Ballast Rock Private Wealth LLC

In its 13F for Q2 2026 (holdings as of June 30, 2026, filed August 10, 2026), Ballast Rock Private Wealth LLC reported 192 stock positions worth $216.5 million. Its top holding was Pgim Aaa Clo ETF (PAAA) at 6.1% of the portfolio, followed by Janus Henderson Aaa Clo ETF (JAAA, 4.7%) and Apple (AAPL, 4.3%). Compared with Q1 2026, it opened 18 new positions, sold out of 3, added to 81 and reduced 43. The biggest buy was Janus Henderson Aaa Clo ETF (JAAA, shares +141%) and the biggest sale iShares California Muni Bond (CMF, shares −36%).

Most Recent 13F
Q2 2026
Location
CHARLESTON, SC
CIK
0002106928
Portfolio Value
$216.5M (Q2 2026)
SEC Filing
0002106928-26-000003 ↗ filed Aug 10, 2026

Holdings Value

0$50.0M$100.0M$150.0M$200.0M$250.0M Q4 2025: $160.0M Q4 2025 Q1 2026: $180.8M Q1 2026 Q2 2026: $216.5M $216.5M Q2 2026

Holdings 192 stocks · $216.5M
PAAA Pgim Aaa Clo ETF 6.10% 256,448 $13.2M Add +86.6%
JAAA Janus Henderson Aaa Clo ETF 4.66% 199,007 $10.1M Add +140.9%
AAPL Apple Inc. 4.26% 31,887 $9.2M Add +1.0%
VTEC Vanguard Ca Tax-Ex Bond 2.33% 50,048 $5.0M Add +0.8%
BALT Inn Defined Wealth Shield 2.05% 129,280 $4.4M Reduce -1.7%
JQUA JPMorgan US Quality Factor 2.01% 60,207 $4.4M Add +10.3%
VOO Vanguard S&P 500 ETF 1.99% 6,272 $4.3M Reduce -0.2%
SPY SS SPDR S&P 500 ETF Trust-US 1.88% 5,431 $4.1M Add +2.4%
LRCX Lam Research Corp. 1.88% 9,364 $4.1M Reduce -3.3%
SCHX Schwab US Large-Cap ETF 1.86% 136,606 $4.0M Add +0.1%
JPM JPMorgan Chase & Co. 1.75% 11,577 $3.8M Add +0.1%
AMAT Applied Materials Inc. 1.74% 5,205 $3.8M No change
IVV iShares Core S&P 500 ETF 1.65% 4,779 $3.6M No change
QQQ Invesco QQQ Trust Series 1 1.60% 4,712 $3.5M No change
NVDA Nvidia Corp. 1.59% 17,161 $3.4M Reduce -1.8%
SCHF Schwab Intl Equity ETF 1.49% 116,764 $3.2M Add +4.0%
CMF iShares California Muni Bond 1.44% 54,216 $3.1M Reduce -35.9%
DFAU Dimensional US Core Equity M 1.43% 59,866 $3.1M Reduce -1.5%
VTI VG Morningstar TS MKT ETF-US 1.43% 8,357 $3.1M Add +0.3%
VONE Vanguard Russell 1000 1.30% 8,279 $2.8M Add +8.3%
VIGI Vanguard Int Div App Indx FD 1.27% 29,410 $2.7M Add +11.1%
GOOGL Alphabet Inc. Class A 1.25% 7,553 $2.7M Add +0.1%
IJH iShares Core S&P Midcap ETF 1.24% 34,738 $2.7M Add +88.8%
SCHO Schwab Short-Term US Treas 1.13% 101,171 $2.4M Reduce -5.8%
