Alpine Global Management, LLC
In its 13F for Q3 2024 (holdings as of September 30, 2024, filed November 14, 2024), Alpine Global Management, LLC reported 152 stock positions worth $391.9 million. Its top holding was Immunovant (IMVT) at 13.7% of the portfolio, followed by Cornerstone Strategic Invest (CLM, 11.6%) and Robinhood Markets Class A (HOOD, 6.8%). Compared with Q2 2024, it opened 72 new positions, sold out of 375, added to 35 and reduced 26. The biggest buy was BlackRock Municipal Income (XMUIX, shares +257%) and the biggest sale an exit from Strategy (MSTR).
- Most Recent 13F
- Q2 2026
- Location
- NEW YORK, NY
- CIK
- 0001581655
- Portfolio Value
- $391.9M (Q3 2024)
- SEC Filing
- 0001581655-24-000012 ↗ filed Nov 14, 2024
Holdings Value
Holdings 152 stocks · $391.9M
| IMVT Immunovant Inc. | 13.70% | 1,882,704 | $53.7M | Reduce -1.3% |
| CLM Cornerstone Strategic Invest | 11.58% | 5,907,907 | $45.4M | Reduce 0.0% |
| HOOD Robinhood Markets Inc. Class A | 6.75% | 1,129,502 | $26.5M | Add +0.0% |
| CRF Cornerstone Total Return | 5.31% | 2,569,928 | $20.8M | Reduce 0.0% |
| ACHR Archer Aviation Inc. Class A | 2.95% | 3,812,696 | $11.6M | Add +24.3% |
| XMUIX BlackRock Municipal Income | 2.33% | 724,410 | $9.1M | Add +257.3% |
| BURLINGTON STORES INC (BURL 2.25 04/15/25) | 2.24% | 6,955 | $8.8M | Add +27.5% |
| REDFIN CORP (RDFN 0.5 04/01/27) | 2.15% | 11,895 | $8.4M | Add +110.7% |
| BCAT BlackRock Capital Alloc TR | 1.89% | 450,000 | $7.4M | Add +60.7% |
| SRCL Stericycle Inc. | 1.71% | 109,703 | $6.7M | Add +119.4% |
| ECAT BlackRock ESG Cap All TRM TR | 1.63% | 360,000 | $6.4M | Add +81.7% |
| PGY Pagaya Technologies Ltd. Class A | 1.54% | 570,000 | $6.0M | Add +38.7% |
| JAZZ INVESTMENTS I LTD (JAZZ 2 06/15/26) | 1.53% | 6,000 | $6.0M | No change |
| ON On Semiconductor | 1.51% | 81,600 | $5.9M | New |
| RWAY Runway Growth Finance Corp. | 1.37% | 522,327 | $5.4M | Add +56.9% |
| BRSP Brightspire Capital Inc. | 1.31% | 916,541 | $5.1M | Add +103.7% |
| CTLT Catalent Inc. | 1.16% | 75,000 | $4.5M | Add +10.5% |
| X United States Steel Corp. | 1.14% | 126,515 | $4.5M | Add +1.2% |
| SEAGATE HDD CAYMAN (STX 3.5 06/01/28) | 1.10% | 3,000 | $4.3M | New |
| WOLF Wolfspeed Inc. (wolf 1.75 05/01/26) | 1.08% | 6,000 | $4.2M | New |
| BSTZ BlackRock Sci & Tech TRM TR | 1.02% | 208,876 | $4.0M | Add +7.1% |
| JNPR Juniper Networks Inc. | 0.99% | 100,000 | $3.9M | Reduce -33.3% |
| ACI Albertsons Cos Inc. Class A | 0.94% | 200,000 | $3.7M | Add +33.3% |
| PDX PIMCO Dynamic Income Strat | 0.93% | 154,432 | $3.6M | Add +6.1% |
| AVK Advent Convert & Income | 0.89% | 298,611 | $3.5M | New |
| XAODX Abrdn Total Dynamic Dividend | 0.87% | 375,000 | $3.4M | New |
| PARAA Paramount Global Class B | 0.86% | 317,740 | $3.4M | New |
| ACP Abrdn Income Credit Strat | 0.84% | 500,000 | $3.3M | New |
