Ballast Rock Private Wealth LLC
In its 13F for Q1 2026 (holdings as of March 31, 2026, filed April 16, 2026), Ballast Rock Private Wealth LLC reported 177 stock positions worth $180.8 million. Its top holding was Apple (AAPL) at 4.4% of the portfolio, followed by Pgim Aaa Clo ETF (PAAA, 3.9%) and Vanguard Ca Tax-Ex Bond (VTEC, 2.7%). Compared with Q4 2025, it opened 18 new positions, sold out of 12, added to 82 and reduced 44. The biggest buy was Vanguard Ca Tax-Ex Bond (VTEC, shares +704%) and the biggest sale an exit from -1X Short Vix Futures ETF (SVIX).
- Most Recent 13F
- Q2 2026
- Location
- CHARLESTON, SC
- CIK
- 0002106928
- Portfolio Value
- $180.8M (Q1 2026)
- SEC Filing
- 0002106928-26-000002 ↗ filed Apr 16, 2026
Holdings Value
Holdings 177 stocks · $180.8M
| AAPL Apple Inc. | 4.43% | 31,574 | $8.0M | Add +7.8% |
| PAAA Pgim Aaa Clo ETF | 3.91% | 137,407 | $7.1M | Add +54.5% |
| VTEC Vanguard Ca Tax-Ex Bond | 2.72% | 49,652 | $4.9M | Add +703.8% |
| CMF iShares California Muni Bond | 2.66% | 84,568 | $4.8M | Add +110.5% |
| BALT Inn Defined Wealth Shield | 2.43% | 131,547 | $4.4M | Add +50.5% |
| JAAA Janus Henderson Aaa Clo ETF | 2.31% | 82,624 | $4.2M | Add +89.5% |
| VOO Vanguard S&P 500 ETF | 2.08% | 6,287 | $3.8M | Add +2.3% |
| SCHX Schwab US Large-Cap ETF | 1.94% | 136,532 | $3.5M | Add +0.1% |
| SPY SS SPDR S&P 500 ETF Trust-US | 1.91% | 5,306 | $3.5M | Reduce -5.0% |
| JPM JPMorgan Chase & Co. | 1.88% | 11,570 | $3.4M | Reduce -0.0% |
| JQUA JPMorgan US Quality Factor | 1.85% | 54,594 | $3.3M | Add +47.5% |
| IVV iShares Core S&P 500 ETF | 1.73% | 4,779 | $3.1M | Add +0.2% |
| NVDA Nvidia Corp. | 1.69% | 17,476 | $3.0M | Add +8.4% |
| SCHF Schwab Intl Equity ETF | 1.54% | 112,268 | $2.8M | Add +42.2% |
| DFAU Dimensional US Core Equity M | 1.52% | 60,782 | $2.7M | Reduce -4.0% |
| QQQ Invesco QQQ Trust Series 1 | 1.50% | 4,712 | $2.7M | Add +3.4% |
| VTI VG Morningstar TS MKT ETF-US | 1.48% | 8,332 | $2.7M | Add +3.5% |
| SCHO Schwab Short-Term US Treas | 1.44% | 107,406 | $2.6M | Add +42.2% |
| GLD SPDR Gold Shares | 1.42% | 5,961 | $2.6M | Reduce -1.9% |
| VIGI Vanguard Int Div App Indx FD | 1.29% | 26,468 | $2.3M | Add +19.0% |
| DFCF Dimensional Core Fixed Inc. | 1.27% | 54,579 | $2.3M | Reduce -1.3% |
| VONE Vanguard Russell 1000 | 1.25% | 7,641 | $2.3M | Add +65.3% |
| GOOGL Alphabet Inc. Class A | 1.20% | 7,543 | $2.2M | Add +5.6% |
| LRCX Lam Research Corp. | 1.15% | 9,679 | $2.1M | No change |
| MSFT Microsoft Corp. | 1.14% | 5,576 | $2.1M | Reduce -28.8% |
| XLE SS Energy Select Sector | 1.12% | 33,031 | $2.0M | Add +220.6% |
| BIV Vanguard Intermediate-Term B | 1.11% | 25,937 | $2.0M | Add +28.6% |
| CATF American Century Ca Muni ETF | 1.09% | 39,617 | $2.0M | New |
| AMZN Amazon.com Inc. | 0.99% | 8,584 | $1.8M | Add +100.2% |
| SFLR Innovator Eqty MGD Floor ETF | 0.99% | 50,337 | $1.8M | Add +26.8% |
