Bank of Montreal
In its 13F for Q1 2024 (holdings as of March 31, 2024, filed May 13, 2024), Bank of Montreal reported 3,370 stock positions worth $316.2 billion. Its top holding was Alphabet Class A (GOOGL) at 20.3% of the portfolio, followed by Amazon.com (AMZN, 14.2%) and Apple (AAPL, 5.1%). Compared with Q4 2023, it opened 430 new positions, sold out of 439, added to 1,342 and reduced 1,389. The biggest buy was Alibaba Group Holding-SP ADR (BABA, shares +2942%) and the biggest sale Alphabet Class A (GOOGL, shares −0%).
- Most Recent 13F
- Q2 2026
- Location
- TORONTO, A6
- CIK
- 0000927971
- Portfolio Value
- $316.2B (Q1 2024)
- SEC Filing
- 0000927971-24-000004 ↗ filed May 13, 2024
Holdings Value
Holdings 3,370 stocks · $316.2B
| GOOGL Alphabet Inc. Class A | 20.33% | 23,803,293 | $64.3B | Reduce -0.4% |
| AMZN Amazon.com Inc. | 14.25% | 25,667,197 | $45.0B | Add +1.4% |
| AAPL Apple Inc. | 5.06% | 31,969,661 | $16.0B | Add +1.3% |
| TSLA Tesla Inc. | 2.77% | 8,042,519 | $8.7B | Reduce -3.1% |
| RY Royal Bank of Canada | 2.37% | 74,355,914 | $7.5B | Reduce -1.6% |
| MSFT Microsoft Corp. | 2.31% | 17,238,865 | $7.3B | Reduce -9.6% |
| TD Toronto-Dominion Bank | 2.03% | 106,167,991 | $6.4B | Reduce -1.3% |
| NVDA Nvidia Corp. | 1.94% | 6,569,058 | $6.1B | Reduce -6.6% |
| SPY SS SPDR S&P 500 ETF Trust-US | 1.56% | 9,301,435 | $4.9B | Add +9.0% |
| BNS Bank of Nova Scotia filed as BANK NOVA SCOTIA HALIFAX | 1.13% | 69,580,701 | $3.6B | Reduce -3.3% |
| META Meta Platforms Inc. Class A | 0.91% | 5,724,157 | $2.9B | Reduce -16.1% |
| CM Can Imperial BK of Commerce filed as CANADIAN IMPERIAL BK COMM TO | 0.86% | 53,258,039 | $2.7B | Reduce -0.2% |
| BMO Bank of Montreal filed as BANK MONTREAL QUE | 0.79% | 25,807,892 | $2.5B | Add +2.2% |
| AVGO Broadcom Inc. | 0.74% | 1,739,566 | $2.3B | Reduce -7.8% |
| MA Mastercard Inc. Class A | 0.73% | 4,858,094 | $2.3B | Add +99.7% |
| TRP TC Energy Corp. | 0.73% | 57,730,700 | $2.3B | Add +15.5% |
| BN Brookfield Corp. | 0.72% | 54,797,175 | $2.3B | Add +2.4% |
| CNQ Canadian Natural Resources | 0.70% | 29,200,732 | $2.2B | Add +5.6% |
| ENB Enbridge Inc. | 0.68% | 59,843,118 | $2.2B | Add +4.3% |
| GOOG Alphabet Inc. Class C | 0.66% | 13,754,593 | $2.1B | Reduce -1.8% |
| NFLX Netflix Inc. | 0.63% | 3,146,558 | $2.0B | Add +10.6% |
| CNI Canadian Natl Railway Co. | 0.62% | 14,773,889 | $2.0B | Reduce -4.6% |
| BABA Alibaba Group Holding-SP ADR | 0.58% | 6,173,938 | $1.8B | Add +2942.4% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.56% | 3,569,696 | $1.8B | Reduce -16.7% |
| JPM JPMorgan Chase & Co. | 0.55% | 8,787,415 | $1.8B | Add +15.6% |
| CP Canadian Pacific Kansas City | 0.54% | 19,398,976 | $1.7B | Reduce -2.4% |
| MFC Manulife Financial Corp. | 0.53% | 68,138,331 | $1.7B | Add +1.7% |
| V Visa Inc. Class A | 0.47% | 5,277,764 | $1.5B | Add +6.3% |
| LLY Eli Lilly & Co. | 0.45% | 1,812,982 | $1.4B | Reduce -5.4% |
| WMT Walmart Inc. | 0.44% | 12,002,585 | $1.4B | Reduce -20.0% |
| WCN Waste Connections Inc. | 0.43% | 7,925,025 | $1.4B | Reduce -7.6% |
| COST Costco Wholesale Corp. | 0.43% | 1,841,913 | $1.3B | Reduce -2.3% |
| BCE Bce Inc. | 0.40% | 33,651,683 | $1.3B | Reduce -1.9% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.37% | 2,782,467 | $1.2B | Reduce -9.7% |
| UNH Unitedhealth Group Inc. | 0.36% | 2,255,550 | $1.1B | Reduce -1.3% |
| FTS Fortis Inc. | 0.36% | 28,996,142 | $1.1B | Add +6.3% |
| SU Suncor Energy Inc. | 0.36% | 30,571,297 | $1.1B | Add +0.5% |
| BUR Burford Capital Ltd. | 0.35% | 1,229,944 | $1.1B | Reduce -5.9% |
| TU Telus Corp. | 0.34% | 67,180,081 | $1.1B | Add +8.4% |
| RCI Rogers Communications Inc. Class B | 0.30% | 22,523,869 | $947.3M | Add +5.2% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.29% | 24,276,080 | $918.4M | Reduce -11.4% |
| BIP Brookfield Infrastructure Pa | 0.28% | 28,666,688 | $896.7M | Reduce -0.9% |
| TRI Thomson Reuters Corp. | 0.28% | 5,746,770 | $895.4M | Add +4.3% |
| SHOP Shopify Inc. Class A | 0.28% | 10,938,761 | $871.3M | Reduce -18.9% |
| MRK Merck & Co. Inc. | 0.27% | 6,577,006 | $866.9M | Reduce -13.0% |
| JNJ Johnson & Johnson | 0.27% | 5,444,135 | $865.7M | Reduce -16.5% |
