Axiom Investment Management LLC
In its 13F for Q1 2026 (holdings as of March 31, 2026, filed May 26, 2026), Axiom Investment Management LLC reported 383 stock positions worth $131.5 million. Its top holding was Union Pacific (UNP) at 7.0% of the portfolio, followed by Apple (AAPL, 5.6%) and Proshares Short S&P500 (SH, 5.4%).
- Most Recent 13F
- Q2 2026
- Location
- NEW YORK, NY
- CIK
- 0001513703
- Portfolio Value
- $131.5M (Q1 2026)
- SEC Filing
- 0001398344-26-009705 ↗ filed May 26, 2026
Holdings Value
Holdings 383 stocks · $131.5M
| UNP Union Pacific Corp. | 6.96% | 37,719 | $9.2M | — |
| AAPL Apple Inc. | 5.64% | 29,229 | $7.4M | — |
| SH Proshares Short S&P500 | 5.44% | 188,600 | $7.2M | — |
| PWR Quanta Services Inc. | 3.04% | 7,271 | $4.0M | — |
| MTB M & T Bank Corp. filed as M & T BK CORP | 2.92% | 18,562 | $3.8M | — |
| XLU St Sr Utl SL SE SPDR ETF-Usd | 2.92% | 83,518 | $3.8M | — |
| MSFT Microsoft Corp. | 2.39% | 8,493 | $3.1M | — |
| HON Honeywell International Inc. | 2.35% | 13,696 | $3.1M | — |
| SPY SS SPDR S&P 500 ETF Trust-US | 2.28% | 4,599 | $3.0M | — |
| B Barrick Mining Corp. | 2.13% | 68,767 | $2.8M | — |
| NVDA Nvidia Corp. | 1.87% | 14,096 | $2.5M | — |
| GLD SPDR Gold Shares | 1.84% | 5,629 | $2.4M | — |
| MU Micron Technology Inc. | 1.82% | 7,064 | $2.4M | — |
| OMC Omnicom Group | 1.81% | 31,547 | $2.4M | — |
| MELI MercadoLibre Inc. | 1.68% | 1,277 | $2.2M | — |
| GLW Corning Inc. | 1.40% | 13,572 | $1.8M | — |
| ET Energy Transfer LP | 1.33% | 90,901 | $1.8M | — |
| EPD Enterprise Products Partners | 1.26% | 43,774 | $1.7M | — |
| RTX RTX Corp. | 1.26% | 8,568 | $1.7M | — |
| JPM JPMorgan Chase & Co. | 1.25% | 5,580 | $1.6M | — |
| QQQ Invesco QQQ Trust Series 1 | 1.21% | 2,757 | $1.6M | — |
| LMT Lockheed Martin Corp. | 1.18% | 2,575 | $1.6M | — |
| HII Huntington Ingalls Industrie | 1.12% | 3,890 | $1.5M | — |
| MYRG MYR Group Inc./Delaware | 1.07% | 5,000 | $1.4M | — |
| WCN Waste Connections Inc. | 1.04% | 8,400 | $1.4M | — |
| LLY Eli Lilly & Co. | 0.99% | 1,411 | $1.3M | — |
| CSCO Cisco Systems Inc. | 0.98% | 16,566 | $1.3M | — |
| C Citigroup Inc. | 0.97% | 11,267 | $1.3M | — |
| GD General Dynamics Corp. | 0.96% | 3,680 | $1.3M | — |
| GOOGL Alphabet Inc. Class A | 0.95% | 4,358 | $1.3M | — |
| BRK.B Berkshire Hathaway Inc. Class B | 0.95% | 2,613 | $1.3M | — |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.95% | 25,541 | $1.2M | — |
| NOC Northrop Grumman Corp. | 0.94% | 1,804 | $1.2M | — |
| AMZN Amazon.com Inc. | 0.92% | 5,814 | $1.2M | — |
| GE General Electric filed as GE AEROSPACE | 0.79% | 3,673 | $1.0M | — |
| ABBV Abbvie Inc. | 0.78% | 4,695 | $1.0M | — |
| TEVA Teva Pharmaceutical-SP ADR | 0.73% | 32,032 | $965K | — |
| JNJ Johnson & Johnson | 0.71% | 3,832 | $937K | — |
| GDX Vaneck Gold Miners ETF | 0.71% | 10,184 | $934K | — |
| BX Blackstone Inc. | 0.68% | 7,803 | $897K | — |
