AlphaCore Capital LLC
In its 13F for Q1 2026 (holdings as of March 31, 2026, filed May 15, 2026), AlphaCore Capital LLC reported 1,192 stock positions worth $4.2 billion. Its top holding was Schwab US Broad Market ETF (SCHB) at 3.2% of the portfolio, followed by Vngrd Mrgstr LRG-Cap ETF-Usd (VV, 2.9%) and Ste STR SPDR PT DW Eu ETF (SPDW, 2.7%). Compared with Q4 2025, it opened 117 new positions, sold out of 315, added to 328 and reduced 579. The biggest buy was Vngrd Mrgstr LRG-Cap ETF-Usd (VV, shares +65%) and the biggest sale iShares US Financials ETF (IYF, shares −84%).
- Most Recent 13F
- Q2 2026
- Location
- LA JOLLA, CA
- CIK
- 0001713662
- Portfolio Value
- $4.2B (Q1 2026)
- SEC Filing
- 0001398344-26-009278 ↗ filed May 15, 2026
Holdings Value
Holdings 1,192 stocks · $4.2B
| SCHB Schwab US Broad Market ETF | 3.19% | 5,353,704 | $134.4M | Reduce -7.9% |
| VV Vngrd Mrgstr LRG-Cap ETF-Usd | 2.93% | 413,306 | $123.5M | Add +65.4% |
| SPDW Ste STR SPDR PT DW Eu ETF | 2.65% | 2,448,660 | $111.8M | Reduce -5.3% |
| RSP Invesco S&P 500 Equal Weight | 2.62% | 576,464 | $110.6M | Reduce -2.9% |
| META Meta Platforms Inc. Class A | 2.29% | 169,024 | $96.7M | Reduce -1.9% |
| MPLX MPLX LP | 2.19% | 1,615,514 | $92.2M | Add +0.6% |
| FNDX Schwab Fndmntl US LRG Co. ETF | 2.02% | 3,050,385 | $85.0M | Reduce -12.7% |
| SCHF Schwab Intl Equity ETF | 1.91% | 3,258,891 | $80.7M | Reduce -7.5% |
| IXUS iShares Core Intl Stock ETF | 1.81% | 882,322 | $76.4M | Add +12.8% |
| FNDF Schwab Fndmn Intl LRG Co. ETF | 1.73% | 1,492,540 | $73.0M | Reduce -6.8% |
| VOO Vanguard S&P 500 ETF | 1.62% | 114,254 | $68.3M | Add +23.1% |
| AAPL Apple Inc. | 1.36% | 226,041 | $57.4M | Reduce -12.2% |
| IEFA iShares Core MSCI Eafe ETF | 1.32% | 616,639 | $55.8M | Add +33.9% |
| DSTL Distillate US Fundamental St | 1.29% | 941,761 | $54.5M | Add +7.9% |
| IEMG iShares Core MSCI Emerging | 1.09% | 658,410 | $45.9M | Add +12.7% |
| AVUV Avantis US Small Cap Value | 1.06% | 404,540 | $44.7M | Reduce -1.6% |
| IAUM iShares Gold Trust Micro | 1.04% | 940,234 | $43.9M | Add +25.1% |
| JPST JPMorgan Ultra-Short Income | 1.03% | 861,264 | $43.6M | Add +32.6% |
| IQDG Wisdomtree Intl QLTY DVD GRW | 1.03% | 1,080,843 | $43.4M | Reduce -1.5% |
| TFLO iShares Treasury Floating Ra | 1.00% | 832,366 | $42.1M | Reduce -0.6% |
| COWZ Pacer US Cash Cows 100 ETF | 0.95% | 640,968 | $40.1M | Reduce -1.1% |
| QUAL iShares MSCI USA Quality Fac | 0.94% | 206,216 | $39.6M | Reduce -1.6% |
| IWV iShares Russell 3000 ETF | 0.94% | 106,552 | $39.5M | Reduce -3.4% |
| JMST JPM Ultra-Short Muni Income filed as J P MORGAN EXCHANGE TRADED F | 0.93% | 769,357 | $39.2M | Add +32.0% |
| NVDA Nvidia Corp. | 0.92% | 222,127 | $38.7M | Reduce -5.0% |