| IVV iShares Core S&P 500 ETF | 0.27% | 1,636,412 | $860.4M | Add +1.9% |
| HD Home Depot Inc. | 0.26% | 2,161,561 | $834.6M | Reduce -11.7% |
| AMD Advanced Micro Devices | 0.26% | 4,589,324 | $826.1M | Reduce -25.0% |
| CSCO Cisco Systems Inc. | 0.26% | 14,344,607 | $812.6M | Add +28.2% |
| ADBE Adobe Inc. | 0.25% | 1,570,422 | $793.1M | Reduce -5.5% |
| SNOW Snowflake Inc. | 0.24% | 4,810,687 | $770.1M | Add +43.1% |
| PBA Pembina Pipeline Corp. | 0.24% | 21,859,328 | $769.8M | Add +8.1% |
| INDV Indivior Ltd. | 0.22% | 1,908,297 | $704.0M | Add +1081.2% |
| PAVE Global X US Infrastructure | 0.22% | 17,562,599 | $698.1M | Add +12.0% |
| PYPL PayPal Holdings Inc. | 0.22% | 2,475,076 | $680.6M | Reduce -6.5% |
| SLF Sun Life Financial Inc. | 0.21% | 12,006,367 | $656.1M | Add +3.0% |
| PG The Procter & Gamble Co. | 0.21% | 4,025,877 | $654.9M | Reduce -11.3% |
| XOM Exxon Mobil Corp. | 0.21% | 5,658,460 | $653.6M | Reduce -5.3% |
| ABBV Abbvie Inc. | 0.21% | 3,619,335 | $653.0M | Reduce -8.4% |
| IEFA iShares Core MSCI Eafe ETF | 0.20% | 8,730,211 | $648.0M | Add +53.0% |
| NTR Nutrien Ltd. | 0.20% | 11,560,052 | $623.1M | Reduce -1.0% |
| MS Morgan Stanley | 0.20% | 6,643,561 | $621.4M | Add +1.0% |
| AEM Agnico Eagle Mines Ltd. | 0.19% | 10,505,406 | $609.1M | Add +1.5% |
| C Citigroup Inc. | 0.19% | 9,279,474 | $593.8M | Reduce -32.2% |
| VZ Verizon Communications Inc. | 0.19% | 10,976,024 | $591.4M | Add +15.1% |
| PEP Pepsico Inc. | 0.19% | 3,383,466 | $590.1M | Reduce -17.9% |
| FNV Franco-Nevada Corp. | 0.18% | 4,880,734 | $573.6M | Add +9.2% |
| QQQ Invesco QQQ Trust Series 1 | 0.18% | 1,281,506 | $572.6M | Reduce -66.0% |
| CVX Chevron Corp. | 0.18% | 3,107,029 | $567.8M | Reduce -9.4% |
| GS Goldman Sachs Group Inc. | 0.18% | 1,346,107 | $562.7M | Reduce -16.6% |
| CRM Salesforce Inc. | 0.17% | 1,788,524 | $552.9M | Reduce -36.9% |
| LIN Linde PLC | 0.17% | 1,182,402 | $549.9M | Reduce -6.7% |
| QSR Restaurant Brands Intern | 0.17% | 6,747,545 | $544.8M | Add +2.2% |
| IWM iShares Russell 2000 ETF | 0.17% | 2,540,922 | $532.8M | Reduce -43.7% |
| TXN Texas Instruments Inc. | 0.17% | 3,016,055 | $523.4M | Reduce -8.5% |
| T AT&T Inc. | 0.16% | 16,144,923 | $519.5M | Reduce -5.7% |
| INTC Intel Corp. | 0.16% | 10,803,633 | $516.4M | Reduce -18.6% |
| CMCSA Comcast Corp. Class A | 0.16% | 8,955,684 | $515.0M | Add +4.6% |
| QCOM Qualcomm Inc. | 0.16% | 2,946,248 | $498.5M | Add +11.5% |
| GDX Vaneck Gold Miners ETF | 0.16% | 15,737,598 | $498.4M | Add +20.2% |
| ABT Abbott Laboratories | 0.16% | 4,378,337 | $496.9M | Add +9.2% |
| ACN Accenture PLC Class A | 0.16% | 1,427,121 | $495.1M | Reduce -9.9% |
| MCD McDonald's Corp. | 0.15% | 1,718,311 | $487.0M | Reduce -7.4% |
| TSM Taiwan Semiconductor-SP ADR | 0.15% | 3,243,201 | $478.1M | Add +164.4% |
| PANW Palo Alto Networks Inc. | 0.15% | 1,609,623 | $462.2M | Reduce -13.4% |
| ISRG Intuitive Surgical Inc. | 0.14% | 1,128,992 | $451.9M | Reduce -14.4% |
| EWJ iShares MSCI Japan ETF | 0.14% | 6,309,713 | $450.9M | Add +93.5% |
| UNP Union Pacific Corp. | 0.14% | 1,748,898 | $445.5M | Add +5.0% |
| WFC Wells Fargo & Co. | 0.14% | 7,716,784 | $444.8M | Reduce -0.9% |
| TMO Thermo Fisher Scientific Inc. | 0.14% | 741,255 | $442.5M | Reduce -29.1% |
| KO The Coca-Cola Co. | 0.14% | 7,142,753 | $437.1M | Reduce -11.7% |
| SPGI S&P Global Inc. | 0.14% | 1,032,104 | $436.4M | Add +27.7% |
| PXD Pioneer Natural Resources Co. | 0.14% | 1,641,839 | $427.0M | Add +17.0% |
| ORCL Oracle Corp. | 0.13% | 3,288,359 | $425.5M | Reduce -9.4% |
| SHY iShares 1-3 Year Treasury Bo | 0.13% | 5,151,197 | $421.5M | Reduce -3.4% |
| MU Micron Technology Inc. | 0.13% | 3,509,663 | $418.9M | Reduce -0.2% |
| PFE Pfizer Inc. | 0.13% | 14,855,450 | $413.0M | Add +11.1% |
| BAM Brookfield Asset Mgmt-A | 0.13% | 9,639,559 | $403.8M | Reduce -2.6% |
| TJX TJX Companies Inc. filed as TJX COS INC NEW | 0.12% | 3,801,515 | $384.4M | Add +9.3% |
Options reported separately and not counted above: SPY puts ($2.9B), QQQ puts ($1.4B), AMZN puts ($1.1B), TSLA puts ($833.5M), AAPL calls ($688.7M), IWM puts ($509.6M), AAPL puts ($391.3M), GOOGL puts ($389.6M), GOOGL calls ($378.0M), SPY calls ($271.2M), HYG puts ($205.1M), KWEB calls ($204.4M), and 321 more.