| GEV GE Vernova Inc. | 0.66% | 995 | $869K | — |
| MRK Merck & Co. Inc. | 0.66% | 7,217 | $868K | — |
| XLF SS Financial Select Sector | 0.65% | 17,295 | $854K | — |
| MTD Mettler-Toledo International | 0.65% | 676 | $853K | — |
| WMT Walmart Inc. | 0.63% | 6,639 | $825K | — |
| WFC Wells Fargo & Co. | 0.52% | 8,626 | $687K | — |
| GILD Gilead Sciences Inc. | 0.52% | 4,858 | $677K | — |
| AVGO Broadcom Inc. | 0.49% | 2,073 | $642K | — |
| PG The Procter & Gamble Co. | 0.47% | 4,314 | $623K | — |
| OKE Oneok Inc. | 0.44% | 6,468 | $585K | — |
| KKR KKR & Co. Inc. | 0.42% | 6,000 | $555K | — |
| ELV Elevance Health Inc. | 0.41% | 1,853 | $542K | — |
| FWONK Liberty Media Corp. Class C | 0.39% | 6,000 | $510K | — |
| TSM Taiwan Semiconductor-SP ADR | 0.39% | 1,506 | $509K | — |
| NVS Novartis AG-Sponsored ADR | 0.39% | 3,326 | $508K | — |
| CPNG Coupang Inc. | 0.38% | 26,597 | $502K | — |
| PM Philip Morris International | 0.38% | 2,999 | $496K | — |
| KO The Coca-Cola Co. | 0.36% | 6,204 | $472K | — |
| HD Home Depot Inc. | 0.35% | 1,417 | $466K | — |
| WPM Wheaton Precious Metals Corp. | 0.34% | 3,400 | $445K | — |
| COWZ Pacer US Cash Cows 100 ETF | 0.33% | 7,019 | $439K | — |
| BXSL Blackstone Secured Lending F | 0.33% | 18,500 | $438K | — |
| ICE Intercontinental Exchange Inc. | 0.33% | 2,742 | $431K | — |
| COPX Global X Copper Miners ETF | 0.31% | 5,400 | $412K | — |
| AEM Agnico Eagle Mines Ltd. | 0.29% | 1,883 | $382K | — |
| FCX Freeport-McMoran Inc. | 0.29% | 6,478 | $381K | — |
| T AT&T Inc. | 0.29% | 13,026 | $378K | — |
| ABT Abbott Laboratories | 0.28% | 3,586 | $368K | — |
| PSQ Proshares Short QQQ | 0.27% | 11,000 | $354K | — |
| TMO Thermo Fisher Scientific Inc. | 0.26% | 691 | $340K | — |
| DIA SS SPDR Dow Jones Indus Avg filed as STATE STR SPDR DOW JONES IND | 0.25% | 713 | $330K | — |
| XOM Exxon Mobil Corp. | 0.25% | 1,920 | $326K | — |
| XLK SS Technology Select Sector | 0.24% | 2,393 | $318K | — |
| WM Waste Management Inc. | 0.24% | 1,350 | $310K | — |
| SA Seabridge Gold Inc. | 0.23% | 10,900 | $309K | — |
| SOLS Solstice Adv Materials Inc. | 0.23% | 3,998 | $304K | — |
| PFE Pfizer Inc. | 0.23% | 10,822 | $304K | — |
| SCHW Schwab (charles) Corp. | 0.23% | 3,228 | $303K | — |
| ADI Analog Devices Inc. | 0.23% | 952 | $303K | — |
| UL Unilever PLC-Sponsored ADR | 0.23% | 5,221 | $297K | — |
| VZ Verizon Communications Inc. | 0.22% | 5,849 | $294K | — |
| JD Jd.com Inc.-ADR | 0.22% | 9,856 | $291K | — |
| XLY SS Consumer Disc Select Sect | 0.22% | 2,669 | $291K | — |
| CCS Century Communities Inc. | 0.22% | 5,000 | $287K | — |
| MA Mastercard Inc. Class A | 0.22% | 568 | $284K | — |
| VRTX Vertex Pharmaceuticals Inc. | 0.21% | 633 | $283K | — |
| V Visa Inc. Class A | 0.21% | 894 | $270K | — |
| WMB Williams Cos Inc. | 0.20% | 3,597 | $262K | — |
| AMD Advanced Micro Devices | 0.19% | 1,238 | $252K | — |
| NNE Nano Nuclear Energy Inc. | 0.19% | 12,010 | $246K | — |