| USFR Wisdomtree Floating Rate Tre | 0.91% | 764,110 | $38.5M | Reduce -3.1% |
| PRF Invesco Rafi US 1000 ETF | 0.91% | 808,787 | $38.4M | Reduce -9.2% |
| JGRO JPMorgan Active Growth ETF | 0.88% | 439,640 | $37.2M | Add +27.3% |
| JMBS Janus Henderson Mortg Backed | 0.86% | 803,461 | $36.5M | Reduce -2.7% |
| VWO Vanguard Ftse Emerging Marke | 0.84% | 655,773 | $35.4M | Reduce -6.2% |
| VTI VG Morningstar TS MKT ETF-US | 0.82% | 108,125 | $34.7M | Add +13.1% |
| MSFT Microsoft Corp. | 0.80% | 90,532 | $33.5M | Reduce -14.6% |
| FNDB Schwab Fndmntl US BRD Mr ETF | 0.79% | 1,229,297 | $33.4M | Reduce -5.9% |
| AVDV Avantis Intl S/C Value ETF | 0.76% | 322,571 | $32.2M | Reduce -3.5% |
| IVW iShares S&P 500 Growth ETF | 0.75% | 279,672 | $31.6M | Reduce -6.6% |
| GLD SPDR Gold Shares | 0.70% | 68,917 | $29.7M | Reduce -11.5% |
| ITA iShares U.S. Aerospace & Def | 0.70% | 134,383 | $29.4M | Reduce -6.3% |
| JPM JPMorgan Chase & Co. | 0.66% | 94,131 | $27.7M | Reduce -5.8% |
| IJS iShares S&P Small-Cap 600 Va | 0.65% | 231,885 | $27.5M | Reduce -4.7% |
| IJT iShares S&P Small-Cap 600 GR | 0.65% | 188,822 | $27.3M | Reduce -3.9% |
| JAAA Janus Henderson Aaa Clo ETF | 0.64% | 535,288 | $27.1M | Reduce -2.9% |
| VTEB Vanguard Tax-Exempt Bond ETF | 0.64% | 537,063 | $26.8M | Reduce -15.7% |
| IVV iShares Core S&P 500 ETF | 0.64% | 40,994 | $26.8M | Reduce -13.1% |
| FNDA Schwab Fndmntl US SM Co. ETF | 0.63% | 818,424 | $26.5M | Reduce -9.3% |
| JCPB JPMorgan Core Plus Bond ETF | 0.63% | 562,109 | $26.5M | Reduce -2.2% |
| AMZN Amazon.com Inc. | 0.60% | 120,685 | $25.1M | Reduce -10.8% |
| VB Vanguard Most SM-Cap ETF-Usd | 0.58% | 93,267 | $24.4M | Add +12.0% |
| SPYM Ste STR SPDR PT S&P 500 ETF | 0.58% | 318,467 | $24.4M | Reduce -4.9% |
| GOOGL Alphabet Inc. Class A | 0.55% | 80,749 | $23.2M | Reduce -20.9% |
| FNDE Schwab Fndmntl Em MRK Eq ETF | 0.54% | 593,332 | $22.7M | Reduce -0.7% |
| IJK iShares S&P Mid-Cap 400 Grow | 0.52% | 216,732 | $21.8M | Reduce -2.5% |
| ILCV iShares Morningstar Value Et | 0.52% | 234,129 | $21.8M | Reduce -2.4% |
| INTF iShares International Equity | 0.52% | 557,724 | $21.7M | Reduce -10.1% |
| BILS SS Spdrb B 3-12M T-Bill ETF | 0.51% | 218,075 | $21.7M | Add +15.6% |
| GSIE Goldman Sachs Activebeta Int | 0.51% | 501,851 | $21.6M | Reduce -13.2% |
| IJJ iShares S&P Mid-Cap 400 Valu | 0.51% | 162,564 | $21.5M | Reduce -1.7% |
| IJH iShares Core S&P Midcap ETF | 0.49% | 307,918 | $20.8M | Reduce -5.5% |
| ICOW Pacer Developed Markets Inte | 0.46% | 460,564 | $19.5M | Reduce -5.9% |
| IAI iShares U.S. Broker-Dealers | 0.46% | 118,393 | $19.4M | Reduce -27.5% |
| XLK SS Technology Select Sector | 0.45% | 143,770 | $19.1M | Reduce -5.6% |