| AMAT Applied Materials Inc. | 0.98% | 5,205 | $1.8M | Reduce -0.4% |
| SUB iShares Short-Term National | 0.96% | 16,220 | $1.7M | Add +0.0% |
| SCHW Schwab (charles) Corp. | 0.86% | 16,600 | $1.6M | No change |
| IEFA iShares Core MSCI Eafe ETF | 0.86% | 17,177 | $1.6M | Reduce -0.2% |
| SPAB SS SPDR P Agg Bond ETF | 0.85% | 59,896 | $1.5M | Add +5.0% |
| EFA iShares MSCI Eafe ETF | 0.82% | 15,289 | $1.5M | Add +253.2% |
| GMAY FT Vest U.S. Equity Moderate | 0.81% | 35,739 | $1.5M | No change |
| RSP Invesco S&P 500 Equal Weight | 0.72% | 6,800 | $1.3M | Add +0.8% |
| IWM iShares Russell 2000 ETF | 0.72% | 5,213 | $1.3M | Reduce -2.3% |
| DYNF Ishrs US E F R A ETF-Usd Inc. | 0.71% | 21,969 | $1.3M | Add +50.9% |
| IJH iShares Core S&P Midcap ETF | 0.69% | 18,396 | $1.2M | Add +0.2% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.67% | 6,190 | $1.2M | Reduce -13.8% |
| EEM iShares MSCI Emerging Market | 0.67% | 21,197 | $1.2M | No change |
| PMAR Innovator U.S. Equity Power | 0.66% | 26,937 | $1.2M | Add +22.2% |
| IVW iShares S&P 500 Growth ETF | 0.63% | 10,143 | $1.1M | Add +0.0% |
| DFAI Dimensional International Co. | 0.63% | 29,421 | $1.1M | Reduce -4.2% |
| DXJ Wisdomtree Japan Hedged Eq | 0.63% | 7,210 | $1.1M | Reduce -5.3% |
| VTES Vanguard SH Term Tax-Ex Bond | 0.61% | 10,973 | $1.1M | Add +0.0% |
| SCHB Schwab US Broad Market ETF | 0.61% | 43,778 | $1.1M | Add +0.0% |
| VIG Vanguard Dividend Apprec ETF | 0.59% | 4,979 | $1.1M | Add +39.3% |
| IEMG iShares Core MSCI Emerging | 0.58% | 14,928 | $1.0M | Reduce -3.1% |
| XLK SS Technology Select Sector | 0.56% | 7,684 | $1.0M | Add +24.3% |
| XME SS SPDR S&P Metals Mining | 0.55% | 9,224 | $996K | Add +0.0% |
| FLOT iShares Floating Rate Bond E | 0.54% | 19,018 | $969K | Add +6.7% |
| MUC BlackRock Munihold Ca QLTY | 0.53% | 91,705 | $959K | Add +118.6% |
| TLH iShares 10-20 Year Treasury | 0.52% | 9,323 | $939K | Add +57.5% |
| MUB iShares National Muni Bond E | 0.51% | 8,726 | $926K | Add +112.5% |
| VTEB Vanguard Tax-Exempt Bond ETF | 0.50% | 18,297 | $913K | Add +1.9% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 0.49% | 3,109 | $893K | Add +0.3% |
| SPYG SS SPDR P S&P 500 Growth ETF | 0.44% | 8,184 | $801K | Add +0.1% |
| BMAR Innovator U.S. Equity Buffer | 0.43% | 14,932 | $784K | Add +8.5% |
| VB Vanguard Most SM-Cap ETF-Usd | 0.43% | 2,983 | $781K | Add +20.2% |
| DFSD Dimensional Short Duration | 0.42% | 16,017 | $767K | Reduce -1.3% |
| FALN iShares Fallen Angels ETF | 0.42% | 28,149 | $752K | Add +4.9% |
| SPIB SS SPDR P Int C Corp. ETF | 0.42% | 22,401 | $751K | Add +48.9% |
| IDEV iShares Core MSCI Dev MKTS | 0.40% | 8,689 | $726K | New |
| BRK.A Berkshire Hathaway Inc. Class A | 0.40% | 1 | $718K | No change |
| VXUS Vanguard Total Intl Stock | 0.40% | 9,268 | $715K | Add +37.2% |
| IVE iShares S&P 500 Value ETF | 0.39% | 3,380 | $714K | Add +0.1% |