| DHR Danaher Corp. | 0.18% | 1,273 | $241K | — |
| MO Altria Group Inc. | 0.18% | 3,584 | $237K | — |
| AXP American Express Co. | 0.18% | 775 | $234K | — |
| FVD First Trust Value Line DVD | 0.18% | 4,923 | $232K | — |
| COP Conocophillips | 0.18% | 1,747 | $231K | — |
| MS Morgan Stanley | 0.18% | 1,400 | $230K | — |
| UNG US Natural Gas Fund LP | 0.17% | 19,500 | $229K | — |
| GOOG Alphabet Inc. Class C | 0.17% | 796 | $228K | — |
| HOLX Hologic Inc. | 0.17% | 3,000 | $227K | — |
| APH Amphenol Corp. Class A | 0.17% | 1,780 | $225K | — |
| BTI British American Tob-SP ADR | 0.17% | 3,841 | $225K | — |
| AMH American Homes 4 Rent- A | 0.17% | 8,000 | $223K | — |
| COIN Coinbase Global Inc. Class A | 0.17% | 1,250 | $218K | — |
| PTGX Protagonist Therapeutics Inc. | 0.16% | 2,000 | $211K | — |
| AMAT Applied Materials Inc. | 0.16% | 614 | $210K | — |
| VICR Vicor Corp. | 0.16% | 1,300 | $209K | — |
| XEVTX Eaton Vance Tax-Adv DVD Inc. | 0.15% | 8,094 | $199K | — |
| AON Aon PLC Class A | 0.15% | 603 | $195K | — |
| DUK Duke Energy Corp. | 0.15% | 1,472 | $193K | — |
| CRM Salesforce Inc. | 0.15% | 1,031 | $192K | — |
| CVX Chevron Corp. | 0.14% | 908 | $188K | — |
| MRVL Marvell Technology Inc. | 0.14% | 1,866 | $185K | — |
| PAAS Pan American Silver Corp. | 0.14% | 3,352 | $183K | — |
| BSX Boston Scientific Corp. | 0.14% | 2,864 | $180K | — |
| INTC Intel Corp. | 0.14% | 4,028 | $178K | — |
| J Jacobs Solutions Inc. | 0.13% | 1,359 | $173K | — |
| KLAC KLA Corp. | 0.13% | 116 | $171K | — |
| RIO Rio Tinto PLC-Spon ADR | 0.13% | 1,800 | $168K | — |
| EQT Eqt Corp. | 0.12% | 2,565 | $163K | — |
| PANW Palo Alto Networks Inc. | 0.12% | 1,010 | $162K | — |
| XSSPX Nuveen S&P 500 Dynam Overwr | 0.12% | 10,069 | $162K | — |
| ETN Eaton Corp. PLC | 0.12% | 450 | $161K | — |
| F Ford Motor Co. filed as FORD MTR CO | 0.12% | 13,607 | $157K | — |
| MCD McDonald's Corp. | 0.12% | 500 | $155K | — |
| MSI Motorola Solutions Inc. | 0.12% | 355 | $154K | — |
| ASML ASML Holding NV-NY Reg SHS filed as ASML HLDG NV | 0.11% | 114 | $151K | — |
| LOW Lowe's Cos Inc. | 0.11% | 631 | $149K | — |
| UNH Unitedhealth Group Inc. | 0.11% | 532 | $144K | — |
| IQV Iqvia Holdings Inc. | 0.11% | 812 | $138K | — |
| LIN Linde PLC | 0.11% | 279 | $138K | — |
| TIP iShares Tips Bond ETF | 0.10% | 1,245 | $137K | — |
| FBIN Fortune Brands Innovations I | 0.10% | 3,500 | $136K | — |
| EOS Eaton Vance Enh Eqt Inc. II | 0.09% | 6,074 | $124K | — |
| FFA First Trust Enhan Eqty Inc. | 0.09% | 5,795 | $118K | — |
| SNA Snap-on Inc. | 0.09% | 325 | $118K | — |
| EOI Eaton Vance Enhanced Eq Incm | 0.09% | 6,054 | $114K | — |
| XLE SS Energy Select Sector | 0.09% | 1,850 | $113K | — |
| PEP Pepsico Inc. | 0.09% | 720 | $112K | — |
| CSX CSX Corp. | 0.08% | 2,700 | $111K | — |
| EFX Equifax Inc. | 0.08% | 613 | $110K | — |
| NAT Nordic American Tankers Ltd. | 0.08% | 18,800 | $110K | — |