DFCF Dimensional Core Fixed Inc. 1.08% 55,519 $2.3M Add +1.7%
GLD SPDR Gold Shares 0.96% 5,665 $2.1M Reduce -5.0%
MSFT Microsoft Corp. 0.96% 5,590 $2.1M Add +0.3%
CATF American Century Ca Muni ETF 0.96% 41,452 $2.1M Add +4.6%
BIV Vanguard Intermediate-Term B 0.93% 26,169 $2.0M Add +0.9%
DYNF Ishrs US E F R A ETF-Usd Inc. 0.87% 27,742 $1.9M Add +26.3%
SFLR Innovator Eqty MGD Floor ETF 0.84% 47,398 $1.8M Reduce -5.8%
SUB iShares Short-Term National 0.78% 15,926 $1.7M Reduce -1.8%
IEFA iShares Core MSCI Eafe ETF 0.77% 17,327 $1.7M Add +0.9%
AMZN Amazon.com Inc. 0.73% 6,608 $1.6M Reduce -23.0%
IWM iShares Russell 2000 ETF 0.72% 5,213 $1.6M No change
GMAY FT Vest U.S. Equity Moderate 0.71% 35,739 $1.5M No change
SPAB SS SPDR P Agg Bond ETF 0.71% 60,224 $1.5M Add +0.6%
SCHW Schwab (charles) Corp. 0.71% 16,612 $1.5M Add +0.1%
XLK SS Technology Select Sector 0.67% 7,661 $1.5M Reduce -0.3%
EEM iShares MSCI Emerging Market 0.67% 21,198 $1.5M Add +0.0%
RSP Invesco S&P 500 Equal Weight 0.66% 6,693 $1.4M Reduce -1.6%
IVW iShares S&P 500 Growth ETF 0.64% 10,144 $1.4M Add +0.0%
IEMG iShares Core MSCI Emerging 0.64% 16,721 $1.4M Add +12.0%
VTV Vanguard Mrngstr Val ETF-Aui 0.62% 6,195 $1.4M Add +0.1%
PMAR Innovator U.S. Equity Power 0.59% 26,937 $1.3M No change
IYR iShares US Real Estate ETF 0.59% 12,520 $1.3M New
SCHB Schwab US Broad Market ETF 0.59% 43,782 $1.3M Add +0.0%
DXJ Wisdomtree Japan Hedged Eq 0.58% 7,210 $1.3M No change
DFAI Dimensional International Co. 0.55% 28,912 $1.2M Reduce -1.7%
VIG Vanguard Dividend Apprec ETF 0.55% 5,012 $1.2M Add +0.7%
VTES Vanguard SH Term Tax-Ex Bond 0.51% 10,908 $1.1M Reduce -0.6%
RSSB RTRN Stack GLBL STK & BD ETF 0.49% 34,678 $1.1M Add +34.0%
MUC BlackRock Munihold Ca QLTY 0.49% 96,052 $1.1M Add +4.7%
TLH iShares 10-20 Year Treasury 0.48% 10,310 $1.0M Add +10.6%
VB Vanguard Most SM-Cap ETF-Usd 0.48% 3,407 $1.0M Add +14.2%
DDSQ Inovtor Eqty DD BFR ETF QRTR 0.47% 48,222 $1.0M Add +61.4%
VO Vngrd Mrngstr MD-Cap ETF-Usd 0.47% 12,537 $1.0M Add +0.8%
XME SS SPDR S&P Metals Mining 0.46% 9,225 $986K Add +0.0%
MUB iShares National Muni Bond E 0.45% 9,142 $984K Add +4.8%
SPYG SS SPDR P S&P 500 Growth ETF 0.45% 8,195 $975K Add +0.1%
FLOT iShares Floating Rate Bond E 0.43% 18,152 $927K Reduce -4.5%
INTC Intel Corp. 0.43% 6,608 $923K Add +0.1%
