Alpine Global Management, LLC
In its 13F for Q3 2025 (holdings as of September 30, 2025, filed November 21, 2025), Alpine Global Management, LLC reported 130 stock positions worth $378.3 million. Its top holding was Cornerstone Strategic Invest (CLM) at 15.3% of the portfolio, followed by Immunovant (IMVT, 11.7%) and Rivian Automotive Class A (RIVN, 10.1%). Compared with Q2 2025, it opened 92 new positions, sold out of 107, added to 14 and reduced 17. The biggest buy was a new position in Rivian Automotive Class A (RIVN) and the biggest sale Archer Aviation Class A (ACHR, shares −51%).
- Most Recent 13F
- Q2 2026
- Location
- NEW YORK, NY
- CIK
- 0001581655
- Portfolio Value
- $378.3M (Q3 2025)
- SEC Filing
- 0002073679-25-000048 ↗ filed Nov 21, 2025
Holdings Value
Holdings 130 stocks · $378.3M
| CLM Cornerstone Strategic Invest | 15.31% | 6,993,780 | $57.9M | Add +5.8% |
| IMVT Immunovant Inc. | 11.74% | 2,754,731 | $44.4M | Add +4.9% |
| RIVN Rivian Automotive Inc. Class A | 10.05% | 2,590,785 | $38.0M | New |
| CRF Cornerstone Total Return | 7.17% | 3,374,217 | $27.1M | Add +17.2% |
| ACHR Archer Aviation Inc. Class A | 5.79% | 2,285,119 | $21.9M | Reduce -50.9% |
| DJT Trump Media & Technology Gro | 4.72% | 1,088,237 | $17.9M | Reduce -42.0% |
| LBRDA Liberty Broadband-A | 3.32% | 198,268 | $12.6M | Add +973.0% |
| UTF Cohen & Steers Infrastructur | 2.47% | 376,600 | $9.3M | New |
| ARIS WATER SOLUTIONS INC-A | 1.96% | 300,000 | $7.4M | New |
| CYBR Cyberark Software Ltd./Israel | 1.66% | 13,000 | $6.3M | New |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | 1.61% | 75,000 | $6.1M | New |
| STUB Stubhub Holdings Inc. Class A | 1.16% | 260,299 | $4.4M | New |
| COOP Mr Cooper Group Inc. | 1.00% | 17,900 | $3.8M | Add +19.3% |
| NSC Norfolk Southern Corp. | 0.99% | 12,500 | $3.8M | New |
| IONS Ionis Pharmaceuticals Inc. | 0.97% | 55,900 | $3.7M | Add +119.8% |
| IWM iShares Russell 2000 ETF | 0.96% | 15,000 | $3.6M | Reduce -65.2% |
| AL Sumisho Air Lease Corp. filed as AIR LEASE CORP | 0.93% | 55,000 | $3.5M | New |
| NETD Nabors Energy Transition C-A | 0.89% | 300,000 | $3.4M | New |
| BBU Brookfield Business PT-Unit | 0.88% | 75,376 | $3.3M | New |
| OBAWU Oxley Bridge Acquisition Ltd. | 0.86% | 325,000 | $3.3M | New |
| VRNA Verona Pharma Ltd. | 0.85% | 30,000 | $3.2M | New |
| LION Lionsgate Studios Corp. | 0.84% | 458,578 | $3.2M | Add +21.3% |
| HONE Harborone Bancorp Inc. | 0.81% | 225,000 | $3.1M | New |
| DMIIU Drugs Made in America Acquis | 0.79% | 300,000 | $3.0M | New |
| HOOD Robinhood Markets Inc. Class A | 0.75% | 19,821 | $2.8M | Reduce -60.8% |
| GSRFU GSR IV Acquisition Corp. | 0.75% | 280,010 | $2.8M | New |
| GTLS Chart Industries Inc. | 0.74% | 14,000 | $2.8M | New |
| MAGN Magnera Corp. | 0.71% | 229,456 | $2.7M | Add +129.5% |
| MRUS Merus NV | 0.62% | 25,000 | $2.4M | New |
| PACHU Pioneer Acquisition I Corp. | 0.60% | 225,000 | $2.3M | Reduce -25.0% |
| ALIT Alight Inc. Class A | 0.59% | 690,219 | $2.3M | Add +262.9% |