| BNY Bank of New York Mellon Corp. filed as BANK NEW YORK MELLON CORP | 0.08% | 900 | $107K | — |
| URI United Rentals Inc. | 0.08% | 139 | $101K | — |
| RELX Relx PLC - Spon ADR | 0.08% | 3,003 | $100K | — |
| ZTS Zoetis Inc. | 0.08% | 835 | $99K | — |
| VOO Vanguard S&P 500 ETF | 0.07% | 165 | $98K | — |
| WTRG Essential Utilities Inc. | 0.07% | 2,436 | $98K | — |
| AZN Astrazeneca PLC | 0.07% | 496 | $98K | — |
| COR Cencora Inc. | 0.07% | 311 | $98K | — |
| BHP BHP Group Ltd.-Spon ADR filed as BHP BILLITON LIMITED | 0.07% | 1,317 | $96K | — |
| CB Chubb Ltd. | 0.07% | 280 | $91K | — |
| AME Ametek Inc. | 0.07% | 424 | $91K | — |
| PLD Prologis Inc. | 0.07% | 678 | $90K | — |
| LAZ Lazard Inc. | 0.07% | 2,100 | $89K | — |
| MDLZ Mondelez International Inc. Class A | 0.07% | 1,538 | $89K | — |
| STT State Street Corp. | 0.07% | 700 | $89K | — |
| TXN Texas Instruments Inc. | 0.07% | 450 | $87K | — |
| EEM iShares MSCI Emerging Market | 0.06% | 1,500 | $85K | — |
| BMY Bristol-Myers Squibb Co. | 0.06% | 1,387 | $84K | — |
| SHY iShares 1-3 Year Treasury Bo | 0.06% | 1,001 | $83K | — |
| MFG Mizuho Financial Group-ADR | 0.06% | 10,344 | $82K | — |
| IBIT iShares Bitcoin Trust ETF | 0.06% | 2,135 | $82K | — |
| COST Costco Wholesale Corp. | 0.06% | 80 | $80K | — |
| GSK GSK PLC-Spon ADR | 0.06% | 1,440 | $79K | — |
| SBUX Starbucks Corp. | 0.06% | 871 | $78K | — |
| ATHR Aether Holdings Inc. | 0.06% | 33,135 | $78K | — |
| IVV iShares Core S&P 500 ETF | 0.06% | 119 | $78K | — |
| VTRS Viatris Inc. | 0.06% | 5,745 | $78K | — |
| QQQX Nuveen Nasdaq 100 DYN Overwr | 0.06% | 2,909 | $78K | — |
| SPGI S&P Global Inc. | 0.06% | 181 | $77K | — |
| RBA RB Global Inc. | 0.06% | 797 | $76K | — |
| GEHC GE Healthcare Technology | 0.06% | 1,071 | $76K | — |
| TROW T Rowe Price Group Inc. filed as PRICE T ROWE GROUP INC | 0.06% | 840 | $76K | — |
| MDT Medtronic PLC | 0.06% | 847 | $73K | — |
| URA Global X Uranium ETF | 0.06% | 1,500 | $73K | — |
| CCEP Coca-Cola Europacific Partne | 0.05% | 794 | $72K | — |
| ACN Accenture PLC Class A | 0.05% | 362 | $72K | — |
| NWN Northwest Natural Holding Co. | 0.05% | 1,329 | $71K | — |
| NKE Nike Inc. Class B | 0.05% | 1,333 | $70K | — |
| OHI Omega Healthcare Investors | 0.05% | 1,595 | $70K | — |
| AEP American Electric Power | 0.05% | 522 | $68K | — |
| PHO Invesco Water Resources ETF | 0.05% | 1,000 | $67K | — |
| CBRE CBRE Group Inc. Class A | 0.05% | 479 | $65K | — |
| QCOM Qualcomm Inc. | 0.05% | 503 | $65K | — |
| CII BlackRock Enhan LRG Cap Core | 0.05% | 2,998 | $63K | — |
| FTNT Fortinet Inc. | 0.05% | 770 | $63K | — |
| CRK Comstock Resources Inc. | 0.05% | 2,979 | $63K | — |
| ODFL Old Dominion Freight Line | 0.05% | 321 | $63K | — |
| CEG Constellation Energy | 0.05% | 224 | $63K | — |
| MRSH Marsh & McLennan Cos | 0.05% | 359 | $62K | — |
| SW Smurfit Westrock PLC | 0.05% | 1,554 | $62K | — |
| USB US Bancorp | 0.05% | 1,190 | $62K | — |