VTEB Vanguard Tax-Exempt Bond ETF 0.42% 18,130 $917K Reduce -0.9%
BMAR Innovator U.S. Equity Buffer 0.40% 14,932 $860K No change
FEOE First Eagle Overseas Eq ETF 0.40% 16,112 $860K Add +122.0%
IJR iShares Core S&P Small-Cap E 0.38% 5,566 $825K Add +1.4%
XLI SS Industrial Select Sector 0.37% 4,300 $796K No change
VXUS Vanguard Total Intl Stock 0.37% 9,310 $796K Add +0.5%
DFSD Dimensional Short Duration 0.36% 16,316 $779K Add +1.9%
IDEV iShares Core MSCI Dev MKTS 0.36% 8,692 $774K Add +0.0%
FALN iShares Fallen Angels ETF 0.36% 28,392 $773K Add +0.9%
APP AppLovin Corp. Class A 0.36% 1,500 $773K No change
IVE iShares S&P 500 Value ETF 0.35% 3,385 $768K Add +0.1%
BRK.A Berkshire Hathaway Inc. Class A 0.35% 1 $749K No change
SPIB SS SPDR P Int C Corp. ETF 0.34% 22,130 $740K Reduce -1.2%
FEGE First Eagle GL Equity ETF 0.34% 15,128 $740K Add +7.3%
BAPR Innovator U.S. Equity Buffer 0.32% 13,109 $698K No change
COWZ Pacer US Cash Cows 100 ETF 0.32% 11,126 $692K Add +0.0%
OEF iShares S&P 100 ETF 0.32% 1,890 $692K Reduce -0.1%
VYM Vanguard High DVD Yield ETF 0.32% 4,363 $689K Reduce -2.3%
QQQE Dirx Nasdaq-100EQ Wi ETF-Usd 0.32% 5,617 $685K Add +0.1%
AMLP Alerian MLP ETF 0.31% 12,759 $662K No change
ZALT Innovator US Eq 10 Buffer 0.30% 19,144 $648K Add +2.3%
BJAN Innovator U.S. Equity Buffer 0.30% 10,946 $644K No change
AMD Advanced Micro Devices 0.29% 1,089 $633K No change
QUAL iShares MSCI USA Quality Fac 0.28% 2,803 $615K No change
BFEB Innovator U.S. Equity Buffer 0.28% 11,649 $613K Reduce -1.9%
UMAR Innovator U.S. Equity Ultra 0.28% 14,499 $613K No change
MCD McDonald's Corp. 0.28% 2,230 $603K No change
DUHP Dimensional US High Profi Et 0.27% 14,259 $595K Reduce -0.2%
VUG Vanguard Mrngstar GR ETF-Sui 0.27% 6,878 $592K No change
PFEB Innovator U.S. Equity Power 0.27% 13,325 $574K Reduce -0.0%
IEF iShares 7-10 Year Treasury B 0.26% 6,060 $573K Add +7.8%
VRT Vertiv Holdings Co. Class A 0.26% 1,678 $562K No change
DFAE Dimensional Emerging Core Eq 0.26% 13,842 $557K Reduce -3.2%
CRWD CrowdStrike Holdings Inc. Class A 0.25% 721 $550K No change
BMY Bristol-Myers Squibb Co. 0.25% 9,527 $549K Add +5.0%
BJUN Innovator U.S. Equity Buffer 0.25% 10,965 $534K Add +26.8%
MELI MercadoLibre Inc. 0.24% 309 $524K Reduce -1.9%
XLV SS Health Care Select Sector 0.24% 3,275 $520K Reduce -3.0%