Other holdings (132): bonds, preferreds, convertibles and warrants · $1.2B (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| SPOTIFY USA INC (SPOT 0 03/15/26) | NOTE 3/1 · principal | 101,397,000 | $93.2M | Add +1092.9% |
| TECHTARGET HOLDINGS INC (TTGT 0 12/15/26) | NOTE 12/1 · principal | 88,987,000 | $84.5M | Reduce -13.5% |
| SHIFT4 PAYMENTS INC (FOUR 0.5 08/01/27) | NOTE 0.500% 8/0 · principal | 77,700,000 | $72.3M | Reduce -7.7% |
| ALBEMARLE CORP (ALB 7.25 03/01/27) | 7.25% DEP SHS A | 1,066,000 | $62.9M | New |
| ALGONQUIN PWR & (AQNCN 7.75 06/15/24) | UNIT 06/15/2024 | 2,775,900 | $59.5M | Add +0.9% |
| DRAFTKINGS HOLDINGS INC (DKNG 0 03/15/28) | NOTE 3/1 · principal | 64,611,000 | $56.1M | Add +36.3% |
| ZILLOW GROUP INC (Z 0.75 09/01/24) | NOTE 0.750% 9/0 · principal | 37,595,000 | $44.5M | New |
| SOLAR EDGE TECHNOLOGIES (SEDG 0 09/15/25) | NOTE 9/1 · principal | 48,609,000 | $44.2M | Add +585.4% |
| FIVERR INTERNATIONAL LTD (FVRR 0 11/01/25) | NOTE 11/0 · principal | 38,450,000 | $34.5M | Reduce -15.2% |
| ETSY INC (ETSY 0.125 10/01/26) | NOTE 0.125%10/0 · principal | 31,781,000 | $33.7M | Reduce -9.2% |
| ETSY INC (ETSY 0.125 09/01/27) | NOTE 0.125% 9/0 · principal | 38,876,000 | $32.6M | Add +332.0% |
| GEO CORRECTIONS HLDGS (GEO 6.5 02/23/26) | NOTE 6.500% 2/2 · principal | 18,500,000 | $32.5M | Add +1750.0% |
| HAEMONETICS CORP (HAE 0 03/01/26) | NOTE 3/0 · principal | 35,000,000 | $32.2M | New |
| SAREPTA THERAPEUTICS INC (SRPT 1.25 09/15/27) | NOTE 1.250% 9/1 · principal | 25,000,000 | $29.2M | Reduce -8.4% |
| LIVE NATION ENTERTAINMEN (LYV 3.125 01/15/29) | NOTE 3.125% 1/1 · principal | 24,157,000 | $29.1M | New |
| DIGITALOCEAN HOLDINGS (DOCN 0 12/01/26) | NOTE 12/0 · principal | 33,000,000 | $27.7M | No change |
| ENVESTNET INC (ENV 0.75 08/15/25) | 0.75 8/15/2025 · principal | 23,718,000 | $23.1M | Add +97.3% |
| DROPBOX INC (DBX 0 03/01/26) | NOTE 3/0 · principal | 23,850,000 | $22.7M | Reduce -10.2% |
| PALO ALTO NETWORKS (PANW 0.375 06/01/25) | NOTE 0.375% 6/0 · principal | 7,823,000 | $22.3M | Reduce -84.8% |
| COINBASE GLOBAL INC (COIN 0.5 06/01/26) | NOTE 0.500% 6/0 · principal | 20,003,000 | $22.0M | New |
| WAYFAIR INC (W 3.25 09/15/27) | NOTE 3.250% 9/1 · principal | 14,703,000 | $19.4M | Add +11.3% |
| CLARIVATE PLC (CLVT 5.25 06/01/24 A) | 5.25% PFD CONV A | 575,000 | $17.1M | Add +2200.0% |
| SIRIUS XM HOLDINGS (SIRI 3.75 03/15/28) | NOTE 3.750% 3/1 · principal | 12,083,000 | $14.9M | New |
| NOVA LTD (NVMI 0 10/15/25) | NOTE 10/1 · principal | 7,000,000 | $13.2M | New |
| CERENCE INC (CRNC 3 06/01/25) | NOTE 3.000% 6/0 · principal | 12,300,000 | $11.9M | No change |
| JAZZ INVESTMENTS I LTD (JAZZ 2 06/15/26) | NOTE 2.000% 6/1 · principal | 11,200,000 | $11.1M | Reduce -3.5% |
| INTERDIGITAL INC (IDCC 3.5 06/01/27) | NOTE 3.500% 6/0 · principal | 7,515,000 | $10.8M | Add +14.1% |
| BLOOM ENERGY CORP (BE 2.5 08/15/25) | NOTE 2.500% 8/1 · principal | 10,000,000 | $10.5M | New |
| ALTAIR ENGINEERING INC (ALTR 0.25 06/01/24) | NOTE 0.250% 6/0 · principal | 5,885,000 | $10.4M | New |
| INSMED INC (INSM 0.75 06/01/28) | NOTE 0.750% 6/0 · principal | 9,573,000 | $10.3M | New |
| CHEFS' WAREHOUSE THE (CHEF 2.375 12/15/28) | NOTE 2.375%12/1 · principal | 9,300,000 | $10.2M | Add +93.8% |
| ZTO EXPRESS KY INC (ZTO 1.5 09/01/27) | NOTE 1.500% 9/0 · principal | 10,270,000 | $10.1M | Add +927.0% |
| NORTHERN OIL & GAS INC (NOG 3.625 04/15/29) | NOTE 3.625% 4/1 · principal | 8,059,000 | $9.8M | Reduce -32.4% |
| CONMED CORP (CNMD 2.25 06/15/27) | NOTE 2.250% 6/1 · principal | 9,495,000 | $8.7M | Add +26.5% |
| IRONWOOD PHARMACEUTICALS (IRWD 0.75 06/15/24) | NOTE 0.750% 6/1 · principal | 8,500,000 | $8.4M | New |
| AMERICAN AIRLINES GROUP (AAL 6.5 07/01/25) | NOTE 6.500% 7/0 · principal | 7,189,000 | $8.4M | Add +28.9% |
| SNAP INC (SNAP 0.125 03/01/28) | NOTE 0.125% 3/0 · principal | 10,400,000 | $7.9M | New |
| MICROSTRATEGY INC (MSTR 0.75 12/15/25) | NOTE 0.750%12/1 · principal | 1,700,000 | $7.4M | New |
| EXACT SCIENCES CORP (EXAS 1 01/15/25) | NOTE 1.000% 1/1 · principal | 6,400,000 | $7.2M | New |
| DROPBOX INC (DBX 0 03/01/28) | NOTE 3/0 · principal | 6,400,000 | $6.0M | Add +42.2% |
| AIRBNB INC (ABNB 0 03/15/26) | NOTE 3/1 · principal | 6,258,000 | $5.8M | Reduce -40.4% |
| CABLE ONE INC (CABO 0 03/15/26) | NOTE 3/1 · principal | 6,487,000 | $5.7M | No change |
| PEABODY ENERGY CORP (BTU 3.25 03/01/28) | NOTE 3.250% 3/0 · principal | 4,000,000 | $5.7M | Reduce -32.0% |
| AXON ENTERPRISE INC (AXON 0.5 12/15/27) | NOTE 0.500%12/1 · principal | 3,760,000 | $5.5M | New |
| JAZZ INVESTMENTS I LTD (JAZZ 1.5 08/15/24) | NOTE 1.500% 8/1 · principal | 5,500,000 | $5.4M | Reduce -8.3% |
| NCL CORPORATION LTD (NCLH 1.125 02/15/27) | NOTE 1.125% 2/1 · principal | 5,474,000 | $5.2M | Reduce -24.9% |
