BNP Paribas Financial Markets
In its 13F for Q3 2024 (holdings as of September 30, 2024, filed November 13, 2024), BNP Paribas Financial Markets reported 3,248 stock positions worth $102.0 billion. Its top holding was Nvidia (NVDA) at 4.4% of the portfolio, followed by Microsoft (MSFT, 4.0%) and Apple (AAPL, 2.9%). Compared with Q2 2024, it opened 173 new positions, sold out of 110, added to 1,789 and reduced 1,135. The biggest buy was Invesco QQQ Trust Series 1 (QQQ, shares +125%) and the biggest sale Visa Class A (V, shares −54%).
- Most Recent 13F
- Q2 2026
- Location
- PARIS, I0
- CIK
- 0001166588
- Portfolio Value
- $102.0B (Q3 2024)
- SEC Filing
- 0001166588-24-000026 ↗ filed Nov 13, 2024
Holdings Value
Holdings 3,248 stocks · $102.0B
| NVDA Nvidia Corp. | 4.38% | 36,800,167 | $4.5B | Add +18.3% |
| MSFT Microsoft Corp. | 3.99% | 9,463,123 | $4.1B | Add +15.4% |
| AAPL Apple Inc. | 2.93% | 12,833,383 | $3.0B | Add +0.5% |
| META Meta Platforms Inc. Class A | 2.33% | 4,144,341 | $2.4B | Add +18.0% |
| AMZN Amazon.com Inc. | 2.31% | 12,628,211 | $2.4B | Add +18.7% |
| TSLA Tesla Inc. | 1.80% | 7,022,830 | $1.8B | Reduce -5.3% |
| IWM iShares Russell 2000 ETF | 1.49% | 6,883,823 | $1.5B | Reduce -3.8% |
| AVGO Broadcom Inc. | 1.46% | 8,617,541 | $1.5B | Add +21.6% |
| GOOGL Alphabet Inc. Class A | 1.32% | 8,100,080 | $1.3B | Add +23.4% |
| GOOG Alphabet Inc. Class C | 1.16% | 7,067,850 | $1.2B | Add +14.4% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.96% | 2,133,210 | $981.8M | Add +39.6% |
| JPM JPMorgan Chase & Co. | 0.91% | 4,418,413 | $931.7M | Add +43.8% |
| AMD Advanced Micro Devices | 0.89% | 5,522,789 | $906.2M | Add +33.8% |
| QQQ Invesco QQQ Trust Series 1 | 0.80% | 1,675,832 | $817.9M | Add +125.1% |
| PFE Pfizer Inc. | 0.74% | 26,152,856 | $756.9M | Add +125.5% |
| XOM Exxon Mobil Corp. | 0.71% | 6,195,625 | $726.3M | Reduce -4.7% |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.70% | 1,249,826 | $717.1M | Reduce -32.2% |
| IVV iShares Core S&P 500 ETF | 0.68% | 1,195,430 | $689.5M | Add +9.5% |
| V Visa Inc. Class A | 0.67% | 2,501,207 | $687.7M | Reduce -54.3% |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | 0.67% | 8,520,884 | $684.2M | Add +168.3% |
| COST Costco Wholesale Corp. | 0.65% | 752,160 | $666.8M | Reduce -16.2% |
| LLY Eli Lilly & Co. | 0.62% | 709,999 | $629.0M | Reduce -0.1% |
| MU Micron Technology Inc. | 0.58% | 5,750,453 | $596.4M | Add +27.1% |
| PDD PDD Holdings Inc. | 0.58% | 4,392,674 | $592.2M | Add +13.3% |
| TMO Thermo Fisher Scientific Inc. | 0.57% | 941,775 | $582.6M | Reduce -18.1% |
| NFLX Netflix Inc. | 0.56% | 811,504 | $575.6M | Add +29.9% |
| CVX Chevron Corp. | 0.54% | 3,759,013 | $553.6M | Add +64.3% |
| QCOM Qualcomm Inc. | 0.53% | 3,162,598 | $537.8M | Reduce -1.8% |