| VGT Vanguard Info Tech ETF | 0.45% | 27,067 | $18.9M | Reduce -19.5% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.45% | 95,986 | $18.8M | Add +258.5% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.44% | 38,453 | $18.4M | Add +1.5% |
| WMT Walmart Inc. | 0.43% | 145,707 | $18.1M | Reduce -4.6% |
| QQQ Invesco QQQ Trust Series 1 | 0.41% | 30,254 | $17.5M | Reduce -9.4% |
| EPD Enterprise Products Partners | 0.41% | 456,511 | $17.3M | Add +2.0% |
| GOOG Alphabet Inc. Class C | 0.39% | 57,866 | $16.6M | Reduce -6.2% |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.37% | 23,896 | $15.5M | Reduce -10.4% |
| MPC Marathon Petroleum Corp. | 0.36% | 62,628 | $15.3M | Reduce -4.0% |
| CSCO Cisco Systems Inc. | 0.36% | 195,673 | $15.2M | Reduce -0.5% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 0.36% | 52,304 | $15.0M | Reduce -10.9% |
| SPTM SS SPDR P S&P 1500 Comp ETF | 0.35% | 188,259 | $14.9M | Reduce -10.3% |
| VEU Vanguard Ftse All-World Ex-U | 0.35% | 195,603 | $14.7M | Reduce -1.2% |
| IQLT iShares MSCI International Q | 0.35% | 315,708 | $14.6M | Add +8.6% |
| VIG Vanguard Dividend Apprec ETF | 0.35% | 67,863 | $14.6M | Reduce -6.5% |
| GSLC Goldman Activebeta US LC ETF | 0.34% | 116,135 | $14.5M | Reduce -5.6% |
| MGC Vngrd Mrngstr MG Cap ETF-Usd | 0.33% | 58,822 | $13.9M | Add +0.6% |
| VTHR Vanguard Russell 3000 | 0.33% | 47,798 | $13.7M | Add +29.9% |
| DISV Dimensional International SM | 0.30% | 324,371 | $12.8M | Reduce -5.0% |
| MOAT Vaneck Morningstar Wide Moat | 0.30% | 130,752 | $12.6M | Add +3.9% |
| COST Costco Wholesale Corp. | 0.28% | 11,914 | $11.9M | Reduce -5.0% |
| IIPR Innovative Industrial Proper | 0.26% | 214,482 | $11.2M | Add +0.1% |
| PRFZ Inv Rafi US 1500 SM-Usd Inc. | 0.26% | 239,286 | $11.0M | Reduce -0.4% |
| XLF SS Financial Select Sector | 0.26% | 221,545 | $10.9M | Reduce -2.9% |
| MU Micron Technology Inc. | 0.23% | 29,191 | $9.9M | Reduce -8.0% |
| V Visa Inc. Class A | 0.23% | 31,920 | $9.6M | Reduce -10.1% |
| PR Permian Resources Corp. Class A | 0.23% | 447,299 | $9.5M | Reduce -22.4% |
| IJR iShares Core S&P Small-Cap E | 0.22% | 76,069 | $9.5M | Reduce -5.2% |
| JPEF JPMorgan Equity Focus ETF | 0.22% | 130,662 | $9.4M | Reduce -9.2% |
| SCHE Schwab Emrg Mrkts Eqty ETF | 0.22% | 284,654 | $9.4M | Reduce -8.4% |
| XLV SS Health Care Select Sector | 0.21% | 60,375 | $8.9M | Reduce -14.1% |
| SCHX Schwab US Large-Cap ETF | 0.21% | 340,280 | $8.7M | Reduce -2.5% |
| VEA Vanguard Ftse Developed ETF | 0.21% | 135,515 | $8.7M | Reduce -14.5% |
| VOX Vanguard Communication Servi | 0.21% | 48,158 | $8.7M | Reduce -12.0% |
| SSUS Day Hagan Smart Sector ETF filed as STRATEGY SHS | 0.20% | 183,764 | $8.6M | Reduce -1.1% |
