Baker Avenue Asset Management, LP

In its 13F for Q3 2024 (holdings as of September 30, 2024, filed November 4, 2024), Baker Avenue Asset Management, LP reported 410 stock positions worth $3.2 billion. Its top holding was Simpson Manufacturing (SSD) at 8.1% of the portfolio, followed by Apple (AAPL, 3.8%) and Microsoft (MSFT, 3.6%). Compared with Q2 2024, it opened 68 new positions, sold out of 20, added to 202 and reduced 111. The biggest buy was iShares JP Morgan Usd Emergi (EMB, shares +557%) and the biggest sale Simpson Manufacturing (SSD, shares −17%).

Most Recent 13F
Q2 2026
Location
SAN FRANCISCO, CA
CIK
0001432529
Portfolio Value
$3.2B (Q3 2024)
SEC Filing
0001432529-24-000007 ↗ filed Nov 4, 2024

Holdings Value

0$2.0B$4.0B$6.0B Q1 2024: $2.6B Q1 2024 Q2 2024: $2.9B Q2 2024 Q3 2024: $3.2B $3.2B Q3 2024 Q4 2024: $3.3B Q4 2024 Q1 2025: $3.2B Q1 2025 Q2 2025: $3.5B Q2 2025 Q3 2025: $4.2B Q3 2025 Q4 2025: $4.3B Q4 2025 Q1 2026: $4.4B Q1 2026 Q2 2026: $5.3B Q2 2026