| ADI Analog Devices Inc. | 0.53% | 2,326,790 | $535.6M | Add +7.4% |
| HD Home Depot Inc. | 0.52% | 1,301,158 | $527.2M | Reduce -16.4% |
| UNH Unitedhealth Group Inc. | 0.51% | 894,824 | $523.2M | Add +8.8% |
| MA Mastercard Inc. Class A | 0.49% | 1,002,677 | $495.1M | Add +14.7% |
| PG The Procter & Gamble Co. | 0.47% | 2,786,292 | $482.6M | Add +35.7% |
| ADBE Adobe Inc. | 0.46% | 900,143 | $466.1M | Reduce -4.3% |
| INTU Intuit Inc. | 0.45% | 740,394 | $459.8M | Reduce -8.1% |
| GS Goldman Sachs Group Inc. | 0.45% | 920,355 | $455.7M | Reduce -24.8% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.44% | 11,398,344 | $452.3M | Reduce -7.9% |
| ABBV Abbvie Inc. | 0.44% | 2,249,711 | $444.3M | Add +1.4% |
| NKE Nike Inc. Class B | 0.43% | 4,949,937 | $437.6M | Add +27.1% |
| PEP Pepsico Inc. | 0.42% | 2,534,355 | $431.0M | Add +13.0% |
| CSCO Cisco Systems Inc. | 0.42% | 8,048,114 | $428.3M | Reduce -28.4% |
| TXN Texas Instruments Inc. | 0.41% | 2,036,988 | $420.8M | Reduce -7.7% |
| CMCSA Comcast Corp. Class A | 0.41% | 9,899,883 | $413.5M | Reduce -22.2% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.40% | 1,861,479 | $411.5M | Add +19.9% |
| MRK Merck & Co. Inc. | 0.39% | 3,545,002 | $402.6M | Add +35.1% |
| JNJ Johnson & Johnson | 0.38% | 2,417,174 | $391.7M | Reduce -36.9% |
| XLU St Sr Utl SL SE SPDR ETF-Usd | 0.38% | 4,822,766 | $389.6M | Reduce -32.6% |
| NOW ServiceNow Inc. | 0.38% | 433,414 | $387.6M | Add +157.4% |
| CRM Salesforce Inc. | 0.38% | 1,399,358 | $383.0M | Add +10.8% |
| AMGN Amgen Inc. | 0.37% | 1,158,735 | $373.4M | Reduce -1.9% |
| TSM Taiwan Semiconductor-SP ADR | 0.35% | 2,083,186 | $361.8M | Add +65.9% |
| KO The Coca-Cola Co. | 0.35% | 5,021,876 | $360.9M | Add +5.2% |
| KLAC KLA Corp. | 0.34% | 454,092 | $351.7M | Add +0.0% |
| AMAT Applied Materials Inc. | 0.34% | 1,730,246 | $349.6M | Reduce -38.0% |
| IBB iShares Biotechnology ETF | 0.34% | 2,380,229 | $346.6M | Add +29.3% |
| SMH Vaneck Semiconductor ETF | 0.33% | 1,363,585 | $334.7M | Add +21.9% |
| MET Metlife Inc. | 0.32% | 3,963,290 | $326.9M | Reduce -10.9% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.32% | 3,372,809 | $324.4M | Reduce -45.1% |
| BKNG Booking Holdings Inc. | 0.32% | 76,560 | $322.5M | Reduce -12.2% |
| COTY Coty Inc. Class A | 0.31% | 34,097,235 | $320.2M | Add +0.1% |
| BLK BlackRock Finance Inc. | 0.31% | 337,172 | $320.1M | Add +48.2% |
| MCD McDonald's Corp. | 0.31% | 1,050,537 | $319.9M | Add +28.6% |
| INTC Intel Corp. | 0.31% | 13,467,879 | $316.0M | Add +1.6% |
| REGN Regeneron Pharmaceuticals | 0.30% | 295,412 | $310.5M | Add +19.8% |
| WMT Walmart Inc. | 0.30% | 3,810,347 | $307.7M | Add +2.6% |
| ORCL Oracle Corp. | 0.30% | 1,767,481 | $301.2M | Add +3.6% |
| VZ Verizon Communications Inc. | 0.29% | 6,692,460 | $300.6M | Add +13.0% |