| RAPID7 INC (RPD 0.25 03/15/27) | NOTE 0.250% 3/1 · principal | 5,600,000 | $4.9M | Reduce -60.4% |
| INTEGER HOLDINGS CORP (ITGR 2.125 02/15/28) | NOTE 2.125% 2/1 · principal | 3,369,000 | $4.9M | New |
| WAYFAIR INC (W 0.625 10/01/25) | NOTE 0.625%10/0 · principal | 5,200,000 | $4.8M | New |
| SOUTHWEST AIRLINES CO (LUV 1.25 05/01/25) | NOTE 1.250% 5/0 · principal | 4,750,000 | $4.8M | Add +179.4% |
| Q2 HOLDINGS INC (QTWO 0.75 06/01/26) | NOTE 0.750% 6/0 · principal | 5,000,000 | $4.7M | Add +16.3% |
| BIOMARIN PHARMACEUTICAL (BMRN 1.25 05/15/27) | NOTE 1.250% 5/1 · principal | 4,500,000 | $4.5M | New |
| CHEFS' WAREHOUSE THE (CHEF 1.875 12/01/24) | NOTE 1.875%12/0 · principal | 4,273,000 | $4.4M | Add +0.5% |
| PROGRESS SOFTWARE CORP (PRGS 1 04/15/26) | NOTE 1.000% 4/1 · principal | 4,000,000 | $4.2M | No change |
| ALNYLAM PHARMACEUTICALS (ALNY 1 09/15/27) | NOTE 1.000% 9/1 · principal | 4,300,000 | $4.1M | Reduce -54.2% |
| TRIPADVISOR INC (TRIP 0.25 04/01/26) | NOTE 0.250% 4/0 · principal | 4,200,000 | $3.9M | New |
| M/A-COM TECH SOLUTIONS (MTSI 0.25 03/15/26) | NOTE 0.250% 3/1 · principal | 3,100,000 | $3.9M | Add +55.0% |
| MITEK SYSTEMS INC (MITK 0.75 02/01/26) | NOTE 0.750% 2/0 · principal | 3,900,000 | $3.9M | Reduce -49.0% |
| BILL HOLDINGS INC (BILL 0 12/01/25) | NOTE 12/0 · principal | 4,000,000 | $3.7M | New |
| BENTLEY SYSTEMS (BSY 0.375 07/01/27) | NOTE 0.375% 7/0 · principal | 4,000,000 | $3.6M | New |
| ORMAT TECHNOLOGIES INC (ORA 2.5 07/15/27) | NOTE 2.500% 7/1 · principal | 3,685,000 | $3.6M | New |
| LUMENTUM HOLDINGS INC (LITE 0.5 06/15/28) | NOTE 0.500% 6/1 · principal | 4,600,000 | $3.6M | Add +30.3% |
| FRESHPET INC (FRPT 3 04/01/28) | NOTE 3.000% 4/0 · principal | 1,753,000 | $3.1M | New |
| CRACKER BARREL OLD COUNT (CBRL 0.625 06/15/26) | NOTE 0.625% 6/1 · principal | 3,510,000 | $3.0M | Add +0.1% |
| ENCORE CAPITAL GROUP INC (ECPG 4 03/15/29) | NOTE 4.000% 3/1 · principal | 3,000,000 | $2.8M | New |
| FORD MOTOR COMPANY (F 0 03/15/26) | NOTE 3/1 · principal | 2,687,000 | $2.8M | Reduce -67.6% |
| ALLIANT ENERGY CORP (LNT 3.875 03/15/26) | NOTE 3.875% 3/1 · principal | 2,688,000 | $2.7M | New |
| PAR TECHNOLOGY CORP (PAR 1.5 10/15/27) | NOTE 1.500%10/1 · principal | 2,850,000 | $2.6M | Reduce -87.4% |
| DEXCOM INC (DXCM 0.25 11/15/25) | NOTE 0.250%11/1 · principal | 2,277,000 | $2.5M | Reduce -77.6% |
| ENPHASE ENERGY INC (ENPH 0 03/01/26) | NOTE 3/0 · principal | 2,716,000 | $2.5M | Reduce -59.8% |
| ENPHASE ENERGY INC (ENPH 0 03/01/28) | NOTE 3/0 · principal | 2,729,000 | $2.4M | Add +141.3% |
| TURNING POINT BRANDS INC (TPB 2.5 07/15/24) | NOTE 2.500% 7/1 · principal | 2,360,000 | $2.3M | No change |
| EXPEDIA GROUP INC (EXPE 0 02/15/26) | NOTE 2/1 · principal | 2,420,000 | $2.2M | New |
| BIOMARIN PHARMACEUTICAL (BMRN 0.599 08/01/24) | NOTE 0.599% 8/0 · principal | 2,112,000 | $2.1M | Reduce -36.0% |
| BENTLEY SYSTEMS INC (BSY 0.125 01/15/26) | NOTE 0.125% 1/1 · principal | 2,009,000 | $2.0M | Reduce -66.5% |
| ZILLOW GROUP INC (Z 1.375 09/01/26) | NOTE 1.375% 9/0 · principal | 1,552,000 | $1.9M | Add +7.0% |
| FIRST MAJESTIC SILVER (AGCN 0.375 01/15/27) | NOTE 0.375% 1/1 · principal | 2,355,000 | $1.9M | Add +77.7% |
| ATLANTICA JERSEY LTD (AY 4 07/15/25) | NOTE 4.000% 7/1 · principal | 1,775,000 | $1.7M | No change |
| OKTA INC (OKTA 0.125 09/01/25) | NOTE 0.125% 9/0 · principal | 1,555,000 | $1.5M | Add +1.0% |
| COLLEGIUM PHARMA INC (COLL 2.875 02/15/29) | NOTE 2.875% 2/1 · principal | 1,100,000 | $1.4M | New |
| TYLER TECHNOLOGIES INC (TYL 0.25 03/15/26) | NOTE 0.250% 3/1 · principal | 1,100,000 | $1.1M | Reduce -76.1% |
| NRG ENERGY INC (NRG 2.75 06/01/48) | DBCV 2.750% 6/0 · principal | 665,000 | $1.1M | Reduce -75.0% |
| INTEGRA LIFESCIENCES HLD (IART 0.5 08/15/25) | NOTE 0.500% 8/1 · principal | 1,099,000 | $1.1M | Reduce -87.8% |
| NEW MOUNTAIN FINANCE COR (NMFC 7.5 10/15/25) | NOTE 7.500%10/1 · principal | 1,000,000 | $1.0M | New |
| PIONEER NATURAL RESOURCE (PXD 0.25 05/15/25) | NOTE 0.250% 5/1 · principal | 350,000 | $1.0M | No change |
| WOLF Wolfspeed Inc. (wolf 1.75 05/01/26) | NOTE 1.750% 5/0 · principal | 1,002,000 | $954K | Reduce -97.2% |
| PACIRA BIOSCIENCES INC (PCRX 0.75 08/01/25) | NOTE 0.750% 8/0 · principal | 1,000,000 | $948K | New |
| MESA LABORATORIES INC (MLAB 1.375 08/15/25) | NOTE 1.375% 8/1 · principal | 1,000,000 | $940K | No change |
| Q2 HOLDINGS INC (QTWO 0.125 11/15/25) | NOTE 0.125%11/1 · principal | 1,000,000 | $932K | New |
| ENVESTNET INC (ENV 2.625 12/01/27) | NOTE 2.625%12/0 · principal | 860,000 | $911K | Reduce -71.3% |
| MARRIOTT VACATION WORLDW (VAC 3.25 12/15/27) | NOTE 3.250%12/1 · principal | 808,000 | $760K | Reduce -23.9% |
| CONFLUENT INC (CFLT 0 01/15/27) | NOTE 1/1 · principal | 804,000 | $691K | New |