| RSSB RTRN Stack GLBL STK & BD ETF | 0.39% | 25,878 | $704K | Add +194.5% |
| COWZ Pacer US Cash Cows 100 ETF | 0.38% | 11,123 | $696K | Reduce -0.8% |
| XLI SS Industrial Select Sector | 0.38% | 4,300 | $695K | No change |
| MCD McDonald's Corp. | 0.38% | 2,230 | $693K | Reduce -0.2% |
| IJR iShares Core S&P Small-Cap E | 0.38% | 5,489 | $682K | Reduce -0.3% |
| AMLP Alerian MLP ETF | 0.37% | 12,759 | $672K | No change |
| FEGE First Eagle GL Equity ETF | 0.37% | 14,095 | $662K | Add +59.3% |
| VYM Vanguard High DVD Yield ETF | 0.37% | 4,467 | $662K | Reduce -0.0% |
| BAPR Innovator U.S. Equity Buffer | 0.36% | 13,109 | $642K | No change |
| ZALT Innovator US Eq 10 Buffer | 0.34% | 18,708 | $607K | Add +39.3% |
| OEF iShares S&P 100 ETF | 0.33% | 1,892 | $602K | Add +71.7% |
| APP AppLovin Corp. Class A | 0.33% | 1,500 | $597K | No change |
| DDSQ Inovtor Eqty DD BFR ETF QRTR | 0.33% | 29,881 | $595K | New |
| BJAN Innovator U.S. Equity Buffer | 0.32% | 10,946 | $584K | Add +127.7% |
| UMAR Innovator U.S. Equity Ultra | 0.32% | 14,499 | $576K | Add +3.5% |
| BFEB Innovator U.S. Equity Buffer | 0.31% | 11,880 | $567K | Add +17.9% |
| QQQE Dirx Nasdaq-100EQ Wi ETF-Usd | 0.31% | 5,614 | $553K | No change |
| BMY Bristol-Myers Squibb Co. | 0.30% | 9,074 | $550K | Add +16.3% |
| MELI MercadoLibre Inc. | 0.30% | 315 | $545K | Add +4.3% |
| QUAL iShares MSCI USA Quality Fac | 0.30% | 2,803 | $538K | New |
| IEF iShares 7-10 Year Treasury B | 0.30% | 5,620 | $536K | New |
| PFEB Innovator U.S. Equity Power | 0.30% | 13,329 | $535K | Add +16.5% |
| DUHP Dimensional US High Profi Et | 0.29% | 14,282 | $525K | Reduce -3.8% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.28% | 1,146 | $501K | No change |
| XLV SS Health Care Select Sector | 0.27% | 3,377 | $495K | Reduce -0.8% |
| CLOA iShares Aaa Clo Act ETF-Usdi | 0.27% | 9,535 | $494K | New |
| ET Energy Transfer LP | 0.27% | 25,582 | $494K | Add +0.0% |
| BND Vanguard Total Bond Market | 0.27% | 6,664 | $491K | Reduce -0.8% |
| CB Chubb Ltd. | 0.27% | 1,500 | $490K | No change |
| DFAE Dimensional Emerging Core Eq | 0.27% | 14,297 | $484K | Reduce -4.5% |
| IMAR Innovator Intdevpow Buf-Mar | 0.26% | 16,079 | $467K | Add +71.6% |
Portfolio Sells Q4 2025 → Q1 2026
| SVIX -1X Short Vix Futures ETF | Sold out | 0.00% | −1.72 |
| MSFT Microsoft Corp. | Reduce -28.8% | 1.14% | −1.23 |
| CALI Ishrs SH-TRM Ca Muni Act ETF | Sold out | 0.00% | −1.09 |
| EMB iShares JP Morgan Usd Emergi | Sold out | 0.00% | −0.69 |
| ALLY Ally Financial Inc. | Sold out | 0.00% | −0.51 |
| SPY SS SPDR S&P 500 ETF Trust-US | Reduce -5.0% | 1.91% | −0.47 |
| JPM JPMorgan Chase & Co. | Reduce -0.0% | 1.88% | −0.45 |
| IQLT iShares MSCI International Q | Reduce -68.5% | 0.16% | −0.40 |
| JMBS Janus Henderson Mortg Backed | Sold out | 0.00% | −0.39 |
| DFAU Dimensional US Core Equity M | Reduce -4.0% | 1.52% | −0.33 |
