AlphaCore Capital LLC
In its 13F for Q4 2025 (holdings as of December 31, 2025, filed February 5, 2026), AlphaCore Capital LLC reported 1,391 stock positions worth $4.5 billion. Its top holding was Schwab US Broad Market ETF (SCHB) at 3.4% of the portfolio, followed by Ste STR SPDR PT DW Eu ETF (SPDW, 2.6%) and Meta Platforms Class A (META, 2.6%). Compared with Q3 2025, it opened 378 new positions, sold out of 63, added to 606 and reduced 244. The biggest buy was Invesco S&P 500 Equal Weight (RSP, shares +622%) and the biggest sale Schwab US Broad Market ETF (SCHB, shares −5%).
- Most Recent 13F
- Q2 2026
- Location
- LA JOLLA, CA
- CIK
- 0001713662
- Portfolio Value
- $4.5B (Q4 2025)
- SEC Filing
- 0001398344-26-002286 ↗ filed Feb 5, 2026
Holdings Value
Holdings 1,391 stocks · $4.5B
| SCHB Schwab US Broad Market ETF | 3.42% | 5,810,478 | $152.4M | Reduce -4.8% |
| SPDW Ste STR SPDR PT DW Eu ETF | 2.58% | 2,585,522 | $114.8M | Add +159.3% |
| META Meta Platforms Inc. Class A | 2.55% | 172,331 | $113.8M | Reduce -0.0% |
| RSP Invesco S&P 500 Equal Weight | 2.55% | 593,537 | $113.7M | Add +622.2% |
| FNDX Schwab Fndmntl US LRG Co. ETF | 2.13% | 3,493,029 | $95.0M | Reduce -2.9% |
| MPLX MPLX LP | 1.92% | 1,606,602 | $85.7M | Add +1.9% |
| SCHF Schwab Intl Equity ETF | 1.90% | 3,522,432 | $84.7M | Reduce -8.8% |
| VV Vngrd Mrgstr LRG-Cap ETF-Usd | 1.77% | 249,888 | $78.7M | Add +364.9% |
| FNDF Schwab Fndmn Intl LRG Co. ETF | 1.63% | 1,602,045 | $72.4M | Reduce -7.3% |
| AAPL Apple Inc. | 1.57% | 257,563 | $70.0M | Add +42.7% |
| IXUS iShares Core Intl Stock ETF | 1.49% | 781,970 | $66.2M | Add +6.2% |
| VOO Vanguard S&P 500 ETF | 1.31% | 92,808 | $58.2M | Add +3.3% |
| DSTL Distillate US Fundamental St | 1.15% | 873,102 | $51.4M | Reduce -7.6% |
| MSFT Microsoft Corp. | 1.15% | 106,055 | $51.3M | Add +33.2% |
| IQDG Wisdomtree Intl QLTY DVD GRW | 1.02% | 1,097,734 | $45.5M | Add +1097634.0% |
| NVDA Nvidia Corp. | 0.98% | 233,862 | $43.6M | Add +11.6% |
| IWV iShares Russell 3000 ETF | 0.96% | 110,352 | $42.7M | Reduce -15.2% |
| TFLO iShares Treasury Floating Ra | 0.95% | 837,630 | $42.3M | New |
| AVUV Avantis US Small Cap Value | 0.94% | 411,300 | $41.9M | Add +0.1% |
| PRF Invesco Rafi US 1000 ETF | 0.94% | 891,043 | $41.8M | Reduce -4.8% |
| QUAL iShares MSCI USA Quality Fac | 0.93% | 209,540 | $41.6M | Add +602.6% |
| IEFA iShares Core MSCI Eafe ETF | 0.92% | 460,625 | $41.2M | Add +75.9% |
| USFR Wisdomtree Floating Rate Tre | 0.89% | 788,723 | $39.7M | New |
| COWZ Pacer US Cash Cows 100 ETF | 0.88% | 647,900 | $39.4M | Add +38.4% |
| IEMG iShares Core MSCI Emerging | 0.88% | 584,267 | $39.3M | Add +287.9% |
| JMBS Janus Henderson Mortg Backed | 0.85% | 825,936 | $37.7M | Add +18847.8% |
| VWO Vanguard Ftse Emerging Marke | 0.84% | 698,890 | $37.6M | Reduce -1.9% |
| IVW iShares S&P 500 Growth ETF | 0.83% | 299,535 | $36.9M | Add +522.0% |