Holdings 410 stocks · $3.2B

SSD Simpson Manufacturing Co. Inc. 8.12% 1,337,753 $255.9M Reduce -16.5%
AAPL Apple Inc. 3.85% 520,668 $121.3M Add +3.3%
MSFT Microsoft Corp. 3.62% 265,059 $114.1M Add +7.3%
VB Vanguard Most SM-Cap ETF-Usd 2.83% 375,404 $89.0M Add +0.1%
QUAL iShares MSCI USA Quality Fac 2.64% 463,644 $83.1M Add +0.3%
AGG iShares Core U.S. Aggregate 2.57% 799,314 $80.9M Add +2.7%
BND Vanguard Total Bond Market 2.56% 1,075,363 $80.8M Add +3.1%
DFCF Dimensional Core Fixed Inc. 2.55% 1,861,887 $80.4M Add +3.3%
NVDA Nvidia Corp. 2.48% 644,306 $78.2M Add +9.9%
IWF iShares Russell 1000 Growth 2.31% 193,979 $72.8M Reduce -0.2%
SPAB SS SPDR P Agg Bond ETF 2.24% 2,699,261 $70.6M Add +3.8%
IVV iShares Core S&P 500 ETF 2.00% 109,014 $62.9M Add +8.5%
QQQ Invesco QQQ Trust Series 1 1.99% 128,802 $62.9M Add +2.0%
AMZN Amazon.com Inc. 1.73% 292,843 $54.6M Add +1.7%
VTI VG Morningstar TS MKT ETF-US 1.58% 176,298 $49.9M Add +14.9%
EA Electronic Arts Inc. 1.52% 333,994 $47.9M Reduce -3.8%
JPM JPMorgan Chase & Co. 1.48% 220,950 $46.6M Reduce -0.9%
VV Vngrd Mrgstr LRG-Cap ETF-Usd 1.48% 176,942 $46.6M Add +12.8%
EFG iShares MSCI Eafe Growth ETF 1.48% 432,129 $46.5M Add +0.8%
SCHX Schwab US Large-Cap ETF 1.37% 635,973 $43.2M Add +16.6%
IVE iShares S&P 500 Value ETF 1.30% 207,985 $41.0M Add +0.7%
GOOGL Alphabet Inc. Class A 1.12% 213,098 $35.3M Add +1.0%
PH Parker Hannifin Corp. 1.04% 52,003 $32.9M Reduce -0.9%
VWO Vanguard Ftse Emerging Marke 0.98% 646,675 $30.9M Add +0.4%
ORCL Oracle Corp. 0.92% 170,623 $29.1M Add +0.8%
SCZ iShares MSCI Eafe Small-Cap 0.92% 429,393 $29.1M Add +1.2%
JQUA JPMorgan US Quality Factor 0.85% 474,507 $26.8M Add +0.3%
BG Bunge Global SA 0.85% 277,228 $26.8M Add +2.7%
ABBV Abbvie Inc. 0.69% 110,164 $21.8M Add +8.8%
AMAT Applied Materials Inc. 0.68% 105,880 $21.4M Reduce -8.7%
SLB SLB Ltd. filed as SCHLUMBERGER LTD 0.66% 496,654 $20.8M Add +0.2%
ICVT iShares Convertible Bond ETF 0.65% 245,883 $20.6M Reduce -7.0%
CAT Caterpillar Inc. 0.63% 50,935 $19.9M Add +2.3%
SHYG iShares 0-5 YR HY Corp. Bond 0.63% 455,762 $19.8M Add +2.9%
RSP Invesco S&P 500 Equal Weight 0.63% 110,236 $19.7M Add +0.7%
USHY iShares Broad Usd High Yield 0.62% 516,378 $19.4M Add +3.0%
EMB iShares JP Morgan Usd Emergi 0.62% 207,459 $19.4M Add +557.2%
GE General Electric filed as GE AEROSPACE 0.61% 102,421 $19.3M Reduce -9.0%
RSPT Invesco S&P 500 Equal Weight 0.61% 507,948 $19.1M Reduce -11.3%
META Meta Platforms Inc. Class A 0.59% 32,544 $18.6M Add +7.2%
NFLX Netflix Inc. 0.57% 25,354 $18.0M Add +0.1%
EWW iShares MSCI Mexico ETF 0.56% 329,045 $17.7M Add +2.0%
SHOP Shopify Inc. Class A 0.55% 217,000 $17.4M Add +10.9%
LRCX Lam Research Corp. 0.52% 20,168 $16.5M Reduce -2.0%
MRVL Marvell Technology Inc. 0.52% 227,208 $16.4M Add +0.6%
XOM Exxon Mobil Corp. 0.52% 138,595 $16.2M Reduce -6.2%
JCI Johnson Controls Internation 0.51% 205,844 $16.0M Reduce -1.0%
CRM Salesforce Inc. 0.50% 57,990 $15.9M Add +30.5%
TSLA Tesla Inc. 0.50% 60,608 $15.9M Reduce -13.3%
UBS UBS Group AG-Reg 0.50% 512,165 $15.8M Add +0.6%
ETN Eaton Corp. PLC 0.50% 47,565 $15.8M Reduce -0.3%
LIN Linde PLC 0.49% 32,605 $15.5M Add +0.0%
MRSH Marsh & McLennan Cos 0.48% 68,259 $15.2M Add +0.4%
TXN Texas Instruments Inc. 0.47% 72,344 $14.9M Add +26.4%
EWJ iShares MSCI Japan ETF 0.46% 200,947 $14.4M Add +1.4%
UBER Uber Technologies Inc. 0.45% 188,648 $14.2M Add +51.7%
LLY Eli Lilly & Co. 0.44% 15,809 $14.0M Add +26.5%
AMD Advanced Micro Devices 0.44% 84,211 $13.8M Reduce -3.4%
TMO Thermo Fisher Scientific Inc. 0.41% 20,940 $13.0M Add +55.5%
BABA Alibaba Group Holding-SP ADR 0.40% 117,740 $12.5M Reduce -0.7%
QCOM Qualcomm Inc. 0.39% 72,194 $12.3M Add +14.2%
MBB iShares MBS ETF 0.38% 125,214 $12.0M New
FCX Freeport-McMoran Inc. 0.35% 220,301 $11.0M Add +0.9%
HOOD Robinhood Markets Inc. Class A 0.34% 464,306 $10.9M Add +77.9%
HD Home Depot Inc. 0.34% 26,688 $10.8M Add +2.4%
IGV iShares Expanded Tech-Softwa 0.31% 108,883 $9.7M Add +0.9%
IHI iShares U.S. Medical Devices 0.30% 161,352 $9.6M Add +1.9%
INTC Intel Corp. 0.29% 395,762 $9.3M Reduce -40.7%
APH Amphenol Corp. Class A 0.29% 140,922 $9.2M Reduce -0.9%
COST Costco Wholesale Corp. 0.29% 10,156 $9.0M Add +7.4%
EOG EOG Resources Inc. 0.28% 72,885 $9.0M Add +1.1%
JEPI JPMorgan Equity Premium Inco 0.28% 150,359 $8.9M Add +64.5%
DOW Dow Inc. 0.28% 163,132 $8.9M Add +0.4%
XLE SS Energy Select Sector 0.28% 101,187 $8.9M Add +0.7%
AFL Aflac Inc. 0.28% 78,902 $8.8M Reduce -0.2%
UPS United Parcel Service Class B 0.27% 63,377 $8.6M Reduce -39.6%
DGRO iShares Core Dividend Growth 0.27% 137,624 $8.6M Add +6.9%
IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS 0.27% 38,591 $8.5M Reduce -1.4%