| UBER Uber Technologies Inc. | 0.84% | 43,897 | $3.3M | New |
| CION Cion Investment Corp. | 0.82% | 270,000 | $3.2M | Reduce -20.8% |
| BMEZ BlackRock HLTH Sci TRM TR II | 0.80% | 197,764 | $3.1M | Add +46.5% |
| EQC Equity Commonwealth | 0.79% | 155,000 | $3.1M | Add +72.2% |
| HFRO Highland Opport & Income | 0.78% | 500,000 | $3.1M | Add +66.7% |
| BTX BlackRock Tech & Priv Eqty | 0.73% | 381,075 | $2.9M | Add +62.2% |
| EDR Endeavor Group Hold Class A | 0.73% | 100,000 | $2.9M | No change |
| FMN Federated Herm Prem Muni Inc. | 0.72% | 228,000 | $2.8M | Add +87.7% |
| SUNNOVA ENERGY INTL INC (NOVA 2.625 02/15/28) | 0.66% | 4,200 | $2.6M | Add +75.0% |
| IVCBF Invest Acquisition Corp. | 0.66% | 220,000 | $2.6M | No change |
| NRK Nuveen NY Amt-FR Muni Inc. | 0.66% | 230,000 | $2.6M | New |
| MFIC Midcap Financial Investment | 0.65% | 191,300 | $2.6M | New |
| NVG Nuveen Amt-FR Muni CRDT | 0.61% | 180,000 | $2.4M | No change |
| SIRI Sirius XM Holdings Inc. | 0.60% | 100,000 | $2.4M | New |
| VSTO Vista Outdoor Inc. | 0.60% | 60,000 | $2.4M | Add +20.0% |
| WOLF Wolfspeed Inc. (wolf 0.25 02/15/28) | 0.60% | 6,000 | $2.3M | New |
| GUT Gabelli Utility Trust | 0.58% | 436,411 | $2.3M | New |
| AKAM Akamai Technologies Inc. | 0.55% | 21,386 | $2.2M | New |
| BRW Saba Capital Income & Opport | 0.53% | 275,000 | $2.1M | Add +6.9% |
| FSK FS KKR Capital Corp. | 0.50% | 100,000 | $2.0M | Add +94.6% |
| NZF Nuveen Municipal Credit Inc. | 0.50% | 150,000 | $2.0M | No change |
| SWN Southwestern Energy Co. | 0.46% | 251,063 | $1.8M | New |
| AXONICS INC | 0.44% | 25,000 | $1.7M | No change |
| SKGR SK Growth Opportunities Co. Class A | 0.43% | 150,000 | $1.7M | New |
| OCSL Oaktree Specialty Lending Co. | 0.42% | 100,000 | $1.6M | New |
| USAR USA Rare Earth Inc. filed as INFLECTION PT ACQUISITN CRP | 0.41% | 150,000 | $1.6M | New |
| CPRI Capri Holdings Ltd. | 0.39% | 36,000 | $1.5M | Reduce -64.8% |
| NMCO Nuveen Municipal Credit Opp | 0.36% | 120,690 | $1.4M | Reduce -19.5% |
| THE REALREAL INC (REAL 1 03/01/28) | 0.36% | 3,000 | $1.4M | New |
| XOP SS SPDR S&P Og Exp & Prod | 0.34% | 10,238 | $1.3M | New |
| IWM iShares Russell 2000 ETF | 0.34% | 6,000 | $1.3M | Reduce -64.7% |
| HTZ Hertz Global Hldgs Inc. | 0.34% | 399,575 | $1.3M | Add +39.1% |
| GLO Clough Global Opportunities | 0.34% | 241,244 | $1.3M | New |
| IQI Invesco Quality Muni Inc. TR | 0.33% | 125,000 | $1.3M | No change |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.30% | 2,044 | $1.2M | New |
| ALIT Alight Inc. Class A | 0.28% | 150,000 | $1.1M | Add +50.0% |
| HUBB Hubbell Inc. | 0.27% | 2,443 | $1.0M | New |
| LQDA Liquidia Corp. | 0.26% | 100,000 | $1.0M | Reduce -33.3% |
| GRAL Grail Inc. | 0.25% | 72,239 | $994K | Add +343.1% |
| PAR TECHNOLOGY CORP (PAR 1.5 10/15/27) | 0.25% | 1,000 | $992K | No change |
| SPOT Spotify Technology SA | 0.25% | 2,676 | $986K | New |