| FNDB Schwab Fndmntl US BRD Mr ETF | 0.78% | 1,305,773 | $34.7M | Reduce -0.3% |
| JPST JPMorgan Ultra-Short Income | 0.74% | 649,655 | $33.0M | Add +239.4% |
| IAUM iShares Gold Trust Micro | 0.73% | 751,834 | $32.3M | Add +9.5% |
| IVV iShares Core S&P 500 ETF | 0.72% | 47,152 | $32.3M | Add +73.4% |
| JPM JPMorgan Chase & Co. | 0.72% | 99,869 | $32.2M | Add +49.8% |
| JGRO JPMorgan Active Growth ETF | 0.72% | 345,297 | $32.0M | Add +6.3% |
| VTI VG Morningstar TS MKT ETF-US | 0.72% | 95,575 | $32.0M | Add +28.8% |
| VTEB Vanguard Tax-Exempt Bond ETF | 0.72% | 636,970 | $32.0M | Reduce -5.5% |
| GOOGL Alphabet Inc. Class A | 0.72% | 102,029 | $31.9M | Add +10.9% |
| AVDV Avantis Intl S/C Value ETF | 0.71% | 334,426 | $31.4M | Reduce -13.1% |
| AMZN Amazon.com Inc. | 0.70% | 135,315 | $31.2M | Add +24.6% |
| GLD SPDR Gold Shares | 0.69% | 77,848 | $30.9M | Reduce -2.1% |
| ITA iShares U.S. Aerospace & Def | 0.69% | 143,372 | $30.8M | Add +57248.8% |
| JMST JPM Ultra-Short Muni Income filed as J P MORGAN EXCHANGE TRADED F | 0.67% | 582,811 | $29.8M | Add +17.3% |
| IAI iShares U.S. Broker-Dealers | 0.66% | 163,203 | $29.3M | New |
| FNDA Schwab Fndmntl US SM Co. ETF | 0.64% | 902,501 | $28.4M | Reduce -1.6% |
| JAAA Janus Henderson Aaa Clo ETF | 0.63% | 551,232 | $27.9M | Add +408220.0% |
| IJT iShares S&P Small-Cap 600 GR | 0.62% | 196,476 | $27.7M | Add +258421.0% |
| IJS iShares S&P Small-Cap 600 Va | 0.62% | 243,308 | $27.7M | Add +72965.5% |
| JCPB JPMorgan Core Plus Bond ETF | 0.61% | 574,494 | $27.3M | New |
| SPYM Ste STR SPDR PT S&P 500 ETF | 0.60% | 334,956 | $26.9M | Add +5447.5% |
| VGT Vanguard Info Tech ETF | 0.57% | 33,609 | $25.3M | Reduce -4.0% |
| GSIE Goldman Sachs Activebeta Int | 0.56% | 578,310 | $24.8M | New |
| INTF iShares International Equity | 0.53% | 620,578 | $23.4M | New |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.52% | 47,918 | $23.4M | Add +342.9% |
| ILCV iShares Morningstar Value Et | 0.51% | 239,973 | $22.6M | New |
| XLK SS Technology Select Sector | 0.49% | 152,237 | $21.9M | Reduce -9.4% |
| IJJ iShares S&P Mid-Cap 400 Valu | 0.49% | 165,351 | $21.8M | Add +5244.3% |
| IJK iShares S&P Mid-Cap 400 Grow | 0.48% | 222,320 | $21.5M | Add +44722.6% |
| FNDE Schwab Fndmntl Em MRK Eq ETF | 0.48% | 597,191 | $21.5M | Reduce -2.9% |
| IJH iShares Core S&P Midcap ETF | 0.48% | 325,662 | $21.5M | Add +216.9% |
| VB Vanguard Most SM-Cap ETF-Usd | 0.48% | 83,303 | $21.5M | Add +46.0% |
| IYF iShares US Financials ETF | 0.47% | 163,661 | $21.1M | Add +947.3% |
| QQQ Invesco QQQ Trust Series 1 | 0.46% | 33,392 | $20.5M | Add +80.0% |
| GOOG Alphabet Inc. Class C | 0.43% | 61,677 | $19.4M | Add +2.6% |
| ICOW Pacer Developed Markets Inte | 0.43% | 489,556 | $19.2M | Add +4.8% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.43% | 37,873 | $19.0M | Add +2.1% |
