Bank of Montreal
In its 13F for Q3 2024 (holdings as of September 30, 2024, filed November 13, 2024), Bank of Montreal reported 3,279 stock positions worth $213.4 billion. Its top holding was Nvidia (NVDA) at 4.3% of the portfolio, followed by Royal Bank of Canada (RY, 4.1%) and Apple (AAPL, 3.6%). Compared with Q2 2024, it opened 362 new positions, sold out of 461, added to 1,260 and reduced 1,402. The biggest buy was Nvidia (NVDA, shares +26%) and the biggest sale Tesla (TSLA, shares −30%).
- Most Recent 13F
- Q2 2026
- Location
- TORONTO, A6
- CIK
- 0000927971
- Portfolio Value
- $213.4B (Q3 2024)
- SEC Filing
- 0000927971-24-000013 ↗ filed Nov 13, 2024
Holdings Value
Holdings 3,279 stocks · $213.4B
| NVDA Nvidia Corp. | 4.34% | 76,363,213 | $9.3B | Add +26.1% |
| RY Royal Bank of Canada | 4.11% | 70,698,199 | $8.8B | Reduce -6.3% |
| AAPL Apple Inc. | 3.56% | 33,391,450 | $7.6B | Add +1.3% |
| MSFT Microsoft Corp. | 3.41% | 16,988,121 | $7.3B | Reduce -5.8% |
| TD Toronto-Dominion Bank | 2.69% | 90,636,770 | $5.7B | Add +5.9% |
| SPY SS SPDR S&P 500 ETF Trust-US | 2.59% | 9,681,197 | $5.5B | Add +39.3% |
| AMZN Amazon.com Inc. | 2.33% | 26,484,667 | $5.0B | Add +2.5% |
| GOOGL Alphabet Inc. Class A | 1.87% | 24,305,779 | $4.0B | Add +0.7% |
| META Meta Platforms Inc. Class A | 1.55% | 5,844,170 | $3.3B | Add +3.2% |
| BNS Bank of Nova Scotia filed as BANK NOVA SCOTIA HALIFAX | 1.54% | 60,336,460 | $3.3B | Reduce -13.1% |
| MA Mastercard Inc. Class A | 1.33% | 5,765,714 | $2.8B | Add +51.7% |
| BUR Burford Capital Ltd. | 1.32% | 2,989,449 | $2.8B | Reduce -48.0% |
| BN Brookfield Corp. | 1.31% | 52,597,295 | $2.8B | Add +0.1% |
| AVGO Broadcom Inc. | 1.30% | 16,096,312 | $2.8B | Reduce -8.6% |
| BMO Bank of Montreal filed as BANK MONTREAL QUE | 1.17% | 27,692,612 | $2.5B | Add +1.3% |
| TRP TC Energy Corp. | 1.16% | 53,208,988 | $2.5B | Add +4.6% |
| CM Can Imperial BK of Commerce filed as CANADIAN IMPERIAL BK COMM | 1.15% | 40,188,631 | $2.5B | Reduce -20.6% |
| ENB Enbridge Inc. | 1.12% | 58,516,880 | $2.4B | Reduce -4.3% |
| GOOG Alphabet Inc. Class C | 1.03% | 13,352,611 | $2.2B | Add +4.5% |
| CNQ Canadian Natural Resources | 0.96% | 61,678,922 | $2.0B | Add +2.8% |
| NFLX Netflix Inc. | 0.94% | 2,838,606 | $2.0B | Reduce -12.5% |
| CNI Canadian Natl Railway Co. | 0.86% | 15,732,185 | $1.8B | Reduce -0.1% |
| JPM JPMorgan Chase & Co. | 0.82% | 8,328,588 | $1.8B | Add +7.3% |
| TSLA Tesla Inc. | 0.82% | 6,679,014 | $1.7B | Reduce -29.8% |
| CP Canadian Pacific Kansas City | 0.80% | 19,896,890 | $1.7B | Reduce -0.2% |
| LLY Eli Lilly & Co. | 0.78% | 1,891,358 | $1.7B | Add +2.8% |
| COST Costco Wholesale Corp. | 0.78% | 1,873,555 | $1.7B | Add +2.7% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.75% | 3,516,582 | $1.6B | Add +13.8% |
| WCN Waste Connections Inc. | 0.69% | 8,287,124 | $1.5B | Add +2.3% |
| UNH Unitedhealth Group Inc. | 0.68% | 2,489,802 | $1.4B | Add +10.2% |
| V Visa Inc. Class A | 0.68% | 5,260,387 | $1.4B | Add +1.2% |
| MFC Manulife Financial Corp. | 0.66% | 48,018,219 | $1.4B | Reduce -9.5% |
| TU Telus Corp. | 0.61% | 77,732,234 | $1.3B | Add +14.4% |
| NOW ServiceNow Inc. | 0.57% | 1,367,875 | $1.2B | Add +216.6% |
| BCE Bce Inc. | 0.56% | 34,113,580 | $1.2B | Reduce -9.1% |
| FTS Fortis Inc. | 0.56% | 26,241,594 | $1.2B | Reduce -0.6% |
| PBA Pembina Pipeline Corp. | 0.51% | 26,520,852 | $1.1B | Add +4.5% |
| FLUT Flutter Entertainment PLC-Di | 0.50% | 3,367,022 | $1.1B | Add +868.5% |
| WMT Walmart Inc. | 0.48% | 12,969,980 | $1.0B | Reduce -11.1% |
| BIP Brookfield Infrastructure Pa | 0.48% | 29,023,799 | $1.0B | Add +1.6% |
| SU Suncor Energy Inc. | 0.48% | 27,633,592 | $1.0B | Add +5.0% |
| CRWD CrowdStrike Holdings Inc. Class A | 0.47% | 3,482,068 | $995.4M | Add +666.6% |
| JNJ Johnson & Johnson | 0.45% | 5,940,361 | $958.8M | Add +2.1% |
| IVV iShares Core S&P 500 ETF | 0.44% | 1,631,696 | $936.7M | Reduce -1.2% |
| RCI Rogers Communications Inc. Class B | 0.44% | 23,281,471 | $936.7M | Reduce -2.0% |
| TLT iShares 20+ Year Treasury BD | 0.43% | 9,389,391 | $925.5M | Add +349.9% |
| TRI Thomson Reuters Corp. | 0.43% | 5,362,738 | $910.3M | Add +9.7% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.42% | 22,751,076 | $896.4M | Reduce -1.7% |
| HD Home Depot Inc. | 0.41% | 2,190,632 | $875.2M | Reduce -2.6% |
| AEM Agnico Eagle Mines Ltd. | 0.39% | 10,182,208 | $832.8M | Reduce -7.1% |
| AMD Advanced Micro Devices | 0.39% | 5,040,908 | $828.5M | Add +0.7% |
| PAVE Global X US Infrastructure | 0.39% | 20,077,534 | $823.0M | Add +3.0% |
| SHOP Shopify Inc. Class A | 0.38% | 10,361,542 | $820.5M | Reduce -8.3% |
| IEFA iShares Core MSCI Eafe ETF | 0.38% | 10,342,210 | $809.3M | Reduce -4.8% |
| SLF Sun Life Financial Inc. | 0.38% | 13,912,566 | $804.0M | Add +12.8% |
| ABBV Abbvie Inc. | 0.37% | 4,068,607 | $792.5M | Add +10.1% |
| PG The Procter & Gamble Co. | 0.37% | 4,499,792 | $780.9M | Add +1.7% |
| XOM Exxon Mobil Corp. | 0.36% | 6,605,723 | $765.1M | Reduce -19.4% |
| GS Goldman Sachs Group Inc. | 0.36% | 1,533,653 | $764.5M | Add +9.3% |
| IEF iShares 7-10 Year Treasury B | 0.36% | 7,700,921 | $757.7M | Add +233.7% |
| MRK Merck & Co. Inc. | 0.35% | 6,510,084 | $740.1M | Add +2.0% |