SPY SS SPDR S&P 500 ETF Trust-US 0.26% 14,315 $8.2M Reduce -11.8%
MCD McDonald's Corp. 0.26% 26,560 $8.1M Add +1169.6%
DEM Wisdomtree Emerging Markets 0.25% 181,926 $8.0M Add +8.8%
MLPX Global X MLP & Energy Infras 0.25% 144,871 $7.9M Add +6.3%
ISRG Intuitive Surgical Inc. 0.25% 16,007 $7.9M Reduce -0.1%
NSC Norfolk Southern Corp. 0.25% 31,594 $7.9M Add +332.0%
SCHW Schwab (charles) Corp. 0.25% 119,516 $7.7M Add +0.3%
FLEX Flex Ltd. 0.24% 222,567 $7.4M Reduce -2.4%
FLNC Fluence Energy Inc. 0.23% 318,257 $7.2M Reduce -1.3%
XLK SS Technology Select Sector 0.23% 31,674 $7.2M Add +11.1%
SYY Sysco Corp. 0.23% 91,378 $7.1M Add +2.8%
FBND Fidelity Total Bond ETF 0.22% 146,994 $6.9M Reduce -0.5%
NDAQ Nasdaq Inc. 0.22% 93,000 $6.8M Reduce -4.4%
IWD iShares Russell 1000 Value E 0.21% 35,627 $6.8M Reduce -6.9%
NUE Nucor Corp. 0.21% 44,752 $6.7M Add +0.1%
NEE Nextera Energy Inc. 0.20% 75,022 $6.3M Add +79.8%
VRT Vertiv Holdings Co. Class A 0.20% 62,132 $6.2M Add +30.5%
FALN iShares Fallen Angels ETF 0.19% 217,915 $6.0M Reduce -21.5%
GII State Street SPDR S&P Global 0.18% 94,275 $5.8M Add +111.1%
GS Goldman Sachs Group Inc. 0.18% 11,691 $5.8M Reduce -1.6%
GOOG Alphabet Inc. Class C 0.18% 33,793 $5.6M Add +17.7%
IGM iShares Expanded Tech Sector 0.18% 58,273 $5.6M Add +2107.3%
PYPL PayPal Holdings Inc. 0.18% 71,314 $5.6M Add +541.8%
TNL Travel + Leisure Co. 0.18% 120,433 $5.5M Add +1.7%
DVN Devon Energy Corp. 0.18% 141,361 $5.5M Add +1.4%
VONG Vanguard Russell 1000 Growth 0.17% 57,028 $5.5M Reduce -3.2%
JNK SS SPDR BB High Yield Bond 0.17% 54,228 $5.3M Add +7.0%
MAR Marriott International Class A 0.16% 20,780 $5.2M Add +174.3%
JAAA Janus Henderson Aaa Clo ETF 0.16% 100,834 $5.1M Add +8.5%
SRLN SS Blackstone Sr Loan ETF 0.16% 121,643 $5.1M Add +4.0%
APPF Appfolio Inc. Class A 0.16% 21,483 $5.1M Add +16.5%
HCA HCA Healthcare Inc. 0.16% 12,336 $5.0M Reduce -2.2%
CPNG Coupang Inc. 0.16% 201,757 $5.0M Reduce -0.0%
PGHY Invesco Global Ex US High Yi 0.15% 240,953 $4.9M Add +9.0%
ZTS Zoetis Inc. 0.15% 24,615 $4.8M Add +1.5%
PNC PNC Financial Services Group 0.15% 25,759 $4.8M Add +1.4%
HLT Hilton Worldwide Holdings Inc. 0.15% 20,634 $4.8M Reduce -1.5%
XLC SS Comm Select Sector SPDR 0.15% 50,602 $4.6M Add +9.4%
BRK.B Berkshire Hathaway Inc. Class B 0.14% 9,804 $4.5M Add +84.3%
IWB iShares Russell 1000 ETF 0.14% 14,257 $4.5M Reduce -3.3%
COP Conocophillips 0.14% 42,244 $4.4M Add +1.8%
CVX Chevron Corp. 0.14% 29,951 $4.4M Reduce -4.3%
A Agilent Technologies Inc. 0.14% 29,495 $4.4M Reduce -0.5%
DE Deere & Co. 0.14% 10,427 $4.4M Reduce -0.1%
ADP Automatic Data Processing 0.14% 15,552 $4.3M Add +0.1%
TRMB Trimble Inc. 0.14% 68,889 $4.3M Reduce -3.3%
ALGN Align Technology Inc. 0.13% 16,710 $4.2M New
APP AppLovin Corp. Class A 0.13% 31,799 $4.2M Reduce -14.7%
IJR iShares Core S&P Small-Cap E 0.13% 34,645 $4.1M Add +13.7%
WM Waste Management Inc. 0.12% 18,965 $3.9M Reduce -2.3%
BURL Burlington Stores Inc. 0.12% 14,831 $3.9M Reduce -0.2%
SHEL Shell PLC-ADR 0.12% 58,644 $3.9M Add +0.4%
VTEB Vanguard Tax-Exempt Bond ETF 0.12% 73,593 $3.8M Add +16.3%
IYW iShares Ustechnology ETF 0.12% 24,263 $3.7M Add +1376.8%
ABNB Airbnb Inc. Class A 0.11% 28,408 $3.6M Reduce -0.1%
BSV Vanguard Short-Term Bond ETF 0.11% 45,746 $3.6M Reduce -4.1%
HOLX Hologic Inc. 0.11% 41,826 $3.4M Reduce -2.7%
PTC PTC Inc. 0.11% 18,342 $3.3M Reduce -0.3%
TRV The Travelers Cos Inc. 0.10% 14,108 $3.3M Add +1.2%
HUBS HubSpot Inc. 0.10% 6,098 $3.2M Add +1.6%
ISTB iShares Core 1-5 Year Usd Bo 0.10% 65,223 $3.2M Reduce -4.3%
HTGC Hercules Capital Inc. 0.10% 159,668 $3.1M Add +3.2%
DWX State Street SPDR S&P Intern 0.10% 79,643 $3.1M Reduce -57.6%
AVGO Broadcom Inc. 0.10% 17,687 $3.1M Reduce -58.6%
VEA Vanguard Ftse Developed ETF 0.10% 57,497 $3.0M Reduce -4.7%
MUB iShares National Muni Bond E 0.10% 27,689 $3.0M Add +39.6%
PANW Palo Alto Networks Inc. 0.10% 8,791 $3.0M Add +71.8%
ERIE Erie Indemnity Company Class A 0.10% 5,557 $3.0M Add +5.5%
KCE SS SPDR S&P Cap MKTS ETF 0.09% 23,806 $3.0M Add +18.1%
RIVN Rivian Automotive Inc. Class A 0.09% 263,713 $3.0M Reduce -3.5%
MAIN Main Street Capital Corp. 0.09% 57,995 $2.9M Add +4.1%
PGR Progressive Corp. 0.09% 11,440 $2.9M Add +8.6%
NICE Nice Ltd. - Spon ADR 0.09% 16,683 $2.9M New
UHS Universal Health Services-B 0.09% 12,495 $2.9M Add +15.5%
BP BP PLC-Spons ADR 0.09% 90,416 $2.8M Reduce -9.8%
KBE SS SPDR S&P Bank ETF 0.09% 53,351 $2.8M New
PGX Invesco Preferred ETF 0.09% 226,828 $2.8M Add +5.8%
SJNK SS SPDR BB St Hi Yield ETF 0.09% 108,259 $2.8M Add +6.0%
RWX State Street SPDR Dow Jones 0.09% 101,055 $2.8M Add +5.7%
XLRE SS Real Estate Select Sector 0.09% 62,084 $2.8M Add +5.4%