| IYC iShares US Consumer Discreti | 0.42% | 181,898 | $18.8M | Add +1653518.2% |
| BILS SS Spdrb B 3-12M T-Bill ETF | 0.42% | 188,637 | $18.7M | Add +161.3% |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.41% | 26,683 | $18.2M | Add +10.0% |
| SPTM SS SPDR P S&P 1500 Comp ETF | 0.39% | 209,799 | $17.3M | Reduce -19.1% |
| WMT Walmart Inc. | 0.38% | 152,661 | $17.0M | Add +57.4% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 0.38% | 58,722 | $17.0M | Add +6.4% |
| GSLC Goldman Activebeta US LC ETF | 0.37% | 123,069 | $16.3M | Reduce -11.3% |
| VIG Vanguard Dividend Apprec ETF | 0.36% | 72,552 | $15.9M | Add +190.6% |
| CSCO Cisco Systems Inc. | 0.34% | 196,647 | $15.1M | Add +34.5% |
| CDTX Cidara Therapeutics Inc. | 0.33% | 66,790 | $14.8M | New |
| MGC Vngrd Mrngstr MG Cap ETF-Usd | 0.33% | 58,497 | $14.7M | Reduce -22.2% |
| VEU Vanguard Ftse All-World Ex-U | 0.33% | 197,988 | $14.6M | Reduce -6.7% |
| EPD Enterprise Products Partners | 0.32% | 447,383 | $14.3M | Add +14.6% |
| IQLT iShares MSCI International Q | 0.30% | 290,690 | $13.2M | Add +1.9% |
| MOAT Vaneck Morningstar Wide Moat | 0.29% | 125,839 | $13.0M | Add +12.1% |
| DISV Dimensional International SM | 0.29% | 341,490 | $13.0M | Reduce -8.2% |
| AVGO Broadcom Inc. | 0.28% | 36,481 | $12.6M | Add +29.3% |
| XLF SS Financial Select Sector | 0.28% | 228,053 | $12.5M | Reduce -4.2% |
| V Visa Inc. Class A | 0.28% | 35,519 | $12.5M | Add +21.1% |
| TSLA Tesla Inc. | 0.28% | 27,595 | $12.4M | Reduce -0.9% |
| VTHR Vanguard Russell 3000 | 0.25% | 36,785 | $11.0M | Add +8.1% |
| PRFZ Inv Rafi US 1500 SM-Usd Inc. | 0.25% | 240,302 | $11.0M | Reduce -10.3% |
| XLV SS Health Care Select Sector | 0.24% | 70,263 | $10.9M | Reduce -2.5% |
| COST Costco Wholesale Corp. | 0.24% | 12,538 | $10.8M | Add +7.7% |
| JPEF JPMorgan Equity Focus ETF | 0.24% | 143,956 | $10.8M | New |
| MPC Marathon Petroleum Corp. | 0.24% | 65,219 | $10.6M | Add +67.1% |
| VOX Vanguard Communication Servi | 0.24% | 54,730 | $10.6M | Reduce -5.5% |
| SCHE Schwab Emrg Mrkts Eqty ETF | 0.23% | 310,853 | $10.2M | Reduce -5.4% |
| IIPR Innovative Industrial Proper | 0.23% | 214,282 | $10.1M | Add +1.4% |
| VEA Vanguard Ftse Developed ETF | 0.22% | 158,533 | $9.9M | Add +16.9% |
| IJR iShares Core S&P Small-Cap E | 0.22% | 80,232 | $9.6M | Add +2043.5% |
| SCHX Schwab US Large-Cap ETF | 0.21% | 349,120 | $9.4M | Add +5.0% |
| MGK Vngrd Mrgstr MG CP GR ETF-Ui | 0.21% | 22,525 | $9.3M | Add +1000.9% |
| PM Philip Morris International | 0.21% | 57,789 | $9.3M | Reduce -44.4% |
| SCHZ Schwab US Aggregate Bond ETF | 0.21% | 396,007 | $9.3M | Add +0.4% |
Options reported separately and not counted above: PM calls ($4.6M), C calls ($1.8M), QCOM calls ($1.7M), QCOM puts ($1.7M), PFE calls ($1.6M), TSM calls ($1.5M), MSFT calls ($1.4M), KLAC calls ($1.2M), EXE puts ($1.1M), EXE calls ($1.1M), MDLZ calls ($958K), LRCX calls ($856K), and 11 more.