| LUMENTUM HOLDINGS INC (LITE 0.5 12/15/26) | NOTE 0.500%12/1 · principal | 761,000 | $671K | Reduce -80.5% |
| MICROCHIP TECHNOLOGY INC (MCHP 0.125 11/15/24) | NOTE 0.125%11/1 · principal | 607,000 | $650K | New |
| PATRICK INDUSTRIES INC (PATK 1.75 12/01/28) | NOTE 1.750%12/0 · principal | 500,000 | $642K | New |
| CHEESECAKE FACTORY (THE) (CAKE 0.375 06/15/26) | NOTE 0.375% 6/1 · principal | 616,000 | $549K | Add +203.4% |
| SOUTHERN CO (SO 3.875 12/15/25) | NOTE 3.875%12/1 · principal | 536,000 | $534K | New |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 434 | $529K | Reduce -6.3% |
| PPL CAPITAL FUNDING INC (PPL 2.875 03/15/28) | NOTE 2.875% 3/1 · principal | 344,000 | $330K | New |
| INSULET CORPORATION (PODD 0.375 09/01/26) | NOTE 0.375% 9/0 · principal | 263,000 | $274K | Reduce -93.4% |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 125 | $149K | Reduce -20.4% |
| FORTUNA SILVER MINES INC | SDCV 4.650%10/3 · principal | 114,000 | $112K | Reduce -15.6% |
| LANTHEUS HOLDINGS INC (LNTH 2.625 12/15/27) | NOTE 2.625%12/1 · principal | 102,000 | $112K | Reduce -97.8% |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | 2,086 | $88K | Add +14.2% |
| CVE.WS Cenovus Energy Inc. -CW26 | *W EXP 01/01/202 | 2,977 | $45K | Add +8.9% |
| DJTWW Trump Media & Technology Gro | *W EXP 03/25/202 | 1,100 | $30K | New |
| SHOPIFY INC (SHOPCN 0.125 11/01/25) | NOTE 0.125%11/0 · principal | 12,000 | $11K | New |
| UBER TECHNOLOGIES INC (UBER 0 12/15/25) | NOTE 12/1 · principal | 9,000 | $10K | New |
| ROYAL CARIBBEAN CRUISES (RCL 6 08/15/25) | NOTE 6.000% 8/1 · principal | 3,000 | $9K | New |
| APOLLO GLOBAL MANAGEMENT (APO 6.75 07/31/26) | SER A MAND CNV | 131 | $8K | New |
| MICROSTRATEGY INC (MSTR 0 02/15/27) | NOTE 2/1 · principal | 6,000 | $8K | New |
| CLOUDFLARE INC (NET 0 08/15/26) | NOTE 8/1 · principal | 8,000 | $8K | New |
| HUBSPOT INC (HUBS 0.375 06/01/25) | NOTE 0.375% 6/0 · principal | 3,000 | $7K | New |
| LIVE NATION ENTERTAINMEN (LYV 2 02/15/25) | NOTE 2.000% 2/1 · principal | 6,000 | $7K | New |
| BOOKING HOLDINGS INC (BKNG 0.75 05/01/25) | NOTE 0.750% 5/0 · principal | 3,000 | $6K | New |
| NEUROCRINE BIOSCIENCES (NBIX 2.25 05/15/24) | NOTE 2.250% 5/1 · principal | 3,000 | $5K | New |
| BLOCK INC (XYZ 0 05/01/26) | NOTE 5/0 · principal | 6,000 | $5K | New |
| CYBERARK SOFTWARE LTD (CYBR 0 11/15/24) | NOTE 11/1 · principal | 3,000 | $5K | Reduce -100.0% |
| CHEGG INC (CHGG 0.125 03/15/25) | NOTE 0.125% 3/1 · principal | 5,000 | $5K | New |
| EXACT SCIENCES CORP (EXAS 0.375 03/01/28) | NOTE 0.375% 3/0 · principal | 5,000 | $5K | New |
| LEGWQ Lion Electric Co./the-27 | *W EXP 12/16/202 | 9,842 | $4K | No change |
| SHAKE SHACK INC (SHAK 0 03/01/28) | NOTE 3/0 · principal | 4,000 | $4K | New |
| ON SEMICONDUCTOR CORP (ON 0.5 03/01/29) | NOTE 0.500% 3/0 · principal | 3,000 | $3K | New |
| LYFT INC (LYFT 1.5 05/15/25) | NOTE 1.500% 5/1 · principal | 3,000 | $3K | New |
| CHART INDUSTRIES INC (GTLS 6.75 12/15/25 B) | 6.75DP CNV PFD B | 44 | $3K | New |
| VWEWQ Vintage Wine Estates -CW27 | *W EXP 06/08/202 | 123,801 | $2K | No change |
| NE.WS Noble Corp. PLC-28 | *W EXP 02/04/202 | 50 | $1K | No change |
| NOBLE CORP PLC-28 | *W EXP 02/04/202 | 50 | $1K | No change |
| NEXTERA ENERGY INC (NEE 6.926 09/01/25) | UNIT 09/01/2025 | 26 | $1K | New |
| LEVWQ Lion Electric Co./the -CW26 | *W EXP 05/06/202 | 9,084 | $402 | Add +4.3% |
| RBC BEARINGS INC (RBC 5 10/15/24 A) | 5% CNV PFD SR A | 3 | $366 | No change |
| PARAMOUNT GLOBAL (SKYD 5.75 04/01/24 A) | 5.75% CONV PFD A | 14 | $192 | Reduce -96.2% |
Total filed on the 13F, all lines: $317.4B.
Portfolio Sells Q4 2023 → Q1 2024
| GOOGL Alphabet Inc. Class A | Reduce -0.4% | 20.33% | −0.74 |
| QQQ Invesco QQQ Trust Series 1 | Reduce -66.0% | 0.18% | −0.33 |
| TD Toronto-Dominion Bank | Reduce -1.3% | 2.03% | −0.24 |
| TSLA Tesla Inc. | Reduce -3.1% | 2.77% | −0.18 |
| DIS The Walt Disney Co. | Reduce -16.7% | 0.56% | −0.14 |
| RY Royal Bank of Canada | Reduce -1.6% | 2.37% | −0.13 |
| IWM iShares Russell 2000 ETF | Reduce -43.7% | 0.17% | −0.13 |
| C Citigroup Inc. | Reduce -32.2% | 0.19% | −0.10 |
| ADBE Adobe Inc. | Reduce -5.5% | 0.25% | −0.07 |
| BCE Bce Inc. | Reduce -1.9% | 0.40% | −0.07 |
| SHOP Shopify Inc. Class A | Reduce -18.9% | 0.28% | −0.07 |
| CRM Salesforce Inc. | Reduce -36.9% | 0.17% | −0.07 |
| JNJ Johnson & Johnson | Reduce -16.5% | 0.27% | −0.06 |
| AMGN Amgen Inc. | Reduce -32.2% | 0.11% | −0.06 |
| INTC Intel Corp. | Reduce -18.6% | 0.16% | −0.06 |
| IYR iShares US Real Estate ETF | Reduce -92.0% | 0.00% | −0.05 |
| BA The Boeing Co. | Reduce -35.5% | 0.04% | −0.05 |
| BKNG Booking Holdings Inc. | Reduce -40.3% | 0.07% | −0.05 |
| GNR State Street SPDR S&P Global | Reduce -82.2% | 0.01% | −0.05 |
| PEP Pepsico Inc. | Reduce -17.9% | 0.19% | −0.05 |