ARCC Ares Capital Corp. 0.09% 131,865 $2.8M Add +6.3%
SNOW Snowflake Inc. 0.09% 23,794 $2.7M Add +49.8%
MPC Marathon Petroleum Corp. 0.09% 16,692 $2.7M Reduce -10.8%
HAL Halliburton Co. 0.08% 91,046 $2.6M Add +16.5%
LQD Ishr Ibx Usd Invgd CB ETF-Ui 0.08% 23,164 $2.6M Add +6.2%
DECK Deckers Outdoor Corp. 0.08% 16,074 $2.6M Add +10.5%
VMBS Vanguard Mortgage-Backed Sec 0.08% 53,612 $2.5M Add +6.4%
JNJ Johnson & Johnson 0.08% 15,557 $2.5M Add +45.1%
DFAC Dimensional US Core Equity 2 0.08% 72,633 $2.5M No change
BXSL Blackstone Secured Lending F 0.08% 84,418 $2.5M New
BAB Invesco Taxable Municipal Bo 0.08% 89,058 $2.5M Add +7.5%
MUST Columbia Multi-Sect Muni Inc. 0.08% 117,674 $2.4M Add +50.3%
TNA Dir Dai SML Ca Bul 3X Et-Usd 0.08% 55,000 $2.4M Add +131.6%
AIG American International Group 0.08% 33,292 $2.4M Reduce -1.7%
BAC Bank of America Corp. filed as BANK AMERICA CORP 0.08% 61,002 $2.4M Add +125.8%
ANET Arista Networks Inc. 0.08% 6,283 $2.4M Add +7.5%
QQEW First TR Nasdaq-100 Sel Eq 0.08% 19,027 $2.4M Reduce -5.6%
EIX Edison International 0.07% 26,311 $2.3M New
IJH iShares Core S&P Midcap ETF 0.07% 36,755 $2.3M Add +10.2%
VMC Vulcan Materials Co. 0.07% 9,016 $2.3M Reduce -0.3%
XPO Xpo Inc. 0.07% 19,782 $2.1M Add +2.5%
LOW Lowe's Cos Inc. 0.07% 7,588 $2.1M Add +9.7%
DFNM Dimensional National Muni BD 0.07% 42,268 $2.1M Add +25.7%
PINS Pinterest Inc. Class A 0.06% 62,540 $2.0M Add +9.0%
ITUB Itau Unibanco H-Spon PRF ADR 0.06% 303,181 $2.0M Add +1.5%
ZM Zoom Communications Inc. filed as ZOOM VIDEO COMMUNICATIONS IN 0.06% 28,593 $2.0M Add +82.1%
XLV SS Health Care Select Sector 0.06% 12,676 $2.0M Reduce -6.2%
WMT Walmart Inc. 0.06% 23,757 $1.9M Add +14.7%
PG The Procter & Gamble Co. 0.06% 11,064 $1.9M Add +70.3%
EUSB Ishr ESG Advn Universal BD-$ 0.06% 42,712 $1.9M Add +21.0%
OEF iShares S&P 100 ETF 0.06% 6,787 $1.9M Reduce -7.5%
VCEL Vericel Corp. 0.06% 44,187 $1.9M Add +24.0%
DSI iShares ESG MSCI KLD 400 ETF 0.06% 17,095 $1.9M Reduce -10.3%
SUSA iShares ESG Optimized MSCI U 0.06% 14,907 $1.8M Reduce -17.6%
GLOB Globant SA 0.06% 8,942 $1.8M No change
ARLO Arlo Technologies Inc. 0.06% 145,935 $1.8M Reduce -8.8%
CDNS Cadence Design SYS Inc. 0.06% 6,500 $1.8M Reduce -4.2%
XLF SS Financial Select Sector 0.05% 37,543 $1.7M Reduce -69.7%
FTEC Fidelity MSCI Info Tech Indx 0.05% 9,561 $1.7M Add +0.3%
IBIT iShares Bitcoin Trust ETF 0.05% 44,724 $1.6M Add +8.1%
EAGG iShares ESG Aware US Aggrega 0.05% 33,118 $1.6M Add +16.2%
WFC Wells Fargo & Co. 0.05% 28,151 $1.6M Add +4.4%
IAI iShares U.S. Broker-Dealers 0.05% 12,257 $1.6M New
MLM Martin Marietta Materials 0.05% 2,916 $1.6M Add +31.7%
VOO Vanguard S&P 500 ETF 0.05% 2,949 $1.6M Add +0.3%
ARI Apollo Commercial Real Estat 0.05% 169,289 $1.6M Add +7.1%
ANF Abercrombie & Fitch Co. Class A 0.05% 11,051 $1.5M Add +0.2%
V Visa Inc. Class A 0.05% 5,580 $1.5M Add +40.2%
VGT Vanguard Info Tech ETF 0.05% 2,586 $1.5M Add +195.9%
PCVX Vaxcyte Inc. 0.05% 13,143 $1.5M Reduce -3.7%
VCR Vanguard Consumer Discre ETF 0.05% 4,369 $1.5M Reduce -5.8%
NOW ServiceNow Inc. 0.05% 1,633 $1.5M Add +9.4%
ACN Accenture PLC Class A 0.05% 4,103 $1.5M Reduce -12.8%
MDY State Street SPDR S&P Midcap 0.05% 2,528 $1.4M No change
NVT Nvent Electric PLC 0.04% 20,034 $1.4M Reduce -1.7%
MRK Merck & Co. Inc. 0.04% 12,280 $1.4M Add +24.0%
SGOV iShares 0-3 Month Treasury B 0.04% 13,790 $1.4M Reduce -93.9%
TRGP Targa Resources Corp. 0.04% 9,160 $1.4M Add +0.3%
DPZ Domino's Pizza Inc. 0.04% 3,110 $1.3M Reduce -0.9%
DHR Danaher Corp. 0.04% 4,808 $1.3M Reduce -3.5%
AXP American Express Co. 0.04% 4,801 $1.3M Add +9.7%
CME Cme Group Inc. 0.04% 5,495 $1.2M Add +1.2%
SPGI S&P Global Inc. 0.04% 2,315 $1.2M Reduce -8.9%
XLY SS Consumer Disc Select Sect 0.04% 5,858 $1.2M Add +0.6%
RTX RTX Corp. 0.04% 9,280 $1.1M Add +49.2%
HON Honeywell International Inc. 0.03% 5,274 $1.1M Add +28.7%
BCAL California Bancorp 0.03% 71,152 $1.1M New
VTHR Vanguard Russell 3000 0.03% 4,127 $1.0M Reduce -2.1%
PEP Pepsico Inc. 0.03% 6,094 $1.0M Reduce -3.4%
AMGN Amgen Inc. 0.03% 3,212 $1.0M Add +107.2%
EXI iShares Global Industrials E 0.03% 6,801 $1.0M Reduce -4.6%
VUG Vanguard Mrngstar GR ETF-Sui 0.03% 2,562 $984K Add +19.9%
XLB SS Materials Select Sector 0.03% 10,174 $981K Reduce -2.7%
UNH Unitedhealth Group Inc. 0.03% 1,659 $970K Reduce -2.8%
PFE Pfizer Inc. 0.03% 32,860 $951K Add +9.1%
PLD Prologis Inc. 0.03% 7,497 $947K Reduce -4.6%
VT Vanguard Tot World STK ETF 0.03% 7,834 $938K Reduce -16.9%
PWR Quanta Services Inc. 0.03% 3,076 $917K Reduce -7.3%
QYLD Global X Nasd 100 Cov Call 0.03% 50,762 $916K Add +25.6%
PHYS Sprott Physical Gold Trust 0.03% 44,827 $914K Reduce -24.9%
