Altium Capital Management LLC
In its 13F for Q2 2026 (holdings as of June 30, 2026, filed August 12, 2026), Altium Capital Management LLC reported 19 stock positions worth $47.5 million. Its top holding was Royce Micro-Cap Trust (RMT) at 8.6% of the portfolio, followed by ASA Gold and Precious Metals (ASA, 7.7%) and Royce Small-Cap Trust (RVT, 7.5%). Compared with Q1 2026, it added to 6 and reduced 1. The biggest buy was Royce Micro-Cap Trust (RMT, shares +14%) and the biggest sale Allianceberstein NTL Muni (AFB, shares −21%).
- Most Recent 13F
- Q2 2026
- Location
- NEW YORK, NY
- CIK
- 0001746382
- Portfolio Value
- $47.5M (Q2 2026)
- SEC Filing
- 0001420506-26-001532 ↗ filed Aug 12, 2026
Holdings Value
Holdings 19 stocks · $47.5M
| RMT Royce Micro-Cap Trust Inc. | 8.58% | 278,051 | $4.1M | Add +14.4% |
| ASA ASA Gold and Precious Metals | 7.72% | 70,390 | $3.7M | Add +34.8% |
| RVT Royce Small-Cap Trust Inc. | 7.49% | 192,509 | $3.6M | No change |
| NBXG Neuberger Next Generation Co. | 7.13% | 204,562 | $3.4M | No change |
| PDX PIMCO Dynamic Income Strat | 6.92% | 157,700 | $3.3M | No change |
| GAM General American Investors | 6.55% | 48,755 | $3.1M | No change |
| XPCQX PIMCO California Muni Inc. FD | 6.29% | 333,093 | $3.0M | No change |
| TY Tri-Continental Corp. | 6.27% | 86,458 | $3.0M | Add +9.6% |
| XSSPX Nuveen S&P 500 Dynam Overwr | 6.18% | 157,395 | $2.9M | No change |
| CHW Calamos Global Dynamic Incom | 6.17% | 328,901 | $2.9M | No change |
| LEO BNY Mellon Strategic Muni | 5.97% | 438,676 | $2.8M | No change |
| MXF Mexico Fund Inc. | 5.91% | 128,185 | $2.8M | No change |
| HFRO Highland Opport & Income | 4.76% | 317,055 | $2.3M | Add +14.4% |
| AFB Allianceberstein NTL Muni | 4.21% | 175,187 | $2.0M | Reduce -21.2% |
| IIF Morgan Stanley India Invest | 3.80% | 79,031 | $1.8M | No change |
| JOF Japan Smaller Capitalization | 3.73% | 150,412 | $1.8M | No change |
| DMA Destra Multi-Alternative | 0.86% | 54,723 | $409K | No change |
| GF The New Germany Fund Inc. | 0.80% | 33,098 | $379K | Add +32.8% |
| NDRA Endra Life Sciences Inc. | 0.67% | 59,272 | $316K | Add +14.2% |
Portfolio Sells Q1 2026 → Q2 2026
| AFB Allianceberstein NTL Muni | Reduce -21.2% | 4.21% | −1.44 |
Portfolio Buys Q1 2026 → Q2 2026
| RMT Royce Micro-Cap Trust Inc. | Add +14.4% | 8.58% | +2.03 |
| HFRO Highland Opport & Income | Add +14.4% | 4.76% | +1.00 |
| TY Tri-Continental Corp. | Add +9.6% | 6.27% | +0.34 |
| GF The New Germany Fund Inc. | Add +32.8% | 0.80% | +0.19 |
| NDRA Endra Life Sciences Inc. | Add +14.2% | 0.67% | +0.09 |
| ASA ASA Gold and Precious Metals | Add +34.8% | 7.72% | +0.01 |
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 19 | $47.5M | RMT, ASA, RVT, NBXG, PDX |
| Q1 2026 | 19 | $42.0M | PDX, ASA, RVT, XPCQX, GAM |
| Q4 2025 | 18 | $25.3M | ASA, RVT, PDX, NBXG, XPCQX |
| Q3 2025 | 1 | $628K | CNSY |
| Q2 2025 | 0 | $0 | |
| Q1 2025Amended | 22 | $34.4M | ZVRA, EOLS, XTNT, AVDL, CTNM |
| Q4 2024 | 61 | $321.1M | ADMA, VERA, SRPT, ZVRA, ESTA |
| Q3 2024 | 57 | $334.9M | VERA, ADMA, SRPT, EW, XENE |
| Q2 2024 | 45 | $241.2M | VERA, ADMA, XENE, ITCI, SRPT |
| Q1 2024 | 46 | $222.3M | VERA, XENE, AXSM, ADMA, ALIM |