| SPTI SS SPDR P Int Term TSY ETF | Sold out | 0.00% | −0.33 |
| SPTS SS SPDR P St Term TSY ETF | Reduce -49.1% | 0.21% | −0.25 |
| FTEC Fidelity MSCI Info Tech Indx | Sold out | 0.00% | −0.23 |
| DFCF Dimensional Core Fixed Inc. | Reduce -1.3% | 1.27% | −0.20 |
| XLF SS Financial Select Sector | Sold out | 0.00% | −0.20 |
| VTV Vanguard Mrngstr Val ETF-Aui | Reduce -13.8% | 0.67% | −0.19 |
| PANW Palo Alto Networks Inc. | Sold out | 0.00% | −0.17 |
| XLY SS Consumer Disc Select Sect | Sold out | 0.00% | −0.14 |
| ORCL Oracle Corp. | Sold out | 0.00% | −0.14 |
| IWD iShares Russell 1000 Value E | Sold out | 0.00% | −0.13 |
| IWM iShares Russell 2000 ETF | Reduce -2.3% | 0.72% | −0.11 |
| IEFA iShares Core MSCI Eafe ETF | Reduce -0.2% | 0.86% | −0.10 |
| DFAI Dimensional International Co. | Reduce -4.2% | 0.63% | −0.10 |
| PLTR Palantir Technologies Inc. Class A | Reduce -5.7% | 0.20% | −0.09 |
| GLD SPDR Gold Shares | Reduce -1.9% | 1.42% | −0.09 |
| PAPR Innovator U.S. Equity Power | Reduce -16.5% | 0.24% | −0.08 |
| V Visa Inc. Class A | Reduce -0.7% | 0.22% | −0.07 |
| IEMG iShares Core MSCI Emerging | Reduce -3.1% | 0.58% | −0.07 |
| XLC SS Comm Select Sector SPDR | Reduce -11.6% | 0.18% | −0.07 |
| AVGO Broadcom Inc. | Reduce -8.2% | 0.17% | −0.06 |
| DUHP Dimensional US High Profi Et | Reduce -3.8% | 0.29% | −0.06 |
| DFSD Dimensional Short Duration | Reduce -1.3% | 0.42% | −0.06 |
| PMAY Innovator U.S. Equity Power | Reduce -12.6% | 0.22% | −0.06 |
| XLV SS Health Care Select Sector | Reduce -0.8% | 0.27% | −0.06 |
| DXJ Wisdomtree Japan Hedged Eq | Reduce -5.3% | 0.63% | −0.05 |
| TLT iShares 20+ Year Treasury BD | Reduce -8.5% | 0.21% | −0.05 |
| MDY State Street SPDR S&P Midcap | Reduce -13.8% | 0.16% | −0.04 |
| POCT Innovator U.S. Equity Power | Reduce -8.8% | 0.17% | −0.04 |
| MCD McDonald's Corp. | Reduce -0.2% | 0.38% | −0.04 |
| COWZ Pacer US Cash Cows 100 ETF | Reduce -0.8% | 0.38% | −0.04 |
| BND Vanguard Total Bond Market | Reduce -0.8% | 0.27% | −0.04 |
| DFAE Dimensional Emerging Core Eq | Reduce -4.5% | 0.27% | −0.04 |
| IJR iShares Core S&P Small-Cap E | Reduce -0.3% | 0.38% | −0.04 |
| VYM Vanguard High DVD Yield ETF | Reduce -0.0% | 0.37% | −0.03 |
| SPIP SS SPDR P Tips ETF | Reduce -13.3% | 0.11% | −0.03 |
| IAPR Innovator International Deve | Reduce -9.2% | 0.16% | −0.03 |
| BJUL Innovator U.S. Equity Buffer | Reduce -1.8% | 0.18% | −0.03 |
| ABBV Abbvie Inc. | Reduce -0.2% | 0.16% | −0.03 |
| AMD Advanced Micro Devices | Reduce -0.7% | 0.12% | −0.02 |
| PJUL Innovator U.S. Equity Power | Reduce -2.3% | 0.14% | −0.02 |
Portfolio Buys Q4 2025 → Q1 2026
| VTEC Vanguard Ca Tax-Ex Bond | Add +703.8% | 2.72% | +2.33 |
| CMF iShares California Muni Bond | Add +110.5% | 2.66% | +1.22 |
| CATF American Century Ca Muni ETF | New | 1.09% | +1.09 |