REM iShares Mortgage Real Estate 0.03% 38,252 $908K New
IBTA Ibotta Inc. Class A 0.03% 14,500 $893K New
XYLD Global X S&P 500 Cove Call E 0.03% 21,310 $884K Add +25.6%
MA Mastercard Inc. Class A 0.03% 1,783 $880K Add +77.4%
CSCO Cisco Systems Inc. 0.03% 16,235 $864K Add +21.7%
HYD Vaneck High Yield Muni ETF 0.03% 16,002 $849K Add +12.9%
EAT Brinker International Inc. 0.03% 11,000 $842K No change
HLIT Harmonic Inc. 0.03% 57,189 $833K New
ABT Abbott Laboratories 0.03% 7,307 $833K Add +103.9%
ITM Vaneck Intermediate Muni ETF 0.03% 17,703 $831K Add +13.5%
LMT Lockheed Martin Corp. 0.03% 1,411 $825K Add +130.2%
EFA iShares MSCI Eafe ETF 0.03% 9,797 $819K Add +2.0%
FLOT iShares Floating Rate Bond E 0.02% 15,124 $772K Reduce -5.5%
MLN Vaneck Long Muni ETF 0.02% 41,910 $767K Add +14.0%
SOHU Sohu.com Ltd.-ADR 0.02% 46,569 $733K No change
SO The Southern Co. 0.02% 8,036 $725K New
REGN Regeneron Pharmaceuticals 0.02% 673 $707K New
TGT Target Corp. 0.02% 4,452 $694K Add +13.8%
KO The Coca-Cola Co. 0.02% 9,534 $685K Add +150.4%
VCSH Vanguard S/T Corp. Bond ETF 0.02% 8,584 $682K Reduce -2.0%
RCS PIMCO Strategic Income Fund 0.02% 88,500 $681K New
VOX Vanguard Communication Servi 0.02% 4,535 $659K Add +2.3%
FISV Fiserv Inc. 0.02% 3,661 $658K Add +12.8%
SCHB Schwab US Broad Market ETF 0.02% 9,630 $641K Add +3.2%
PD Pagerduty Inc. 0.02% 34,439 $639K No change
PEN Penumbra Inc. 0.02% 3,277 $637K No change
UCO Proshares Ultra Bloomberg CR 0.02% 25,000 $636K New
SYK Stryker Corp. 0.02% 1,757 $635K Add +0.7%
TJX TJX Companies Inc. filed as TJX COS INC NEW 0.02% 5,384 $633K Add +35.7%
WSO Watsco Inc. 0.02% 1,272 $626K New
SSO Proshares Ultra S&P500 0.02% 6,884 $621K No change
PDI PIMCO Dynamic Income Fund 0.02% 30,600 $620K New
GEV GE Vernova Inc. 0.02% 2,412 $615K Reduce -1.8%
PDD PDD Holdings Inc. 0.02% 4,551 $614K New
LEN Lennar Corp. Class A 0.02% 3,242 $608K New
SCHD Schwab US DVD Equity ETF 0.02% 7,142 $604K Reduce -23.5%
XLI SS Industrial Select Sector 0.02% 4,457 $604K Reduce -80.1%
APA Apa Corp. 0.02% 24,437 $598K Reduce -0.2%
DJP Ipath Bloomberg Commodity Inc. filed as BARCLAYS BANK PLC 0.02% 18,093 $583K Reduce -8.6%
VZ Verizon Communications Inc. 0.02% 12,374 $556K Add +43.9%
RVNU Xtrac Mun Inf Rev BD Act ETF 0.02% 20,806 $544K Add +27.3%
SUN Sunoco LP 0.02% 10,000 $537K Reduce -23.1%
CFLT Confluent Inc. Class A 0.02% 25,510 $520K Reduce -87.3%
LNT Alliant Energy Corp. 0.02% 8,557 $519K Add +0.1%
KLAC KLA Corp. 0.02% 670 $519K Add +9.3%
ESGD iShares Trust iShares ESG Aw 0.02% 6,138 $517K Add +0.5%
CL Colgate-Palmolive Co. 0.02% 4,958 $515K Add +10.9%
OTIS Otis Worldwide Corp. 0.02% 4,884 $508K New
ESGU iShares ESG Aware MSCI USA 0.02% 4,009 $506K Reduce -0.1%
ICLN iShares Global Clean Energy 0.02% 33,918 $498K No change
IDEV iShares Core MSCI Dev MKTS 0.02% 6,991 $495K No change
CTAS Cintas Corp. 0.02% 2,404 $495K Add +77.3%
SUB iShares Short-Term National 0.02% 4,584 $487K Add +3.6%
DIS The Walt Disney Co. filed as DISNEY WALT CO 0.02% 4,937 $475K Add +105.2%
ADBE Adobe Inc. 0.01% 915 $474K Add +18.4%
PEG Public Service Enterprise GP 0.01% 5,277 $471K Add +0.7%
IWO iShares Russell 2000 Growth 0.01% 1,629 $463K No change
ADI Analog Devices Inc. 0.01% 2,009 $462K Add +10.2%
BLK BlackRock Finance Inc. 0.01% 474 $450K Add +6.5%
APD Air Products & Chemicals Inc. 0.01% 1,506 $448K Reduce -0.8%
PDP Invesco Dorsey Wright Moment 0.01% 4,276 $442K Reduce -1.9%
GLD SPDR Gold Shares 0.01% 1,809 $440K Reduce -47.8%
DUK Duke Energy Corp. 0.01% 3,787 $437K Add +1.0%
URI United Rentals Inc. 0.01% 539 $437K New
SOXX iShares Semiconductor ETF 0.01% 1,836 $423K No change
VYM Vanguard High DVD Yield ETF 0.01% 3,258 $418K New
CBOE Cboe Global Markets Inc. 0.01% 2,021 $414K Add +0.3%
IYH iShares U.S. Healthcare ETF 0.01% 6,366 $414K No change
PHM Pultegroup Inc. 0.01% 2,874 $413K New
VNQ Vanguard Real Estate ETF 0.01% 4,088 $398K Reduce -8.7%
MGK Vngrd Mrgstr MG CP GR ETF-Ui 0.01% 1,225 $394K New
UNP Union Pacific Corp. 0.01% 1,597 $394K Add +13.2%
IWR iShares Russell Mid-Cap ETF 0.01% 4,416 $389K Add +10.4%
XEXGX Eaton Vance Tax-Managed Glob 0.01% 44,500 $388K No change
SCHO Schwab Short-Term US Treas 0.01% 7,864 $385K New
XLG Invesco S&P 500 Top 50 ETF 0.01% 8,092 $385K Reduce -4.9%
CMCSA Comcast Corp. Class A 0.01% 9,196 $384K Reduce -5.4%
SKYY First Trust Cloud Computing 0.01% 3,741 $383K No change
BR Broadridge Financial Solutio 0.01% 1,761 $379K Add +2.7%
IAU iShares Gold Trust 0.01% 7,517 $374K Add +2.9%
AZO AutoZone Inc. 0.01% 117 $369K Add +2.6%
MDT Medtronic PLC 0.01% 4,084 $368K Add +12.4%
WY Weyerhaeuser Co. 0.01% 10,657 $361K New
CB Chubb Ltd. 0.01% 1,208 $348K Reduce -0.8%