| MDU Mdu Resources Group Inc. | 0.59% | 124,438 | $2.2M | New |
| EMO Clearbridge Energy Midstream | 0.56% | 47,000 | $2.1M | New |
| CEPF Cantor Equity Partners Class A | 0.54% | 200,000 | $2.0M | New |
| EVAC.U Eqv Ventures Acquisition Cor | 0.53% | 200,000 | $2.0M | New |
| STRZ Starz Entertainment Corp. | 0.51% | 132,231 | $1.9M | New |
| EMPD Empery Digital Inc. | 0.50% | 249,453 | $1.9M | New |
| TGNA Tegna Inc. | 0.48% | 90,000 | $1.8M | New |
| AMTM Amentum Holdings Inc. | 0.47% | 75,000 | $1.8M | Reduce -0.1% |
| SRDX Surmodics Inc. | 0.46% | 58,761 | $1.8M | Reduce -29.2% |
| BSY Bentley Systems Inc. Class B | 0.43% | 31,242 | $1.6M | Add +123.5% |
| BRW Saba Capital Income & Opport | 0.40% | 197,000 | $1.5M | New |
| FSK FS KKR Capital Corp. | 0.39% | 98,922 | $1.5M | New |
| AMCR Amcor PLC | 0.39% | 179,597 | $1.5M | New |
| ELME Elme Communities | 0.38% | 85,000 | $1.4M | New |
| IPG Interpublic Group of Cos Inc. | 0.37% | 50,827 | $1.4M | New |
| RIV Rivernorth Opportunities | 0.37% | 118,000 | $1.4M | New |
| TXNM TXNM Energy Inc. | 0.37% | 25,000 | $1.4M | New |
| TACO Berto Acquisition Corp. | 0.34% | 124,403 | $1.3M | New |
| AMZN Amazon.com Inc. | 0.34% | 5,851 | $1.3M | New |
| BKT BlackRock Income Trust | 0.34% | 113,500 | $1.3M | New |
| JBS JBS NV-A | 0.34% | 85,000 | $1.3M | Reduce -45.2% |
| HTZ Hertz Global Hldgs Inc. | 0.32% | 175,257 | $1.2M | New |
| HD Home Depot Inc. | 0.26% | 2,433 | $986K | New |
| LBRDK Liberty Broadband-C | 0.25% | 14,714 | $935K | New |
| CEPO Cantor Equity Partners I-A | 0.24% | 86,849 | $908K | Reduce -50.0% |
| SRG Seritage Growth Prop- A | 0.23% | 200,731 | $853K | Reduce -10.8% |
| CION Cion Investment Corp. | 0.22% | 88,836 | $842K | No change |
| BLCO Bausch + Lomb Corp. | 0.21% | 52,021 | $784K | Add +23.8% |
| GSRT GSR III Acquisition Corp. | 0.21% | 75,000 | $777K | Reduce -25.0% |
| BCSS.U Bain Capital GSS Investment | 0.20% | 75,000 | $757K | New |
| CLSK Cleanspark Inc. | 0.19% | 50,204 | $728K | New |
| BRSP Brightspire Capital Inc. | 0.19% | 131,583 | $714K | Add +3.5% |
| UWMC Uwm Holdings Corp. | 0.19% | 116,441 | $709K | New |
| AIV Apartment Invt & Mgmt Co. Class A | 0.17% | 80,000 | $634K | New |
| LNSR Lensar Inc. | 0.16% | 50,000 | $618K | Add +100.0% |
| CTVA Corteva Inc. | 0.16% | 8,827 | $597K | New |
| CLVT Clarivate PLC | 0.15% | 152,559 | $584K | New |
| SIRI Sirius XM Holdings Inc. | 0.15% | 25,039 | $583K | Add +0.2% |
| IIPR Innovative Industrial Proper | 0.14% | 10,100 | $541K | New |
| SWZ Total Return Securities Fund | 0.14% | 87,500 | $532K | New |
| RPRX Royalty Pharma PLC Class A | 0.14% | 14,541 | $513K | New |
| FERG Ferguson Enterprises Inc. | 0.14% | 2,277 | $511K | New |
| SVIIF Spring Valley Acquisition-A | 0.13% | 40,500 | $507K | New |
| MSTR Strategy Inc. | 0.13% | 1,570 | $506K | Reduce -4.3% |
| FIGXU Figx Capital Acquisition Cor | 0.13% | 50,000 | $504K | New |
| KSA Ishrs MSCI Saudi Arabia ETF | 0.13% | 12,291 | $499K | New |