| PAAA Pgim Aaa Clo ETF | Add +54.5% | 3.91% | +1.06 |
| JAAA Janus Henderson Aaa Clo ETF | Add +89.5% | 2.31% | +0.93 |
| XLE SS Energy Select Sector | Add +220.6% | 1.12% | +0.83 |
| BALT Inn Defined Wealth Shield | Add +50.5% | 2.43% | +0.60 |
| EFA iShares MSCI Eafe ETF | Add +253.2% | 0.82% | +0.56 |
| IDEV iShares Core MSCI Dev MKTS | New | 0.40% | +0.40 |
| JQUA JPMorgan US Quality Factor | Add +47.5% | 1.85% | +0.39 |
| AMZN Amazon.com Inc. | Add +100.2% | 0.99% | +0.37 |
| VONE Vanguard Russell 1000 | Add +65.3% | 1.25% | +0.35 |
| SCHF Schwab Intl Equity ETF | Add +42.2% | 1.54% | +0.35 |
| DDSQ Inovtor Eqty DD BFR ETF QRTR | New | 0.33% | +0.33 |
| QUAL iShares MSCI USA Quality Fac | New | 0.30% | +0.30 |
| IEF iShares 7-10 Year Treasury B | New | 0.30% | +0.30 |
| SCHO Schwab Short-Term US Treas | Add +42.2% | 1.44% | +0.29 |
| CLOA iShares Aaa Clo Act ETF-Usdi | New | 0.27% | +0.27 |
| MUC BlackRock Munihold Ca QLTY | Add +118.6% | 0.53% | +0.25 |
| MUB iShares National Muni Bond E | Add +112.5% | 0.51% | +0.24 |
| PJAN Innovator U.S. Equity Power | New | 0.24% | +0.24 |
| RSSB RTRN Stack GLBL STK & BD ETF | Add +194.5% | 0.39% | +0.23 |
| FEOE First Eagle Overseas Eq ETF | New | 0.20% | +0.20 |
| EMXC iShares MSCI Emr MRK Ex Chna | New | 0.18% | +0.18 |
| PZA Invesco National Amt-Free Mu | New | 0.18% | +0.18 |
| KMAR Invtr US S CP PR BFR ETF - M | New | 0.17% | +0.17 |
| BJAN Innovator U.S. Equity Buffer | Add +127.7% | 0.32% | +0.16 |
| MBB iShares MBS ETF | New | 0.15% | +0.15 |
| DYNF Ishrs US E F R A ETF-Usd Inc. | Add +50.9% | 0.71% | +0.15 |
| TLH iShares 10-20 Year Treasury | Add +57.5% | 0.52% | +0.14 |
| JAJL Innovator Edp ETF - 6M Ja | New | 0.14% | +0.14 |
| DDTJ Innovator Ed D10 Buff Jan | New | 0.14% | +0.14 |
| BRK.B Berkshire Hathaway Inc. Class B | New | 0.13% | +0.13 |
| COST Costco Wholesale Corp. | New | 0.13% | +0.13 |
| BIV Vanguard Intermediate-Term B | Add +28.6% | 1.11% | +0.13 |
| VNQ Vanguard Real Estate ETF | New | 0.12% | +0.12 |
| UFEB Innovator U.S. Equity Ultra | New | 0.12% | +0.12 |
| FEGE First Eagle GL Equity ETF | Add +59.3% | 0.37% | +0.11 |
| VIG Vanguard Dividend Apprec ETF | Add +39.3% | 0.59% | +0.10 |
| SPIB SS SPDR P Int C Corp. ETF | Add +48.9% | 0.42% | +0.10 |
| OEF iShares S&P 100 ETF | Add +71.7% | 0.33% | +0.10 |
| UJAN Innovator U.S. Equity Ultra | Add +91.8% | 0.23% | +0.09 |
| IMAR Innovator Intdevpow Buf-Mar | Add +71.6% | 0.26% | +0.08 |
| VXUS Vanguard Total Intl Stock | Add +37.2% | 0.40% | +0.08 |
| SFLR Innovator Eqty MGD Floor ETF | Add +26.8% | 0.99% | +0.07 |
| VRT Vertiv Holdings Co. Class A | Add +0.1% | 0.23% | +0.06 |
| ZALT Innovator US Eq 10 Buffer | Add +39.3% | 0.34% | +0.06 |
| PMAR Innovator U.S. Equity Power | Add +22.2% | 0.66% | +0.05 |
| BMY Bristol-Myers Squibb Co. | Add +16.3% | 0.30% | +0.04 |
| VB Vanguard Most SM-Cap ETF-Usd | Add +20.2% | 0.43% | +0.03 |