| PGR Progressive Corp. | 0.29% | 1,174,478 | $298.0M | Add +1.2% |
| XBI SS SPDR S&P Biotech ETF | 0.29% | 3,011,023 | $297.5M | Reduce -43.0% |
| T AT&T Inc. | 0.29% | 13,477,107 | $296.5M | Reduce -6.6% |
| ACN Accenture PLC Class A | 0.29% | 831,288 | $293.8M | Reduce -29.6% |
| WFC Wells Fargo & Co. | 0.28% | 5,133,938 | $290.0M | Add +44.5% |
| RSP Invesco S&P 500 Equal Weight | 0.28% | 1,607,039 | $287.9M | Reduce -36.6% |
| XLP SS Consumer Staples Sel Sect | 0.28% | 3,467,777 | $287.8M | Reduce -30.4% |
| XLE SS Energy Select Sector | 0.28% | 3,276,748 | $287.7M | Add +15.2% |
| ACWI iShares MSCI Acwi ETF | 0.28% | 2,380,636 | $284.6M | Reduce -56.8% |
| ISRG Intuitive Surgical Inc. | 0.28% | 577,804 | $283.9M | Reduce -1.2% |
| BMY Bristol-Myers Squibb Co. | 0.28% | 5,435,341 | $281.2M | Add +71.2% |
| XLY SS Consumer Disc Select Sect | 0.28% | 1,403,245 | $281.2M | Add +786.8% |
| LMT Lockheed Martin Corp. | 0.28% | 480,947 | $281.1M | Add +48.9% |
| PYPL PayPal Holdings Inc. | 0.28% | 3,601,520 | $281.0M | Reduce -1.8% |
| HON Honeywell International Inc. | 0.27% | 1,344,748 | $278.0M | Reduce -2.9% |
| PM Philip Morris International | 0.27% | 2,282,907 | $277.1M | Add +1.8% |
| FCX Freeport-McMoran Inc. | 0.27% | 5,468,908 | $273.0M | Add +234.1% |
| ICE Intercontinental Exchange Inc. | 0.26% | 1,673,205 | $268.8M | Add +194.7% |
| TJX TJX Companies Inc. filed as TJX COS INC NEW | 0.26% | 2,259,968 | $265.6M | Add +30.1% |
| AXP American Express Co. | 0.26% | 971,640 | $263.5M | Reduce -3.5% |
| IYR iShares US Real Estate ETF | 0.26% | 2,583,359 | $263.2M | Reduce -45.0% |
| TMUS T-Mobile US Inc. | 0.26% | 1,273,264 | $262.8M | Reduce -15.0% |
| CDNS Cadence Design SYS Inc. | 0.26% | 959,673 | $260.1M | Reduce -12.0% |
| XLI SS Industrial Select Sector | 0.25% | 1,910,934 | $258.8M | Reduce -68.8% |
| SPGI S&P Global Inc. | 0.25% | 496,383 | $256.4M | Add +9.8% |
| ADP Automatic Data Processing | 0.25% | 912,986 | $252.7M | Add +22.9% |
| ABT Abbott Laboratories | 0.25% | 2,205,181 | $251.4M | Reduce -6.6% |
| SBUX Starbucks Corp. | 0.25% | 2,564,459 | $250.0M | Reduce -3.6% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 0.24% | 939,524 | $247.9M | Add +23488000.0% |
| ANET Arista Networks Inc. | 0.24% | 641,221 | $246.1M | Add +11.2% |
| MS Morgan Stanley | 0.24% | 2,317,799 | $241.6M | Add +40.1% |
| CAT Caterpillar Inc. | 0.24% | 613,029 | $239.8M | Add +3.9% |
| GILD Gilead Sciences Inc. | 0.23% | 2,837,425 | $237.9M | Reduce -2.9% |
Options reported separately and not counted above: SPY puts ($4.3B), QQQ puts ($3.1B), IWM puts ($2.7B), NVDA puts ($1.9B), QQQ calls ($1.6B), MSFT puts ($1.2B), TSLA puts ($1.2B), AAPL puts ($1.2B), IWM calls ($1.0B), AMZN puts ($1.0B), JPM puts ($878.1M), META puts ($865.3M), and 717 more.
