,000 $865before exit
SNAP INC (SNAP 0 05/01/27) NOTE 5/0 · principal Reduce -64.7% 600 $549
GLOBAL PAYMENTS INC (GPN 1.5 03/01/31) NOTE 1.500% 3/0 · principal New 400 $365
ENPHASE ENERGY INC (ENPH 0 03/01/28) NOTE 3/0 · principal New 400 $347

Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q2 2026 3$5.0MMSFT, KO, MSCI
Q1 2026 3$4.6MMSFT, KO, MSCI
Q4 2025 2$1.4MKO, MSCI
Q3 2025 2$1.4MKO, MSCI
Q2 2025 2$1.4MKO, MSCI
Q1 2025 4$2.0MKO, MSCI, DXCM, XOM
Q4 2024 4$2.2MDXCM, KO, MSCI, XOM
Q3 2024 2$0DXCM, XOM
Q2 2024 0$0
Q1 2024 2$899KLUV, XOM