| TMO Thermo Fisher Scientific Inc. | Reduce -29.1% | 0.14% | −0.04 |
| AMD Advanced Micro Devices | Reduce -25.0% | 0.26% | −0.04 |
| BUR Burford Capital Ltd. | Reduce -5.9% | 0.35% | −0.04 |
| APD Air Products & Chemicals Inc. | Reduce -33.9% | 0.05% | −0.04 |
| TCN Tricon Residential Inc. | Reduce -82.9% | 0.01% | −0.04 |
| PANW Palo Alto Networks Inc. | Reduce -13.4% | 0.15% | −0.03 |
| GILD Gilead Sciences Inc. | Reduce -23.1% | 0.10% | −0.03 |
| XLY SS Consumer Disc Select Sect | Reduce -88.6% | 0.00% | −0.03 |
| MMM 3M Co. | Reduce -47.7% | 0.03% | −0.03 |
| UNH Unitedhealth Group Inc. | Reduce -1.3% | 0.36% | −0.03 |
| PM Philip Morris International | Reduce -32.8% | 0.06% | −0.03 |
| PG The Procter & Gamble Co. | Reduce -11.3% | 0.21% | −0.03 |
| F Ford Motor Co. | Reduce -60.8% | 0.02% | −0.03 |
| MSFT Microsoft Corp. | Reduce -9.6% | 2.31% | −0.03 |
| IGM iShares Expanded Tech Sector | Reduce -52.6% | 0.03% | −0.03 |
| HON Honeywell International Inc. | Reduce -15.3% | 0.11% | −0.03 |
| LULU Lululemon Athletica Inc. | Reduce -11.5% | 0.06% | −0.03 |
| DIA SS SPDR Dow Jones Indus Avg | Reduce -32.9% | 0.06% | −0.03 |
| GS Goldman Sachs Group Inc. | Reduce -16.6% | 0.18% | −0.03 |
| MCD McDonald's Corp. | Reduce -7.4% | 0.15% | −0.03 |
| KO The Coca-Cola Co. | Reduce -11.7% | 0.14% | −0.03 |
| ACN Accenture PLC Class A | Reduce -9.9% | 0.16% | −0.03 |
| CVX Chevron Corp. | Reduce -9.4% | 0.18% | −0.02 |
| LMT Lockheed Martin Corp. | Reduce -19.2% | 0.09% | −0.02 |
| IBM Intl Business Machines Corp. | Reduce -30.4% | 0.09% | −0.02 |
| B Barrick Gold Corp. | Reduce -7.2% | 0.09% | −0.02 |
| PYPL PayPal Holdings Inc. | Reduce -6.5% | 0.22% | −0.02 |
| GLDM SPDR Gold Minishares Trust | Sold out | 0.00% | −0.02 |
| IMO Imperial Oil Ltd. | Reduce -36.1% | 0.06% | −0.02 |
| TXN Texas Instruments Inc. | Reduce -8.5% | 0.17% | −0.02 |
Portfolio Buys Q4 2023 → Q1 2024
| BABA Alibaba Group Holding-SP ADR | Add +2942.4% | 0.58% | +0.56 |
| MA Mastercard Inc. Class A | Add +99.7% | 0.73% | +0.40 |
| SPY SS SPDR S&P 500 ETF Trust-US | Add +9.0% | 1.56% | +0.22 |
| INDV Indivior Ltd. | Add +1081.2% | 0.22% | +0.20 |
| NFLX Netflix Inc. | Add +10.6% | 0.63% | +0.17 |
| JPM JPMorgan Chase & Co. | Add +15.6% | 0.55% | +0.13 |
| TSM Taiwan Semiconductor-SP ADR | Add +164.4% | 0.15% | +0.11 |
| CNQ Canadian Natural Resources | Add +5.6% | 0.70% | +0.11 |
| TRP TC Energy Corp. | Add +15.5% | 0.73% | +0.08 |
| EWJ iShares MSCI Japan ETF | Add +93.5% | 0.14% | +0.07 |
| IEFA iShares Core MSCI Eafe ETF | Add +53.0% | 0.20% | +0.07 |
| ALC Alcon Inc. | Add +1121.5% | 0.07% | +0.07 |
| UBS UBS Group AG-Reg | Add +199.4% | 0.10% | +0.06 |
| MCK McKesson Corp. | Add +100.0% | 0.11% | +0.06 |
| XLK SS Technology Select Sector | Add +131.3% | 0.10% | +0.06 |
| DXJ Wisdomtree Japan Hedged Eq | Add +741.6% | 0.07% | +0.06 |
| CSCO Cisco Systems Inc. | Add +28.2% | 0.26% | +0.05 |
| MFC Manulife Financial Corp. | Add +1.7% | 0.53% | +0.05 |
| V Visa Inc. Class A | Add +6.3% | 0.47% | +0.05 |
| XLI SS Industrial Select Sector | Add +810.5% | 0.05% | +0.04 |
| PAVE Global X US Infrastructure | Add +12.0% | 0.22% | +0.04 |
| MBB iShares MBS ETF | Add +157.8% | 0.07% | +0.04 |
| CRWD CrowdStrike Holdings Inc. Class A | Add +75.0% | 0.07% | +0.04 |
| SU Suncor Energy Inc. | Add +0.5% | 0.36% | +0.04 |
| QCOM Qualcomm Inc. | Add +11.5% | 0.16% | +0.03 |
| PXD Pioneer Natural Resources Co. | Add +17.0% | 0.14% | +0.03 |
| AZO AutoZone Inc. | Add +14.1% | 0.10% | +0.03 |
| KLAC KLA Corp. | Add +21.9% | 0.09% | +0.03 |
| SPLV Invesco S&P 500 Low Volatili | Add +59.6% | 0.07% | +0.03 |
| FLUT Flutter Entertainment PLC-Di | New | 0.02% | +0.02 |
| IAK iShares U.S. Insurance ETF | Add +11553.0% | 0.02% | +0.02 |
| GDX Vaneck Gold Miners ETF | Add +20.2% | 0.16% | +0.02 |
| SNOW Snowflake Inc. | Add +43.1% | 0.24% | +0.02 |
| NDAQ Nasdaq Inc. | Add +85.5% | 0.05% | +0.02 |
| VONG Vanguard Russell 1000 Growth | Add +6100.0% | 0.02% | +0.02 |
| VTI VG Morningstar TS MKT ETF-US | Add +35.1% | 0.07% | +0.02 |
| SPGI S&P Global Inc. | Add +27.7% | 0.14% | +0.02 |
| IVV iShares Core S&P 500 ETF | Add +1.9% | 0.27% | +0.02 |
| BN Brookfield Corp. | Add +2.4% | 0.72% | +0.02 |
| VWO Vanguard Ftse Emerging Marke | Add +49.3% | 0.06% | +0.02 |
| TRI Thomson Reuters Corp. | Add +4.3% | 0.28% | +0.02 |
| ELV Elevance Health Inc. | Add +26.4% | 0.08% | +0.02 |
| VZ Verizon Communications Inc. | Add +15.1% | 0.19% | +0.02 |
| FCX Freeport-McMoran Inc. | Add +23.9% | 0.09% | +0.02 |
| SMCI Super Micro Computer Inc. | Add +503.6% | 0.02% | +0.02 |
| DKNG Draftkings Inc. Class A | Add +474.8% | 0.02% | +0.02 |
| ADI Analog Devices Inc. | New | 0.02% | +0.02 |
| EEM iShares MSCI Emerging Market | Add +56.4% | 0.05% | +0.02 |
| DFS Discover Financial Services | Add +81.3% | 0.03% | +0.02 |