| ADBE Adobe Inc. | 0.34% | 1,387,997 | $715.5M | Reduce -7.4% |
| NTR Nutrien Ltd. | 0.32% | 14,123,487 | $681.0M | Add +5.8% |
| FNV Franco-Nevada Corp. | 0.31% | 5,270,407 | $661.0M | Reduce -6.9% |
| QQQ Invesco QQQ Trust Series 1 | 0.31% | 1,344,427 | $654.4M | Reduce -30.3% |
| MS Morgan Stanley | 0.31% | 6,261,038 | $651.8M | Add +1.6% |
| CSCO Cisco Systems Inc. | 0.30% | 11,876,108 | $629.7M | Reduce -12.4% |
| QSR Restaurant Brands Intern | 0.29% | 8,637,189 | $615.6M | Add +6.3% |
| PEP Pepsico Inc. | 0.28% | 3,547,930 | $603.1M | Reduce -8.5% |
| LIN Linde PLC | 0.28% | 1,254,030 | $601.3M | Add +7.4% |
| QCOM Qualcomm Inc. | 0.28% | 3,507,864 | $596.8M | Add +28.4% |
| TXN Texas Instruments Inc. | 0.28% | 2,826,942 | $591.2M | Add +5.2% |
| ACN Accenture PLC Class A | 0.27% | 1,666,734 | $582.9M | Add +9.6% |
| KO The Coca-Cola Co. | 0.27% | 8,055,109 | $578.3M | Add +3.7% |
| C Citigroup Inc. | 0.26% | 9,027,916 | $558.6M | Add +8.9% |
| EWJ iShares MSCI Japan ETF | 0.26% | 7,735,522 | $549.8M | Add +3.3% |
| IWM iShares Russell 2000 ETF | 0.25% | 2,466,853 | $543.5M | Add +6.7% |
| VOO Vanguard S&P 500 ETF | 0.25% | 1,033,214 | $542.8M | Add +5.9% |
| ORCL Oracle Corp. | 0.25% | 3,119,153 | $526.3M | Reduce -11.2% |
| VZ Verizon Communications Inc. | 0.24% | 11,604,029 | $520.9M | Reduce -10.8% |
| IEMG iShares Core MSCI Emerging | 0.24% | 8,633,091 | $502.6M | Add +2.6% |
| MCD McDonald's Corp. | 0.23% | 1,617,259 | $491.1M | Reduce -13.8% |
| NEE Nextera Energy Inc. | 0.23% | 5,770,591 | $487.8M | Reduce -1.7% |
| TMO Thermo Fisher Scientific Inc. | 0.22% | 768,677 | $472.3M | Reduce -8.5% |
| GDX Vaneck Gold Miners ETF | 0.22% | 11,608,870 | $468.5M | Add +17.3% |
| CRM Salesforce Inc. | 0.22% | 1,691,493 | $467.9M | Reduce -14.2% |
| PANW Palo Alto Networks Inc. | 0.22% | 1,391,295 | $467.1M | Reduce -15.5% |
| PH Parker Hannifin Corp. | 0.21% | 721,717 | $456.7M | Reduce -1.9% |
| SPGI S&P Global Inc. | 0.21% | 885,444 | $454.0M | Add +5.6% |
| PFE Pfizer Inc. | 0.21% | 15,367,234 | $447.0M | Add +1.9% |
| BAM Brookfield Asset Mgmt-A | 0.20% | 9,236,374 | $435.7M | Add +0.5% |
| SHY iShares 1-3 Year Treasury Bo | 0.20% | 5,135,345 | $427.6M | Add +0.8% |
| CVX Chevron Corp. | 0.20% | 2,937,104 | $427.3M | Reduce -9.0% |
| AMGN Amgen Inc. | 0.20% | 1,298,389 | $419.0M | Add +0.2% |
| SNOW Snowflake Inc. | 0.20% | 3,659,653 | $416.9M | Reduce -51.9% |
| MU Micron Technology Inc. | 0.19% | 3,855,808 | $414.5M | Add +18.9% |
| BSX Boston Scientific Corp. | 0.19% | 4,901,480 | $408.5M | Reduce -6.4% |
| GD General Dynamics Corp. | 0.19% | 1,356,939 | $407.3M | Add +1.4% |
| TJX TJX Companies Inc. filed as TJX COS INC NEW | 0.19% | 3,460,411 | $406.6M | Reduce -2.4% |
| MDT Medtronic PLC | 0.19% | 4,546,819 | $406.1M | Add +65.0% |
Options reported separately and not counted above: SPY puts ($3.3B), NVDA puts ($1.6B), QQQ puts ($1.3B), IWM puts ($902.3M), GLD puts ($474.5M), TLT calls ($409.6M), AAPL calls ($294.6M), XME calls ($226.6M), SPY calls ($196.7M), TSLA puts ($190.0M), AMZN puts ($178.3M), AAPL puts ($165.8M), and 352 more.
Other holdings (176): bonds, preferreds, convertibles and warrants · $1.9B (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| MICROSTRATEGY INC (MSTR 0 02/15/27) | NOTE 2/1 · principal | 83,141,000 | $117.2M | Add +1385583.3% |
| SNAP INC (SNAP 0.125 03/01/28) | NOTE 0.125% 3/0 · principal | 106,084,000 | $84.9M | Add +2138.1% |
| FIRSTENERGY CORP (FE 4 05/01/26) | NOTE 4.000% 5/0 · principal | 58,129,000 | $60.8M | Add +11.6% |
| WAYFAIR INC (W 3.5 11/15/28) | NOTE 3.500%11/1 · principal | 40,731,000 | $60.4M | Reduce -35.8% |
| SAREPTA THERAPEUTICS INC (SRPT 1.25 09/15/27) | NOTE 1.250% 9/1 · principal | 53,000,000 | $60.2M | No change |
| LUMENTUM HOLDINGS INC (LITE 0.5 06/15/28) | NOTE 0.500% 6/1 · principal | 61,023,000 | $53.1M | New |
| AKAMAI TECHNOLOGIES INC (AKAM 0.125 05/01/25) | NOTE 0.125% 5/0 · principal | 44,823,000 | $50.2M | New |
| ETSY INC (ETSY 0.125 10/01/26) | NOTE 0.125%10/0 · principal | 50,000,000 | $49.8M | Reduce -11.6% |
| CHEGG INC (CHGG 0.125 03/15/25) | NOTE 0.125% 3/1 · principal | 49,562,000 | $47.6M | Add +991140.0% |
| MONGODB INC (MDB 0.25 01/15/26) | NOTE 0.250% 1/1 · principal | 34,210,000 | $47.3M | New |
| ALBEMARLE CORP (ALB 7.25 03/01/27) | 7.25% DEP SHS A | 1,000,000 | $45.0M | Reduce -12.8% |
| EXACT SCIENCES CORP (EXAS 0.375 03/15/27) | NOTE 0.375% 3/1 · principal | 45,711,000 | $44.0M | New |
| LUMENTUM HOLDINGS INC (LITE 0.5 12/15/26) | NOTE 0.500%12/1 · principal | 41,868,000 | $41.3M | New |
| NEXTERA ENERGY INC (NEE 7.299 06/01/27) | UNIT 06/01/2027 | 690,000 | $38.4M | Add +15.1% |
| PALO ALTO NETWORKS (PANW 0.375 06/01/25) | NOTE 0.375% 6/0 · principal | 11,283,000 | $38.1M | Add +134.6% |
| UNITY SOFTWARE INC (U 0 11/15/26) | NOTE 11/1 · principal | 39,815,000 | $35.6M | New |
| COINBASE GLOBAL INC (COIN 0.5 06/01/26) | NOTE 0.500% 6/0 · principal | 35,003,000 | $34.7M | No change |
| POST HOLDINGS INC (POST 2.5 08/15/27) | NOTE 2.500% 8/1 · principal | 22,716,000 | $27.0M | New |
| LUMENTUM HOLDINGS INC (LITE 1.5 12/15/29) | NOTE 1.500%12/1 · principal | 22,500,000 | $26.3M | Reduce -48.9% |