Other holdings (160): bonds, preferreds, convertibles and warrants · $800.7M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| PALO ALTO NETWORKS (PANW 0.375 06/01/25) | NOTE 0.375% 6/0 · principal | 8,109,000 | $27.9M | Reduce -71.7% |
| CABLE ONE INC (CABO 0 03/15/26) | NOTE 3/1 · principal | 25,500,000 | $23.3M | No change |
| CYBERARK SOFTWARE LTD (CYBR 0 11/15/24) | NOTE 11/1 · principal | 12,587,000 | $23.3M | Add +17.4% |
| MONGODB INC (MDB 0.25 01/15/26) | NOTE 0.250% 1/1 · principal | 15,003,000 | $20.7M | Add +30.4% |
| SEAGATE HDD CAYMAN (STX 3.5 06/01/28) | NOTE 3.500% 6/0 · principal | 13,609,000 | $19.5M | New |
| RIVIAN AUTO INC (RIVN 4.625 03/15/29) | NOTE 4.625% 3/1 · principal | 21,102,000 | $19.0M | Reduce -5.8% |
| EXACT SCIENCES CORP (EXAS 0.375 03/15/27) | NOTE 0.375% 3/1 · principal | 18,862,000 | $18.3M | Add +72.9% |
| SPOTIFY USA INC (SPOT 0 03/15/26) | NOTE 3/1 · principal | 18,354,000 | $18.2M | Add +98.5% |
| EXPEDIA GROUP INC (EXPE 0 02/15/26) | NOTE 2/1 · principal | 19,032,000 | $18.2M | Reduce -4.7% |
| FRESHPET INC (FRPT 3 04/01/28) | NOTE 3.000% 4/0 · principal | 8,500,000 | $17.7M | Add +26.5% |
| AXON ENTERPRISE INC (AXON 0.5 12/15/27) | NOTE 0.500%12/1 · principal | 9,865,000 | $17.7M | Add +97.3% |
| ZSCALER INC. (ZS 0.125 07/01/25) | NOTE 0.125% 7/0 · principal | 14,368,000 | $17.5M | Add +136.8% |
| SIRIUS XM HOLDINGS (SIRI 3.75 03/15/28) | NOTE 3.750% 3/1 · principal | 15,303,000 | $15.8M | Reduce -74.6% |
| GREENBRIER COS INC (GBX 2.875 04/15/28) | NOTE 2.875% 4/1 · principal | 14,157,000 | $15.5M | Add +19.9% |
| SEA LTD (SEALTD 2.375 12/01/25) | NOTE 2.375%12/0 · principal | 12,715,000 | $15.2M | Add +1.9% |
| COLLEGIUM PHARMA INC (COLL 2.875 02/15/29) | NOTE 2.875% 2/1 · principal | 11,299,000 | $14.2M | Add +17.0% |
| ENCORE CAPITAL GROUP INC (ECPG 4 03/15/29) | NOTE 4.000% 3/1 · principal | 13,737,000 | $13.8M | Reduce -8.5% |
| NUTANIX INC (NTNX 0.25 10/01/27) | NOTE 0.250%10/0 · principal | 11,504,000 | $13.7M | Add +1.8% |
| DROPBOX INC (DBX 0 03/01/26) | NOTE 3/0 · principal | 13,636,000 | $13.2M | Add +17.8% |
| CHEESECAKE FACTORY (THE) (CAKE 0.375 06/15/26) | NOTE 0.375% 6/1 · principal | 13,815,000 | $13.0M | Reduce -44.8% |
| WORLD KINECT GROUP (WKC 3.25 07/01/28) | NOTE 3.250% 7/0 · principal | 10,725,000 | $13.0M | New |
