Aua Capital Management, LLC
In its 13F for Q1 2024 (holdings as of March 31, 2024, filed April 11, 2024), Aua Capital Management, LLC reported 90 stock positions worth $173.5 million. Its top holding was SS SPDR S&P 500 ETF Trust-US (SPY) at 26.9% of the portfolio, followed by iShares MSCI Eafe ETF (EFA, 5.4%) and iShares Short-Term National (SUB, 4.1%). Compared with Q4 2023, it opened 14 new positions, sold out of 5, added to 33 and reduced 38. The biggest buy was a new position in iShares Core S&P Total U.S. (ITOT) and the biggest sale Apple (AAPL, shares −5%).
- Most Recent 13F
- Q2 2026
- Location
- MECHANICSBURG, PA
- CIK
- 0001706915
- Portfolio Value
- $173.5M (Q1 2024)
- SEC Filing
- 0001085146-24-001737 ↗ filed Apr 11, 2024
Holdings Value
Holdings 90 stocks · $173.5M
| SPY SS SPDR S&P 500 ETF Trust-US | 26.86% | 89,116 | $46.6M | Reduce -3.8% |
| EFA iShares MSCI Eafe ETF | 5.45% | 118,407 | $9.5M | Reduce -4.5% |
| SUB iShares Short-Term National | 4.13% | 68,508 | $7.2M | Reduce -0.1% |
| MUB iShares National Muni Bond E | 3.71% | 59,774 | $6.4M | Reduce -4.3% |
| AMZN Amazon.com Inc. | 3.66% | 35,223 | $6.4M | Reduce -5.5% |
| AAPL Apple Inc. | 3.65% | 36,982 | $6.3M | Reduce -5.4% |
| SHM SS SPDR N Ice St Muni ETF | 2.99% | 109,375 | $5.2M | Reduce -2.9% |
| SHY iShares 1-3 Year Treasury Bo | 2.53% | 53,727 | $4.4M | Reduce -6.0% |
| MO Altria Group Inc. | 2.32% | 92,489 | $4.0M | Add +0.1% |
| VTV Vanguard Mrngstr Val ETF-Aui | 2.21% | 23,537 | $3.8M | Add +5.0% |
| IWM iShares Russell 2000 ETF | 2.16% | 17,786 | $3.7M | Reduce -4.3% |
| IJH iShares Core S&P Midcap ETF | 2.04% | 58,255 | $3.5M | Reduce -1.6% |
| MSFT Microsoft Corp. | 1.97% | 8,144 | $3.4M | Reduce -1.0% |
| XLK SS Technology Select Sector | 1.86% | 15,469 | $3.2M | Reduce -10.6% |
| META Meta Platforms Inc. Class A | 1.77% | 6,318 | $3.1M | Add +1.1% |
| VEA Vanguard Ftse Developed ETF | 1.59% | 55,107 | $2.8M | Add +54.0% |
| BSV Vanguard Short-Term Bond ETF | 1.52% | 34,418 | $2.6M | Reduce -1.7% |
| AGG iShares Core U.S. Aggregate | 1.40% | 24,828 | $2.4M | Add +62.2% |
| IJR iShares Core S&P Small-Cap E | 1.38% | 21,667 | $2.4M | Add +14.7% |
| GOOG Alphabet Inc. Class C | 1.34% | 15,221 | $2.3M | Reduce -4.2% |
| VCSH Vanguard S/T Corp. Bond ETF | 1.31% | 29,507 | $2.3M | Reduce -7.0% |
| MA Mastercard Inc. Class A | 1.13% | 4,071 | $2.0M | Reduce -5.0% |
| IYH iShares U.S. Healthcare ETF | 1.06% | 29,785 | $1.8M | Reduce -8.0% |
| IEI iShares 3-7 Year Treasury Bo | 1.06% | 15,858 | $1.8M | Reduce -1.4% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.96% | 4,859 | $1.7M | Add +2.6% |