Other holdings (9): bonds, preferreds, convertibles and warrants · $2.0M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| HP ENTERPRISE CO (HPE 7.625 09/01/27) | 7.625 MAND CONV | 23,831 | $1.6M | Add +62.3% |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 181 | $219K | Add +2.3% |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 165 | $207K | Add +2.5% |
| OPENW Opendoor Technologies Inc.-26 | *W EXP 11/20/202 | 2,573 | $2K | New |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | 78 | $2K | New |
| OPENL Opendoor Technologies Inc.-26 | *W EXP 11/20/202 | 2,573 | $1K | New |
| OPENZ Opendoor Technologies Inc.-26 | *W EXP 11/20/202 | 2,573 | $1K | New |
| EXEEL Chesapeake Energy Corp. -CW26 | *W EXP 02/09/202 | 5 | $498 | New |
| SQFTW Presidio Property TRST -CW27 | *W EXP 01/24/202 | 12,414 | $372 | No change |
Lines left out (1) · $1 — a value with no share or principal amount
| Security | Class | Shares | Value |
|---|---|---|---|
| HNDL Nasdaq 7 Handl Index ETF | NS 7HANDL IDX | 0 | $1 |
Filed with a value but no share or principal amount (a cash line, a holding rounded to 0 shares), so they are kept out of the holdings, totals and percentages.
Total filed on the 13F, all lines: $4.5B.
Portfolio Sells Q3 2025 → Q4 2025
| SCHB Schwab US Broad Market ETF | Reduce -4.8% | 3.42% | −1.86 |
| META Meta Platforms Inc. Class A | Reduce -0.0% | 2.55% | −1.71 |
| SCHF Schwab Intl Equity ETF | Reduce -8.8% | 1.90% | −1.13 |
| FNDX Schwab Fndmntl US LRG Co. ETF | Reduce -2.9% | 2.13% | −1.05 |
| FNDF Schwab Fndmn Intl LRG Co. ETF | Reduce -7.3% | 1.63% | −0.88 |
| IWV iShares Russell 3000 ETF | Reduce -15.2% | 0.96% | −0.70 |
| DSTL Distillate US Fundamental St | Reduce -7.6% | 1.15% | −0.69 |
| PRF Invesco Rafi US 1000 ETF | Reduce -4.8% | 0.94% | −0.49 |
| VWO Vanguard Ftse Emerging Marke | Reduce -1.9% | 0.84% | −0.46 |
| AVDV Avantis Intl S/C Value ETF | Reduce -13.1% | 0.71% | −0.45 |
| VTEB Vanguard Tax-Exempt Bond ETF | Reduce -5.5% | 0.72% | −0.42 |
| PM Philip Morris International | Reduce -44.4% | 0.21% | −0.36 |
| FNDB Schwab Fndmntl US BRD Mr ETF | Reduce -0.3% | 0.78% | −0.36 |
| FNDA Schwab Fndmntl US SM Co. ETF | Reduce -1.6% | 0.64% | −0.32 |
| SPTM SS SPDR P S&P 1500 Comp ETF | Reduce -19.1% | 0.39% | −0.32 |
| VGT Vanguard Info Tech ETF | Reduce -4.0% | 0.57% | −0.31 |
| XLK SS Technology Select Sector | Reduce -9.4% | 0.49% | −0.31 |
| MGC Vngrd Mrngstr MG Cap ETF-Usd | Reduce -22.2% | 0.33% | −0.29 |
| FNDE Schwab Fndmntl Em MRK Eq ETF | Reduce -2.9% | 0.48% | −0.27 |
| GLD SPDR Gold Shares | Reduce -2.1% | 0.69% | −0.26 |
| GSLC Goldman Activebeta US LC ETF | Reduce -11.3% | 0.37% | −0.24 |