| OGE Oge Energy Corp. | 0.13% | 10,610 | $491K | New |
| IMSR Terrestrial Energy Inc. filed as HCM II ACQUISITION CORP | 0.13% | 29,300 | $481K | New |
| ON On Semiconductor | 0.13% | 9,748 | $481K | Reduce -54.2% |
| ZTS Zoetis Inc. | 0.13% | 3,234 | $473K | New |
| ADI Analog Devices Inc. | 0.12% | 1,914 | $470K | New |
| CVNA Carvana Co. | 0.12% | 1,221 | $461K | New |
| LNG Cheniere Energy Inc. | 0.12% | 1,953 | $459K | New |
| KMPR Kemper Corp. | 0.11% | 8,376 | $432K | New |
| RKT Rocket Cos Inc. Class A | 0.11% | 21,695 | $420K | New |
| META Meta Platforms Inc. Class A | 0.11% | 564 | $414K | New |
| ARES Ares Management Corp. Class A | 0.10% | 2,359 | $377K | New |
| TAP Molson Coors Beverage Co. Class B | 0.10% | 8,191 | $371K | New |
| FLUT Flutter Entertainment PLC-Di | 0.09% | 1,400 | $356K | New |
| ZS Zscaler Inc. | 0.09% | 1,174 | $352K | New |
| OTF Blue Owl Technology Finance | 0.09% | 25,000 | $346K | New |
| SHC Sotera Health Co. | 0.09% | 21,766 | $342K | New |
| SOFI Sofi Technologies Inc. | 0.09% | 12,911 | $341K | New |
| DV Doubleverify Holdings Inc. | 0.09% | 28,316 | $339K | New |
| VIRT Virtu Financial Inc. Class A | 0.09% | 9,421 | $334K | New |
| UEC Uranium Energy Corp. | 0.09% | 25,000 | $334K | Reduce -75.0% |
| AMD Advanced Micro Devices | 0.08% | 1,978 | $320K | New |
| LDI Loandepot Inc. Class A | 0.08% | 100,000 | $307K | New |
| TEL Te Connectivity PLC | 0.08% | 1,303 | $286K | New |
Options reported separately and not counted above: STATE STR SPDR S&P 500 ETF T puts ($4.6M), COINBASE GLOBAL INC calls ($300K), STRATEGY INC puts ($249K), SPDR GOLD TR calls ($233K), STRATEGY INC calls ($219K), COINBASE GLOBAL INC puts ($181K), SPDR GOLD TR puts ($181K), HERTZ GLOBAL HLDGS INC puts ($156K), ISHARES ETHEREUM TR puts ($86K), ROBINHOOD MKTS INC calls ($73K), APPLOVIN CORP calls ($72K), COREWEAVE INC calls ($58K), and 52 more.
Other holdings (45): bonds, preferreds, convertibles and warrants · $80.8M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| SUPER MICRO COMPUTER INC (SMCI 3.5 03/01/29) | NOTE 3.500% 3/0 · principal | 11,612 | $11.8M | New |
| STRATEGY INC (MSTR 8 PERP) | SERIES A PERP PF | 129,238 | $11.6M | New |
| RIVIAN AUTO INC (RIVN 4.625 03/15/29) | NOTE 4.625% 3/1 · principal | 10,200 | $10.6M | New |
| ALIBABA GROUP HOLDING (BABA 0.5 06/01/31) | NOTE 0.500% 6/0 · principal | 5,500 | $10.1M | New |
| RIVIAN AUTO INC (RIVN 3.625 10/15/30) | NOTE 3.625%10/1 · principal | 9,750 | $9.1M | New |
| SPOTIFY USA INC (SPOT 0 03/15/26) | NOTE 3/1 · principal | 5,500 | $7.5M | New |
| COINBASE GLOBAL INC (COIN 0.5 06/01/26) | NOTE 0.500% 6/0 · principal | 5,000 | $5.5M | New |
| FORD MOTOR COMPANY (F 0 03/15/26) | NOTE 3/1 · principal | 5,000 | $5.1M | New |
| INTEGER HOLDINGS CORP (ITGR 2.125 02/15/28) | NOTE 2.125% 2/1 · principal | 3,839 | $5.0M | New |
| UBER TECHNOLOGIES INC (UBER 0.875 12/01/28 2028) | NOTE 0.875%12/0 · principal | 1,000 | $1.5M | New |