Show all 192 holdings

Portfolio Sells Q1 2026 → Q2 2026
CMF iShares California Muni Bond Reduce -35.9% 1.44% −1.22
XLE SS Energy Select Sector Reduce -71.1% 0.23% −0.89
EFA iShares MSCI Eafe ETF Reduce -74.9% 0.18% −0.64
GLD SPDR Gold Shares Reduce -5.0% 0.96% −0.46
BALT Inn Defined Wealth Shield Reduce -1.7% 2.05% −0.39
SCHO Schwab Short-Term US Treas Reduce -5.8% 1.13% −0.31
AMZN Amazon.com Inc. Reduce -23.0% 0.73% −0.26
SUB iShares Short-Term National Reduce -1.8% 0.78% −0.17
POCT Innovator U.S. Equity Power Sold out 0.00% −0.17
SFLR Innovator Eqty MGD Floor ETF Reduce -5.8% 0.84% −0.14
XDQQ Innovator GRW 100 Accel QTR Sold out 0.00% −0.13
NFLX Netflix Inc. Sold out 0.00% −0.11
FLOT iShares Floating Rate Bond E Reduce -4.5% 0.43% −0.11
VTES Vanguard SH Term Tax-Ex Bond Reduce -0.6% 0.51% −0.10
NVDA Nvidia Corp. Reduce -1.8% 1.59% −0.10
VOO Vanguard S&P 500 ETF Reduce -0.2% 1.99% −0.09
DFAU Dimensional US Core Equity M Reduce -1.5% 1.43% −0.09
AGI Alamos Gold Inc. Class A Reduce -0.2% 0.11% −0.08
DFAI Dimensional International Co. Reduce -1.7% 0.55% −0.08
VTEB Vanguard Tax-Exempt Bond ETF Reduce -0.9% 0.42% −0.08
SPIB SS SPDR P Int C Corp. ETF Reduce -1.2% 0.34% −0.07
TLT iShares 20+ Year Treasury BD Reduce -21.0% 0.14% −0.07
NEM Newmont Corp. Reduce -1.1% 0.18% −0.07
XDSQ Innovator US Eqy Accl-Quart Reduce -26.8% 0.14% −0.07
RSP Invesco S&P 500 Equal Weight Reduce -1.6% 0.66% −0.06
MELI MercadoLibre Inc. Reduce -1.9% 0.24% −0.06
VYM Vanguard High DVD Yield ETF Reduce -2.3% 0.32% −0.05
VGIT Vanguard Intermediate-Term T Reduce -1.6% 0.18% −0.04
GOVT iShares US Treasury Bond ETF Reduce -8.0% 0.13% −0.04
SPTS SS SPDR P St Term TSY ETF Reduce -3.1% 0.17% −0.04
XLRE SS Real Estate Select Sector Reduce -13.1% 0.14% −0.04
JAJL Innovator Edp ETF - 6M Ja Reduce -16.0% 0.10% −0.04
XLV SS Health Care Select Sector Reduce -3.0% 0.24% −0.03
PFEB Innovator U.S. Equity Power Reduce -0.0% 0.27% −0.03
BFEB Innovator U.S. Equity Buffer Reduce -1.9% 0.28% −0.03
IAPR Innovator International Deve Reduce -4.4% 0.13% −0.03
IQLT iShares MSCI International Q Reduce -6.5% 0.13% −0.03
VNQ Vanguard Real Estate ETF Reduce -13.1% 0.09% −0.03
SPIP SS SPDR P Tips ETF Reduce -1.2% 0.09% −0.02
DIHP Dimensional International Hi Reduce -0.9% 0.14% −0.02
DUHP Dimensional US High Profi Et Reduce -0.2% 0.27% −0.02
OEF iShares S&P 100 ETF Reduce -0.1% 0.32% −0.01
SPHQ Invesco S&P 500 Quality ETF Reduce -6.8% 0.16% −0.01
DFAE Dimensional Emerging Core Eq Reduce -3.2% 0.26% −0.01
XLK SS Technology Select Sector Reduce -0.3% 0.67% +0.11
LRCX Lam Research Corp. Reduce -3.3% 1.88% +0.73