| WTW Willis Towers Watson PLC | 0.25% | 3,329 | $980K | New |
| TR Tootsie Roll Inds | 0.25% | 31,402 | $973K | New |
| AMED Amedisys Inc. | 0.25% | 10,000 | $965K | No change |
| XLB SS Materials Select Sector | 0.24% | 9,731 | $938K | Reduce -58.0% |
| EHI Western Asset Global High Inc. | 0.23% | 131,269 | $911K | New |
| K Kellanova | 0.23% | 11,240 | $907K | New |
| AMZN Amazon.com Inc. | 0.23% | 4,866 | $907K | New |
| MOO Vaneck Agribusiness ETF | 0.22% | 11,221 | $847K | New |
| XNEAX Nuveen Amt-FR QLTY Muni Inc. | 0.21% | 70,000 | $838K | New |
| SRG Seritage Growth Prop- A | 0.21% | 176,836 | $822K | Reduce -12.2% |
| NWL Newell Brands Inc. | 0.21% | 104,792 | $805K | New |
| KRE SS SPDR S&P Regional Bank | 0.21% | 14,213 | $804K | New |
| VGR Vector Group Ltd. | 0.20% | 53,431 | $797K | New |
| XLV SS Health Care Select Sector | 0.20% | 5,145 | $792K | Add +171.5% |
| AY Atlantica Sustainable Infras | 0.19% | 34,190 | $751K | Add +8.5% |
| SUNNOVA ENERGY INTL INC (NOVA 0.25 12/01/26) | 0.19% | 1,000 | $736K | New |
| BCC Boise Cascade Co. | 0.17% | 4,793 | $676K | New |
| MURA Mural Oncology PLC | 0.17% | 210,588 | $659K | Reduce -30.0% |
| XNXJX Nuveen NJ QLTY Muni Inc. | 0.17% | 50,000 | $652K | New |
| FGB First Trust Special Financ | 0.17% | 159,500 | $649K | Reduce -0.3% |
| XGDVX Gabelli Dividend & Income TR | 0.16% | 25,000 | $611K | New |
| SOC Sable Offshore Corp. | 0.15% | 25,000 | $591K | Reduce -47.7% |
| GLV Clough Global Dividend & Inc. | 0.15% | 96,649 | $569K | New |
| LLYVK Liberty Media Corp.-Liberty-C | 0.13% | 10,000 | $513K | New |
| VERU Veru Inc. | 0.13% | 650,000 | $500K | Reduce -16.3% |
| MHO M/I Homes Inc. | 0.13% | 2,869 | $492K | New |
| GMS GMS Inc. | 0.12% | 5,368 | $486K | New |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 0.12% | 1,806 | $476K | New |
| VKI Invesco Adv Muni Inc. TR II | 0.12% | 50,000 | $466K | No change |
| BATL Battalion Oil Corp. | 0.12% | 69,322 | $462K | Add +145.7% |
| XERS Xeris Biopharma Holdings Inc. | 0.12% | 160,000 | $456K | Reduce -46.7% |
Other holdings (8): bonds, preferreds, convertibles and warrants · $55K (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| GABELLI UTILITY TRUST/THE | RIGHT 10/21/2024 | 1,026,252 | $28K | New |
| AUROW Aurora Innovation Inc. -CW28 | *W EXP 11/03/202 | 12,500 | $10K | No change |
| ADVENT CONVERTIBLE AND INCOM | RIGHT 10/17/2024 | 321,250 | $6K | New |
| GRABW Grab Holdings Ltd.-CW 26 | *W EXP 99/99/999 | 17,800 | $4K | No change |
| WESTERN ASSET GLOBAL HIGH-RT | RIGHT 10/08/2024 | 160,002 | $2K | New |
| LFLYW Merida Merger Corp. I -CW26 | *W EXP 02/04/202 | 49,750 | $2K | No change |
| WGSWW Genedx Holdings Corp. | *W EXP 07/22/202 | 20,000 | $1K | No change |
| STLNW Oncology Institute Inc. CW-22 | *W EXP 99/99/999 | 25,024 | $500 | No change |
Total filed on the 13F, all lines: $391.9M.