| LIVE NATION ENTERTAINMEN (LYV 3.125 01/15/29) | NOTE 3.125% 1/1 · principal | 21,095,000 | $25.9M | Add +5.5% |
| BLOCK INC (XYZ 0.25 11/01/27) | NOTE 0.250%11/0 · principal | 28,777,000 | $24.9M | New |
| WAYFAIR INC (W 0.625 10/01/25) | NOTE 0.625%10/0 · principal | 25,314,000 | $24.2M | New |
| RAPID7 INC (RPD 0.25 03/15/27) | NOTE 0.250% 3/1 · principal | 25,811,000 | $23.4M | Reduce -56.7% |
| HEALTH CATALYST INC (HCAT 2.5 04/15/25) | NOTE 2.500% 4/1 · principal | 23,500,000 | $23.3M | New |
| CALLAWAY GOLF CO (CALY 2.75 05/01/26) | NOTE 2.750% 5/0 · principal | 22,000,000 | $22.3M | No change |
| CHEFS' WAREHOUSE THE (CHEF 2.375 12/15/28) | NOTE 2.375%12/1 · principal | 19,000,000 | $21.8M | Add +68.1% |
| SIRIUS XM HOLDINGS (SIRI 3.75 03/15/28) | NOTE 3.750% 3/1 · principal | 20,494,000 | $21.4M | Add +159.7% |
| DIGITALOCEAN HOLDINGS (DOCN 0 12/01/26) | NOTE 12/0 · principal | 23,611,000 | $20.9M | Reduce -62.2% |
| UPSTART HOLDINGS INC (UPST 0.25 08/15/26) | NOTE 0.250% 8/1 · principal | 23,625,000 | $20.7M | New |
| BLOCK INC (XYZ 0 05/01/26) | NOTE 5/0 · principal | 22,408,000 | $20.7M | Add +373366.7% |
| PARSONS CORP (PSN 0.25 08/15/25) | NOTE 0.250% 8/1 · principal | 8,956,000 | $20.6M | Add +16.9% |
| HALOZYME THERAPEUTICS IN (HALO 1 08/15/28) | NOTE 1.000% 8/1 · principal | 16,500,000 | $19.6M | Add +3226.6% |
| JAZZ INVESTMENTS I LTD (JAZZ 2 06/15/26) | NOTE 2.000% 6/1 · principal | 19,500,000 | $19.4M | Add +140.7% |
| DEXCOM INC (DXCM 0.25 11/15/25) | NOTE 0.250%11/1 · principal | 19,911,000 | $19.0M | Add +73.3% |
| NEOGENOMICS INC (NEO 0.25 01/15/28) | NOTE 0.250% 1/1 · principal | 20,025,000 | $16.6M | New |
| RAPID7 INC (RPD 1.25 03/15/29) | NOTE 1.250% 3/1 · principal | 18,000,000 | $16.5M | New |
| SUMMIT HOTEL PROPERTIES (INN 1.5 02/15/26) | NOTE 1.500% 2/1 · principal | 17,033,000 | $16.1M | New |
| INFINERA CORP (INFN 2.5 03/01/27) | NOTE 2.500% 3/0 · principal | 15,000,000 | $16.0M | New |
| DUKE ENERGY CORP (DUK 4.125 04/15/26) | NOTE 4.125% 4/1 · principal | 14,927,000 | $15.9M | Add +49.3% |
| WORLD KINECT GROUP (WKC 3.25 07/01/28) | NOTE 3.250% 7/0 · principal | 12,810,000 | $15.6M | New |
| BURLINGTON STORES INC (BURL 1.25 12/15/27) | NOTE 1.250%12/1 · principal | 10,502,000 | $15.1M | New |
| DEXCOM INC (DXCM 0.375 05/15/28) | NOTE 0.375% 5/1 · principal | 16,155,000 | $14.3M | New |
| ON SEMICONDUCTOR CORP (ON 0 05/01/27) | NOTE 5/0 · principal | 9,500,000 | $14.3M | New |
| CINEMARK HOLDINGS INC (CNK 4.5 08/15/25) | NOTE 4.500% 8/1 · principal | 7,000,000 | $13.6M | New |
| SEAGATE HDD CAYMAN (STX 3.5 06/01/28) | NOTE 3.500% 6/0 · principal | 9,319,000 | $13.1M | New |
| BILL HOLDINGS INC (BILL 0 04/01/27) | NOTE 4/0 · principal | 14,546,000 | $12.8M | New |
| LANTHEUS HOLDINGS INC (LNTH 2.625 12/15/27) | NOTE 2.625%12/1 · principal | 8,200,000 | $12.6M | Add +2994.3% |
| HAEMONETICS CORP (HAE 0 03/01/26) | NOTE 3/0 · principal | 12,519,000 | $11.6M | Reduce -57.5% |
| CENTERPOINT ENERGY INC (CNP 4.25 08/15/26) | NOTE 4.250% 8/1 · principal | 11,383,000 | $11.5M | New |
| TELADOC HEALTH INC (TDOC 1.25 06/01/27) | NOTE 1.250% 6/0 · principal | 13,282,000 | $11.5M | New |
| WAYFAIR INC (W 3.25 09/15/27) | NOTE 3.250% 9/1 · principal | 9,403,000 | $11.4M | Add +313333.3% |
| ORMAT TECHNOLOGIES INC (ORA 2.5 07/15/27) | NOTE 2.500% 7/1 · principal | 10,912,000 | $11.3M | Add +34.5% |
| AIRBNB INC (ABNB 0 03/15/26) | NOTE 3/1 · principal | 11,758,000 | $11.0M | Reduce -44.7% |
| PEABODY ENERGY CORP (BTU 3.25 03/01/28) | NOTE 3.250% 3/0 · principal | 7,400,000 | $10.9M | Add +196.0% |
| BIOMARIN PHARMACEUTICAL (BMRN 1.25 05/15/27) | NOTE 1.250% 5/1 · principal | 11,000,000 | $10.5M | Add +12.2% |
| CERENCE INC (CRNC 3 06/01/25) | NOTE 3.000% 6/0 · principal | 12,300,000 | $10.2M | No change |
| AKAMAI TECHNOLOGIES INC (AKAM 1.125 02/15/29) | NOTE 1.125% 2/1 · principal | 9,765,000 | $10.0M | New |
| DAYFORCE INC (DAY 0.25 03/15/26) | NOTE 0.250% 3/1 · principal | 10,547,000 | $9.9M | Reduce -23.8% |
| ATLANTICA JERSEY LTD (AY 4 07/15/25) | NOTE 4.000% 7/1 · principal | 9,983,000 | $9.8M | Add +462.4% |
| NCL CORPORATION LTD (NCLH 1.125 02/15/27) | NOTE 1.125% 2/1 · principal | 9,964,000 | $9.7M | Reduce -29.9% |
| INFINERA CORP (INFN 3.75 08/01/28) | NOTE 3.750% 8/0 · principal | 8,000,000 | $9.0M | New |
| FORD MOTOR COMPANY (F 0 03/15/26) | NOTE 3/1 · principal | 9,016,000 | $8.9M | Add +102.2% |
| SOUTHWEST AIRLINES CO (LUV 1.25 05/01/25) | NOTE 1.250% 5/0 · principal | 8,507,000 | $8.6M | Add +644.9% |
| AKAMAI TECHNOLOGIES INC (AKAM 0.375 09/01/27) | NOTE 0.375% 9/0 · principal | 8,159,000 | $8.5M | New |
| BOFA FINANCE LLC (BAC 0.6 05/25/27 MTN) | MTNF 0.600% 5/2 · principal | 7,500,000 | $8.4M | New |
| BLOCK INC (XYZ 0.125 03/01/25) | NOTE 0.125% 3/0 · principal | 8,300,000 | $8.1M | New |
| VIAVI SOLUTIONS INC (VIAV 1.625 03/15/26) | NOTE 1.625% 3/1 · principal | 8,054,000 | $8.0M | No change |
| EXACT SCIENCES CORP (EXAS 1 01/15/25) | NOTE 1.000% 1/1 · principal | 7,500,000 | $7.8M | Add +63.0% |
| HP ENTERPRISE CO (HPE 7.625 09/01/27) | 7.625 MAND CONV | 125,000 | $7.6M | New |
| INTERDIGITAL INC (IDCC 3.5 06/01/27) | NOTE 3.500% 6/0 · principal | 4,185,000 | $7.5M | No change |
