Altium Capital Management LLC
In its 13F for Q1 2026 (holdings as of March 31, 2026, filed May 1, 2026), Altium Capital Management LLC reported 19 stock positions worth $42.0 million. Its top holding was PIMCO Dynamic Income Strat (PDX) at 8.3% of the portfolio, followed by ASA Gold and Precious Metals (ASA, 7.7%) and Royce Small-Cap Trust (RVT, 7.6%). Compared with Q4 2025, it opened 2 new positions, sold out of 1 and added to 14. The biggest buy was a new position in Nuveen S&P 500 Dynam Overwr (XSSPX) and the biggest sale an exit from Nuveen Dow 30 Dynamic Overwr (DIAX).
- Most Recent 13F
- Q2 2026
- Location
- NEW YORK, NY
- CIK
- 0001746382
- Portfolio Value
- $42.0M (Q1 2026)
- SEC Filing
- 0001420506-26-000780 ↗ filed May 1, 2026
Holdings Value
Holdings 19 stocks · $42.0M
| PDX PIMCO Dynamic Income Strat | 8.28% | 157,700 | $3.5M | Add +4.4% |
| ASA ASA Gold and Precious Metals | 7.71% | 52,219 | $3.2M | No change |
| RVT Royce Small-Cap Trust Inc. | 7.61% | 192,509 | $3.2M | No change |
| XPCQX PIMCO California Muni Inc. FD | 6.80% | 333,093 | $2.9M | Add +28.6% |
| GAM General American Investors | 6.78% | 48,755 | $2.9M | Add +133.9% |
| LEO BNY Mellon Strategic Muni | 6.57% | 438,676 | $2.8M | Add +67.4% |
| RMT Royce Micro-Cap Trust Inc. | 6.54% | 243,050 | $2.7M | Add +179.1% |
| MXF Mexico Fund Inc. | 6.38% | 128,185 | $2.7M | Add +165.5% |
| NBXG Neuberger Next Generation Co. | 6.27% | 204,562 | $2.6M | Add +20.4% |
| XSSPX Nuveen S&P 500 Dynam Overwr | 6.02% | 157,395 | $2.5M | New |
| TY Tri-Continental Corp. | 5.93% | 78,920 | $2.5M | Add +95.1% |
| CHW Calamos Global Dynamic Incom | 5.68% | 328,901 | $2.4M | Add +149.5% |
| AFB Allianceberstein NTL Muni | 5.65% | 222,264 | $2.4M | Add +129.5% |
| JOF Japan Smaller Capitalization | 3.90% | 150,412 | $1.6M | Add +278.2% |
| IIF Morgan Stanley India Invest | 3.87% | 79,031 | $1.6M | Add +170.6% |
| HFRO Highland Opport & Income | 3.77% | 277,068 | $1.6M | Add +93.7% |
| DMA Destra Multi-Alternative | 1.06% | 54,723 | $444K | Add +122.8% |
| GF The New Germany Fund Inc. | 0.61% | 24,920 | $255K | New |
| NDRA Endra Life Sciences Inc. | 0.57% | 51,900 | $241K | No change |
Portfolio Sells Q4 2025 → Q1 2026
| DIAX Nuveen Dow 30 Dynamic Overwr | Sold out | 0.00% | −3.68 |
Portfolio Buys Q4 2025 → Q1 2026
| XSSPX Nuveen S&P 500 Dynam Overwr | New | 6.02% | +6.02 |
| RMT Royce Micro-Cap Trust Inc. | Add +179.1% | 6.54% | +2.95 |
| MXF Mexico Fund Inc. | Add +165.5% | 6.38% | +2.54 |
| JOF Japan Smaller Capitalization | Add +278.2% | 3.90% | +2.16 |
| GAM General American Investors | Add +133.9% | 6.78% | +1.94 |
| CHW Calamos Global Dynamic Incom | Add +149.5% | 5.68% | +1.82 |
| AFB Allianceberstein NTL Muni | Add +129.5% | 5.65% | +1.51 |
| IIF Morgan Stanley India Invest | Add +170.6% | 3.87% | +0.99 |
| TY Tri-Continental Corp. | Add +95.1% | 5.93% | +0.71 |
| GF The New Germany Fund Inc. | New | 0.61% | +0.61 |
| HFRO Highland Opport & Income | Add +93.7% | 3.77% | +0.38 |
| DMA Destra Multi-Alternative | Add +122.8% | 1.06% | +0.19 |
| LEO BNY Mellon Strategic Muni | Add +67.4% | 6.57% | −0.02 |
| XPCQX PIMCO California Muni Inc. FD | Add +28.6% | 6.80% | −2.14 |
| PDX PIMCO Dynamic Income Strat | Add +4.4% | 8.28% | −2.93 |
| NBXG Neuberger Next Generation Co. | Add +20.4% | 6.27% | −3.43 |
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 19 | $47.5M | RMT, ASA, RVT, NBXG, PDX |
| Q1 2026 | 19 | $42.0M | PDX, ASA, RVT, XPCQX, GAM |
| Q4 2025 | 18 | $25.3M | ASA, RVT, PDX, NBXG, XPCQX |
| Q3 2025 | 1 | $628K | CNSY |
| Q2 2025 | 0 | $0 | |
| Q1 2025Amended | 22 | $34.4M | ZVRA, EOLS, XTNT, AVDL, CTNM |
| Q4 2024 | 61 | $321.1M | ADMA, VERA, SRPT, ZVRA, ESTA |
| Q3 2024 | 57 | $334.9M | VERA, ADMA, SRPT, EW, XENE |
| Q2 2024 | 45 | $241.2M | VERA, ADMA, XENE, ITCI, SRPT |
| Q1 2024 | 46 | $222.3M | VERA, XENE, AXSM, ADMA, ALIM |