| FV First Trust DW Focus 5 Fund | 0.20% | 139,511 | $8.4M | Reduce -2.2% |
| PTLC Pacer Trendpilot US Large Ca | 0.20% | 158,842 | $8.3M | Add +7.8% |
| TSLA Tesla Inc. | 0.20% | 22,250 | $8.3M | Reduce -19.4% |
| SPMD SS SPDR P S&P 400 Midcap ETF | 0.19% | 137,215 | $8.1M | Reduce -12.1% |
| JNJ Johnson & Johnson | 0.19% | 32,937 | $8.1M | Reduce -16.0% |
Other holdings (9): bonds, preferreds, convertibles and warrants · $2.1M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| HP ENTERPRISE CO (HPE 7.625 09/01/27) | 7.625 MAND CONV | 28,021 | $1.8M | Add +17.6% |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 147 | $170K | Reduce -18.8% |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 132 | $158K | Reduce -20.0% |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | 78 | $3K | No change |
| OPENW Opendoor Technologies Inc.-26 | *W EXP 11/20/202 | 4,973 | $3K | Add +93.3% |
| OPENL Opendoor Technologies Inc.-26 | *W EXP 11/20/202 | 4,973 | $1K | Add +93.3% |
| OPENZ Opendoor Technologies Inc.-26 | *W EXP 11/20/202 | 4,973 | $1K | Add +93.3% |
| SQFTW Presidio Property TRST -CW27 | *W EXP 01/24/202 | 12,414 | $247 | No change |
| NEUBERGER HIGH YIELD-RT | RIGHT 04/15/2026 | 24,000 | $192 | No change |
Lines left out (1) · $43 — a value with no share or principal amount
| Security | Class | Shares | Value |
|---|---|---|---|
| VIOV Vanguard S&P Small-Cap 600 V | SMLCP 600 VAL | 0 | $43 |
Filed with a value but no share or principal amount (a cash line, a holding rounded to 0 shares), so they are kept out of the holdings, totals and percentages.
Total filed on the 13F, all lines: $4.2B.
Portfolio Sells Q4 2025 → Q1 2026
| IYF iShares US Financials ETF | Reduce -83.8% | 0.07% | −0.40 |
| VUG Vanguard Mrngstar GR ETF-Sui | Reduce -73.5% | 0.13% | −0.39 |
| IYC iShares US Consumer Discreti | Reduce -90.6% | 0.04% | −0.38 |
| MSFT Microsoft Corp. | Reduce -14.6% | 0.80% | −0.36 |
| CDTX Cidara Therapeutics Inc. | Sold out | 0.00% | −0.33 |
| META Meta Platforms Inc. Class A | Reduce -1.9% | 2.29% | −0.26 |
| SCHB Schwab US Broad Market ETF | Reduce -7.9% | 3.19% | −0.23 |
| AAPL Apple Inc. | Reduce -12.2% | 1.36% | −0.21 |
| IAI iShares U.S. Broker-Dealers | Reduce -27.5% | 0.46% | −0.20 |
| GOOGL Alphabet Inc. Class A | Reduce -20.9% | 0.55% | −0.17 |
| IGV iShares Expanded Tech-Softwa | Reduce -87.8% | 0.02% | −0.16 |
| SKYY First Trust Cloud Computing | Reduce -97.2% | 0.00% | −0.15 |
| IBRX Immunitybio Inc. | Reduce -99.5% | 0.00% | −0.13 |
| VGT Vanguard Info Tech ETF | Reduce -19.5% | 0.45% | −0.12 |
| FNDX Schwab Fndmntl US LRG Co. ETF | Reduce -12.7% | 2.02% | −0.12 |
| AMZN Amazon.com Inc. | Reduce -10.8% | 0.60% | −0.10 |
| AVGO Broadcom Inc. | Reduce -29.0% | 0.19% | −0.09 |