| ICSH iShares Ultra Short Duration | Reduce -91.3% | 0.01% | −0.21 |
| VEU Vanguard Ftse All-World Ex-U | Reduce -6.7% | 0.33% | −0.18 |
| PRFZ Inv Rafi US 1500 SM-Usd Inc. | Reduce -10.3% | 0.25% | −0.16 |
| DISV Dimensional International SM | Reduce -8.2% | 0.29% | −0.16 |
| XLF SS Financial Select Sector | Reduce -4.2% | 0.28% | −0.15 |
| SCHE Schwab Emrg Mrkts Eqty ETF | Reduce -5.4% | 0.23% | −0.14 |
| TSLA Tesla Inc. | Reduce -0.9% | 0.28% | −0.14 |
| VOX Vanguard Communication Servi | Reduce -5.5% | 0.24% | −0.13 |
| MO Altria Group Inc. | Reduce -9.9% | 0.14% | −0.12 |
| HD Home Depot Inc. | Reduce -0.7% | 0.16% | −0.12 |
| MDLZ Mondelez International Inc. Class A | Reduce -44.6% | 0.05% | −0.11 |
| KRP Kimbell Royalty Partners LP | Sold out | 0.00% | −0.11 |
| XLY SS Consumer Disc Select Sect | Reduce -4.4% | 0.18% | −0.10 |
| VFH Vanguard Financials ETF | Reduce -0.6% | 0.20% | −0.10 |
| AVUS Avantis U.S. Equity ETF | Reduce -15.4% | 0.14% | −0.10 |
| AAXJ iShares MSCI All Country Asi | Reduce -26.3% | 0.10% | −0.10 |
| IWF iShares Russell 1000 Growth | Reduce -8.2% | 0.15% | −0.10 |
| XLV SS Health Care Select Sector | Reduce -2.5% | 0.24% | −0.09 |
| UNM Unum Group | Reduce -0.6% | 0.18% | −0.09 |
| XLI SS Industrial Select Sector | Reduce -2.8% | 0.17% | −0.09 |
| GCOW Pacer Global Cash Cows Divid | Reduce -12.6% | 0.14% | −0.09 |
| USMV iShares MSCI USA Min Vol Fac | Reduce -5.0% | 0.12% | −0.07 |
| EMGF iShares Emerging Markets Equ | Reduce -0.3% | 0.16% | −0.07 |
| XLC SS Comm Select Sector SPDR | Reduce -4.1% | 0.12% | −0.07 |
| XCEM Columbia Em Core Ex-China | Reduce -4.0% | 0.15% | −0.07 |
| AVES Avantis Emerging Markets Val | Reduce -3.4% | 0.13% | −0.07 |
| AVLV Avantis US Large Cap Value | Reduce -0.3% | 0.15% | −0.07 |
| CHRD Chord Energy Corp. | Sold out | 0.00% | −0.07 |
| CGGO Cap Group Global Growth | Reduce -4.5% | 0.12% | −0.06 |
Portfolio Buys Q3 2025 → Q4 2025
| RSP Invesco S&P 500 Equal Weight | Add +622.2% | 2.55% | +2.03 |
| VV Vngrd Mrgstr LRG-Cap ETF-Usd | Add +364.9% | 1.77% | +1.21 |
| SPDW Ste STR SPDR PT DW Eu ETF | Add +159.3% | 2.58% | +1.14 |
| IQDG Wisdomtree Intl QLTY DVD GRW | Add +1097634.0% | 1.02% | +1.02 |
| TFLO iShares Treasury Floating Ra | New | 0.95% | +0.95 |
| USFR Wisdomtree Floating Rate Tre | New | 0.89% | +0.89 |
| JMBS Janus Henderson Mortg Backed | Add +18847.8% | 0.85% | +0.84 |
| QUAL iShares MSCI USA Quality Fac | Add +602.6% | 0.93% | +0.74 |
| ITA iShares U.S. Aerospace & Def | Add +57248.8% | 0.69% | +0.69 |
| IAI iShares U.S. Broker-Dealers | New | 0.66% | +0.66 |
| IVW iShares S&P 500 Growth ETF | Add +522.0% | 0.83% | +0.63 |
