Neuberger High Yield-RTPreferred / convertible 13F holders, Q1 2026 (March 31) 43 holders
$0.01 avg. 13F price*
At the end of Q1 2026 , 43 institutions reported holding Neuberger High Yield-RT in their 13F filings. The largest holders were Morgan Stanley ($5K), Cable Car Capital, LP ($4K) and Boothbay Fund Management, LLC ($4K).
Company Neuberger High Yield-RT
CUSIP 64128C130
Latest filing quarter Q1 2026
Total Exit/New Position Q1 2026 Institutions Total Value New Positions 17 $24K Exits 0 $0
Ownership 43 holders Portfolio Manager % of Holder's Portfolio Change Shares Value ▼ Morgan Stanley — Add +16.4% 642,734 $5K Cable Car Capital, LP — New 550,000 $4K Boothbay Fund Management, LLC — New 490,824 $4K Quarry LP — New 490,885 $4K LPL Financial LLC — Reduce -5.3% 487,942 $4K Alpine Global Management, LLC — New 487,222 $4K Wells Fargo & Company — Add +4.4% 266,088 $2K Invesco Ltd. — Reduce -8.2% 252,509 $2K Sit Investment Associates Inc. — New 280,274 $2K Uncommon Cents Investing LLC — Add +0.7% 181,162 $1K Ameriprise Financial Inc. — Add +482.5% 172,864 $1K Harbour Investments, Inc. — Add +53.7% 168,471 $1K JPMorgan Chase & Co. — New 133,600 $1K Virtu Financial LLC — New 169,777 $1K Almitas Capital LLC — New 110,000 $880 Yakira Capital Management, Inc. — New 104,209 $834 Osaic Holdings, Inc. — Add +12.8% 83,831 $814 Melfa Wealth Management, Inc. — No change 96,284 $770 Raymond James Financial Inc. — Add +60.1% 88,091 $705 Rivernorth Capital Management, LLC — New 60,000 $480 Marex Group Ltd — New 45,000 $450 Allspring Global Investments Holdings, LLC — New 48,654 $389 Equitable Holdings, Inc. — No change 46,000 $368 Apollon Wealth Management, LLC — Add +1.0% 45,583 $365 NewEdge Advisors, LLC — Reduce -7.6% 38,794 $310 SeaCrest Wealth Management, LLC — Reduce -10.3% 37,950 $304 UBS Group AG — Add +29.1% 27,916 $224 Commonwealth Equity Services, LLC — Reduce -3.9% 26,984 $220 AlphaCore Capital LLC — No change 24,000 $192 Cetera Investment Advisers — Reduce -38.4% 22,707 $182 Kestra Advisory Services, LLC — Add +1.3% 18,964 $152 MRA Advisory Group — Add +1.5% 18,337 $147 Creative Financial Designs Inc. — New 16,000 $128 Susquehanna International Group, LLP — New 14,975 $120 Mercer Global Advisors Inc. — No change 13,243 $106 Fifth Third Bancorp — New 2,732 $22 Axiom Investment Management LLC — — 2,522 $21 Cwm, LLC — Reduce -8.1% 2,629 $21 Allworth Financial LP — No change 400 $4 Northwestern Mutual Wealth Management Co. — Reduce -43.8% 281 $2 Royal Bank of Canada — Reduce -1.0% 13,869 $0 Cambridge Investment Research Advisors, Inc. — New 10,252 $0 HRT Financial LP — New 26,375 $0
"% of holder's portfolio" is NEUBERGER HIGH YIELD-RT's weight in each manager's 13F, not the share of Neuberger High Yield-RT the manager owns.