| IVV iShares Core S&P 500 ETF | Reduce -13.1% | 0.64% | −0.09 |
| PHYS Sprott Physical Gold Trust | Reduce -94.2% | 0.01% | −0.09 |
| VTEB Vanguard Tax-Exempt Bond ETF | Reduce -15.7% | 0.64% | −0.08 |
| TSLA Tesla Inc. | Reduce -19.4% | 0.20% | −0.08 |
| IVW iShares S&P 500 Growth ETF | Reduce -6.6% | 0.75% | −0.08 |
| PSLV Sprott Physical Silver Trust | Sold out | 0.00% | −0.08 |
| MO Altria Group Inc. | Reduce -61.2% | 0.06% | −0.07 |
| JPM JPMorgan Chase & Co. | Reduce -5.8% | 0.66% | −0.07 |
| VFH Vanguard Financials ETF | Reduce -27.2% | 0.14% | −0.06 |
| NVDA Nvidia Corp. | Reduce -5.0% | 0.92% | −0.06 |
| PM Philip Morris International | Reduce -31.8% | 0.16% | −0.05 |
| V Visa Inc. Class A | Reduce -10.1% | 0.23% | −0.05 |
| PFFA Virtus Infracap US Pref STCK | Sold out | 0.00% | −0.05 |
| LLY Eli Lilly & Co. | Reduce -19.8% | 0.13% | −0.05 |
| QQQ Invesco QQQ Trust Series 1 | Reduce -9.4% | 0.41% | −0.05 |
| GSIE Goldman Sachs Activebeta Int | Reduce -13.2% | 0.51% | −0.04 |
| IX Orix - Sponsored ADR | Sold out | 0.00% | −0.04 |
| NVS Novartis AG-Sponsored ADR | Reduce -69.0% | 0.02% | −0.04 |
| ORCL Oracle Corp. | Reduce -3.6% | 0.14% | −0.04 |
| GOOG Alphabet Inc. Class C | Reduce -6.2% | 0.39% | −0.04 |
| SCHZ Schwab US Aggregate Bond ETF | Reduce -23.1% | 0.17% | −0.04 |
| SPY SS SPDR S&P 500 ETF Trust-US | Reduce -10.4% | 0.37% | −0.04 |
| SCHD Schwab US DVD Equity ETF | Reduce -41.1% | 0.09% | −0.04 |
| XLK SS Technology Select Sector | Reduce -5.6% | 0.45% | −0.04 |
| GE General Electric | Reduce -21.7% | 0.12% | −0.04 |
| TESLA INC | Sold out | 0.00% | −0.04 |
| MGK Vngrd Mrgstr MG CP GR ETF-Ui | Reduce -12.2% | 0.17% | −0.04 |
| TCBX Third Coast Bancshares Inc. | Sold out | 0.00% | −0.04 |
| SPTM SS SPDR P S&P 1500 Comp ETF | Reduce -10.3% | 0.35% | −0.04 |
| IBM Intl Business Machines Corp. | Reduce -8.1% | 0.14% | −0.04 |
| DB Deutsche Bank AG-Registered | Reduce -83.7% | 0.01% | −0.04 |
| XLV SS Health Care Select Sector | Reduce -14.1% | 0.21% | −0.03 |
| NVIDIA CORPORATION | Sold out | 0.00% | −0.03 |
Portfolio Buys Q4 2025 → Q1 2026
| VV Vngrd Mrgstr LRG-Cap ETF-Usd | Add +65.4% | 2.93% | +1.17 |
| IEFA iShares Core MSCI Eafe ETF | Add +33.9% | 1.32% | +0.40 |
| VTV Vanguard Mrngstr Val ETF-Aui | Add +258.5% | 0.45% | +0.33 |
| IXUS iShares Core Intl Stock ETF | Add +12.8% | 1.81% | +0.33 |
| IAUM iShares Gold Trust Micro | Add +25.1% | 1.04% | +0.32 |
| VOO Vanguard S&P 500 ETF | Add +23.1% | 1.62% | +0.31 |
| JPST JPMorgan Ultra-Short Income | Add +32.6% | 1.03% | +0.29 |
| MPLX MPLX LP | Add +0.6% | 2.19% | +0.26 |
| JMST JPM Ultra-Short Muni Income | Add +32.0% | 0.93% | +0.26 |
| IEMG iShares Core MSCI Emerging | Add +12.7% | 1.09% | +0.21 |