| GREENBRIER COS INC (GBX 2.875 04/15/28) | NOTE 2.875% 4/1 · principal | 6,796,000 | $7.4M | New |
| ALTAIR ENGINEERING INC (ALTR 1.75 06/15/27) | NOTE 1.750% 6/1 · principal | 5,000,000 | $7.2M | New |
| CABLE ONE INC (CABO 0 03/15/26) | NOTE 3/1 · principal | 7,796,000 | $7.2M | Reduce -68.2% |
| MARRIOTT VACATION WORLDW (VAC 3.25 12/15/27) | NOTE 3.250%12/1 · principal | 7,500,000 | $7.0M | No change |
| SOUTHERN CO (SO 3.875 12/15/25) | NOTE 3.875%12/1 · principal | 5,918,000 | $6.6M | Add +121.2% |
| BENTLEY SYSTEMS (BSY 0.375 07/01/27) | NOTE 0.375% 7/0 · principal | 7,000,000 | $6.5M | New |
| AXON ENTERPRISE INC (AXON 0.5 12/15/27) | NOTE 0.500%12/1 · principal | 3,479,000 | $6.2M | Reduce -35.5% |
| VENTAS REALTY LP (VTR 3.75 06/01/26) | NOTE 3.750% 6/0 · principal | 4,896,000 | $6.0M | Reduce -52.5% |
| SHIFT4 PAYMENTS INC (FOUR 0 12/15/25) | NOTE 12/1 · principal | 5,000,000 | $5.8M | New |
| INTEGER HOLDINGS CORP (ITGR 2.125 02/15/28) | NOTE 2.125% 2/1 · principal | 3,356,000 | $5.2M | Reduce -0.3% |
| WAYFAIR INC (W 1 08/15/26) | NOTE 1.000% 8/1 · principal | 5,569,000 | $5.2M | New |
| TECHTARGET HOLDINGS INC (TTGT 0 12/15/26) | NOTE 12/1 · principal | 5,300,000 | $5.2M | Reduce -93.6% |
| INTEGRA LIFESCIENCES HLD (IART 0.5 08/15/25) | NOTE 0.500% 8/1 · principal | 5,284,000 | $5.0M | Add +95.8% |
| SPOTIFY USA INC (SPOT 0 03/15/26) | NOTE 3/1 · principal | 5,006,000 | $5.0M | Reduce -97.2% |
| MAKEMYTRIP LIMITED (MMYT 0 02/15/28) | NOTE 2/1 · principal | 2,000,000 | $5.0M | No change |
| CONMED CORP (CNMD 2.25 06/15/27) | NOTE 2.250% 6/1 · principal | 5,324,000 | $5.0M | Add +44.1% |
| PROGRESS SOFTWARE CORP (PRGS 1 04/15/26) | NOTE 1.000% 4/1 · principal | 4,000,000 | $4.9M | Reduce -42.9% |
| CNX RESOURCES CORP (CNX 2.25 05/01/26) | NOTE 2.250% 5/0 · principal | 1,953,000 | $4.8M | New |
| ITRON INC (ITRI 0 03/15/26) | NOTE 3/1 · principal | 4,567,000 | $4.8M | New |
| ETSY INC (ETSY 0.125 09/01/27) | NOTE 0.125% 9/0 · principal | 5,500,000 | $4.7M | Reduce -82.1% |
| ESPERION THERAPEUTICS (ESPR 4 11/15/25) | NOTE 4.000%11/1 · principal | 4,900,000 | $4.6M | New |
| CHEFS' WAREHOUSE THE (CHEF 1.875 12/01/24) | NOTE 1.875%12/0 · principal | 4,453,000 | $4.5M | No change |
| GREEN PLAINS INC (GPRE 2.25 03/15/27) | NOTE 2.250% 3/1 · principal | 5,000,000 | $4.2M | No change |
| CENTURY ALUMINUM COMPANY (CENX 2.75 05/01/28) | NOTE 2.750% 5/0 · principal | 3,750,000 | $4.2M | New |
| Q2 HOLDINGS INC (QTWO 0.125 11/15/25) | NOTE 0.125%11/1 · principal | 4,200,000 | $4.0M | Add +320.0% |
| RBC BEARINGS INC (RBC 5 10/15/24 A) | 5% CNV PFD SR A | 29,900 | $4.0M | Reduce -16.9% |
| BLOOM ENERGY CORP (BE 3 06/01/28) | NOTE 3.000% 6/0 · principal | 4,258,000 | $3.9M | Add +555.1% |
| DROPBOX INC (DBX 0 03/01/28) | NOTE 3/0 · principal | 3,500,000 | $3.4M | No change |
| CRACKER BARREL OLD COUNT (CBRL 0.625 06/15/26) | NOTE 0.625% 6/1 · principal | 3,510,000 | $3.2M | No change |
| GRANITE CONSTRUCTION INC (GVA 3.75 05/15/28) | NOTE 3.750% 5/1 · principal | 1,788,000 | $3.2M | Reduce -37.8% |
| NUTANIX INC (NTNX 0.25 10/01/27) | NOTE 0.250%10/0 · principal | 2,500,000 | $3.1M | New |
| MIRUM PHARMACEUTICALS (MIRM 4 05/01/29) | NOTE 4.000% 5/0 · principal | 2,000,000 | $2.9M | No change |
| M/A-COM TECH SOLUTIONS (MTSI 0.25 03/15/26) | NOTE 0.250% 3/1 · principal | 2,000,000 | $2.8M | No change |
| CMS ENERGY CORP (CMS 3.375 05/01/28) | NOTE 3.375% 5/0 · principal | 2,509,000 | $2.7M | Add +67.3% |
| ENPHASE ENERGY INC (ENPH 0 03/01/28) | NOTE 3/0 · principal | 3,030,000 | $2.7M | Reduce -36.3% |
| NIO INC (NIO 4.625 10/15/30) | NOTE 4.625%10/1 · principal | 3,361,000 | $2.6M | New |
| DATADOG INC (DDOG 0.125 06/15/25) | NOTE 0.125% 6/1 · principal | 2,003,000 | $2.6M | New |
| HALOZYME THERAPEUTICS IN (HALO 0.25 03/01/27) | NOTE 0.250% 3/0 · principal | 2,500,000 | $2.5M | New |
| STRIDE INC (LRN 1.125 09/01/27) | NOTE 1.125% 9/0 · principal | 1,508,000 | $2.5M | New |
| OKTA INC (OKTA 0.375 06/15/26) | NOTE 0.375% 6/1 · principal | 2,700,000 | $2.5M | New |
| UPWORK INC (UPWK 0.25 08/15/26) | NOTE 0.250% 8/1 · principal | 2,632,000 | $2.4M | New |
| WINNEBAGO INDUSTRIES (WGO 1.5 04/01/25) | NOTE 1.500% 4/0 · principal | 2,125,000 | $2.2M | New |
| ALNYLAM PHARMACEUTICALS (ALNY 1 09/15/27) | NOTE 1.000% 9/1 · principal | 1,703,000 | $2.0M | Reduce -58.6% |
| WOLF Wolfspeed Inc. (wolf 1.75 05/01/26) | NOTE 1.750% 5/0 · principal | 2,800,000 | $2.0M | New |
| IONIS PHARMACEUTICALS IN (IONS 1.75 06/15/28) | NOTE 1.750% 6/1 · principal | 1,845,000 | $1.9M | New |
| NORTHERN OIL & GAS INC (NOG 3.625 04/15/29) | NOTE 3.625% 4/1 · principal | 1,668,000 | $1.9M | Reduce -79.9% |
| ADVANCED ENERGY IND (AEIS 2.5 09/15/28) | NOTE 2.500% 9/1 · principal | 1,642,000 | $1.7M | New |
| PEBBLEBROOK HOTEL TRUST (PEB 1.75 12/15/26) | NOTE 1.750%12/1 · principal | 1,717,000 | $1.6M | New |
| VISHAY INTERTECHNOLOGY (VSH 2.25 09/15/30) | NOTE 2.250% 9/1 · principal | 1,652,000 | $1.5M | New |
| ENVISTA HOLDINGS CORP (NVST 1.75 08/15/28) | NOTE 1.750% 8/1 · principal | 1,665,000 | $1.5M | New |
| SHOPIFY INC (SHOPCN 0.125 11/01/25) | NOTE 0.125%11/0 · principal | 1,493,000 | $1.4M | Reduce -1.3% |