| AKAMAI TECHNOLOGIES INC (AKAM 0.375 09/01/27) | NOTE 0.375% 9/0 · principal | 1,000 | $955K | New |
| MICROCHIP TECHNOLOGY INC (MCHP 0.75 06/01/30) | NOTE 0.750% 6/0 · principal | 500 | $484K | New |
| GENVR Gen Digital Inc. - CVR | RIGHT 99/99/9999 | 50,000 | $370K | Reduce -16.7% |
| SVIRF Spring Valley Acquisit-Right | RIGHT 02/25/2026 | 400,000 | $208K | No change |
| FERAR Fifth Era Acquisition Corp. I | RIGHT 02/21/2030 | 307,900 | $82K | No change |
| DMAAR Drugs Made in America Ac-RTS | RIGHT 12/09/2029 | 362,500 | $79K | New |
| CHACR Crane Harbor Acquisition-RTS | RIGHT 04/17/2030 | 250,000 | $78K | No change |
| AACBR Artius II Acquisition Inc. | RIGHT 11/27/2029 | 330,002 | $73K | No change |
| QSEAR Quartzsea Acquisition Corp. | RIGHT 02/18/2030 | 250,000 | $59K | No change |
| TVAIR Thayer Ventures Acquisition | RIGHT 05/15/2030 | 285,978 | $49K | No change |
| BACCR Blue Acquisition Corp.-RTS | RIGHT 06/11/2030 | 300,000 | $48K | New |
| APADR A Paradise Acquisition Corp. | RIGHT 07/29/2025 | 300,000 | $48K | New |
| SOULPOWER ACQUISITION CORP | RIGHT 99/99/9999 | 250,000 | $48K | No change |
| MLACR Mountain Lake Acquisition Co. | RIGHT 11/15/2028 | 300,034 | $45K | No change |
| SZZLR Sizzle Acquisition Corp. -RTS | RIGHT 04/02/2030 | 250,000 | $45K | No change |
| OYSER Oyster Enterprises II Acquis | RIGHT 05/22/2030 | 250,000 | $43K | New |
| KFIIR K&F Growth Acquisition Corp. | RIGHT 08/29/2031 | 300,000 | $39K | No change |
| HVIIR Hennessy Capital Investment | RIGHT 01/17/2030 | 143,766 | $39K | No change |
| AXINR Axiom Intelligence Acquisiti | RIGHT 06/10/2030 | 225,000 | $36K | New |
| COHEN & STEERS INFRASTRU | RIGHT 10/16/2025 | 398,600 | $31K | New |
| PORCH GROUP INC (PRCH 9 05/15/30) | DEBT 9.000% 5/1 · principal | 8,000 | $13K | New |
| GRABW Grab Holdings Ltd.-CW 26 | *W EXP 99/99/999 | 17,800 | $9K | No change |
| AUROW Aurora Innovation Inc. -CW28 | *W EXP 11/03/202 | 12,500 | $7K | No change |
| BLACKROCK INCOME TR-RT | RIGHT 10/20/2025 | 115,500 | $7K | New |
| THE REALREAL INC (REAL 4 02/15/31) | DEBT 4.000% 2/1 · principal | 5,000 | $6K | New |
| GOSSAMER BIO INC (GOSS 5 06/01/27) | NOTE 5.000% 6/0 · principal | 5,000 | $3K | New |
| STLNW Oncology Institute Inc. CW-22 | *W EXP 99/99/999 | 25,024 | $3K | No change |
| BEYOND MEAT INC (BYND 0 03/15/27) | NOTE 3/1 · principal | 1,500 | $3K | New |
| INOTIV INC (NOTV 3.25 10/15/27) | NOTE 3.250%10/1 · principal | 1,000 | $2K | New |
| WGSWW Genedx Holdings Corp. | *W EXP 07/22/202 | 20,000 | $2K | No change |
| IMMUNOCORE HOLDINGS (IMCR 2.5 02/01/30) | NOTE 2.500% 2/0 · principal | 2,000 | $2K | New |
| THE REALREAL INC (REAL 1 03/01/28) | NOTE 1.000% 3/0 · principal | 2,000 | $2K | New |
| RIVERNORTH OPPORTUNI-RT | RIGHT 10/06/2025 | 140,001 | $1K | New |
| PAR TECHNOLOGY CORP (PAR 1.5 10/15/27) | NOTE 1.500%10/1 · principal | 1,000 | $962 | New |
| CLEARBRIDGE ENERGY MI-RT | RIGHT 10/10/2025 | 48,000 | $912 | New |
Total filed on the 13F, all lines: $459.1M.