XBI SS SPDR S&P Biotech ETF 0.01% 3,467 $343K New
EMN Eastman Chemical Co. 0.01% 3,051 $342K Add +11.6%
MS Morgan Stanley 0.01% 3,260 $340K Add +10.5%
MMM 3M Co. 0.01% 2,467 $337K New
MDLZ Mondelez International Inc. Class A 0.01% 4,570 $337K New
JEPQ JPM Nasdaq Equity Premium filed as J P MORGAN EXCHANGE TRADED F 0.01% 6,097 $335K No change
ENPH Enphase Energy Inc. 0.01% 2,944 $333K Reduce -6.2%
WSM Williams-Sonoma Inc. 0.01% 2,105 $326K New
DFAS Dimensional US Small Cap ETF 0.01% 4,992 $324K No change
GLW Corning Inc. 0.01% 7,156 $323K Add +15.0%
ED Consolidated Edison Inc. 0.01% 3,085 $321K New
SCHA Schwab US Small-Cap ETF 0.01% 6,164 $317K Add +10.3%
PDBC Invesco Optimum Yield Divers 0.01% 23,471 $315K Reduce -13.3%
TIP iShares Tips Bond ETF 0.01% 2,845 $314K Add +10.5%
IEMG iShares Core MSCI Emerging 0.01% 5,355 $307K Add +22.7%
XLU St Sr Utl SL SE SPDR ETF-Usd 0.01% 3,787 $306K New
VGIT Vanguard Intermediate-Term T 0.01% 5,048 $305K New
INDA iShares MSCI India ETF 0.01% 5,200 $304K New
VLO Valero Energy Corp. 0.01% 2,252 $304K Add +50.8%
AMT American Tower Corp. 0.01% 1,300 $302K Add +8.1%
CMG Chipotle Mexican Grill Inc. 0.01% 5,230 $301K Add +51.0%
PCN PIMCO Corporate & Income STR 0.01% 21,102 $299K New
SPDW Ste STR SPDR PT DW Eu ETF 0.01% 7,899 $297K No change
TSM Taiwan Semiconductor-SP ADR 0.01% 1,708 $297K Reduce -15.5%
BIZD Vaneck BDC Income ETF 0.01% 17,486 $290K New
SUSC iShares ESG Aware Usd Corpor 0.01% 12,011 $286K Reduce -10.5%
DFIV Dimensional International Va 0.01% 7,400 $282K No change
PPL PPL Corp. 0.01% 8,496 $281K New
MELI MercadoLibre Inc. 0.01% 136 $279K New
MCK McKesson Corp. 0.01% 557 $276K Add +34.5%
LHX L3HARRIS Technologies Inc. 0.01% 1,156 $275K Reduce -17.5%
ONEQ Fidelity Nasdaq Comp Indx 0.01% 3,777 $270K Add +6.1%
ACWI iShares MSCI Acwi ETF 0.01% 2,258 $270K New
DD Dupont DE Nemours Inc. 0.01% 2,981 $266K New
CDW CDW Corp. 0.01% 1,173 $265K Add +4.0%
CARR Carrier Global Corp. 0.01% 3,285 $264K Add +2.7%
T AT&T Inc. 0.01% 11,848 $261K New
VIG Vanguard Dividend Apprec ETF 0.01% 1,304 $258K Reduce -28.4%
KMB Kimberly-Clark Corp. 0.01% 1,791 $255K New
GM General Motors Co. 0.01% 5,629 $252K New
SCHE Schwab Emrg Mrkts Eqty ETF 0.01% 8,582 $250K No change
RPM RPM International Inc. 0.01% 2,062 $250K Add +2.2%
FTXL First Trust Nasdaq Semicondu 0.01% 2,662 $248K No change
IJK iShares S&P Mid-Cap 400 Grow 0.01% 2,681 $246K No change
MATW Matthews Intl Corp. Class A 0.01% 10,586 $246K Reduce -0.2%
ESML iShares ESG Aware MSCI USA S 0.01% 5,869 $245K Add +1.1%
PAVE Global X US Infrastructure 0.01% 5,931 $244K Reduce -90.9%
AEM Agnico Eagle Mines Ltd. 0.01% 3,000 $242K New
BA The Boeing Co. 0.01% 1,589 $242K New
BIIB Biogen Inc. 0.01% 1,241 $241K New
GOVT iShares US Treasury Bond ETF 0.01% 10,258 $241K New
HYG Ishr Ibx Usd Hiyld CB ETF-Ui 0.01% 2,984 $240K Reduce -13.6%
FICO Fair Isaac Corp. 0.01% 123 $239K New
IWM iShares Russell 2000 ETF 0.01% 1,072 $237K Reduce -43.5%
SPG Simon Property Group Inc. 0.01% 1,394 $236K New
DFAT Dimensional US Target Value 0.01% 4,233 $235K New
ITW Illinois Tool Works 0.01% 892 $234K Reduce -2.0%
BKNG Booking Holdings Inc. 0.01% 55 $233K Reduce -6.8%
NTRA Natera Inc. 0.01% 1,811 $230K New
AVY Avery Dennison Corp. 0.01% 1,041 $230K Add +7.1%
HYXF iShares ESG Adv High Yield 0.01% 4,844 $229K New
ESBA Empire State Realty Op LP-Es 0.01% 21,666 $229K No change
DAL Delta Air Lines Inc. 0.01% 4,486 $228K New
FITB Fifth Third Bancorp 0.01% 5,248 $225K New
IWN iShares Russell 2000 Value E 0.01% 1,343 $224K No change
INTU Intuit Inc. 0.01% 360 $224K Add +6.5%
BX Blackstone Inc. 0.01% 1,457 $223K New
GRAL Grail Inc. 0.01% 16,112 $222K New
SBUX Starbucks Corp. 0.01% 2,204 $215K New
NEM Newmont Corp. 0.01% 3,996 $214K New
NOC Northrop Grumman Corp. 0.01% 398 $210K New
PLTR Palantir Technologies Inc. Class A 0.01% 5,648 $210K New
CEF Sprott Physical Gold and Sil 0.01% 8,470 $207K New
SCHM Schwab US Mid Cap ETF 0.01% 2,490 $207K New
EMR Emerson Electric Co. 0.01% 1,877 $205K New
FDVV Fidelity High Dividend ETF 0.01% 4,043 $205K New
CLX Clorox Company 0.01% 1,254 $204K Reduce -36.7%
AON Aon PLC Class A 0.01% 587 $203K New
AZN Astrazeneca PLC-Spons ADR 0.01% 2,602 $203K New
DOCU Docusign Inc. 0.01% 3,237 $201K New
AGNC AGNC Investment Corp. 0.01% 17,570 $184K Add +0.0%
SA Seabridge Gold Inc. 0.01% 10,000 $168K No change
TWI Titan International Inc. 0.01% 20,000 $163K No change
VALE Vale SA-SP ADR 0.00% 10,300 $120K Reduce -7.6%
COUR Coursera Inc. 0.00% 12,387 $98K No change
UAA Under Armour Inc. Class A 0.00% 10,299 $92K New
VVR Invesco Senior Income Trust 0.00% 17,500 $71K No change
SNDL SNDL Inc. 0.00% 14,759 $30K No change