| MIDDLEBY CORP (MIDD 1 09/01/25) | NOTE 1.000% 9/0 · principal | 1,192,000 | $1.4M | New |
| COLLEGIUM PHARMA INC (COLL 2.875 02/15/29) | NOTE 2.875% 2/1 · principal | 900,000 | $1.1M | No change |
| ENVESTNET INC (ENV 0.75 08/15/25) | 0.75 8/15/2025 · principal | 1,118,000 | $1.1M | Reduce -95.3% |
| ENPHASE ENERGY INC (ENPH 0 03/01/26) | NOTE 3/0 · principal | 1,116,000 | $1.1M | No change |
| NEW MOUNTAIN FINANCE COR (NMFC 7.5 10/15/25) | NOTE 7.500%10/1 · principal | 1,000,000 | $991K | No change |
| MESA LABORATORIES INC (MLAB 1.375 08/15/25) | NOTE 1.375% 8/1 · principal | 1,000,000 | $958K | No change |
| ZILLOW GROUP INC (Z 2.75 05/15/25) | NOTE 2.750% 5/1 · principal | 809,000 | $916K | New |
| ENVESTNET INC (ENV 2.625 12/01/27) | NOTE 2.625%12/0 · principal | 860,000 | $911K | No change |
| FIRST MAJESTIC SILVER (AGCN 0.375 01/15/27) | NOTE 0.375% 1/1 · principal | 1,000,000 | $886K | Reduce -16.7% |
| OMNICELL INC (OMCL 0.25 09/15/25) | NOTE 0.250% 9/1 · principal | 694,000 | $662K | Reduce -98.2% |
| ENCORE CAPITAL GROUP INC (ECPG 4 03/15/29) | NOTE 4.000% 3/1 · principal | 610,000 | $612K | Reduce -83.3% |
| OKTA INC (OKTA 0.125 09/01/25) | NOTE 0.125% 9/0 · principal | 592,000 | $565K | Reduce -61.9% |
| CHART INDUSTRIES INC (GTLS 1 11/15/24) | NOTE 1.000%11/1 · principal | 250,000 | $527K | Add +47.1% |
| CHEESECAKE FACTORY (THE) (CAKE 0.375 06/15/26) | NOTE 0.375% 6/1 · principal | 510,000 | $482K | New |
| DRAFTKINGS HOLDINGS INC (DKNG 0 03/15/28) | NOTE 3/1 · principal | 506,000 | $444K | Reduce -99.1% |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 314 | $405K | Add +25.1% |
| IONIS PHARMACEUTICALS IN (IONS 0.125 12/15/24) | NOTE 0.125%12/1 · principal | 390,000 | $381K | New |
| RIVIAN AUTO INC (RIVN 4.625 03/15/29) | NOTE 4.625% 3/1 · principal | 376,000 | $347K | New |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 270 | $345K | Reduce -37.8% |
| BLACKLINE INC (BL 0 03/15/26) | NOTE 3/1 · principal | 304,000 | $284K | New |
| CHART INDUSTRIES INC (GTLS 6.75 12/15/25 B) | 6.75DP CNV PFD B | 5,294 | $272K | Reduce -92.6% |
| CLOUDFLARE INC (NET 0 08/15/26) | NOTE 8/1 · principal | 207,000 | $192K | Add +2487.5% |
| ALLIANT ENERGY CORP (LNT 3.875 03/15/26) | NOTE 3.875% 3/1 · principal | 88,000 | $92K | No change |
| SSR MINING INC (SSRMCN 2.5 04/01/39) | NOTE 2.500% 4/0 · principal | 71,000 | $67K | New |
| PEGASYSTEMS INC (PEGA 0.75 03/01/25) | NOTE 0.750% 3/0 · principal | 44,000 | $43K | New |
| ROYAL CARIBBEAN CRUISES (RCL 6 08/15/25) | NOTE 6.000% 8/1 · principal | 3,000 | $11K | No change |
| EURONET WORLDWIDE INC (EEFT 0.75 03/15/49) | NOTE 0.750% 3/1 · principal | 11,000 | $11K | New |
| UBER TECHNOLOGIES INC (UBER 0 12/15/25) | NOTE 12/1 · principal | 9,000 | $10K | Reduce -100.0% |
| NATERA INC (NTRA 2.25 05/01/27) | NOTE 2.250% 5/0 · principal | 3,000 | $10K | New |
| BENTLEY SYSTEMS INC (BSY 0.125 01/15/26) | NOTE 0.125% 1/1 · principal | 9,000 | $9K | No change |
| MICROCHIP TECHNOLOGY INC (MCHP 0.125 11/15/24) | NOTE 0.125%11/1 · principal | 7,000 | $7K | Reduce -99.9% |
| INSMED INC (INSM 0.75 06/01/28) | NOTE 0.750% 6/0 · principal | 3,000 | $7K | New |
| BOOKING HOLDINGS INC (BKNG 0.75 05/01/25) | NOTE 0.750% 5/0 · principal | 3,000 | $7K | No change |
| EXPEDIA GROUP INC (EXPE 0 02/15/26) | NOTE 2/1 · principal | 7,000 | $7K | No change |
| LIVE NATION ENTERTAINMEN (LYV 2 02/15/25) | NOTE 2.000% 2/1 · principal | 6,000 | $7K | Reduce -99.8% |
| HUBSPOT INC (HUBS 0.375 06/01/25) | NOTE 0.375% 6/0 · principal | 3,000 | $6K | No change |
| MARRIOTT VACATION WORLDW (VAC 0 01/15/26) | NOTE 1/1 · principal | 6,000 | $6K | New |
| CYBERARK SOFTWARE LTD (CYBR 0 11/15/24) | NOTE 11/1 · principal | 3,000 | $5K | No change |
| ZSCALER INC. (ZS 0.125 07/01/25) | NOTE 0.125% 7/0 · principal | 4,000 | $5K | New |
| EXACT SCIENCES CORP (EXAS 0.375 03/01/28) | NOTE 0.375% 3/0 · principal | 5,000 | $5K | No change |
| SHAKE SHACK INC (SHAK 0 03/01/28) | NOTE 3/0 · principal | 4,000 | $4K | No change |
| CONFLUENT INC (CFLT 0 01/15/27) | NOTE 1/1 · principal | 4,000 | $4K | No change |
| BRIDGEBIO PHARMA INC (BBIO 2.5 03/15/27) | NOTE 2.500% 3/1 · principal | 3,000 | $3K | New |
| ON SEMICONDUCTOR CORP (ON 0.5 03/01/29) | NOTE 0.500% 3/0 · principal | 3,000 | $3K | No change |
| LYFT INC (LYFT 1.5 05/15/25) | NOTE 1.500% 5/1 · principal | 3,000 | $3K | No change |
| NEXTERA ENERGY INC (NEE 6.926 09/01/25) | UNIT 09/01/2025 | 26 | $1K | No change |
| NE.WS Noble Corp. PLC-28 | *W EXP 02/04/202 | 50 | $977 | No change |
| LEGWQ Lion Electric Co./the-27 | *W EXP 12/16/202 | 9,842 | $910 | No change |
| NOBLE CORP PLC-28 | *W EXP 02/04/202 | 50 | $719 | No change |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | 3,063 | $245 | Add +46.8% |
| TDW.WS Tidewater Inc.-CW24 | *W EXP 11/14/202 | 11 | $5 | No change |
| CVE.WS Cenovus Energy Inc. -CW26 | *W EXP 01/01/202 | 3,492 | $0 | Add +16.0% |
| DJTWW Trump Media & Technology Gro | *W EXP 03/25/202 | 1,100 | $0 | New |
| LEVWQ Lion Electric Co./the -CW26 | *W EXP 05/06/202 | 5,584 | $0 | Reduce -38.5% |
| JOBY.WS Joby Aviation Inc. -CW25 | *W EXP 08/10/202 | 450 | $0 | No change |
Total filed on the 13F, all lines: $215.3B.