| FNV Franco-Nevada Corp. | Add +9.2% | 0.18% | +0.02 |
Options Activity Q4 2023 → Q1 2024
| SPY SS SPDR S&P 500 ETF Trust-US | put | Reduce -6.9% | 5,434,000 | $2.9B |
| QQQ Invesco QQQ Trust Series 1 | put | Reduce -33.2% | 3,132,300 | $1.4B |
| AMZN Amazon.com Inc. | put | Reduce -23.1% | 615,800 | $1.1B |
| TSLA Tesla Inc. | put | Reduce -13.6% | 766,300 | $833.5M |
| AAPL Apple Inc. | call | Reduce -27.2% | 1,377,400 | $688.7M |
| IWM iShares Russell 2000 ETF | put | Reduce -32.2% | 2,430,000 | $509.6M |
| AAPL Apple Inc. | put | Reduce -21.1% | 782,500 | $391.3M |
| GOOGL Alphabet Inc. Class A | put | Add +401.0% | 144,300 | $389.6M |
| GOOGL Alphabet Inc. Class A | call | Reduce -89.5% | 140,000 | $378.0M |
| SPY SS SPDR S&P 500 ETF Trust-US | call | Reduce -33.0% | 510,100 | $271.2M |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | call | Sold out | 2,639,800 | $206.1Mbefore exit |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | put | Reduce -34.2% | 2,632,900 | $205.1M |
| KWEB Kranesh Csi China Internet | call | Add +6089.9% | 7,737,400 | $204.4M |
| TSLA Tesla Inc. | call | Add +72.2% | 187,200 | $203.6M |
| NVDA Nvidia Corp. | call | Sold out | 351,800 | $174.9Mbefore exit |
| BNS Bank of Nova Scotia | put | Sold out | 3,461,500 | $168.6Mbefore exit |
| EFA iShares MSCI Eafe ETF | put | Add +116.1% | 1,945,100 | $155.4M |
| IWM iShares Russell 2000 ETF | call | Reduce -51.5% | 642,400 | $134.7M |
| PYPL PayPal Holdings Inc. | call | Reduce -25.0% | 450,100 | $123.8M |
| NVDA Nvidia Corp. | put | Reduce -71.7% | 119,500 | $111.9M |
| QQQ Invesco QQQ Trust Series 1 | call | Reduce -59.7% | 216,800 | $96.9M |
| V Visa Inc. Class A | put | Reduce -35.5% | 318,700 | $89.7M |
| CM Can Imperial BK of Commerce | call | Add +16.9% | 1,662,500 | $84.7M |
| DLTR Dollar Tree Inc. | call | Sold out | 576,800 | $82.3Mbefore exit |
| AVGO Broadcom Inc. | call | Sold out | 71,900 | $80.8Mbefore exit |
| INTC Intel Corp. | put | Reduce -35.6% | 1,610,200 | $77.0M |
| OVV Ovintiv Inc. | put | Sold out | 1,549,800 | $68.9Mbefore exit |
| BNS Bank of Nova Scotia | call | Add +525.6% | 1,270,000 | $65.1M |
| ENB Enbridge Inc. | call | Add +596.2% | 1,650,000 | $59.5M |
| NFLX Netflix Inc. | call | Sold out | 111,400 | $54.8Mbefore exit |
| ARKK ARK Innovation ETF | call | Sold out | 989,900 | $53.7Mbefore exit |
| PBA Pembina Pipeline Corp. | put | Sold out | 1,550,000 | $53.4Mbefore exit |
| ARKK ARK Innovation ETF | put | Sold out | 922,600 | $50.0Mbefore exit |
| MSFT Microsoft Corp. | put | Sold out | 123,800 | $46.6Mbefore exit |
| CTVA Corteva Inc. | put | New | 765,300 | $44.4M |
| AMD Advanced Micro Devices | put | Reduce -14.6% | 226,700 | $40.8M |
| W Wayfair Inc. Class A | put | Add +0.1% | 600,000 | $40.6M |
| XLF SS Financial Select Sector | put | Add +27.4% | 954,800 | $40.0M |
| MIDD Middleby Corp. | put | Add +8.7% | 250,000 | $39.9M |
| GS Goldman Sachs Group Inc. | put | Sold out | 103,000 | $39.9Mbefore exit |
| TLT iShares 20+ Year Treasury BD | put | Reduce -15.4% | 406,400 | $38.5M |
| MS Morgan Stanley | call | Add +116.6% | 407,200 | $38.1M |
| CNQ Canadian Natural Resources | put | Reduce -37.8% | 497,600 | $37.8M |
| CNI Canadian Natl Railway Co. | put | Sold out | 300,000 | $37.7Mbefore exit |
| JPM JPMorgan Chase & Co. | put | Reduce -78.4% | 176,400 | $35.2M |
| RY Royal Bank of Canada | call | Add +161.5% | 340,000 | $34.2M |
| XLI SS Industrial Select Sector | put | Reduce -16.9% | 270,000 | $34.1M |
| TRP TC Energy Corp. | call | Sold out | 825,000 | $33.2Mbefore exit |
| TD Toronto-Dominion Bank | call | Reduce -15.4% | 530,500 | $32.0M |
| GLD SPDR Gold Shares | put | Reduce -22.3% | 150,100 | $30.6M |
Showing the first 50 of 511.
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q4 2023 → Q1 2024
| UNITY SOFTWARE INC (U 0 11/15/26) | NOTE 11/1 · principal | Sold out | 114,682,000 | $95.6Mbefore exit |
| SPOTIFY USA INC (SPOT 0 03/15/26) | NOTE 3/1 · principal | Add +1092.9% | 101,397,000 | $93.2M |
| TECHTARGET HOLDINGS INC (TTGT 0 12/15/26) | NOTE 12/1 · principal | Reduce -13.5% | 88,987,000 | $84.5M |
| SHIFT4 PAYMENTS INC (FOUR 0.5 08/01/27) | NOTE 0.500% 8/0 · principal | Reduce -7.7% | 77,700,000 | $72.3M |
| ALBEMARLE CORP (ALB 7.25 03/01/27) | 7.25% DEP SHS A | New | 1,066,000 | $62.9M |
| ALGONQUIN PWR & (AQNCN 7.75 06/15/24) | UNIT 06/15/2024 | Add +0.9% | 2,775,900 | $59.5M |
| DRAFTKINGS HOLDINGS INC (DKNG 0 03/15/28) | NOTE 3/1 · principal | Add +36.3% | 64,611,000 | $56.1M |
| ZILLOW GROUP INC (Z 0.75 09/01/24) | NOTE 0.750% 9/0 · principal | New | 37,595,000 | $44.5M |
| SOLAR EDGE TECHNOLOGIES (SEDG 0 09/15/25) | NOTE 9/1 · principal | Add +585.4% | 48,609,000 | $44.2M |
| FIVERR INTERNATIONAL LTD (FVRR 0 11/01/25) | NOTE 11/0 · principal | Reduce -15.2% | 38,450,000 | $34.5M |