| GLD SPDR Gold Shares | 0.86% | 7,244 | $1.5M | Reduce -6.7% |
| VIG Vanguard Dividend Apprec ETF | 0.85% | 8,092 | $1.5M | Reduce -5.8% |
| VXF Vanguard Extended Market ETF | 0.80% | 7,907 | $1.4M | Reduce -15.9% |
| VYM Vanguard High DVD Yield ETF | 0.68% | 9,769 | $1.2M | Add +188.9% |
| VCIT Vanguard Int-Term Corporate | 0.65% | 14,111 | $1.1M | Reduce -3.5% |
| ITOT iShares Core S&P Total U.S. | 0.64% | 9,612 | $1.1M | New |
| UL Unilever PLC | 0.64% | 21,982 | $1.1M | No change |
| JPM JPMorgan Chase & Co. | 0.58% | 5,000 | $1.0M | Add +0.2% |
| KHC The Kraft Heinz Co. | 0.57% | 27,014 | $997K | Reduce -7.0% |
| GS Goldman Sachs Group Inc. | 0.54% | 2,235 | $934K | Reduce -12.3% |
| HD Home Depot Inc. | 0.49% | 2,212 | $849K | Add +1.1% |
| BND Vanguard Total Bond Market | 0.46% | 11,061 | $803K | Reduce -6.4% |
| SCHD Schwab US DVD Equity ETF | 0.46% | 9,888 | $797K | New |
| GOOGL Alphabet Inc. Class A | 0.44% | 5,090 | $768K | Add +4.3% |
| IVV iShares Core S&P 500 ETF | 0.44% | 1,454 | $765K | New |
| ETN Eaton Corp. PLC | 0.41% | 2,293 | $717K | Add +1.9% |
| SYK Stryker Corp. | 0.39% | 1,895 | $678K | Add +0.4% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.38% | 1,584 | $666K | Reduce -9.1% |
| VWO Vanguard Ftse Emerging Marke | 0.38% | 15,733 | $657K | Add +71.8% |
| ARCC Ares Capital Corp. | 0.33% | 27,590 | $574K | Add +4.7% |
| COST Costco Wholesale Corp. | 0.32% | 768 | $563K | Add +2.4% |
| AXP American Express Co. | 0.32% | 2,412 | $549K | Add +0.5% |
| NXPI NXP Semiconductors NV | 0.30% | 2,107 | $522K | Add +0.3% |
| ACN Accenture PLC Class A | 0.30% | 1,503 | $521K | Add +0.2% |
| BSX Boston Scientific Corp. | 0.30% | 7,575 | $519K | No change |
| ABBV Abbvie Inc. | 0.30% | 2,813 | $512K | Add +3.8% |
| VB Vanguard Most SM-Cap ETF-Usd | 0.29% | 2,182 | $499K | New |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | 0.27% | 5,947 | $462K | Reduce -7.1% |
| IAGG iShares Intl Aggregate Bond | 0.26% | 9,136 | $456K | New |
| PEP Pepsico Inc. | 0.26% | 2,589 | $453K | Add +0.4% |
| CMG Chipotle Mexican Grill Inc. | 0.25% | 152 | $442K | Add +0.7% |
| CAT Caterpillar Inc. | 0.25% | 1,180 | $433K | Add +0.8% |
| CVX Chevron Corp. | 0.25% | 2,726 | $430K | Add +2.3% |
| JNJ Johnson & Johnson | 0.23% | 2,469 | $391K | Reduce -1.8% |
| VLO Valero Energy Corp. | 0.22% | 2,261 | $386K | Add +3.0% |
| EEM iShares MSCI Emerging Market | 0.22% | 9,321 | $383K | Reduce -8.2% |
| WMT Walmart Inc. | 0.21% | 6,150 | $370K | Reduce -2.7% |
| VT Vanguard Tot World STK ETF | 0.21% | 3,343 | $369K | Reduce -23.5% |
| PG The Procter & Gamble Co. | 0.21% | 2,244 | $364K | Add +2.0% |