| JGRO JPMorgan Active Growth ETF | Add +27.3% | 0.88% | +0.16 |
| DSTL Distillate US Fundamental St | Add +7.9% | 1.29% | +0.14 |
| MGNR Amer Beac GLG NTRL Rsrcs ETF | New | 0.13% | +0.13 |
| VTI VG Morningstar TS MKT ETF-US | Add +13.1% | 0.82% | +0.10 |
| VB Vanguard Most SM-Cap ETF-Usd | Add +12.0% | 0.58% | +0.10 |
| BILS SS Spdrb B 3-12M T-Bill ETF | Add +15.6% | 0.51% | +0.09 |
| EPD Enterprise Products Partners | Add +2.0% | 0.41% | +0.09 |
| VTHR Vanguard Russell 3000 | Add +29.9% | 0.33% | +0.08 |
| IQLT iShares MSCI International Q | Add +8.6% | 0.35% | +0.05 |
| SPHD Invesco S&P 500 High Dividen | Add +389.4% | 0.06% | +0.05 |
| BCI Abrdn Bloomberg All Commodit | Add +73.2% | 0.08% | +0.05 |
| GNSS Genasys Inc. | New | 0.05% | +0.05 |
| IDYA Ideaya Biosciences Inc. | Add +749.6% | 0.05% | +0.04 |
| WES Western Midstream Partners L | New | 0.04% | +0.04 |
| IIPR Innovative Industrial Proper | Add +0.1% | 0.26% | +0.04 |
| GCOW Pacer Global Cash Cows Divid | Add +7.8% | 0.18% | +0.04 |
| AMGN Amgen Inc. | Add +15.1% | 0.14% | +0.03 |
| SUB iShares Short-Term National | Add +67.0% | 0.07% | +0.03 |
| RMR RMR Group Inc./the - A | New | 0.03% | +0.03 |
| APA Apa Corp. | Add +0.4% | 0.06% | +0.03 |
| PCTY Paylocity Holding Corp. | New | 0.03% | +0.03 |
| AMLP Alerian MLP ETF | Add +9.9% | 0.11% | +0.03 |
| PXI Invesco Dorsey Wright Energy | New | 0.02% | +0.02 |
| DOCN Digitalocean Holdings Inc. | Add +50.6% | 0.04% | +0.02 |
| PYZ Invesco Dorsey Wright Basic | New | 0.02% | +0.02 |
| ENPH Enphase Energy Inc. | New | 0.02% | +0.02 |
| HUBS HubSpot Inc. | Add +842.5% | 0.03% | +0.02 |
| PCG P G & E Corp. | Add +271.5% | 0.03% | +0.02 |
| CIEN Ciena Corp. | Add +153.5% | 0.03% | +0.02 |
| PFE Pfizer Inc. | Add +4.0% | 0.11% | +0.02 |
| HON Honeywell International Inc. | Add +23.8% | 0.06% | +0.02 |
| FIVE Five Below | New | 0.02% | +0.02 |
| DE Deere & Co. | Add +25.9% | 0.05% | +0.02 |
| AKAM Akamai Technologies Inc. | Add +57.5% | 0.04% | +0.02 |
| PEY Invesco High Yield Equity Di | Add +13.9% | 0.09% | +0.02 |
| BMY Bristol-Myers Squibb Co. | Add +14.8% | 0.07% | +0.02 |
| PSX Phillips 66 | Add +11.0% | 0.04% | +0.02 |
| RSG Republic Services Inc. | Add +3.9% | 0.14% | +0.02 |
| ADM Archer-Daniels-Midland Co. | Add +32.2% | 0.04% | +0.02 |
| CSWC Capital Southwest Corp. | New | 0.02% | +0.02 |
Options Activity Q4 2025 → Q1 2026
| PM Philip Morris International | call | Sold out | 28,400 | $4.6Mbefore exit |
| C Citigroup Inc. | call | Sold out | 15,000 | $1.8Mbefore exit |
| QCOM Qualcomm Inc. | call | Sold out | 10,000 | $1.7Mbefore exit |
| QCOM Qualcomm Inc. | put | Sold out | 10,000 | $1.7Mbefore exit |
| PFE Pfizer Inc. | call | Sold out | 65,000 | $1.6Mbefore exit |