Portfolio Sells Q2 2025 → Q3 2025
| ACHR Archer Aviation Inc. Class A | Reduce -50.9% | 5.79% | −7.39 |
| DJT Trump Media & Technology Gro | Reduce -42.0% | 4.72% | −4.11 |
| PARAA Paramount Global Class B | Sold out | 0.00% | −2.90 |
| SUPER MICRO COMPUTER INC (SMCI 3.5 03/01/29) | Sold out | 0.00% | −2.75 |
| RIVIAN AUTO INC (RIVN 3.625 10/15/30) | Sold out | 0.00% | −2.36 |
| CRWV Coreweave Inc. Class A | Sold out | 0.00% | −2.13 |
| PORCH GROUP INC (PRCH 9 05/15/30) | Sold out | 0.00% | −1.83 |
| THE REALREAL INC (REAL 4 02/15/31) | Sold out | 0.00% | −1.59 |
| INTEGER HOLDINGS CORP (ITGR 2.125 02/15/28) | Sold out | 0.00% | −1.51 |
| IWM iShares Russell 2000 ETF | Reduce -65.2% | 0.96% | −1.47 |
| JNPR Juniper Networks Inc. | Sold out | 0.00% | −1.30 |
| HERTZ GLOBAL HLDGS INC | Sold out | 0.00% | −1.17 |
| LIVE NATION ENTERTAINMEN (LYV 3.125 01/15/29) | Sold out | 0.00% | −0.81 |
| AACB Artius II Acquisition Inc. Class A | Sold out | 0.00% | −0.76 |
| TVAIU Thayer Ventures Acquisition | Sold out | 0.00% | −0.76 |
| XLY SS Consumer Disc Select Sect | Reduce -92.5% | 0.07% | −0.76 |
| SUNRUN INC (RUN 4 03/01/30) | Sold out | 0.00% | −0.75 |
| SZZL Sizzle Acquisition Corp. Class A | Sold out | 0.00% | −0.66 |
| SOUL Soulpower Acquisition Co. Class A | Sold out | 0.00% | −0.65 |
| ITOS Iteos Therapeutics Inc. | Sold out | 0.00% | −0.58 |
| K Kellanova | Sold out | 0.00% | −0.52 |
| ARRAY TECHNOLOGIES INC (ARRY 1 12/01/28) | Sold out | 0.00% | −0.51 |
| ANSC Agriculture & Natural Soluti | Sold out | 0.00% | −0.49 |
| HOOD Robinhood Markets Inc. Class A | Reduce -60.8% | 0.75% | −0.48 |
| THRD Third Harmonic Bio Inc. | Sold out | 0.00% | −0.47 |
| CRCL Circle Internet Group Inc. | Sold out | 0.00% | −0.47 |
| XLE SS Energy Select Sector | Sold out | 0.00% | −0.42 |
| IWD iShares Russell 1000 Value E | Sold out | 0.00% | −0.40 |
| XLI SS Industrial Select Sector | Sold out | 0.00% | −0.39 |
| TMUS T-Mobile US Inc. | Sold out | 0.00% | −0.39 |
| TIC Tic Solutions Inc. | Sold out | 0.00% | −0.38 |
| HES Hess Corp. | Sold out | 0.00% | −0.36 |
| LQDA Liquidia Corp. | Sold out | 0.00% | −0.36 |
| AMRZ Amrize Ltd. | Sold out | 0.00% | −0.32 |
| WBA Walgreens Boots Alliance Inc. | Sold out | 0.00% | −0.31 |
| CEPO Cantor Equity Partners I-A | Reduce -50.0% | 0.24% | −0.30 |
| PAR TECHNOLOGY CORP (PAR 1.5 10/15/27) | Sold out | 0.00% | −0.30 |
| RDFN Redfin Corp. | Sold out | 0.00% | −0.29 |
| NEW FORTRESS ENERGY INC | Sold out | 0.00% | −0.29 |
| AMED Amedisys Inc. | Sold out | 0.00% | −0.28 |
| XLV SS Health Care Select Sector | Sold out | 0.00% | −0.28 |
| XLU St Sr Utl SL SE SPDR ETF-Usd | Sold out | 0.00% | −0.27 |
| OS Onestream Inc. | Sold out | 0.00% | −0.26 |
| RNW Renew Energy Global PLC-A | Sold out | 0.00% | −0.26 |
| JBS JBS NV-A | Reduce -45.2% | 0.34% | −0.26 |
