Aua Capital Management, LLC

In its 13F for Q1 2026 (holdings as of March 31, 2026, filed April 22, 2026), Aua Capital Management, LLC reported 80 stock positions worth $195.7 million. Its top holding was SS SPDR S&P 500 ETF Trust-US (SPY) at 28.0% of the portfolio, followed by iShares MSCI Eafe ETF (EFA, 5.8%) and Apple (AAPL, 4.8%). Compared with Q4 2025, it opened 3 new positions, sold out of 3, added to 8 and reduced 11. The biggest buy was iShares Core U.S. Aggregate (AGG, shares +63%) and the biggest sale SS SPDR S&P 500 ETF Trust-US (SPY, shares −0%).

Most Recent 13F
Q2 2026
Location
MECHANICSBURG, PA
CIK
0001706915
Portfolio Value
$195.7M (Q1 2026)
SEC Filing
0001706915-26-000002 ↗ filed Apr 22, 2026

Holdings Value

0$50.0M$100.0M$150.0M$200.0M$250.0M Q1 2024: $173.5M Q1 2024 Q2 2024: $166.1M Q2 2024 Q3 2024: $172.7M Q3 2024 Q4 2024: $155.8M Q4 2024 Q1 2025: $153.6M Q1 2025 Q2 2025: $167.4M Q2 2025 Q3 2025: $178.2M Q3 2025 Q4 2025: $199.4M Q4 2025 Q1 2026: $195.7M $195.7M Q1 2026 Q2 2026: $215.8M Q2 2026

Holdings 80 stocks · $195.7M
SPY SS SPDR S&P 500 ETF Trust-US 28.00% 84,284 $54.8M Reduce -0.4%
EFA iShares MSCI Eafe ETF 5.85% 117,793 $11.4M Add +3.2%
AAPL Apple Inc. 4.76% 36,713 $9.3M No change
AMZN Amazon.com Inc. 3.73% 35,024 $7.3M No change
SUB iShares Short-Term National 3.67% 67,377 $7.2M No change
MUB iShares National Muni Bond E 3.50% 64,584 $6.9M Add +13.0%
MO Altria Group Inc. 3.11% 92,369 $6.1M No change
IWM iShares Russell 2000 ETF 2.65% 20,929 $5.2M Add +3.9%
VTV Vanguard Mrngstr Val ETF-Aui 2.56% 25,570 $5.0M Add +12.0%
SHM SS SPDR N Ice St Muni ETF 2.46% 100,521 $4.8M Reduce -1.0%
GOOG Alphabet Inc. Class C 2.22% 15,179 $4.4M No change
SHY iShares 1-3 Year Treasury Bo 2.18% 51,759 $4.3M Reduce -2.6%
AGG iShares Core U.S. Aggregate 2.04% 40,224 $4.0M Add +63.1%
XLK SS Technology Select Sector 2.03% 29,938 $4.0M Reduce -0.7%
IJH iShares Core S&P Midcap ETF 1.90% 55,170 $3.7M No change
META Meta Platforms Inc. Class A 1.83% 6,248 $3.6M No change
GLD SPDR Gold Shares 1.72% 7,836 $3.4M No change
MSFT Microsoft Corp. 1.51% 7,959 $2.9M No change
BSV Vanguard Short-Term Bond ETF 1.29% 32,234 $2.5M Reduce -1.6%
IJR iShares Core S&P Small-Cap E 1.23% 19,397 $2.4M No change
VEA Vanguard Ftse Developed ETF 1.18% 36,067 $2.3M No change
IEI iShares 3-7 Year Treasury Bo 1.18% 19,409 $2.3M Add +22.9%
VCSH Vanguard S/T Corp. Bond ETF 1.14% 28,210 $2.2M Reduce -0.4%
MA Mastercard Inc. Class A 1.03% 4,029 $2.0M No change
GS Goldman Sachs Group Inc. 0.96% 2,229 $1.9M No change
IYH iShares U.S. Healthcare ETF 0.92% 29,207 $1.8M Reduce -1.3%
VXF Vanguard Extended Market ETF 0.82% 7,792 $1.6M No change
VUG Vanguard Mrngstar GR ETF-Sui 0.81% 3,643 $1.6M No change
JPM JPMorgan Chase & Co. 0.74% 4,898 $1.4M No change
VIG Vanguard Dividend Apprec ETF 0.72% 6,574 $1.4M No change
GOOGL Alphabet Inc. Class A 0.72% 4,880 $1.4M No change
UL Unilever PLC-Sponsored ADR 0.57% 19,539 $1.1M No change
BND Vanguard Total Bond Market 0.44% 11,817 $870K No change
CAT Caterpillar Inc. 0.42% 1,170 $829K No change
CVX Chevron Corp. 0.41% 3,915 $810K No change
ETN Eaton Corp. PLC 0.41% 2,250 $805K No change
WMT Walmart Inc. 0.39% 6,102 $758K No change
BRK.B Berkshire Hathaway Inc. Class B 0.38% 1,565 $750K No change
COST Costco Wholesale Corp. 0.38% 750 $747K No change
AXP American Express Co. 0.37% 2,400 $726K No change
HD Home Depot Inc. 0.37% 2,189 $720K No change
VCIT Vanguard Int-Term Corporate 0.33% 7,765 $643K Reduce -28.3%
SYK Stryker Corp. 0.32% 1,888 $620K No change
KHC The Kraft Heinz Co. 0.31% 27,014 $608K No change
ABBV Abbvie Inc. 0.30% 2,709 $589K No change
JNJ Johnson & Johnson 0.30% 2,363 $578K No change
EEM iShares MSCI Emerging Market 0.27% 9,321 $529K No change
VLO Valero Energy Corp. 0.26% 2,053 $507K Reduce -6.4%
BSX Boston Scientific Corp. 0.24% 7,575 $475K No change
VWO Vanguard Ftse Emerging Marke 0.24% 8,595 $465K Add +13.2%
VT Vanguard Tot World STK ETF 0.24% 3,343 $462K No change
VYM Vanguard High DVD Yield ETF 0.23% 3,016 $447K Add +0.0%
ARCC Ares Capital Corp. 0.22% 23,395 $422K Reduce -15.2%
HYG Ishr Ibx Usd Hiyld CB ETF-Ui 0.21% 5,266 $419K Reduce -11.4%
NXPI NXP Semiconductors NV 0.21% 2,100 $413K No change
ECL Ecolab Inc. 0.20% 1,500 $399K No change
GWW WW Grainger Inc. 0.20% 353 $385K No change
CSCO Cisco Systems Inc. 0.19% 4,806 $373K No change
RTX RTX Corp. 0.18% 1,800 $347K No change
PEP Pepsico Inc. 0.18% 2,220 $345K No change
LMT Lockheed Martin Corp. 0.18% 567 $343K No change
MCD McDonald's Corp. 0.17% 1,059 $329K No change
EOG EOG Resources Inc. 0.16% 2,196 $317K No change
DBC Invesco DB Commodity Index T 0.16% 10,822 $313K No change
ACN Accenture PLC Class A 0.15% 1,500 $297K No change
CB Chubb Ltd. 0.15% 900 $293K No change
COR Cencora Inc. 0.15% 920 $289K No change
TSLA Tesla Inc. 0.14% 735 $273K No change
TJX TJX Companies Inc. filed as TJX COS INC NEW 0.14% 1,680 $268K No change
PG The Procter & Gamble Co. 0.13% 1,800 $260K No change
XLP SS Consumer Staples Sel Sect 0.13% 3,169 $260K No change
AMP Ameriprise Financial Inc. 0.13% 577 $256K No change
XOM Exxon Mobil Corp. 0.13% 1,509 $256K New
VNQ Vanguard Real Estate ETF 0.13% 2,845 $252K No change
IBIT iShares Bitcoin Trust ETF 0.13% 6,556 $252K No change
MRK Merck & Co. Inc. 0.12% 2,030 $244K No change
JPST JPMorgan Ultra-Short Income 0.12% 4,672 $236K New
XLF SS Financial Select Sector 0.12% 4,596 $227K No change
GD General Dynamics Corp. 0.12% 660 $227K No change
KO The Coca-Cola Co. 0.11% 2,802 $213K New