| ETSY INC (ETSY 0.125 10/01/26) | NOTE 0.125%10/0 · principal | Reduce -9.2% | 31,781,000 | $33.7M |
| ETSY INC (ETSY 0.125 09/01/27) | NOTE 0.125% 9/0 · principal | Add +332.0% | 38,876,000 | $32.6M |
| GEO CORRECTIONS HLDGS (GEO 6.5 02/23/26) | NOTE 6.500% 2/2 · principal | Add +1750.0% | 18,500,000 | $32.5M |
| HAEMONETICS CORP (HAE 0 03/01/26) | NOTE 3/0 · principal | New | 35,000,000 | $32.2M |
| SAREPTA THERAPEUTICS INC (SRPT 1.25 09/15/27) | NOTE 1.250% 9/1 · principal | Reduce -8.4% | 25,000,000 | $29.2M |
| LIVE NATION ENTERTAINMEN (LYV 3.125 01/15/29) | NOTE 3.125% 1/1 · principal | New | 24,157,000 | $29.1M |
| CALLAWAY GOLF CO (CALY 2.75 05/01/26) | NOTE 2.750% 5/0 · principal | Sold out | 22,000,000 | $23.7Mbefore exit |
| ENVESTNET INC (ENV 0.75 08/15/25) | 0.75 8/15/2025 · principal | Add +97.3% | 23,718,000 | $23.1M |
| DROPBOX INC (DBX 0 03/01/26) | NOTE 3/0 · principal | Reduce -10.2% | 23,850,000 | $22.7M |
| PALO ALTO NETWORKS (PANW 0.375 06/01/25) | NOTE 0.375% 6/0 · principal | Reduce -84.8% | 7,823,000 | $22.3M |
| COINBASE GLOBAL INC (COIN 0.5 06/01/26) | NOTE 0.500% 6/0 · principal | New | 20,003,000 | $22.0M |
| WAYFAIR INC (W 3.25 09/15/27) | NOTE 3.250% 9/1 · principal | Add +11.3% | 14,703,000 | $19.4M |
| SPLUNK INC (SPLK 1.125 09/15/25) | NOTE 1.125% 9/1 · principal | Sold out | 16,714,000 | $18.4Mbefore exit |
| CLARIVATE PLC (CLVT 5.25 06/01/24 A) | 5.25% PFD CONV A | Add +2200.0% | 575,000 | $17.1M |
| SIRIUS XM HOLDINGS (SIRI 3.75 03/15/28) | NOTE 3.750% 3/1 · principal | New | 12,083,000 | $14.9M |
| HERBALIFE LTD (HLF 2.625 03/15/24) | NOTE 2.625% 3/1 · principal | Sold out | 14,500,000 | $14.5Mbefore exit |
| NOVA LTD (NVMI 0 10/15/25) | NOTE 10/1 · principal | New | 7,000,000 | $13.2M |
| HALOZYME THERAPEUTICS IN (HALO 1 08/15/28) | NOTE 1.000% 8/1 · principal | Sold out | 13,695,000 | $12.7Mbefore exit |
| NIO INC (NIO 4.5 02/01/24) | NOTE 4.500% 2/0 · principal | Sold out | 10,500,000 | $11.3Mbefore exit |
| JAZZ INVESTMENTS I LTD (JAZZ 2 06/15/26) | NOTE 2.000% 6/1 · principal | Reduce -3.5% | 11,200,000 | $11.1M |
| INTERDIGITAL INC (IDCC 3.5 06/01/27) | NOTE 3.500% 6/0 · principal | Add +14.1% | 7,515,000 | $10.8M |
| BLOOM ENERGY CORP (BE 2.5 08/15/25) | NOTE 2.500% 8/1 · principal | New | 10,000,000 | $10.5M |
| ALTAIR ENGINEERING INC (ALTR 0.25 06/01/24) | NOTE 0.250% 6/0 · principal | New | 5,885,000 | $10.4M |
| INSMED INC (INSM 0.75 06/01/28) | NOTE 0.750% 6/0 · principal | New | 9,573,000 | $10.3M |
| CHEFS' WAREHOUSE THE (CHEF 2.375 12/15/28) | NOTE 2.375%12/1 · principal | Add +93.8% | 9,300,000 | $10.2M |
| ZTO EXPRESS KY INC (ZTO 1.5 09/01/27) | NOTE 1.500% 9/0 · principal | Add +927.0% | 10,270,000 | $10.1M |
| NORTHERN OIL & GAS INC (NOG 3.625 04/15/29) | NOTE 3.625% 4/1 · principal | Reduce -32.4% | 8,059,000 | $9.8M |
| CONMED CORP (CNMD 2.25 06/15/27) | NOTE 2.250% 6/1 · principal | Add +26.5% | 9,495,000 | $8.7M |
| IRONWOOD PHARMACEUTICALS (IRWD 0.75 06/15/24) | NOTE 0.750% 6/1 · principal | New | 8,500,000 | $8.4M |
| AMERICAN AIRLINES GROUP (AAL 6.5 07/01/25) | NOTE 6.500% 7/0 · principal | Add +28.9% | 7,189,000 | $8.4M |
| SNAP INC (SNAP 0.125 03/01/28) | NOTE 0.125% 3/0 · principal | New | 10,400,000 | $7.9M |
| MICROSTRATEGY INC (MSTR 0.75 12/15/25) | NOTE 0.750%12/1 · principal | New | 1,700,000 | $7.4M |
| EXACT SCIENCES CORP (EXAS 1 01/15/25) | NOTE 1.000% 1/1 · principal | New | 6,400,000 | $7.2M |
| LUMENTUM HOLDINGS INC (LITE 0.25 03/15/24) | NOTE 0.250% 3/1 · principal | Sold out | 6,350,000 | $6.4Mbefore exit |
| DROPBOX INC (DBX 0 03/01/28) | NOTE 3/0 · principal | Add +42.2% | 6,400,000 | $6.0M |
| JAMF HOLDING CORP (JAMF 0.125 09/01/26) | NOTE 0.125% 9/0 · principal | Sold out | 7,000,000 | $6.0Mbefore exit |
| AIRBNB INC (ABNB 0 03/15/26) | NOTE 3/1 · principal | Reduce -40.4% | 6,258,000 | $5.8M |
| PEABODY ENERGY CORP (BTU 3.25 03/01/28) | NOTE 3.250% 3/0 · principal | Reduce -32.0% | 4,000,000 | $5.7M |
| BLOCK INC (XYZ 0.125 03/01/25) | NOTE 0.125% 3/0 · principal | Sold out | 5,700,000 | $5.6Mbefore exit |
| AXON ENTERPRISE INC (AXON 0.5 12/15/27) | NOTE 0.500%12/1 · principal | New | 3,760,000 | $5.5M |
Showing the first 50 of 147.
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 3,233 | $272.4B | RY, NVDA, AAPL, TD, GOOGL |
| Q1 2026 | 3,111 | $241.2B | RY, NVDA, TD, AAPL, BUR |
| Q4 2025 | 3,065 | $242.6B | RY, NVDA, AAPL, MSFT, TD |
| Q3 2025 | 3,005 | $234.1B | NVDA, RY, AAPL, MSFT, TD |
| Q2 2025 | 3,060 | $197.0B | NVDA, RY, MSFT, AAPL, TD |
| Q1 2025 | 3,046 | $186.5B | RY, NVDA, AAPL, TD, MSFT |
| Q4 2024 | 2,994 | $199.7B | NVDA, RY, AAPL, MSFT, SPY |
| Q3 2024 | 3,279 | $213.4B | NVDA, RY, AAPL, MSFT, TD |
| Q2 2024 | 3,378 | $329.3B | GOOGL, AMZN, AAPL, TSLA, MSFT |
| Q1 2024 | 3,370 | $316.2B | GOOGL, AMZN, AAPL, TSLA, RY |