Portfolio Sells Q2 2024 → Q3 2024
| TSLA Tesla Inc. | Reduce -29.8% | 0.82% | −2.33 |
| DIS The Walt Disney Co. | Reduce -4.5% | 0.14% | −0.36 |
| BUR Burford Capital Ltd. | Reduce -48.0% | 1.32% | −0.26 |
| INTC Intel Corp. | Reduce -37.4% | 0.12% | −0.13 |
| SNOW Snowflake Inc. | Reduce -51.9% | 0.20% | −0.12 |
| PYPL PayPal Holdings Inc. | Reduce -5.5% | 0.08% | −0.11 |
| IAU iShares Gold Trust | Reduce -88.7% | 0.02% | −0.07 |
| XLU St Sr Utl SL SE SPDR ETF-Usd | Reduce -90.6% | 0.01% | −0.06 |
| TEL Te Connectivity Ltd. | Sold out | 0.00% | −0.05 |
| IXUS iShares Core Intl Stock ETF | Reduce -95.0% | 0.00% | −0.05 |
| DXJ Wisdomtree Japan Hedged Eq | Reduce -99.8% | 0.00% | −0.04 |
| WMT Walmart Inc. | Reduce -11.1% | 0.48% | −0.03 |
| CRH CRH PLC | Reduce -81.3% | 0.02% | −0.03 |
| ERIC Ericsson (lm) Tel-SP ADR | Reduce -99.8% | 0.00% | −0.03 |
| DEO Diageo PLC-Sponsored ADR | Reduce -86.3% | 0.01% | −0.02 |
| COR Cencora Inc. | Reduce -64.7% | 0.02% | −0.02 |
| IDEV iShares Core MSCI Dev MKTS | Reduce -100.0% | 0.00% | −0.02 |
| DLTR Dollar Tree Inc. | Reduce -63.5% | 0.01% | −0.02 |
| XLK SS Technology Select Sector | Reduce -43.8% | 0.11% | −0.02 |
| LUV Southwest Airlines Co. | Reduce -79.1% | 0.01% | −0.02 |
| ANF Abercrombie & Fitch Co. Class A | Reduce -97.3% | 0.00% | −0.01 |
| ALC Alcon Inc. | Reduce -73.9% | 0.01% | −0.01 |
| VCIT Vanguard Int-Term Corporate | Reduce -65.4% | 0.02% | −0.01 |
| AGCO Agco Corp. | Reduce -64.0% | 0.02% | −0.01 |
| XP XP Inc. Class A | Sold out | 0.00% | −0.01 |
| FNDF Schwab Fndmn Intl LRG Co. ETF | Reduce -98.3% | 0.00% | −0.01 |
| XLI SS Industrial Select Sector | Reduce -53.0% | 0.05% | −0.01 |
| CSX CSX Corp. | Reduce -48.3% | 0.06% | −0.01 |
| MRNA Moderna Inc. | Reduce -7.8% | 0.01% | −0.01 |
| CTRA Coterra Energy Inc. | Reduce -56.4% | 0.01% | −0.01 |
| OXY Occidental Petroleum Corp. | Reduce -39.9% | 0.03% | −0.01 |
| WAL Western Alliance Bancorp | Reduce -93.4% | 0.00% | −0.01 |
| FANG Diamondback Energy Inc. | Reduce -43.5% | 0.03% | −0.01 |
| IEUR iShares Core MSCI Europe ETF | Reduce -97.6% | 0.00% | −0.01 |
| PARAA Paramount Global Class B | Reduce -24.3% | 0.00% | −0.01 |
| EMR Emerson Electric Co. | Reduce -45.1% | 0.04% | −0.01 |
| TEAM Atlassian Corp. Class A | Reduce -68.8% | 0.01% | −0.01 |
| DFAX Dimensional World Ex US Core | Reduce -100.0% | 0.00% | −0.01 |
| FEZ State Street SPDR Euro Stoxx | Reduce -72.4% | 0.01% | −0.01 |
| PCOR Procore Technologies Inc. | Sold out | 0.00% | −0.01 |
| CZR Caesars Entertainment Inc. | Reduce -76.7% | 0.00% | −0.01 |
| SIMO Silicon Motion Technol-ADR | Sold out | 0.00% | −0.01 |
| T AT&T Inc. | Reduce -9.2% | 0.16% | −0.01 |
| SHEL Shell PLC-ADR | Reduce -47.3% | 0.02% | −0.01 |
| GNL Global Net Lease Inc. | Reduce -99.1% | 0.00% | −0.01 |
| ZTO Zto Express Cayman Inc.-ADR | Reduce -90.5% | 0.00% | −0.01 |
| ACWX iShares MSCI Acwi Ex US ETF | Reduce -97.9% | 0.00% | −0.01 |
| VIGI Vanguard Int Div App Indx FD | Reduce -94.5% | 0.00% | −0.01 |
| SCHF Schwab Intl Equity ETF | Reduce -81.9% | 0.00% | −0.01 |
| VEEV Veeva Systems Inc. Class A | Reduce -82.5% | 0.00% | −0.01 |
Portfolio Buys Q2 2024 → Q3 2024
| NVDA Nvidia Corp. | Add +26.1% | 4.34% | +2.02 |
| SPY SS SPDR S&P 500 ETF Trust-US | Add +39.3% | 2.59% | +1.41 |
| TD Toronto-Dominion Bank | Add +5.9% | 2.69% | +1.25 |
| MA Mastercard Inc. Class A | Add +51.7% | 1.33% | +0.81 |
| META Meta Platforms Inc. Class A | Add +3.2% | 1.55% | +0.66 |
| BN Brookfield Corp. | Add +0.1% | 1.31% | +0.61 |
| TRP TC Energy Corp. | Add +4.6% | 1.16% | +0.56 |
| FLUT Flutter Entertainment PLC-Di | Add +868.5% | 0.50% | +0.48 |
| BMO Bank of Montreal | Add +1.3% | 1.17% | +0.47 |
| NOW ServiceNow Inc. | Add +216.6% | 0.57% | +0.46 |
| CRWD CrowdStrike Holdings Inc. Class A | Add +666.6% | 0.47% | +0.41 |
| TLT iShares 20+ Year Treasury BD | Add +349.9% | 0.43% | +0.37 |
| BRK.B Berkshire Hathaway Inc. Class B | Add +13.8% | 0.75% | +0.36 |
| JPM JPMorgan Chase & Co. | Add +7.3% | 0.82% | +0.34 |
| UNH Unitedhealth Group Inc. | Add +10.2% | 0.68% | +0.33 |
| GOOG Alphabet Inc. Class C | Add +4.5% | 1.03% | +0.31 |
| COST Costco Wholesale Corp. | Add +2.7% | 0.78% | +0.30 |
| CNQ Canadian Natural Resources | Add +2.8% | 0.96% | +0.30 |
| IEF iShares 7-10 Year Treasury B | Add +233.7% | 0.36% | +0.29 |
| TU Telus Corp. | Add +14.4% | 0.61% | +0.28 |
| LLY Eli Lilly & Co. | Add +2.8% | 0.78% | +0.27 |
| WCN Waste Connections Inc. | Add +2.3% | 0.69% | +0.26 |
| V Visa Inc. Class A | Add +1.2% | 0.68% | +0.24 |
| BIP Brookfield Infrastructure Pa | Add +1.6% | 0.48% | +0.23 |
| PBA Pembina Pipeline Corp. | Add +4.5% | 0.51% | +0.23 |
| SLF Sun Life Financial Inc. | Add +12.8% | 0.38% | +0.19 |
| JNJ Johnson & Johnson | Add +2.1% | 0.45% | +0.19 |