| GWW WW Grainger Inc. filed as GRAINGER W W INC | 0.21% | 353 | $359K | Reduce -14.1% |
| ECL Ecolab Inc. | 0.20% | 1,503 | $347K | Reduce -6.7% |
| IQLT iShares MSCI International Q | 0.20% | 8,669 | $344K | New |
| DGRO iShares Core Dividend Growth | 0.19% | 5,544 | $322K | New |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | 0.18% | 6,994 | $319K | New |
| MCD McDonald's Corp. | 0.17% | 1,059 | $299K | No change |
| EOG EOG Resources Inc. | 0.16% | 2,199 | $281K | Add +0.1% |
| TMC TMC the Metals Co. Inc. | 0.16% | 192,139 | $275K | No change |
| MDLZ Mondelez International Inc. Class A | 0.16% | 3,876 | $271K | Reduce -17.3% |
| MRK Merck & Co. Inc. | 0.16% | 2,051 | $271K | Add +1.0% |
| QUAL iShares MSCI USA Quality Fac | 0.16% | 1,639 | $269K | New |
| DHR Danaher Corp. | 0.15% | 1,061 | $265K | Add +3.0% |
| AMP Ameriprise Financial Inc. | 0.15% | 604 | $265K | Add +4.7% |
| XLP SS Consumer Staples Sel Sect | 0.15% | 3,450 | $263K | Reduce -8.6% |
| LMT Lockheed Martin Corp. | 0.15% | 572 | $260K | Add +0.9% |
| DBC Invesco DB Commodity Index T | 0.14% | 10,822 | $249K | Reduce -48.3% |
| VNQ Vanguard Real Estate ETF | 0.14% | 2,845 | $246K | Reduce -17.3% |
| CSCO Cisco Systems Inc. | 0.14% | 4,875 | $243K | Add +1.4% |
| CB Chubb Ltd. | 0.14% | 911 | $236K | Add +1.2% |
| COR Cencora Inc. | 0.13% | 927 | $225K | New |
| XLF SS Financial Select Sector | 0.13% | 5,154 | $217K | New |
| IIPR Innovative Industrial Proper | 0.12% | 2,088 | $216K | No change |
| IWR iShares Russell Mid-Cap ETF | 0.12% | 2,519 | $212K | New |
| HON Honeywell International Inc. | 0.12% | 1,003 | $206K | Reduce -10.5% |
| PYPL PayPal Holdings Inc. | 0.12% | 3,068 | $206K | New |
| BDX Becton Dickinson and Co. | 0.12% | 817 | $202K | New |
Portfolio Sells Q4 2023 → Q1 2024
| AAPL Apple Inc. | Reduce -5.4% | 3.65% | −1.03 |
| SPY SS SPDR S&P 500 ETF Trust-US | Reduce -3.8% | 26.86% | −0.53 |
| MUB iShares National Muni Bond E | Reduce -4.3% | 3.71% | −0.51 |
| SHY iShares 1-3 Year Treasury Bo | Reduce -6.0% | 2.53% | −0.39 |
| EFA iShares MSCI Eafe ETF | Reduce -4.5% | 5.45% | −0.37 |
| SUB iShares Short-Term National | Reduce -0.1% | 4.13% | −0.36 |
| SHM SS SPDR N Ice St Muni ETF | Reduce -2.9% | 2.99% | −0.36 |
| XLK SS Technology Select Sector | Reduce -10.6% | 1.86% | −0.22 |
| VCSH Vanguard S/T Corp. Bond ETF | Reduce -7.0% | 1.31% | −0.21 |
| IWM iShares Russell 2000 ETF | Reduce -4.3% | 2.16% | −0.17 |
| VXF Vanguard Extended Market ETF | Reduce -15.9% | 0.80% | −0.16 |
| BSV Vanguard Short-Term Bond ETF | Reduce -1.7% | 1.52% | −0.16 |
| PFE Pfizer Inc. | Sold out | 0.00% | −0.15 |