Portfolio Sells Q2 2024 → Q3 2024
| MSTR Strategy Inc. | Sold out | 0.00% | −5.09 |
| MSFT Microsoft Corp. | Sold out | 0.00% | −1.88 |
| VEECO INSTRUMENTS INC (VECO 2.875 06/01/29) | Sold out | 0.00% | −1.33 |
| GOOGL Alphabet Inc. Class A | Sold out | 0.00% | −1.32 |
| NCL CORPORATION LTD (NCLH 5.375 08/01/25) | Sold out | 0.00% | −1.17 |
| AMAT Applied Materials Inc. | Sold out | 0.00% | −1.05 |
| META Meta Platforms Inc. Class A | Sold out | 0.00% | −0.87 |
| GUESS INC (GES 3.75 04/15/28) | Sold out | 0.00% | −0.85 |
| BREAD FINANCIAL HLDGS (BFH 4.25 06/15/28) | Sold out | 0.00% | −0.77 |
| RIG Transocean Ltd. | Sold out | 0.00% | −0.74 |
| AMKR Amkor Technology Inc. | Sold out | 0.00% | −0.71 |
| ABT Abbott Laboratories | Sold out | 0.00% | −0.61 |
| JFR Nuveen Floating Rate Income | Sold out | 0.00% | −0.58 |
| AAON Aaon Inc. | Sold out | 0.00% | −0.54 |
| BUR Burford Capital Ltd. | Sold out | 0.00% | −0.49 |
| CWAN Clearwater Analytics HDS-A | Sold out | 0.00% | −0.47 |
| ITCI Intra-Cellular Therapies Inc. | Sold out | 0.00% | −0.47 |
| WNS WNS Holdings Ltd. | Sold out | 0.00% | −0.44 |
| GUARDANT HEALTH INC (GH 0 11/15/27) | Sold out | 0.00% | −0.44 |
| WELL Welltower Inc. | Sold out | 0.00% | −0.44 |
| CTV Innovid Corp. | Sold out | 0.00% | −0.43 |
| MGRC McGrath Rentcorp | Sold out | 0.00% | −0.40 |
| CERE Cerevel Therapeutics Holding | Sold out | 0.00% | −0.39 |
| VERX Vertex Inc. Class A | Sold out | 0.00% | −0.36 |
| FLUT Flutter Entertainment PLC-Di | Sold out | 0.00% | −0.36 |
| CVNA Carvana Co. | Sold out | 0.00% | −0.35 |
| PCF High Income Securities Fund | Sold out | 0.00% | −0.34 |
| EVBG Everbridge Inc. | Sold out | 0.00% | −0.34 |
| NPCT Nuveen Core Plus Impact | Sold out | 0.00% | −0.33 |
| MEGI Nylim CBRE GB Infra Mtrnd TF | Sold out | 0.00% | −0.33 |
| GBTG Global Business Travel Group | Sold out | 0.00% | −0.33 |
| GGT Gabelli Multimedia Trust Inc. | Sold out | 0.00% | −0.33 |
| IWM iShares Russell 2000 ETF | Reduce -64.7% | 0.34% | −0.32 |
| TLT iShares 20+ Year Treasury BD | Sold out | 0.00% | −0.32 |
| RA Brookfield Real Assets Incom | Reduce -92.2% | 0.04% | −0.31 |
| XLK SS Technology Select Sector | Sold out | 0.00% | −0.31 |
| CSCO Cisco Systems Inc. | Sold out | 0.00% | −0.31 |
| CORZ Core Scientific Inc. | Sold out | 0.00% | −0.30 |
| BRBR Bellring Brands Inc. | Sold out | 0.00% | −0.30 |
| MTCH Match Group Inc. | Sold out | 0.00% | −0.30 |