| LANTHEUS HOLDINGS INC (LNTH 2.625 12/15/27) | NOTE 2.625%12/1 · principal | 8,344,000 | $12.9M | Reduce -23.4% |
| VISHAY INTERTECHNOLOGY (VSH 2.25 09/15/30) | NOTE 2.250% 9/1 · principal | 13,883,000 | $12.7M | New |
| SAREPTA THERAPEUTICS INC (SRPT 1.25 09/15/27) | NOTE 1.250% 9/1 · principal | 10,539,000 | $11.9M | Add +18.2% |
| CONMED CORP (CNMD 2.25 06/15/27) | NOTE 2.250% 6/1 · principal | 12,287,000 | $11.4M | Add +0.3% |
| SABRE GLBL INC (SABHLD 7.32 08/01/26) | NOTE 7.320% 8/0 · principal | 10,000,000 | $11.2M | No change |
| TRANSMEDICS GROUP INC (TMDX 1.5 06/01/28) | NOTE 1.500% 6/0 · principal | 5,500,000 | $10.1M | No change |
| CSG SYSTEMS INTERNATIONA (CSGS 3.875 09/15/28) | NOTE 3.875% 9/1 · principal | 10,159,000 | $10.1M | New |
| NORTHERN OIL & GAS INC (NOG 3.625 04/15/29) | NOTE 3.625% 4/1 · principal | 8,586,000 | $9.8M | New |
| EXACT SCIENCES CORP (EXAS 0.375 03/01/28) | NOTE 0.375% 3/0 · principal | 10,400,000 | $9.7M | Reduce -10.1% |
| ZILLOW GROUP INC (Z 2.75 05/15/25) | NOTE 2.750% 5/1 · principal | 8,088,000 | $9.0M | Add +289.2% |
| MIDDLEBY CORP (MIDD 1 09/01/25) | NOTE 1.000% 9/0 · principal | 7,668,000 | $8.9M | Add +167.2% |
| INTEGER HOLDINGS CORP (ITGR 2.125 02/15/28) | NOTE 2.125% 2/1 · principal | 5,533,000 | $8.7M | Reduce -2.5% |
| ALNYLAM PHARMACEUTICALS (ALNY 1 09/15/27) | NOTE 1.000% 9/1 · principal | 7,134,000 | $8.3M | Add +51.2% |
| VIAVI SOLUTIONS INC (VIAV 1.625 03/15/26) | NOTE 1.625% 3/1 · principal | 8,402,000 | $8.3M | Add +52.5% |
| ROYAL CARIBBEAN CRUISES (RCL 6 08/15/25) | NOTE 6.000% 8/1 · principal | 2,300,000 | $8.2M | Reduce -83.3% |
| CLOUDFLARE INC (NET 0 08/15/26) | NOTE 8/1 · principal | 8,669,000 | $8.0M | Reduce -64.6% |
| HALOZYME THERAPEUTICS IN (HALO 0.25 03/01/27) | NOTE 0.250% 3/0 · principal | 7,974,000 | $8.0M | Reduce -42.1% |
| BOOKING HOLDINGS INC (BKNG 0.75 05/01/25) | NOTE 0.750% 5/0 · principal | 3,561,000 | $8.0M | Reduce -42.3% |
| M/A-COM TECH SOLUTIONS (MTSI 0.25 03/15/26) | NOTE 0.250% 3/1 · principal | 5,493,000 | $7.8M | Reduce -37.3% |
| INTERDIGITAL INC (IDCC 3.5 06/01/27) | NOTE 3.500% 6/0 · principal | 4,150,000 | $7.7M | Reduce -42.5% |
| GUARDANT HEALTH INC (GH 0 11/15/27) | NOTE 11/1 · principal | 8,921,000 | $7.1M | Add +337.9% |