| RF Regions Financial Corp. | 0.05% | 2,300 | $60K | — |
| BA The Boeing Co. | 0.05% | 298 | $59K | — |
| PTC PTC Inc. | 0.04% | 413 | $59K | — |
| XENE Xenon Pharmaceuticals Inc. | 0.04% | 1,000 | $58K | — |
| SHEL Shell PLC-ADR | 0.04% | 615 | $57K | — |
| EXE Expand Energy Corp. | 0.04% | 519 | $57K | — |
| ED Consolidated Edison Inc. | 0.04% | 500 | $57K | — |
| PNC PNC Financial Services Group | 0.04% | 266 | $55K | — |
| DEO Diageo PLC-Sponsored ADR | 0.04% | 729 | $54K | — |
| MRNA Moderna Inc. | 0.04% | 1,066 | $54K | — |
| PRQR Proqr Therapeutics NV | 0.04% | 33,000 | $53K | — |
| ORCL Oracle Corp. | 0.04% | 359 | $53K | — |
| PKW Invesco Buyback Achievers Et | 0.04% | 400 | $53K | — |
| XME SS SPDR S&P Metals Mining | 0.04% | 475 | $51K | — |
| ARGX Argenx SE - ADR | 0.04% | 69 | $50K | — |
| ETV Eaton Vance T/M Buy-Writ Opp | 0.04% | 3,671 | $50K | — |
| TT Trane Technologies PLC | 0.04% | 120 | $50K | — |
| MCO Moody's Corp. | 0.04% | 113 | $49K | — |
| JFR Nuveen Floating Rate Income | 0.04% | 6,353 | $48K | — |
| DE Deere & Co. | 0.04% | 82 | $46K | — |
| MPLX MPLX LP | 0.03% | 800 | $46K | — |
| NEM Newmont Corp. | 0.03% | 414 | $45K | — |
| BAH Booz Allen Hamilton Holdings | 0.03% | 559 | $44K | — |
| MET Metlife Inc. | 0.03% | 600 | $42K | — |
| PYPL PayPal Holdings Inc. | 0.03% | 920 | $42K | — |
| CTRA Coterra Energy Inc. | 0.03% | 1,180 | $41K | — |
| IWM iShares Russell 2000 ETF | 0.03% | 161 | $40K | — |
| WBD Warner Bros Discovery Inc. | 0.03% | 1,430 | $39K | — |
| BDJ BlackRock Enhanced Eqty DVD | 0.03% | 4,521 | $39K | — |
| BSM Black Stone Minerals LP | 0.03% | 2,447 | $37K | — |
| IR Ingersoll-Rand Inc. | 0.03% | 457 | $37K | — |
| XAGDX Abrdn GLBL DYNM Divid | 0.03% | 3,373 | $36K | — |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.03% | 150 | $36K | — |
| META Meta Platforms Inc. Class A | 0.03% | 63 | $36K | — |
| BHK BlackRock Core Bond Trust | 0.03% | 3,826 | $35K | — |
| HQY Healthequity Inc. | 0.03% | 396 | $33K | — |
| BRSP Brightspire Capital Inc. | 0.03% | 5,900 | $33K | — |
| BP BP PLC-Spons ADR | 0.03% | 700 | $33K | — |
| TLT iShares 20+ Year Treasury BD | 0.02% | 370 | $32K | — |
| HDB HDFC Bank Ltd.-ADR | 0.02% | 1,282 | $32K | — |
| NEE Nextera Energy Inc. | 0.02% | 343 | $32K | — |
| CLOA iShares Aaa Clo Act ETF-Usdi | 0.02% | 609 | $32K | — |
| NXPI NXP Semiconductors NV | 0.02% | 159 | $31K | — |
| PGR Progressive Corp. | 0.02% | 157 | $31K | — |
| KR Kroger Co. | 0.02% | 423 | $31K | — |
| CNQ Canadian Natural Resources | 0.02% | 600 | $29K | — |
| FTNY FR New York Muni Inc. ETF | 0.02% | 3,736 | $29K | — |
| MBC Masterbrand Inc. | 0.02% | 3,500 | $29K | — |
| FULT Fulton Financial Corp. | 0.02% | 1,400 | $28K | — |
| PAVE Global X US Infrastructure | 0.02% | 556 | $28K | — |
| UMBF Umb Financial Corp. | 0.02% | 250 | $28K | — |
| CBRL Cracker Barrel Old Country | 0.02% | 1,000 | $28K | — |