| XLE SS Energy Select Sector | Sold out | 0.00% | −0.29 |
| NMAI Nuveen Multi-Asset Income | Sold out | 0.00% | −0.29 |
| MTDR Matador Resources Co. | Sold out | 0.00% | −0.28 |
| SDRL Seadrill Limited | Sold out | 0.00% | −0.27 |
| HIMS Hims & Hers Health Inc. | Sold out | 0.00% | −0.27 |
| BXMT Blackstone Mortgage Tru Class A | Sold out | 0.00% | −0.27 |
| ZTR Virtus Total Return Fund Inc. | Sold out | 0.00% | −0.26 |
| CPRI Capri Holdings Ltd. | Reduce -64.8% | 0.39% | −0.26 |
| FLR Fluor Corp. | Sold out | 0.00% | −0.26 |
| SOLV Solventum Corp. | Sold out | 0.00% | −0.25 |
Portfolio Buys Q2 2024 → Q3 2024
| XMUIX BlackRock Municipal Income | Add +257.3% | 2.33% | +1.84 |
| HOOD Robinhood Markets Inc. Class A | Add +0.0% | 6.75% | +1.82 |
| REDFIN CORP (RDFN 0.5 04/01/27) | Add +110.7% | 2.15% | +1.54 |
| ON On Semiconductor | New | 1.51% | +1.51 |
| SRCL Stericycle Inc. | Add +119.4% | 1.71% | +1.15 |
| SEAGATE HDD CAYMAN (STX 3.5 06/01/28) | New | 1.10% | +1.10 |
| WOLF Wolfspeed Inc. (wolf 1.75 05/01/26) | New | 1.08% | +1.08 |
| BCAT BlackRock Capital Alloc TR | Add +60.7% | 1.89% | +1.01 |
| BURLINGTON STORES INC (BURL 2.25 04/15/25) | Add +27.5% | 2.24% | +1.00 |
| ECAT BlackRock ESG Cap All TRM TR | Add +81.7% | 1.63% | +0.96 |
| AVK Advent Convert & Income | New | 0.89% | +0.89 |
| XAODX Abrdn Total Dynamic Dividend | New | 0.87% | +0.87 |
| ACHR Archer Aviation Inc. Class A | Add +24.3% | 2.95% | +0.87 |
| PARAA Paramount Global Class B | New | 0.86% | +0.86 |
| ACP Abrdn Income Credit Strat | New | 0.84% | +0.84 |
| UBER Uber Technologies Inc. | New | 0.84% | +0.84 |
| BRSP Brightspire Capital Inc. | Add +103.7% | 1.31% | +0.82 |
| NRK Nuveen NY Amt-FR Muni Inc. | New | 0.66% | +0.66 |
| MFIC Midcap Financial Investment | New | 0.65% | +0.65 |
| RWAY Runway Growth Finance Corp. | Add +56.9% | 1.37% | +0.62 |
| SIRI Sirius XM Holdings Inc. | New | 0.60% | +0.60 |
| WOLF Wolfspeed Inc. (wolf 0.25 02/15/28) | New | 0.60% | +0.60 |
| GUT Gabelli Utility Trust | New | 0.58% | +0.58 |
| AKAM Akamai Technologies Inc. | New | 0.55% | +0.55 |
| PGY Pagaya Technologies Ltd. Class A | Add +38.7% | 1.54% | +0.53 |
| SUNNOVA ENERGY INTL INC (NOVA 2.625 02/15/28) | Add +75.0% | 0.66% | +0.51 |
| FMN Federated Herm Prem Muni Inc. | Add +87.7% | 0.72% | +0.46 |
| SWN Southwestern Energy Co. | New | 0.46% | +0.46 |
| EQC Equity Commonwealth | Add +72.2% | 0.79% | +0.45 |