Options reported separately and not counted above: GLD puts ($847K), TSM puts ($671K), SPY puts ($409K), SLV puts ($386K), GDX puts ($370K), DIA puts ($258K), QQQ puts ($190K), IWM puts ($177K), NVDA puts ($135K), EA puts ($62K), CGC calls ($25K), SMH puts ($25K), and 3 more.

Portfolio Sells Q2 2024 → Q3 2024

SSD Simpson Manufacturing Co. Inc. Reduce -16.5% 8.12% −1.09
SGOV iShares 0-3 Month Treasury B Reduce -93.9% 0.04% −0.73
INTC Intel Corp. Reduce -40.7% 0.29% −0.41
LVS Las Vegas Sands Corp. Sold out 0.00% −0.40
AMAT Applied Materials Inc. Reduce -8.7% 0.68% −0.25
LRCX Lam Research Corp. Reduce -2.0% 0.52% −0.23
UPS United Parcel Service Class B Reduce -39.6% 0.27% −0.22
CFLT Confluent Inc. Class A Reduce -87.3% 0.02% −0.19
AVGO Broadcom Inc. Reduce -58.6% 0.10% −0.14
EA Electronic Arts Inc. Reduce -3.8% 1.52% −0.13
DWX State Street SPDR S&P Intern Reduce -57.6% 0.10% −0.12
XLF SS Financial Select Sector Reduce -69.7% 0.05% −0.12
RSPT Invesco S&P 500 Equal Weight Reduce -11.3% 0.61% −0.11
IWF iShares Russell 1000 Growth Reduce -0.2% 2.31% −0.11
WSC Willscot Holdings Corp. Sold out 0.00% −0.10
ALL Allstate Corp. Sold out 0.00% −0.08
PAVE Global X US Infrastructure Reduce -90.9% 0.01% −0.07
XLI SS Industrial Select Sector Reduce -80.1% 0.02% −0.07
GRID First TRST Nasd Class Edg Sgiif Sold out 0.00% −0.07
DOCN Digitalocean Holdings Inc. Sold out 0.00% −0.06
XOM Exxon Mobil Corp. Reduce -6.2% 0.52% −0.06
FALN iShares Fallen Angels ETF Reduce -21.5% 0.19% −0.06
JPM JPMorgan Chase & Co. Reduce -0.9% 1.48% −0.06
ICVT iShares Convertible Bond ETF Reduce -7.0% 0.65% −0.06
KIE SS SPDR S&P Insurance ETF Sold out 0.00% −0.05
AMD Advanced Micro Devices Reduce -3.4% 0.44% −0.04
SPY SS SPDR S&P 500 ETF Trust-US Reduce -11.8% 0.26% −0.04
SNPS Synopsys Inc. Sold out 0.00% −0.04
APH Amphenol Corp. Class A Reduce -0.9% 0.29% −0.04
BP BP PLC-Spons ADR Reduce -9.8% 0.09% −0.03
CALB California Bancorp Inc. Sold out 0.00% −0.03
ABNB Airbnb Inc. Class A Reduce -0.1% 0.11% −0.03
RIVN Rivian Automotive Inc. Class A Reduce -3.5% 0.09% −0.03
CVX Chevron Corp. Reduce -4.3% 0.14% −0.03
MPC Marathon Petroleum Corp. Reduce -10.8% 0.09% −0.02
BXMT Blackstone Mortgage Tru Class A Sold out 0.00% −0.02
MDBH MDB Capital Holdings LLC Sold out 0.00% −0.02
WM Waste Management Inc. Reduce -2.3% 0.12% −0.02
CDNS Cadence Design SYS Inc. Reduce -4.2% 0.06% −0.02
ARLO Arlo Technologies Inc. Reduce -8.8% 0.06% −0.02
VONG Vanguard Russell 1000 Growth Reduce -3.2% 0.17% −0.01
IWD iShares Russell 1000 Value E Reduce -6.9% 0.21% −0.01
DPZ Domino's Pizza Inc. Reduce -0.9% 0.04% −0.01
SUSA iShares ESG Optimized MSCI U Reduce -17.6% 0.06% −0.01
GLD SPDR Gold Shares Reduce -47.8% 0.01% −0.01
TFX Teleflex Inc. Sold out 0.00% −0.01
EPD Enterprise Products Partners Sold out 0.00% −0.01
RYLD Global X Russell 2000 Cov Class Sold out 0.00% −0.01
BSV Vanguard Short-Term Bond ETF Reduce -4.1% 0.11% −0.01
ETN Eaton Corp. PLC Reduce -0.3% 0.50% −0.01