| JAAA Janus Henderson Aaa Clo ETF | Add +408220.0% | 0.63% | +0.63 |
| IJT iShares S&P Small-Cap 600 GR | Add +258421.0% | 0.62% | +0.62 |
| IJS iShares S&P Small-Cap 600 Va | Add +72965.5% | 0.62% | +0.62 |
| JCPB JPMorgan Core Plus Bond ETF | New | 0.61% | +0.61 |
| SPYM Ste STR SPDR PT S&P 500 ETF | Add +5447.5% | 0.60% | +0.59 |
| GSIE Goldman Sachs Activebeta Int | New | 0.56% | +0.56 |
| IEMG iShares Core MSCI Emerging | Add +287.9% | 0.88% | +0.55 |
| INTF iShares International Equity | New | 0.53% | +0.53 |
| ILCV iShares Morningstar Value Et | New | 0.51% | +0.51 |
| IJK iShares S&P Mid-Cap 400 Grow | Add +44722.6% | 0.48% | +0.48 |
| IJJ iShares S&P Mid-Cap 400 Valu | Add +5244.3% | 0.49% | +0.47 |
| IYC iShares US Consumer Discreti | Add +1653518.2% | 0.42% | +0.42 |
| JPST JPMorgan Ultra-Short Income | Add +239.4% | 0.74% | +0.41 |
| IYF iShares US Financials ETF | Add +947.3% | 0.47% | +0.41 |
| VUG Vanguard Mrngstar GR ETF-Sui | Add +342.9% | 0.52% | +0.35 |
| CDTX Cidara Therapeutics Inc. | New | 0.33% | +0.33 |
| IJH iShares Core S&P Midcap ETF | Add +216.9% | 0.48% | +0.26 |
| JPEF JPMorgan Equity Focus ETF | New | 0.24% | +0.24 |
| SSUS Day Hagan Smart Sector ETF | New | 0.20% | +0.20 |
| FV First Trust DW Focus 5 Fund | New | 0.20% | +0.20 |
| IJR iShares Core S&P Small-Cap E | Add +2043.5% | 0.22% | +0.20 |
| PTLC Pacer Trendpilot US Large Ca | New | 0.19% | +0.19 |
| MGK Vngrd Mrgstr MG CP GR ETF-Ui | Add +1000.9% | 0.21% | +0.18 |
| BILS SS Spdrb B 3-12M T-Bill ETF | Add +161.3% | 0.42% | +0.18 |
| VIG Vanguard Dividend Apprec ETF | Add +190.6% | 0.36% | +0.18 |
| AIRR First Trust Rba American Ind | New | 0.17% | +0.17 |
| IGV iShares Expanded Tech-Softwa | Add +32249.3% | 0.17% | +0.17 |
| GSEW Goldman Sachs Eql WGHT Large | New | 0.16% | +0.16 |
| SPMD SS SPDR P S&P 400 Midcap ETF | Add +586.3% | 0.20% | +0.16 |
| IEFA iShares Core MSCI Eafe ETF | Add +75.9% | 0.92% | +0.16 |
| SKYY First Trust Cloud Computing | New | 0.15% | +0.15 |
| PTIN Pacer Trendpilot Intl ETF | New | 0.14% | +0.14 |
| MSI Motorola Solutions Inc. | New | 0.14% | +0.14 |
| CGXU Cap Group Intl Focus | New | 0.14% | +0.14 |
| IEF iShares 7-10 Year Treasury B | Add +3602.3% | 0.14% | +0.13 |
| TLH iShares 10-20 Year Treasury | Add +118971.4% | 0.13% | +0.13 |
| DIVO Amplify CWP Enhan Divid ETF | New | 0.13% | +0.13 |
| IVV iShares Core S&P 500 ETF | Add +73.4% | 0.72% | +0.11 |
| ITOT iShares Core S&P Total U.S. | Add +1289.3% | 0.12% | +0.11 |
Options Activity Q3 2025 → Q4 2025
| PM Philip Morris International | call | New | 28,400 | $4.6M |
| C Citigroup Inc. | call | New | 15,000 | $1.8M |