| AB Alliancebernstein Holding LP | 0.02% | 735 | $28K | — |
| AJG Arthur J Gallagher & Co. filed as GALLAGHER ARTHUR J & CO | 0.02% | 127 | $28K | — |
| PSX Phillips 66 | 0.02% | 150 | $27K | — |
| EXC Exelon Corp. | 0.02% | 547 | $27K | — |
| CPAY Corpay Inc. | 0.02% | 92 | $27K | — |
| FE Firstenergy Corp. | 0.02% | 517 | $26K | — |
| XBI SS SPDR S&P Biotech ETF | 0.02% | 204 | $26K | — |
| SLV iShares Silver Trust | 0.02% | 375 | $26K | — |
| RGLD Royal Gold Inc. | 0.02% | 100 | $25K | — |
| OXY Occidental Petroleum Corp. | 0.02% | 390 | $25K | — |
| MCN Xai Madison Equity Premium I | 0.02% | 4,339 | $25K | — |
| DNP DNP Select Income Fund Inc. | 0.02% | 2,456 | $25K | — |
| FTMU Franklin Muncipal Income ETF | 0.02% | 3,218 | $25K | — |
| XLV SS Health Care Select Sector | 0.02% | 170 | $25K | — |
| STRA Strategic Education Inc. | 0.02% | 300 | $25K | — |
| NOW ServiceNow Inc. | 0.02% | 233 | $24K | — |
| ORI Old Republic Intl Corp. | 0.02% | 600 | $24K | — |
| XLI SS Industrial Select Sector | 0.02% | 142 | $23K | — |
| HTD John Hancock Tax Adv DVD Inc. filed as HANCOCK JOHN TAX-ADVANTAGED | 0.02% | 919 | $23K | — |
| HIO Western Asset Hi Inc. Opport | 0.02% | 6,255 | $23K | — |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.02% | 233 | $23K | — |
| ETG Eaton Vance T/A GL DVD Incm | 0.02% | 1,111 | $22K | — |
| CMI Cummins Inc. | 0.02% | 40 | $22K | — |
| AVK Advent Convert & Income | 0.02% | 1,920 | $21K | — |
| FCT First Trust SNR FL RT Inc. II | 0.02% | 2,210 | $21K | — |
| XFRAX BlackRock Fltng RT Inc. Strat | 0.02% | 1,916 | $21K | — |
| HYT BlackRock Corp. Hi YLD | 0.02% | 2,459 | $21K | — |
| SABA Saba Capital Income & Opp II | 0.02% | 2,513 | $21K | — |
| XJQCX Nuveen Credit Strategies Inc. | 0.02% | 4,277 | $21K | — |
| CLX Clorox Company | 0.02% | 195 | $20K | — |
| TKR Timken Co. | 0.02% | 200 | $20K | — |
| GAP The Gap Inc. | 0.02% | 825 | $20K | — |
| ETO Eaton Vance T/A GLBL DVD Opp | 0.01% | 727 | $19K | — |
| BABA Alibaba Group Holding-SP ADR | 0.01% | 151 | $19K | — |
| XEADX Allspring Income Opport | 0.01% | 2,901 | $19K | — |
| WES Western Midstream Partners L | 0.01% | 450 | $19K | — |
| XEVVX Eaton Vance Ltd. Durat Inc. | 0.01% | 1,921 | $18K | — |
| PFG Principal Financial Group | 0.01% | 200 | $18K | — |
| NI Nisource Inc. | 0.01% | 384 | $18K | — |
| IGSB iShares 1-5Y Inv Grade Corp. | 0.01% | 320 | $17K | — |
| PSEC Prospect Capital Corp. | 0.01% | 6,400 | $17K | — |
| RSP Invesco S&P 500 Equal Weight | 0.01% | 87 | $17K | — |
| NSC Norfolk Southern Corp. | 0.01% | 58 | $17K | — |
| IGA Voya Global Advan & Prem Opp | 0.01% | 1,740 | $17K | — |
| SCI Service Corp. International | 0.01% | 200 | $17K | — |
| REXR Rexford Industrial Realty Inc. | 0.01% | 500 | $16K | — |
| NHS Neuberger High Yield Strateg | 0.01% | 2,523 | $16K | — |
| RITM Rithm Capital Corp. | 0.01% | 1,716 | $16K | — |
| WAB Wabtec Corp. | 0.01% | 64 | $16K | — |