Portfolio Buys Q2 2024 → Q3 2024

EMB iShares JP Morgan Usd Emergi Add +557.2% 0.62% +0.52
MBB iShares MBS ETF New 0.38% +0.38
MCD McDonald's Corp. Add +1169.6% 0.26% +0.24
AAPL Apple Inc. Add +3.3% 3.85% +0.23
NSC Norfolk Southern Corp. Add +332.0% 0.25% +0.20
VTI VG Morningstar TS MKT ETF-US Add +14.9% 1.58% +0.19
SCHX Schwab US Large-Cap ETF Add +16.6% 1.37% +0.17
IGM iShares Expanded Tech Sector Add +2107.3% 0.18% +0.17
TMO Thermo Fisher Scientific Inc. Add +55.5% 0.41% +0.16
PYPL PayPal Holdings Inc. Add +541.8% 0.18% +0.15
HOOD Robinhood Markets Inc. Class A Add +77.9% 0.34% +0.14
VV Vngrd Mrgstr LRG-Cap ETF-Usd Add +12.8% 1.48% +0.14
UBER Uber Technologies Inc. Add +51.7% 0.45% +0.14
ALGN Align Technology Inc. New 0.13% +0.13
IVV iShares Core S&P 500 ETF Add +8.5% 2.00% +0.12
CRM Salesforce Inc. Add +30.5% 0.50% +0.11
SHOP Shopify Inc. Class A Add +10.9% 0.55% +0.11
IYW iShares Ustechnology ETF Add +1376.8% 0.12% +0.11
ORCL Oracle Corp. Add +0.8% 0.92% +0.11
JEPI JPMorgan Equity Premium Inco Add +64.5% 0.28% +0.11
MAR Marriott International Class A Add +174.3% 0.16% +0.10
GII State Street SPDR S&P Global Add +111.1% 0.18% +0.10
NEE Nextera Energy Inc. Add +79.8% 0.20% +0.10
ABBV Abbvie Inc. Add +8.8% 0.69% +0.10
TXN Texas Instruments Inc. Add +26.4% 0.47% +0.09
NICE Nice Ltd. - Spon ADR New 0.09% +0.09
KBE SS SPDR S&P Bank ETF New 0.09% +0.09
BXSL Blackstone Secured Lending F New 0.08% +0.08
EIX Edison International New 0.07% +0.07
BRK.B Berkshire Hathaway Inc. Class B Add +84.3% 0.14% +0.07
META Meta Platforms Inc. Class A Add +7.2% 0.59% +0.07
CAT Caterpillar Inc. Add +2.3% 0.63% +0.07
LLY Eli Lilly & Co. Add +26.5% 0.44% +0.06
VRT Vertiv Holdings Co. Class A Add +30.5% 0.20% +0.06
IAI iShares U.S. Broker-Dealers New 0.05% +0.05
TNA Dir Dai SML Ca Bul 3X Et-Usd Add +131.6% 0.08% +0.05
BAC Bank of America Corp. Add +125.8% 0.08% +0.04
VB Vanguard Most SM-Cap ETF-Usd Add +0.1% 2.83% +0.04
HD Home Depot Inc. Add +2.4% 0.34% +0.04
PANW Palo Alto Networks Inc. Add +71.8% 0.10% +0.04
BCAL California Bancorp New 0.03% +0.03
ZM Zoom Communications Inc. Add +82.1% 0.06% +0.03
SCZ iShares MSCI Eafe Small-Cap Add +1.2% 0.92% +0.03
VGT Vanguard Info Tech ETF Add +195.9% 0.05% +0.03
ERIE Erie Indemnity Company Class A Add +5.5% 0.10% +0.03
REM iShares Mortgage Real Estate New 0.03% +0.03
IBTA Ibotta Inc. Class A New 0.03% +0.03
JNJ Johnson & Johnson Add +45.1% 0.08% +0.03
HLIT Harmonic Inc. New 0.03% +0.03
PG The Procter & Gamble Co. Add +70.3% 0.06% +0.02

Options Activity Q2 2024 → Q3 2024

GLD SPDR Gold Shares put New 190,000 $847K
TSM Taiwan Semiconductor-SP ADR put Reduce -71.7% 102,500 $671K
SPY SS SPDR S&P 500 ETF Trust-US put Reduce -69.0% 140,000 $409K
SLV iShares Silver Trust put Reduce -16.4% 465,000 $386K
MSFT Microsoft Corp. put Sold out 322,000 $383Kbefore exit
GDX Vaneck Gold Miners ETF put Reduce -25.3% 230,000 $370K
DIA SS SPDR Dow Jones Indus Avg put Add +215.5% 132,500 $258K
QQQ Invesco QQQ Trust Series 1 put Reduce -43.1% 70,000 $190K
IWM iShares Russell 2000 ETF put Reduce -23.1% 90,000 $177K
NVDA Nvidia Corp. put Add +297.1% 202,500 $135K
META Meta Platforms Inc. Class A put Sold out 21,000 $123Kbefore exit
NUE Nucor Corp. put Sold out 10,000 $123Kbefore exit
XLU St Sr Utl SL SE SPDR ETF-Usd put Sold out 71,000 $84Kbefore exit
EA Electronic Arts Inc. put Reduce -66.7% 40,000 $62K
GOOG Alphabet Inc. Class C put Sold out 42,000 $56Kbefore exit
CGC Canopy Growth Corp. call New 20,000 $25K
SMH Vaneck Semiconductor ETF put Reduce -86.4% 22,500 $25K
EWJ iShares MSCI Japan ETF put Sold out 42,000 $18Kbefore exit
SILJ Amplify Junior Silver Miners put Sold out 42,000 $6Kbefore exit
TSLA Tesla Inc. put Add +7.1% 22,500 $6K
MSFT Microsoft Corp. call New 10,200 $5K
AMZN Amazon.com Inc. call New 14,000 $3K

Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.

Notes & Other Activity Q2 2024 → Q3 2024

MLECW Moolec Science SA *W EXP 12/30/202 Sold out 250,000 $13Kbefore exit

Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q2 2026 810$5.3BAAPL, NVDA, SSD, MSFT, VB
Q1 2026 747$4.4BAAPL, NVDA, SSD, MSFT, VB
Q4 2025 624$4.3BAAPL, NVDA, SSD, MSFT, VB
Q3 2025 600$4.2BNVDA, AAPL, SSD, MSFT, VB
Q2 2025 482$3.5BSSD, AAPL, MSFT, NVDA, VB
Q1 2025 449$3.2BSSD, AAPL, MSFT, AGG, VB
Q4 2024 410$3.3BSSD, AAPL, MSFT, VB, NVDA
Q3 2024 410$3.2BSSD, AAPL, MSFT, VB, QUAL
Q2 2024 362$2.9BSSD, MSFT, AAPL, VB, QUAL
Q1 2024 354$2.6BMSFT, VB, AAPL, QUAL, BND