| ABBV Abbvie Inc. | Add +10.1% | 0.37% | +0.18 |
| TRI Thomson Reuters Corp. | Add +9.7% | 0.43% | +0.18 |
| SU Suncor Energy Inc. | Add +5.0% | 0.48% | +0.17 |
| PAVE Global X US Infrastructure | Add +3.0% | 0.39% | +0.17 |
| GS Goldman Sachs Group Inc. | Add +9.3% | 0.36% | +0.16 |
| PG The Procter & Gamble Co. | Add +1.7% | 0.37% | +0.14 |
| AMD Advanced Micro Devices | Add +0.7% | 0.39% | +0.14 |
| ACN Accenture PLC Class A | Add +9.6% | 0.27% | +0.13 |
| LIN Linde PLC | Add +7.4% | 0.28% | +0.13 |
| MS Morgan Stanley | Add +1.6% | 0.31% | +0.12 |
| KO The Coca-Cola Co. | Add +3.7% | 0.27% | +0.12 |
| MDT Medtronic PLC | Add +65.0% | 0.19% | +0.12 |
| TXN Texas Instruments Inc. | Add +5.2% | 0.28% | +0.12 |
| QSR Restaurant Brands Intern | Add +6.3% | 0.29% | +0.12 |
| GDX Vaneck Gold Miners ETF | Add +17.3% | 0.22% | +0.11 |
| PM Philip Morris International | Add +45.4% | 0.18% | +0.11 |
| IWM iShares Russell 2000 ETF | Add +6.7% | 0.25% | +0.11 |
| C Citigroup Inc. | Add +8.9% | 0.26% | +0.11 |
| VOO Vanguard S&P 500 ETF | Add +5.9% | 0.25% | +0.11 |
| EWJ iShares MSCI Japan ETF | Add +3.3% | 0.26% | +0.10 |
| NTR Nutrien Ltd. | Add +5.8% | 0.32% | +0.10 |
| SPGI S&P Global Inc. | Add +5.6% | 0.21% | +0.10 |
| IEMG iShares Core MSCI Emerging | Add +2.6% | 0.24% | +0.10 |
Options Activity Q2 2024 → Q3 2024
| SPY SS SPDR S&P 500 ETF Trust-US | put | Reduce -2.5% | 5,728,400 | $3.3B |
| NVDA Nvidia Corp. | put | Add +678.2% | 13,308,600 | $1.6B |
| QQQ Invesco QQQ Trust Series 1 | put | Reduce -37.7% | 2,756,100 | $1.3B |
| IWM iShares Russell 2000 ETF | put | Add +88.7% | 4,095,000 | $902.3M |
| GLD SPDR Gold Shares | put | Add +1190.1% | 1,936,400 | $474.5M |
| TLT iShares 20+ Year Treasury BD | call | Reduce -49.1% | 4,155,600 | $409.6M |
| AAPL Apple Inc. | call | Reduce -20.8% | 1,293,400 | $294.6M |
| IAU iShares Gold Trust | put | Sold out | 5,444,800 | $242.9Mbefore exit |
| XME SS SPDR S&P Metals Mining | call | New | 3,529,500 | $226.6M |
| SPY SS SPDR S&P 500 ETF Trust-US | call | Reduce -3.9% | 344,200 | $196.7M |
| TSLA Tesla Inc. | put | Reduce -25.5% | 729,600 | $190.0M |
| AMZN Amazon.com Inc. | put | Add +68.6% | 948,400 | $178.3M |
| AAPL Apple Inc. | put | Add +1.1% | 727,700 | $165.8M |
| RY Royal Bank of Canada | put | Add +100.8% | 989,700 | $122.8M |
| IWM iShares Russell 2000 ETF | call | New | 500,000 | $110.2M |
| AMD Advanced Micro Devices | put | Add +204.9% | 659,300 | $108.4M |
| EFA iShares MSCI Eafe ETF | put | Add +24.1% | 1,116,500 | $93.7M |
| RY Royal Bank of Canada | call | Add +394.9% | 742,400 | $92.1M |
| JPM JPMorgan Chase & Co. | put | Reduce -49.0% | 436,400 | $91.9M |
| TD Toronto-Dominion Bank | call | Reduce -5.9% | 1,436,900 | $91.0M |
| ENB Enbridge Inc. | call | Reduce -3.9% | 1,613,500 | $65.6M |
| BNS Bank of Nova Scotia | call | Reduce -6.0% | 1,167,800 | $63.5M |
| QQQ Invesco QQQ Trust Series 1 | call | Reduce -73.6% | 129,200 | $62.9M |
| SLF Sun Life Financial Inc. | put | Add +72.2% | 846,300 | $48.9M |
| META Meta Platforms Inc. Class A | call | Add +751.0% | 83,400 | $47.3M |
| TD Toronto-Dominion Bank | put | Add +24.6% | 717,000 | $45.4M |
| V Visa Inc. Class A | put | Add +96.6% | 161,800 | $44.5M |
| BMO Bank of Montreal | put | Add +67.7% | 397,000 | $35.9M |
| RCL Royal Caribbean Cruises Ltd. | put | Reduce -32.2% | 200,000 | $35.5M |
| TSLA Tesla Inc. | call | Add +63.1% | 135,900 | $35.4M |
| CM Can Imperial BK of Commerce | put | Reduce -63.8% | 564,600 | $34.6M |
| MSFT Microsoft Corp. | put | New | 73,900 | $31.6M |
| CM Can Imperial BK of Commerce | call | Reduce -62.2% | 515,300 | $31.5M |
| LLY Eli Lilly & Co. | put | New | 34,900 | $30.6M |
| TU Telus Corp. | call | Add +183.9% | 1,703,400 | $28.5M |
| LEN Lennar Corp. Class A | call | New | 152,000 | $28.4M |
| MIDD Middleby Corp. | put | Reduce -20.0% | 200,000 | $28.3M |
| TLT iShares 20+ Year Treasury BD | put | Reduce -12.1% | 287,300 | $28.3M |
| MS Morgan Stanley | call | Add +16.7% | 268,500 | $28.0M |
| A Agilent Technologies Inc. | put | Sold out | 199,600 | $26.9Mbefore exit |
| ORCL Oracle Corp. | put | New | 159,100 | $26.8M |
| ABBV Abbvie Inc. | call | Add +22.2% | 137,500 | $26.8M |
| WFC Wells Fargo & Co. | put | Reduce -33.6% | 455,000 | $25.4M |
| BNS Bank of Nova Scotia | put | Add +1.0% | 448,300 | $24.4M |
| CP Canadian Pacific Kansas City | call | New | 277,900 | $23.7M |
| SLF Sun Life Financial Inc. | call | Reduce -59.7% | 406,300 | $23.5M |
| MCHP Microchip Technology Inc. | call | New | 290,000 | $23.4M |
| RACE Ferrari NV | put | Sold out | 54,400 | $23.1Mbefore exit |
| BAC Bank of America Corp. | put | Reduce -64.0% | 562,400 | $22.2M |
| GOOGL Alphabet Inc. Class A | put | Add +10983.3% | 133,000 | $21.8M |
Showing the first 50 of 367.