| URNM Sprott Uranium Miners ETF | 0.01% | 250 | $16K | — |
| BGT BlackRock Fltng RT Inc. TR | 0.01% | 1,432 | $15K | — |
| NMAI Nuveen Multi-Asset Income | 0.01% | 1,218 | $15K | — |
| PTY PIMCO Corporate & Income Opp | 0.01% | 1,226 | $15K | — |
| CMCSA Comcast Corp. Class A | 0.01% | 506 | $15K | — |
| BLK BlackRock Inc. | 0.01% | 15 | $14K | — |
| UBER Uber Technologies Inc. | 0.01% | 200 | $14K | — |
| PCN PIMCO Corporate & Income STR | 0.01% | 1,199 | $14K | — |
| LBTYA Liberty Global Ltd. Class A | 0.01% | 1,175 | $14K | — |
| CIF MFS Intermediate High Income | 0.01% | 8,625 | $14K | — |
| CNI Canadian Natl Railway Co. | 0.01% | 130 | $13K | — |
| FLG Flagstar Bank NA | 0.01% | 974 | $13K | — |
| OMDA Omada Health Inc. | 0.01% | 1,000 | $13K | — |
| CACI Caci International Inc. Class A | 0.01% | 23 | $13K | — |
| XLP SS Consumer Staples Sel Sect | 0.01% | 149 | $12K | — |
| VLT Invesco High Income Trust II | 0.01% | 1,176 | $12K | — |
| BTZ BlackRock Credit Allocation | 0.01% | 1,172 | $12K | — |
| LUMN Lumen Technologies Inc. | 0.01% | 1,700 | $12K | — |
| BEN Franklin Templeton Inc. | 0.01% | 500 | $12K | — |
| TLH iShares 10-20 Year Treasury | 0.01% | 117 | $12K | — |
| PML PIMCO Municipal Income FD II | 0.01% | 1,533 | $12K | — |
| XAODX Abrdn Total Dynamic Dividend | 0.01% | 1,221 | $11K | — |
| XEXGX Eaton Vance Tax-Managed Glob | 0.01% | 1,275 | $11K | — |
| XBOEX BlackRock Enh GLBL DVD TR | 0.01% | 990 | $11K | — |
| XLB SS Materials Select Sector | 0.01% | 215 | $11K | — |
| OESX Orion Energy Systems Inc. | 0.01% | 1,206 | $11K | — |
| JBLU Jetblue Airways Corp. | 0.01% | 2,330 | $10K | — |
| MUX McEwen Inc. | 0.01% | 500 | $10K | — |
| NTIC Northern Technologies Intl | 0.01% | 1,231 | $10K | — |
| DGX Quest Diagnostics Inc. | 0.01% | 50 | $10K | — |
| GBTC Grayscale Bitcoin Trust ETF | 0.01% | 170 | $9K | — |
| IFRX Inflarx NV | 0.01% | 10,000 | $9K | — |
| ETB Eaton Vance T/M Buy-WRT Inc. | 0.01% | 599 | $9K | — |
| USIG iShares Broad Usd Investment | 0.01% | 168 | $9K | — |
| CL Colgate-Palmolive Co. | 0.01% | 100 | $9K | — |
| VGK Vanguard Ftse Europe ETF | 0.01% | 100 | $8K | — |
| PLTR Palantir Technologies Inc. Class A | 0.01% | 55 | $8K | — |
| FLOT iShares Floating Rate Bond E | 0.01% | 145 | $7K | — |
| KHC The Kraft Heinz Co. | 0.01% | 300 | $7K | — |
| JMUB JPMorgan Municipal ETF | 0.01% | 132 | $7K | — |
| AGZ iShares Agency Bond ETF | 0.01% | 60 | $7K | — |
| ROK Rockwell Automation Inc. | 0.00% | 18 | $6K | — |
| IGIB iShares 5-10Y Inv Grade Corp. | 0.00% | 120 | $6K | — |
| SGMOQ Sangamo Therapeutics Inc. | 0.00% | 25,375 | $6K | — |
| CTSH Cognizant Tech Solutions-A | 0.00% | 102 | $6K | — |
| IEF iShares 7-10 Year Treasury B | 0.00% | 65 | $6K | — |
| GS Goldman Sachs Group Inc. | 0.00% | 7 | $6K | — |
| MBB iShares MBS ETF | 0.00% | 60 | $6K | — |
| AWP Abrdn Global Premier Propert | 0.00% | 513 | $6K | — |