| QCOM Qualcomm Inc. | call | New | 10,000 | $1.7M |
| QCOM Qualcomm Inc. | put | New | 10,000 | $1.7M |
| PFE Pfizer Inc. | call | New | 65,000 | $1.6M |
| TSM Taiwan Semiconductor-SP ADR | call | New | 5,000 | $1.5M |
| MSFT Microsoft Corp. | call | New | 2,800 | $1.4M |
| KLAC KLA Corp. | call | New | 1,000 | $1.2M |
| EXE Expand Energy Corp. | put | New | 10,000 | $1.1M |
| EXE Expand Energy Corp. | call | New | 10,000 | $1.1M |
| MDLZ Mondelez International Inc. Class A | call | New | 17,800 | $958K |
| LRCX Lam Research Corp. | call | New | 5,000 | $856K |
| CVS CVS Health Corp. | call | New | 10,000 | $794K |
| NEM Newmont Corp. | call | New | 6,000 | $599K |
| WMT Walmart Inc. | call | New | 5,200 | $579K |
| CVS CVS Health Corp. | put | New | 5,000 | $397K |
| SBUX Starbucks Corp. | call | New | 4,200 | $354K |
| SBUX Starbucks Corp. | put | New | 4,200 | $354K |
| HD Home Depot Inc. | call | New | 900 | $310K |
| CTRA Coterra Energy Inc. | call | New | 10,000 | $263K |
| CTRA Coterra Energy Inc. | put | New | 10,000 | $263K |
| PG The Procter & Gamble Co. | call | New | 900 | $129K |
| DIS The Walt Disney Co. | call | New | 1,100 | $125K |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q3 2025 → Q4 2025
| HP ENTERPRISE CO (HPE 7.625 09/01/27) | 7.625 MAND CONV | Add +62.3% | 23,831 | $1.6M |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | Add +2.3% | 181 | $219K |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | Add +2.5% | 165 | $207K |
| COHEN & STEERS INFRASTRU | RIGHT 10/16/2025 | Sold out | 30,379 | $2Kbefore exit |
| OPENW Opendoor Technologies Inc.-26 | *W EXP 11/20/202 | New | 2,573 | $2K |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | New | 78 | $2K |
| OPENL Opendoor Technologies Inc.-26 | *W EXP 11/20/202 | New | 2,573 | $1K |
| OPENZ Opendoor Technologies Inc.-26 | *W EXP 11/20/202 | New | 2,573 | $1K |
| EXEEL Chesapeake Energy Corp. -CW26 | *W EXP 02/09/202 | New | 5 | $498 |
| HNDL Nasdaq 7 Handl Index ETF | NS 7HANDL IDX | New | 0 | $1 |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 1,468 | $5.4B | VV, SCHB, RSP, SPDW, AAPL |
| Q1 2026 | 1,192 | $4.2B | SCHB, VV, SPDW, RSP, META |
| Q4 2025 | 1,391 | $4.5B | SCHB, SPDW, META, RSP, FNDX |
| Q3 2025 | 1,074 | $3.0B | SCHB, META, FNDX, SCHF, MPLX |
| Q2 2025 | 1,051 | $2.6B | META, SCHB, FNDX, SCHF, MPLX |
| Q1 2025 | 767 | $1.2B | MPLX, DSTL, IWV, IXUS, COWZ |
| Q4 2024 | 256 | $462.0M | MPLX, IWV, GLD, AAPL, BRK.B |
| Q3 2024 | 245 | $442.1M | MPLX, IWV, GLD, AAPL, MSFT |
| Q2 2024Amended | 223 | $413.4M | MPLX, IWV, GLD, AAPL, MSFT |
| Q1 2024 | 167 | $375.0M | MPLX, IWV, GLD, AAPL, EPD |