| XSCDX LMP Capital and Income Fund | Sold out | 0.00% | −0.23 |
| SUNRUN INC | Sold out | 0.00% | −0.21 |
| PACHU Pioneer Acquisition I Corp. | Reduce -25.0% | 0.60% | −0.19 |
| XERS Xeris Biopharma Holdings Inc. | Sold out | 0.00% | −0.18 |
| SRDX Surmodics Inc. | Reduce -29.2% | 0.46% | −0.18 |
Portfolio Buys Q2 2025 → Q3 2025
| RIVN Rivian Automotive Inc. Class A | New | 10.05% | +10.05 |
| LBRDA Liberty Broadband-A | Add +973.0% | 3.32% | +2.85 |
| UTF Cohen & Steers Infrastructur | New | 2.47% | +2.47 |
| ARIS WATER SOLUTIONS INC-A | New | 1.96% | +1.96 |
| CYBR Cyberark Software Ltd./Israel | New | 1.66% | +1.66 |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | New | 1.61% | +1.61 |
| CRF Cornerstone Total Return | Add +17.2% | 7.17% | +1.35 |
| CLM Cornerstone Strategic Invest | Add +5.8% | 15.31% | +1.30 |
| STUB Stubhub Holdings Inc. Class A | New | 1.16% | +1.16 |
| NSC Norfolk Southern Corp. | New | 0.99% | +0.99 |
| AL Sumisho Air Lease Corp. | New | 0.93% | +0.93 |
| NETD Nabors Energy Transition C-A | New | 0.89% | +0.89 |
| BBU Brookfield Business PT-Unit | New | 0.88% | +0.88 |
| OBAWU Oxley Bridge Acquisition Ltd. | New | 0.86% | +0.86 |
| VRNA Verona Pharma Ltd. | New | 0.85% | +0.85 |
| HONE Harborone Bancorp Inc. | New | 0.81% | +0.81 |
| DMIIU Drugs Made in America Acquis | New | 0.79% | +0.79 |
| IMVT Immunovant Inc. | Add +4.9% | 11.74% | +0.78 |
| GSRFU GSR IV Acquisition Corp. | New | 0.75% | +0.75 |
| GTLS Chart Industries Inc. | New | 0.74% | +0.74 |
| IONS Ionis Pharmaceuticals Inc. | Add +119.8% | 0.97% | +0.70 |
| MRUS Merus NV | New | 0.62% | +0.62 |
| MDU Mdu Resources Group Inc. | New | 0.59% | +0.59 |
| EMO Clearbridge Energy Midstream | New | 0.56% | +0.56 |
| CEPF Cantor Equity Partners Class A | New | 0.54% | +0.54 |
| EVAC.U Eqv Ventures Acquisition Cor | New | 0.53% | +0.53 |
| STRZ Starz Entertainment Corp. | New | 0.51% | +0.51 |
| EMPD Empery Digital Inc. | New | 0.50% | +0.50 |
| TGNA Tegna Inc. | New | 0.48% | +0.48 |
| COOP Mr Cooper Group Inc. | Add +19.3% | 1.00% | +0.41 |
| BRW Saba Capital Income & Opport | New | 0.40% | +0.40 |
| MAGN Magnera Corp. | Add +129.5% | 0.71% | +0.40 |
| FSK FS KKR Capital Corp. | New | 0.39% | +0.39 |
| AMCR Amcor PLC | New | 0.39% | +0.39 |
| ELME Elme Communities | New | 0.38% | +0.38 |
| IPG Interpublic Group of Cos Inc. | New | 0.37% | +0.37 |
| RIV Rivernorth Opportunities | New | 0.37% | +0.37 |
| TXNM TXNM Energy Inc. | New | 0.37% | +0.37 |
| TACO Berto Acquisition Corp. | New | 0.34% | +0.34 |
| AMZN Amazon.com Inc. | New | 0.34% | +0.34 |
| BKT BlackRock Income Trust | New | 0.34% | +0.34 |
| HTZ Hertz Global Hldgs Inc. | New | 0.32% | +0.32 |
| ALIT Alight Inc. Class A | Add +262.9% | 0.59% | +0.31 |
| LION Lionsgate Studios Corp. | Add +21.3% | 0.84% | +0.26 |
| HD Home Depot Inc. | New | 0.26% | +0.26 |