| IJR iShares Core S&P Small-Cap E | 0.00% | 45 | $6K | — |
| BRW Saba Capital Income & Opport | 0.00% | 797 | $5K | — |
| FTNJ FR New Jersey Muni Inc. ETF | 0.00% | 614 | $5K | — |
| NFJ Virtus DVD Intrst & PRM STR | 0.00% | 419 | $5K | — |
| KYNB Kyntra Bio Inc. | 0.00% | 704 | $5K | — |
| TTD Trade Desk Inc./the Class A filed as THE TRADE DESK INC | 0.00% | 203 | $5K | — |
| XLRE SS Real Estate Select Sector | 0.00% | 109 | $4K | — |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | 0.00% | 40 | $4K | — |
| IAU iShares Gold Trust | 0.00% | 47 | $4K | — |
| BLNK Blink Charging Co. | 0.00% | 7,284 | $4K | — |
| BIB Proshares Ultra Nasd Biotech | 0.00% | 50 | $4K | — |
| XIGDX Voya GLBL Eqty DVD & PRM Opp | 0.00% | 713 | $4K | — |
| NEWT Newtekone Inc. | 0.00% | 348 | $4K | — |
| QYLD Global X Nasd 100 Cov Call | 0.00% | 200 | $3K | — |
| AA Alcoa Corp. | 0.00% | 45 | $3K | — |
| PDI PIMCO Dynamic Income Fund | 0.00% | 163 | $3K | — |
| TCPC BlackRock TCP Capital Corp. | 0.00% | 770 | $3K | — |
| COMT iShares Gsci Commodity Dynam | 0.00% | 79 | $3K | — |
| DHF BNYM High Yield Strategies filed as BNY MELLON HIGH YIELD STRATE | 0.00% | 854 | $2K | — |
| TGTX TG Therapeutics Inc. | 0.00% | 62 | $2K | — |
| ETW Eaton Vance T/M GLBL Buy-WR | 0.00% | 233 | $2K | — |
| NUE Nucor Corp. | 0.00% | 10 | $2K | — |
| CORZ Core Scientific Inc. | 0.00% | 106 | $2K | — |
| EWD iShares MSCI Sweden ETF | 0.00% | 25 | $1K | — |
| ASRT Assertio Holdings Inc. | 0.00% | 63 | $1K | — |
| VST Vistra Corp. | 0.00% | 7 | $1K | — |
| BTC Grayscale Bitcoin Mini ETF | 0.00% | 34 | $1K | — |
| EWS iShares MSCI Singapore ETF | 0.00% | 35 | $988 | — |
| WMG Warner Music Group Corp. Class A | 0.00% | 38 | $971 | — |
| TLN Talen Energy Corp. | 0.00% | 3 | $958 | — |
| PSKY Paramount Skydance Class B | 0.00% | 100 | $902 | — |
| VSNT Versant Media Group Inc. | 0.00% | 20 | $740 | — |
| NWL Newell Brands Inc. | 0.00% | 129 | $442 | — |
| BHC Bausch Health Cos Inc. | 0.00% | 74 | $400 | — |
| ONCY Oncolytics Biotech Inc. | 0.00% | 150 | $127 | — |
| DOW Dow Inc. filed as DOW HLDGS INC | 0.00% | 3 | $125 | — |
| SIRI Sirius XM Holdings Inc. | 0.00% | 5 | $115 | — |
| OPEN Opendoor Technologies Inc. | 0.00% | 20 | $94 | — |
| NXH Neighborhood Intelligence Inc. filed as BED BATH & BEYOND INC | 0.00% | 10 | $46 | — |
| TWAV Taoweave Inc. | 0.00% | 2 | $4 | — |
| MREO Mereo Biopharma Group PL-ADR | 0.00% | 1 | $0 | — |
Other holdings (3): bonds, preferreds, convertibles and warrants · $5K (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| CORZZ Core Scientific Inc. - 29 | *W EXP 01/23/202 | 212 | $3K | — |
| CORZW Core Scientific Inc. - 27 | *W EXP 01/23/202 | 254 | $2K | — |
| NEUBERGER HIGH YIELD-RT | RIGHT 04/15/2026 | 2,522 | $21 | — |
Total filed on the 13F, all lines: $131.5M.
Portfolio Sells Q1 2026
No earlier filing to compare with.
Portfolio Buys Q1 2026
No earlier filing to compare with.