Portfolio Buys Q1 2026 → Q2 2026
JAAA Janus Henderson Aaa Clo ETF Add +140.9% 4.66% +2.35
PAAA Pgim Aaa Clo ETF Add +86.6% 6.10% +2.19
IYR iShares US Real Estate ETF New 0.59% +0.59
IJH iShares Core S&P Midcap ETF Add +88.8% 1.24% +0.55
INTC Intel Corp. Add +0.1% 0.43% +0.27
FEOE First Eagle Overseas Eq ETF Add +122.0% 0.40% +0.19
BLCR iShares LRG CP CR Act ETF-Ui New 0.18% +0.18
DYNF Ishrs US E F R A ETF-Usd Inc. Add +26.3% 0.87% +0.16
JQUA JPMorgan US Quality Factor Add +10.3% 2.01% +0.16
SMLF iShares US Smallcap Equity F New 0.16% +0.16
BAI Ishrs AI in and Tech Act ETF New 0.15% +0.15
DDSQ Inovtor Eqty DD BFR ETF QRTR Add +61.4% 0.47% +0.14
PANW Palo Alto Networks Inc. New 0.14% +0.14
IWD iShares Russell 1000 Value E New 0.12% +0.12
AGG iShares Core U.S. Aggregate New 0.12% +0.12
HACK Amplify Cybersecurity ETF New 0.11% +0.11
CMI Cummins Inc. New 0.11% +0.11
JBND JPMorgan Active Bond ETF New 0.11% +0.11
VOT Vngrd Mrngstr MC GRW ETF-Usd New 0.11% +0.11
STX Seagate Technology Holdings New 0.11% +0.11
RSSB RTRN Stack GLBL STK & BD ETF Add +34.0% 0.49% +0.10
CAT Caterpillar Inc. New 0.10% +0.10
FTEC Fidelity MSCI Info Tech Indx New 0.10% +0.10
SDOG Alps Sector Dividend Dogs New 0.10% +0.10
VGT Vanguard Info Tech ETF New 0.10% +0.10
VEU Vanguard Ftse All-World Ex-U New 0.09% +0.09
IDEF Ishars Def Ind TC Ac ETF-Ui New 0.09% +0.09
IWF iShares Russell 1000 Growth Add +42.2% 0.24% +0.07
IEMG iShares Core MSCI Emerging Add +12.0% 0.64% +0.06
VONE Vanguard Russell 1000 Add +8.3% 1.30% +0.05
GOOGL Alphabet Inc. Class A Add +0.1% 1.25% +0.05
VB Vanguard Most SM-Cap ETF-Usd Add +14.2% 0.48% +0.04
KMAR Invtr US S CP PR BFR ETF - M Add +33.7% 0.20% +0.04
BJUN Innovator U.S. Equity Buffer Add +26.8% 0.25% +0.03
PJUN Innovator U.S. Equity Power Add +29.9% 0.23% +0.02
PMAY Innovator U.S. Equity Power Add +27.5% 0.24% +0.02
QQQE Dirx Nasdaq-100EQ Wi ETF-Usd Add +0.1% 0.32% +0.01
IVW iShares S&P 500 Growth ETF Add +0.0% 0.64% +0.01
GOOG Alphabet Inc. Class C Add +1.0% 0.22% +0.01
AVGO Broadcom Inc. Add +2.2% 0.17% +0.01
SPYG SS SPDR P S&P 500 Growth ETF Add +0.1% 0.45% +0.01
EEM iShares MSCI Emerging Market Add +0.0% 0.67% +0.00
IJR iShares Core S&P Small-Cap E Add +1.4% 0.38% +0.00
BMAY Innovator U.S. Equity Buffer Add +15.5% 0.11% +0.00
GS Goldman Sachs Group Inc. Add +0.2% 0.19% +0.00
USB US Bancorp Add +2.1% 0.15% −0.00
ABBV Abbvie Inc. Add +0.6% 0.15% −0.00
VT Vanguard Tot World STK ETF Add +0.3% 0.15% −0.01
V Visa Inc. Class A Add +1.0% 0.22% −0.01
DFAR Dimensional US Real Est ETF Add +0.2% 0.13% −0.01

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q2 2026 192$216.5MPAAA, JAAA, AAPL, VTEC, BALT
Q1 2026 177$180.8MAAPL, PAAA, VTEC, CMF, BALT
Q4 2025 171$160.0MAAPL, PAAA, VOO, SPY, MSFT