| SKGR SK Growth Opportunities Co. Class A | New | 0.43% | +0.43 |
| CTLT Catalent Inc. | Add +10.5% | 1.16% | +0.43 |
| HFRO Highland Opport & Income | Add +66.7% | 0.78% | +0.42 |
| OCSL Oaktree Specialty Lending Co. | New | 0.42% | +0.42 |
| USAR USA Rare Earth Inc. | New | 0.41% | +0.41 |
| BTX BlackRock Tech & Priv Eqty | Add +62.2% | 0.73% | +0.41 |
| BMEZ BlackRock HLTH Sci TRM TR II | Add +46.5% | 0.80% | +0.40 |
| ACI Albertsons Cos Inc. Class A | Add +33.3% | 0.94% | +0.37 |
| THE REALREAL INC (REAL 1 03/01/28) | New | 0.36% | +0.36 |
| XOP SS SPDR S&P Og Exp & Prod | New | 0.34% | +0.34 |
| GLO Clough Global Opportunities | New | 0.34% | +0.34 |
| FSK FS KKR Capital Corp. | Add +94.6% | 0.50% | +0.31 |
| PDX PIMCO Dynamic Income Strat | Add +6.1% | 0.93% | +0.31 |
| SPY SS SPDR S&P 500 ETF Trust-US | New | 0.30% | +0.30 |
| BSTZ BlackRock Sci & Tech TRM TR | Add +7.1% | 1.02% | +0.28 |
| HUBB Hubbell Inc. | New | 0.27% | +0.27 |
| SPOT Spotify Technology SA | New | 0.25% | +0.25 |
| WTW Willis Towers Watson PLC | New | 0.25% | +0.25 |
| TR Tootsie Roll Inds | New | 0.25% | +0.25 |
| VSTO Vista Outdoor Inc. | Add +20.0% | 0.60% | +0.24 |
| EHI Western Asset Global High Inc. | New | 0.23% | +0.23 |
Notes & Other Activity Q2 2024 → Q3 2024
| BRIGHTSPRING HEALTH SERV (BTSG 6.75 02/01/27) | UNIT 02/01/2027 | Sold out | 56,221 | $2.6Mbefore exit |
| GABELLI UTILITY TRUST/THE | RIGHT 10/21/2024 | New | 1,026,252 | $28K |
| ADVENT CONVERTIBLE AND INCOM | RIGHT 10/17/2024 | New | 321,250 | $6K |
| ZLSWF Zalatoris II Acquisition Cor | *W EXP 99/99/999 | Sold out | 99,580 | $4Kbefore exit |
| WESTERN ASSET GLOBAL HIGH-RT | RIGHT 10/08/2024 | New | 160,002 | $2K |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 204 | $608.2M | IMVT, XOVR, CLM, RIVN, SPCX |
| Q1 2026 | 157 | $564.9M | IMVT, CLM, RIVN, ACHR, CRF |
| Q4 2025Amended | 275 | $419.5M | IMVT, RIVN, ACHR, CVNA, ARES |
| Q3 2025Amended | 130 | $378.3M | CLM, IMVT, RIVN, CRF, ACHR |
| Q2 2025 | 145 | $383.4M | CLM, ACHR, IMVT, DJT, CRF |
| Q1 2025 | 123 | $335.4M | CLM, IMVT, ACHR, CRF, LIVE NATION ENTERTAINMEN (LYV 3.125 01/15/29) |
| Q4 2024Amended | 166 | $295.1M | CLM, IMVT, ACHR, CRF, HOOD |
| Q3 2024 | 152 | $391.9M | IMVT, CLM, HOOD, CRF, ACHR |
| Q2 2024 | 455 | $519.9M | IMVT, CLM, MSTR, HOOD, CRF |
| Q1 2024Amended | 190 | $428.2M | IMVT, HOOD, CLM, AGTI, CRF |