| LBRDK Liberty Broadband-C | New | 0.25% | +0.25 |
| BSY Bentley Systems Inc. Class B | Add +123.5% | 0.43% | +0.23 |
| BCSS.U Bain Capital GSS Investment | New | 0.20% | +0.20 |
| CLSK Cleanspark Inc. | New | 0.19% | +0.19 |
| UWMC Uwm Holdings Corp. | New | 0.19% | +0.19 |
Options Activity Q2 2025 → Q3 2025
| STATE STR SPDR S&P 500 ETF T | put | New | 23,263 | $4.6M |
| COINBASE GLOBAL INC | call | New | 57 | $300K |
| STRATEGY INC | put | New | 50 | $249K |
| SPDR GOLD TR | call | New | 95 | $233K |
| STRATEGY INC | call | New | 43 | $219K |
| COINBASE GLOBAL INC | put | New | 40 | $181K |
| SPDR GOLD TR | put | New | 142 | $181K |
| HERTZ GLOBAL HLDGS INC | put | New | 155,702 | $156K |
| ISHARES ETHEREUM TR | put | New | 142 | $86K |
| ROBINHOOD MKTS INC | call | New | 50 | $73K |
| APPLOVIN CORP | call | New | 17 | $72K |
| COREWEAVE INC | call | New | 23 | $58K |
| STATE STR SPDR S&P 500 ETF T | call | New | 267 | $58K |
| INVESCO QQQ TR | call | New | 16 | $57K |
| INVESCO QQQ TR | put | New | 17 | $55K |
| ISHARES ETHEREUM TR | call | New | 65 | $41K |
| EURONAV NV | put | New | 408 | $34K |
| LUMINAR TECHNOLOGIES INC | put | New | 23,585 | $24K |
| ALGOMA STL GROUP INC | put | New | 18,937 | $19K |
| MARA HOLDINGS INC | call | New | 44 | $18K |
| XEROX HOLDINGS CORP | put | New | 16,464 | $16K |
| MARA HOLDINGS INC | put | New | 35 | $15K |
| SUNRUN INC | put | New | 14,578 | $15K |
| STUBHUB HLDGS INC | put | New | 14,563 | $15K |
| FLUENCE ENERGY INC | put | New | 12,200 | $12K |
| GROUPON INC | put | New | 10,101 | $10K |
| BEYOND MEAT INC | put | New | 10,000 | $10K |
| AMERICAN AXLE & MFG HLDGS IN | put | New | 8,500 | $9K |
| SABLE OFFSHORE CORP | put | New | 8,200 | $8K |
| ROCKET COS INC | put | New | 7,609 | $8K |
| GOSSAMER BIO INC | put | New | 7,000 | $7K |
| BAUSCH HEALTH COS INC | put | New | 6,567 | $7K |
| LUCID GROUP INC | put | New | 3,500 | $4K |
| AMERICAN AIRLINES GROUP INC | put | New | 3,050 | $3K |
| SAREPTA THERAPEUTICS INC | put | New | 3,000 | $3K |
| TRONOX HOLDINGS PLC | put | New | 2,700 | $3K |
| INNOVATIVE INDL PPTYS INC | put | New | 2,600 | $3K |
| LUMINAR TECHNOLOGIES INC | call | New | 2,200 | $2K |
| ALGOMA STL GROUP INC | call | New | 2,000 | $2K |
| CLEVELAND-CLIFFS INC NEW | put | New | 2,000 | $2K |
| ROCKET COS INC | call | New | 1,750 | $2K |
| SABLE OFFSHORE CORP | call | New | 1,650 | $2K |
| CIPHER DIGITAL INC | call | New | 1,500 | $2K |
| STUBHUB HLDGS INC | call | New | 1,500 | $2K |
| GENERAL MTRS CO | put | New | 1,250 | $1K |
| AVIS BUDGET GROUP INC | put | New | 1,240 | $1K |
| FLUENCE ENERGY INC | call | New | 1,100 | $1K |
| BITFARMS LTD | call | New | 1,000 | $1K |
| FRONTIER COMMUNICATIONS PARE | put | New | 1,000 | $1K |
| O-I GLASS INC | call | New | 1,000 | $1K |
Showing the first 50 of 64.