| TSM Taiwan Semiconductor-SP ADR | call | Sold out | 5,000 | $1.5Mbefore exit |
| MSFT Microsoft Corp. | call | Sold out | 2,800 | $1.4Mbefore exit |
| KLAC KLA Corp. | call | Sold out | 1,000 | $1.2Mbefore exit |
| EXE Expand Energy Corp. | call | Sold out | 10,000 | $1.1Mbefore exit |
| EXE Expand Energy Corp. | put | Sold out | 10,000 | $1.1Mbefore exit |
| MDLZ Mondelez International Inc. Class A | call | Sold out | 17,800 | $958Kbefore exit |
| LRCX Lam Research Corp. | call | Sold out | 5,000 | $856Kbefore exit |
| CVS CVS Health Corp. | call | Sold out | 10,000 | $794Kbefore exit |
| NEM Newmont Corp. | call | Sold out | 6,000 | $599Kbefore exit |
| WMT Walmart Inc. | call | Sold out | 5,200 | $579Kbefore exit |
| CVS CVS Health Corp. | put | Sold out | 5,000 | $397Kbefore exit |
| SBUX Starbucks Corp. | put | Sold out | 4,200 | $354Kbefore exit |
| SBUX Starbucks Corp. | call | Sold out | 4,200 | $354Kbefore exit |
| HD Home Depot Inc. | call | Sold out | 900 | $310Kbefore exit |
| CTRA Coterra Energy Inc. | put | Sold out | 10,000 | $263Kbefore exit |
| CTRA Coterra Energy Inc. | call | Sold out | 10,000 | $263Kbefore exit |
| PG The Procter & Gamble Co. | call | Sold out | 900 | $129Kbefore exit |
| DIS The Walt Disney Co. | call | Sold out | 1,100 | $125Kbefore exit |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q4 2025 → Q1 2026
| HP ENTERPRISE CO (HPE 7.625 09/01/27) | 7.625 MAND CONV | Add +17.6% | 28,021 | $1.8M |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | Reduce -18.8% | 147 | $170K |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | Reduce -20.0% | 132 | $158K |
| OPENW Opendoor Technologies Inc.-26 | *W EXP 11/20/202 | Add +93.3% | 4,973 | $3K |
| OPENL Opendoor Technologies Inc.-26 | *W EXP 11/20/202 | Add +93.3% | 4,973 | $1K |
| OPENZ Opendoor Technologies Inc.-26 | *W EXP 11/20/202 | Add +93.3% | 4,973 | $1K |
| EXEEL Chesapeake Energy Corp. -CW26 | *W EXP 02/09/202 | Sold out | 5 | $498before exit |
| VIOV Vanguard S&P Small-Cap 600 V | SMLCP 600 VAL | Reduce -100.0% | 0 | $43 |
| HNDL Nasdaq 7 Handl Index ETF | NS 7HANDL IDX | Sold out | 0 | $1before exit |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 1,468 | $5.4B | VV, SCHB, RSP, SPDW, AAPL |
| Q1 2026 | 1,192 | $4.2B | SCHB, VV, SPDW, RSP, META |
| Q4 2025 | 1,391 | $4.5B | SCHB, SPDW, META, RSP, FNDX |
| Q3 2025 | 1,074 | $3.0B | SCHB, META, FNDX, SCHF, MPLX |
| Q2 2025 | 1,051 | $2.6B | META, SCHB, FNDX, SCHF, MPLX |
| Q1 2025 | 767 | $1.2B | MPLX, DSTL, IWV, IXUS, COWZ |
| Q4 2024 | 256 | $462.0M | MPLX, IWV, GLD, AAPL, BRK.B |
| Q3 2024 | 245 | $442.1M | MPLX, IWV, GLD, AAPL, MSFT |
| Q2 2024Amended | 223 | $413.4M | MPLX, IWV, GLD, AAPL, MSFT |
| Q1 2024 | 167 | $375.0M | MPLX, IWV, GLD, AAPL, EPD |