| UNH Unitedhealth Group Inc. | Sold out | 0.00% | −0.15 |
| DBC Invesco DB Commodity Index T | Reduce -48.3% | 0.14% | −0.14 |
| UPS United Parcel Service Class B | Sold out | 0.00% | −0.13 |
| BMY Bristol-Myers Squibb Co. | Sold out | 0.00% | −0.13 |
| IEI iShares 3-7 Year Treasury Bo | Reduce -1.4% | 1.06% | −0.11 |
| KHC The Kraft Heinz Co. | Reduce -7.0% | 0.57% | −0.09 |
| IYH iShares U.S. Healthcare ETF | Reduce -8.0% | 1.06% | −0.09 |
| VCIT Vanguard Int-Term Corporate | Reduce -3.5% | 0.65% | −0.09 |
| BND Vanguard Total Bond Market | Reduce -6.4% | 0.46% | −0.08 |
| GS Goldman Sachs Group Inc. | Reduce -12.3% | 0.54% | −0.07 |
| VT Vanguard Tot World STK ETF | Reduce -23.5% | 0.21% | −0.07 |
| ZIM Zim Integrated Shipping Serv | Sold out | 0.00% | −0.07 |
| GLD SPDR Gold Shares | Reduce -6.7% | 0.86% | −0.06 |
| VIG Vanguard Dividend Apprec ETF | Reduce -5.8% | 0.85% | −0.06 |
| GOOG Alphabet Inc. Class C | Reduce -4.2% | 1.34% | −0.06 |
| MDLZ Mondelez International Inc. Class A | Reduce -17.3% | 0.16% | −0.05 |
| VNQ Vanguard Real Estate ETF | Reduce -17.3% | 0.14% | −0.05 |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | Reduce -7.1% | 0.27% | −0.04 |
| EEM iShares MSCI Emerging Market | Reduce -8.2% | 0.22% | −0.03 |
| HON Honeywell International Inc. | Reduce -10.5% | 0.12% | −0.03 |
| JNJ Johnson & Johnson | Reduce -1.8% | 0.23% | −0.02 |
| XLP SS Consumer Staples Sel Sect | Reduce -8.6% | 0.15% | −0.02 |
| MA Mastercard Inc. Class A | Reduce -5.0% | 1.13% | −0.01 |
| GWW WW Grainger Inc. | Reduce -14.1% | 0.21% | −0.01 |
| BRK.B Berkshire Hathaway Inc. Class B | Reduce -9.1% | 0.38% | −0.00 |
| IJH iShares Core S&P Midcap ETF | Reduce -1.6% | 2.04% | −0.00 |
| ECL Ecolab Inc. | Reduce -6.7% | 0.20% | +0.00 |
| WMT Walmart Inc. | Reduce -2.7% | 0.21% | +0.01 |
| MSFT Microsoft Corp. | Reduce -1.0% | 1.97% | +0.05 |
| AMZN Amazon.com Inc. | Reduce -5.5% | 3.66% | +0.14 |
Portfolio Buys Q4 2023 → Q1 2024
| ITOT iShares Core S&P Total U.S. | New | 0.64% | +0.64 |
| VEA Vanguard Ftse Developed ETF | Add +54.0% | 1.59% | +0.53 |
| SCHD Schwab US DVD Equity ETF | New | 0.46% | +0.46 |
| AGG iShares Core U.S. Aggregate | Add +62.2% | 1.40% | +0.46 |
| VYM Vanguard High DVD Yield ETF | Add +188.9% | 0.68% | +0.45 |
| IVV iShares Core S&P 500 ETF | New | 0.44% | +0.44 |
| META Meta Platforms Inc. Class A | Add +1.1% | 1.77% | +0.39 |
| VB Vanguard Most SM-Cap ETF-Usd | New | 0.29% | +0.29 |
| IAGG iShares Intl Aggregate Bond | New | 0.26% | +0.26 |
| IQLT iShares MSCI International Q | New | 0.20% | +0.20 |