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q2 2025 → Q3 2025
| SUPER MICRO COMPUTER INC (SMCI 3.5 03/01/29) | NOTE 3.500% 3/0 · principal | New | 11,612 | $11.8M |
| STRATEGY INC (MSTR 8 PERP) | SERIES A PERP PF | New | 129,238 | $11.6M |
| RIVIAN AUTO INC (RIVN 4.625 03/15/29) | NOTE 4.625% 3/1 · principal | New | 10,200 | $10.6M |
| ALIBABA GROUP HOLDING (BABA 0.5 06/01/31) | NOTE 0.500% 6/0 · principal | New | 5,500 | $10.1M |
| RIVIAN AUTO INC (RIVN 3.625 10/15/30) | NOTE 3.625%10/1 · principal | New | 9,750 | $9.1M |
| SPOTIFY USA INC (SPOT 0 03/15/26) | NOTE 3/1 · principal | New | 5,500 | $7.5M |
| COINBASE GLOBAL INC (COIN 0.5 06/01/26) | NOTE 0.500% 6/0 · principal | New | 5,000 | $5.5M |
| FORD MOTOR COMPANY (F 0 03/15/26) | NOTE 3/1 · principal | New | 5,000 | $5.1M |
| INTEGER HOLDINGS CORP (ITGR 2.125 02/15/28) | NOTE 2.125% 2/1 · principal | New | 3,839 | $5.0M |
| UBER TECHNOLOGIES INC (UBER 0.875 12/01/28 2028) | NOTE 0.875%12/0 · principal | New | 1,000 | $1.5M |
| AKAMAI TECHNOLOGIES INC (AKAM 0.375 09/01/27) | NOTE 0.375% 9/0 · principal | New | 1,000 | $955K |
| MICROCHIP TECHNOLOGY INC (MCHP 0.75 06/01/30) | NOTE 0.750% 6/0 · principal | New | 500 | $484K |
| GENVR Gen Digital Inc. - CVR | RIGHT 99/99/9999 | Reduce -16.7% | 50,000 | $370K |
| DMAAR Drugs Made in America Ac-RTS | RIGHT 12/09/2029 | New | 362,500 | $79K |
| BACCR Blue Acquisition Corp.-RTS | RIGHT 06/11/2030 | New | 300,000 | $48K |
| APADR A Paradise Acquisition Corp. | RIGHT 07/29/2025 | New | 300,000 | $48K |
| OYSER Oyster Enterprises II Acquis | RIGHT 05/22/2030 | New | 250,000 | $43K |
| AXINR Axiom Intelligence Acquisiti | RIGHT 06/10/2030 | New | 225,000 | $36K |
| COHEN & STEERS INFRASTRU | RIGHT 10/16/2025 | New | 398,600 | $31K |
| PORCH GROUP INC (PRCH 9 05/15/30) | DEBT 9.000% 5/1 · principal | New | 8,000 | $13K |
| BLACKROCK INCOME TR-RT | RIGHT 10/20/2025 | New | 115,500 | $7K |
| THE REALREAL INC (REAL 4 02/15/31) | DEBT 4.000% 2/1 · principal | New | 5,000 | $6K |
| RIVERNORTH CAPITAL AND INCOM | RIGHT 07/07/2025 | Sold out | 99,257 | $5Kbefore exit |
| LMP CAPITAL AND INCOME FUND | RIGHT 07/11/2025 | Sold out | 63,351 | $5Kbefore exit |
| GOSSAMER BIO INC (GOSS 5 06/01/27) | NOTE 5.000% 6/0 · principal | New | 5,000 | $3K |
| BEYOND MEAT INC (BYND 0 03/15/27) | NOTE 3/1 · principal | New | 1,500 | $3K |
| INOTIV INC (NOTV 3.25 10/15/27) | NOTE 3.250%10/1 · principal | New | 1,000 | $2K |
| IMMUNOCORE HOLDINGS (IMCR 2.5 02/01/30) | NOTE 2.500% 2/0 · principal | New | 2,000 | $2K |
| THE REALREAL INC (REAL 1 03/01/28) | NOTE 1.000% 3/0 · principal | New | 2,000 | $2K |
| RIVERNORTH OPPORTUNI-RT | RIGHT 10/06/2025 | New | 140,001 | $1K |
| PAR TECHNOLOGY CORP (PAR 1.5 10/15/27) | NOTE 1.500%10/1 · principal | New | 1,000 | $962 |
| CLEARBRIDGE ENERGY MI-RT | RIGHT 10/10/2025 | New | 48,000 | $912 |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 204 | $608.2M | IMVT, XOVR, CLM, RIVN, SPCX |
| Q1 2026 | 157 | $564.9M | IMVT, CLM, RIVN, ACHR, CRF |
| Q4 2025Amended | 275 | $419.5M | IMVT, RIVN, ACHR, CVNA, ARES |
| Q3 2025Amended | 130 | $378.3M | CLM, IMVT, RIVN, CRF, ACHR |
| Q2 2025 | 145 | $383.4M | CLM, ACHR, IMVT, DJT, CRF |
| Q1 2025 | 123 | $335.4M | CLM, IMVT, ACHR, CRF, LIVE NATION ENTERTAINMEN (LYV 3.125 01/15/29) |
| Q4 2024Amended | 166 | $295.1M | CLM, IMVT, ACHR, CRF, HOOD |
| Q3 2024 | 152 | $391.9M | IMVT, CLM, HOOD, CRF, ACHR |
| Q2 2024 | 455 | $519.9M | IMVT, CLM, MSTR, HOOD, CRF |
| Q1 2024Amended | 190 | $428.2M | IMVT, HOOD, CLM, AGTI, CRF |