Portfolio Sells Q4 2025 → Q1 2026
SPY SS SPDR S&P 500 ETF Trust-US Reduce -0.4% 28.00% −0.94
TMC TMC the Metals Co. Inc. Sold out 0.00% −0.59
XLK SS Technology Select Sector Reduce -0.7% 2.03% −0.14
VCIT Vanguard Int-Term Corporate Reduce -28.3% 0.33% −0.13
MDLZ Mondelez International Inc. Class A Sold out 0.00% −0.10
WFC Wells Fargo & Co. Sold out 0.00% −0.10
ARCC Ares Capital Corp. Reduce -15.2% 0.22% −0.06
IYH iShares U.S. Healthcare ETF Reduce -1.3% 0.92% −0.05
HYG Ishr Ibx Usd Hiyld CB ETF-Ui Reduce -11.4% 0.21% −0.03
SHY iShares 1-3 Year Treasury Bo Reduce -2.6% 2.18% −0.02
BSV Vanguard Short-Term Bond ETF Reduce -1.6% 1.29% −0.00
VCSH Vanguard S/T Corp. Bond ETF Reduce -0.4% 1.14% +0.01
SHM SS SPDR N Ice St Muni ETF Reduce -1.0% 2.46% +0.01
VLO Valero Energy Corp. Reduce -6.4% 0.26% +0.08

Portfolio Buys Q4 2025 → Q1 2026
AGG iShares Core U.S. Aggregate Add +63.1% 2.04% +0.81
MUB iShares National Muni Bond E Add +13.0% 3.50% +0.43
VTV Vanguard Mrngstr Val ETF-Aui Add +12.0% 2.56% +0.38
EFA iShares MSCI Eafe ETF Add +3.2% 5.85% +0.35
IEI iShares 3-7 Year Treasury Bo Add +22.9% 1.18% +0.23
IWM iShares Russell 2000 ETF Add +3.9% 2.65% +0.16
XOM Exxon Mobil Corp. New 0.13% +0.13
JPST JPMorgan Ultra-Short Income New 0.12% +0.12
KO The Coca-Cola Co. New 0.11% +0.11
VWO Vanguard Ftse Emerging Marke Add +13.2% 0.24% +0.03
VYM Vanguard High DVD Yield ETF Add +0.0% 0.23% +0.01

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q2 2026 84$215.8MSPY, EFA, AAPL, AMZN, SUB
Q1 2026 80$195.7MSPY, EFA, AAPL, AMZN, SUB
Q4 2025 80$199.4MSPY, EFA, AAPL, AMZN, SUB
Q3 2025 77$178.2MSPY, EFA, SUB, MUB, AMZN
Q2 2025 76$167.4MSPY, EFA, SUB, MUB, AMZN
Q1 2025 77$153.6MSPY, EFA, SUB, MUB, AMZN
Q4 2024 77$155.8MSPY, EFA, SUB, AMZN, MUB
Q3 2024 82$172.7MSPY, EFA, AAPL, SUB, AMZN
Q2 2024 79$166.1MSPY, EFA, AAPL, SUB, AMZN
Q1 2024 90$173.5MSPY, EFA, SUB, MUB, AMZN