| DGRO iShares Core Dividend Growth | New | 0.19% | +0.19 |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | New | 0.18% | +0.18 |
| QUAL iShares MSCI USA Quality Fac | New | 0.16% | +0.16 |
| VWO Vanguard Ftse Emerging Marke | Add +71.8% | 0.38% | +0.14 |
| COR Cencora Inc. | New | 0.13% | +0.13 |
| XLF SS Financial Select Sector | New | 0.13% | +0.13 |
| VTV Vanguard Mrngstr Val ETF-Aui | Add +5.0% | 2.21% | +0.12 |
| IWR iShares Russell Mid-Cap ETF | New | 0.12% | +0.12 |
| PYPL PayPal Holdings Inc. | New | 0.12% | +0.12 |
| BDX Becton Dickinson and Co. | New | 0.12% | +0.12 |
| IJR iShares Core S&P Small-Cap E | Add +14.7% | 1.38% | +0.11 |
| ETN Eaton Corp. PLC | Add +1.9% | 0.41% | +0.08 |
| JPM JPMorgan Chase & Co. | Add +0.2% | 0.58% | +0.05 |
| VUG Vanguard Mrngstar GR ETF-Sui | Add +2.6% | 0.96% | +0.05 |
| VLO Valero Energy Corp. | Add +3.0% | 0.22% | +0.04 |
| CMG Chipotle Mexican Grill Inc. | Add +0.7% | 0.25% | +0.04 |
| SYK Stryker Corp. | Add +0.4% | 0.39% | +0.04 |
| AXP American Express Co. | Add +0.5% | 0.32% | +0.04 |
| CAT Caterpillar Inc. | Add +0.8% | 0.25% | +0.03 |
| ABBV Abbvie Inc. | Add +3.8% | 0.30% | +0.03 |
| GOOGL Alphabet Inc. Class A | Add +4.3% | 0.44% | +0.02 |
| MRK Merck & Co. Inc. | Add +1.0% | 0.16% | +0.02 |
| HD Home Depot Inc. | Add +1.1% | 0.49% | +0.02 |
| AMP Ameriprise Financial Inc. | Add +4.7% | 0.15% | +0.02 |
| COST Costco Wholesale Corp. | Add +2.4% | 0.32% | +0.02 |
| CB Chubb Ltd. | Add +1.2% | 0.14% | +0.01 |
| PG The Procter & Gamble Co. | Add +2.0% | 0.21% | +0.01 |
| MO Altria Group Inc. | Add +0.1% | 2.32% | +0.01 |
| DHR Danaher Corp. | Add +3.0% | 0.15% | +0.00 |
| ARCC Ares Capital Corp. | Add +4.7% | 0.33% | +0.00 |
| NXPI NXP Semiconductors NV | Add +0.3% | 0.30% | +0.00 |
| CVX Chevron Corp. | Add +2.3% | 0.25% | +0.00 |
| EOG EOG Resources Inc. | Add +0.1% | 0.16% | −0.00 |
| LMT Lockheed Martin Corp. | Add +0.9% | 0.15% | −0.01 |
| CSCO Cisco Systems Inc. | Add +1.4% | 0.14% | −0.01 |
| PEP Pepsico Inc. | Add +0.4% | 0.26% | −0.01 |
| ACN Accenture PLC Class A | Add +0.2% | 0.30% | −0.03 |
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 84 | $215.8M | SPY, EFA, AAPL, AMZN, SUB |
| Q1 2026 | 80 | $195.7M | SPY, EFA, AAPL, AMZN, SUB |
| Q4 2025 | 80 | $199.4M | SPY, EFA, AAPL, AMZN, SUB |
| Q3 2025 | 77 | $178.2M | SPY, EFA, SUB, MUB, AMZN |
| Q2 2025 | 76 | $167.4M | SPY, EFA, SUB, MUB, AMZN |
| Q1 2025 | 77 | $153.6M | SPY, EFA, SUB, MUB, AMZN |
| Q4 2024 | 77 | $155.8M | SPY, EFA, SUB, AMZN, MUB |
| Q3 2024 | 82 | $172.7M | SPY, EFA, AAPL, SUB, AMZN |
| Q2 2024 | 79 | $166.1M | SPY, EFA, AAPL, SUB, AMZN |
| Q1 2024 | 90 | $173.5M | SPY, EFA, SUB, MUB, AMZN |