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q2 2024 → Q3 2024
| MICROSTRATEGY INC (MSTR 0 02/15/27) | NOTE 2/1 · principal | Add +1385583.3% | 83,141,000 | $117.2M |
| SNAP INC (SNAP 0.125 03/01/28) | NOTE 0.125% 3/0 · principal | Add +2138.1% | 106,084,000 | $84.9M |
| SHIFT4 PAYMENTS INC (FOUR 0.5 08/01/27) | NOTE 0.500% 8/0 · principal | Sold out | 77,700,000 | $73.6Mbefore exit |
| FIRSTENERGY CORP (FE 4 05/01/26) | NOTE 4.000% 5/0 · principal | Add +11.6% | 58,129,000 | $60.8M |
| WAYFAIR INC (W 3.5 11/15/28) | NOTE 3.500%11/1 · principal | Reduce -35.8% | 40,731,000 | $60.4M |
| LUMENTUM HOLDINGS INC (LITE 0.5 06/15/28) | NOTE 0.500% 6/1 · principal | New | 61,023,000 | $53.1M |
| AKAMAI TECHNOLOGIES INC (AKAM 0.125 05/01/25) | NOTE 0.125% 5/0 · principal | New | 44,823,000 | $50.2M |
| ETSY INC (ETSY 0.125 10/01/26) | NOTE 0.125%10/0 · principal | Reduce -11.6% | 50,000,000 | $49.8M |
| CHEGG INC (CHGG 0.125 03/15/25) | NOTE 0.125% 3/1 · principal | Add +991140.0% | 49,562,000 | $47.6M |
| MONGODB INC (MDB 0.25 01/15/26) | NOTE 0.250% 1/1 · principal | New | 34,210,000 | $47.3M |
| ALBEMARLE CORP (ALB 7.25 03/01/27) | 7.25% DEP SHS A | Reduce -12.8% | 1,000,000 | $45.0M |
| EXACT SCIENCES CORP (EXAS 0.375 03/15/27) | NOTE 0.375% 3/1 · principal | New | 45,711,000 | $44.0M |
| ZTO EXPRESS KY INC (ZTO 1.5 09/01/27) | NOTE 1.500% 9/0 · principal | Sold out | 44,766,000 | $43.9Mbefore exit |
| LUMENTUM HOLDINGS INC (LITE 0.5 12/15/26) | NOTE 0.500%12/1 · principal | New | 41,868,000 | $41.3M |
| NEXTERA ENERGY INC (NEE 7.299 06/01/27) | UNIT 06/01/2027 | Add +15.1% | 690,000 | $38.4M |
| PALO ALTO NETWORKS (PANW 0.375 06/01/25) | NOTE 0.375% 6/0 · principal | Add +134.6% | 11,283,000 | $38.1M |
| FIVERR INTERNATIONAL LTD (FVRR 0 11/01/25) | NOTE 11/0 · principal | Sold out | 38,450,000 | $35.6Mbefore exit |
| UNITY SOFTWARE INC (U 0 11/15/26) | NOTE 11/1 · principal | New | 39,815,000 | $35.6M |
| ZILLOW GROUP INC (Z 0.75 09/01/24) | NOTE 0.750% 9/0 · principal | Sold out | 27,184,000 | $29.8Mbefore exit |
| POST HOLDINGS INC (POST 2.5 08/15/27) | NOTE 2.500% 8/1 · principal | New | 22,716,000 | $27.0M |
| LUMENTUM HOLDINGS INC (LITE 1.5 12/15/29) | NOTE 1.500%12/1 · principal | Reduce -48.9% | 22,500,000 | $26.3M |
| LIVE NATION ENTERTAINMEN (LYV 3.125 01/15/29) | NOTE 3.125% 1/1 · principal | Add +5.5% | 21,095,000 | $25.9M |
| BLOCK INC (XYZ 0.25 11/01/27) | NOTE 0.250%11/0 · principal | New | 28,777,000 | $24.9M |
| WAYFAIR INC (W 0.625 10/01/25) | NOTE 0.625%10/0 · principal | New | 25,314,000 | $24.2M |
| RAPID7 INC (RPD 0.25 03/15/27) | NOTE 0.250% 3/1 · principal | Reduce -56.7% | 25,811,000 | $23.4M |
| HEALTH CATALYST INC (HCAT 2.5 04/15/25) | NOTE 2.500% 4/1 · principal | New | 23,500,000 | $23.3M |
| CHEFS' WAREHOUSE THE (CHEF 2.375 12/15/28) | NOTE 2.375%12/1 · principal | Add +68.1% | 19,000,000 | $21.8M |
| SIRIUS XM HOLDINGS (SIRI 3.75 03/15/28) | NOTE 3.750% 3/1 · principal | Add +159.7% | 20,494,000 | $21.4M |
| DIGITALOCEAN HOLDINGS (DOCN 0 12/01/26) | NOTE 12/0 · principal | Reduce -62.2% | 23,611,000 | $20.9M |
| UPSTART HOLDINGS INC (UPST 0.25 08/15/26) | NOTE 0.250% 8/1 · principal | New | 23,625,000 | $20.7M |
| BLOCK INC (XYZ 0 05/01/26) | NOTE 5/0 · principal | Add +373366.7% | 22,408,000 | $20.7M |
| PARSONS CORP (PSN 0.25 08/15/25) | NOTE 0.250% 8/1 · principal | Add +16.9% | 8,956,000 | $20.6M |
| DROPBOX INC (DBX 0 03/01/26) | NOTE 3/0 · principal | Sold out | 21,517,000 | $20.1Mbefore exit |
| HALOZYME THERAPEUTICS IN (HALO 1 08/15/28) | NOTE 1.000% 8/1 · principal | Add +3226.6% | 16,500,000 | $19.6M |
| JAZZ INVESTMENTS I LTD (JAZZ 2 06/15/26) | NOTE 2.000% 6/1 · principal | Add +140.7% | 19,500,000 | $19.4M |
| DEXCOM INC (DXCM 0.25 11/15/25) | NOTE 0.250%11/1 · principal | Add +73.3% | 19,911,000 | $19.0M |
| NEOGENOMICS INC (NEO 0.25 01/15/28) | NOTE 0.250% 1/1 · principal | New | 20,025,000 | $16.6M |
| RAPID7 INC (RPD 1.25 03/15/29) | NOTE 1.250% 3/1 · principal | New | 18,000,000 | $16.5M |
| SUMMIT HOTEL PROPERTIES (INN 1.5 02/15/26) | NOTE 1.500% 2/1 · principal | New | 17,033,000 | $16.1M |
| INFINERA CORP (INFN 2.5 03/01/27) | NOTE 2.500% 3/0 · principal | New | 15,000,000 | $16.0M |
| NOVA LTD (NVMI 0 10/15/25) | NOTE 10/1 · principal | Sold out | 7,000,000 | $15.9Mbefore exit |
| DUKE ENERGY CORP (DUK 4.125 04/15/26) | NOTE 4.125% 4/1 · principal | Add +49.3% | 14,927,000 | $15.9M |
| WORLD KINECT GROUP (WKC 3.25 07/01/28) | NOTE 3.250% 7/0 · principal | New | 12,810,000 | $15.6M |
| BURLINGTON STORES INC (BURL 1.25 12/15/27) | NOTE 1.250%12/1 · principal | New | 10,502,000 | $15.1M |
| DEXCOM INC (DXCM 0.375 05/15/28) | NOTE 0.375% 5/1 · principal | New | 16,155,000 | $14.3M |
| ON SEMICONDUCTOR CORP (ON 0 05/01/27) | NOTE 5/0 · principal | New | 9,500,000 | $14.3M |
| CINEMARK HOLDINGS INC (CNK 4.5 08/15/25) | NOTE 4.500% 8/1 · principal | New | 7,000,000 | $13.6M |
| SEAGATE HDD CAYMAN (STX 3.5 06/01/28) | NOTE 3.500% 6/0 · principal | New | 9,319,000 | $13.1M |
| BILL HOLDINGS INC (BILL 0 04/01/27) | NOTE 4/0 · principal | New | 14,546,000 | $12.8M |
| LANTHEUS HOLDINGS INC (LNTH 2.625 12/15/27) | NOTE 2.625%12/1 · principal | Add +2994.3% | 8,200,000 | $12.6M |
Showing the first 50 of 157.
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 3,233 | $272.4B | RY, NVDA, AAPL, TD, GOOGL |
| Q1 2026 | 3,111 | $241.2B | RY, NVDA, TD, AAPL, BUR |
| Q4 2025 | 3,065 | $242.6B | RY, NVDA, AAPL, MSFT, TD |
| Q3 2025 | 3,005 | $234.1B | NVDA, RY, AAPL, MSFT, TD |
| Q2 2025 | 3,060 | $197.0B | NVDA, RY, MSFT, AAPL, TD |
| Q1 2025 | 3,046 | $186.5B | RY, NVDA, AAPL, TD, MSFT |
| Q4 2024 | 2,994 | $199.7B | NVDA, RY, AAPL, MSFT, SPY |
| Q3 2024 | 3,279 | $213.4B | NVDA, RY, AAPL, MSFT, TD |
| Q2 2024 | 3,378 | $329.3B | GOOGL, AMZN, AAPL, TSLA, MSFT |
| Q1 2024 | 3,370 | $316.2B | GOOGL, AMZN, AAPL, TSLA, RY |