| SNAP INC (SNAP 0.125 03/01/28) | NOTE 0.125% 3/0 · principal | 8,541,000 | $6.8M | Add +492.7% |
| NICE LTD (NICEIT 0 09/15/25) | NOTE 9/1 · principal | 6,708,000 | $6.4M | Reduce -25.3% |
| DUKE ENERGY CORP (DUK 4.125 04/15/26) | NOTE 4.125% 4/1 · principal | 6,037,000 | $6.4M | Reduce -9.8% |
| MARRIOTT VACATION WORLDW (VAC 3.25 12/15/27) | NOTE 3.250%12/1 · principal | 6,914,000 | $6.4M | Add +163.5% |
| BLOCK INC (XYZ 0.125 03/01/25) | NOTE 0.125% 3/0 · principal | 6,497,000 | $6.4M | Reduce -28.0% |
| LIBERTY MEDIA CORP (FWONK 2.25 08/15/27) | NOTE 2.250% 8/1 · principal | 5,614,000 | $6.2M | Add +67.7% |
| INSMED INC (INSM 0.75 06/01/28) | NOTE 0.750% 6/0 · principal | 2,673,000 | $6.1M | Reduce -42.7% |
| LYFT INC (LYFT 1.5 05/15/25) | NOTE 1.500% 5/1 · principal | 6,140,000 | $6.0M | Reduce -50.0% |
| TETRA TECH INC (TTEK 2.25 08/15/28) | DBCV 2.250% 8/1 · principal | 4,512,000 | $5.9M | New |
| VENTAS REALTY LP (VTR 3.75 06/01/26) | NOTE 3.750% 6/0 · principal | 4,657,000 | $5.7M | New |
| LIVE NATION ENTERTAINMEN (LYV 2 02/15/25) | NOTE 2.000% 2/1 · principal | 5,126,000 | $5.5M | Add +227.3% |
| ETSY INC (ETSY 0.125 10/01/26) | NOTE 0.125%10/0 · principal | 5,274,000 | $5.2M | Reduce -55.8% |
| DEXCOM INC (DXCM 0.25 11/15/25) | NOTE 0.250%11/1 · principal | 5,179,000 | $4.9M | Add +100.1% |
| MIRUM PHARMACEUTICALS (MIRM 4 05/01/29) | NOTE 4.000% 5/0 · principal | 3,323,000 | $4.9M | Add +66.2% |
| BENTLEY SYSTEMS INC (BSY 0.125 01/15/26) | NOTE 0.125% 1/1 · principal | 4,796,000 | $4.8M | Add +211.0% |
| ZIFF DAVIS INC (ZD 1.75 11/01/26) | NOTE 1.750%11/0 · principal | 5,000,000 | $4.6M | Reduce -16.1% |
| GRANITE CONSTRUCTION INC (GVA 3.75 05/15/28) | NOTE 3.750% 5/1 · principal | 2,500,000 | $4.5M | Reduce -53.6% |
| BLOCK INC (XYZ 0 05/01/26) | NOTE 5/0 · principal | 4,795,000 | $4.4M | No change |
| FLUOR CORP (FLR 1.125 08/15/29) | NOTE 1.125% 8/1 · principal | 3,551,000 | $4.3M | New |
| BILL HOLDINGS INC (BILL 0 04/01/27) | NOTE 4/0 · principal | 4,889,000 | $4.3M | Reduce -50.4% |
| ON SEMICONDUCTOR CORP (ON 0 05/01/27) | NOTE 5/0 · principal | 2,790,000 | $4.1M | Reduce -87.2% |
| AKAMAI TECHNOLOGIES INC (AKAM 0.125 05/01/25) | NOTE 0.125% 5/0 · principal | 3,571,000 | $4.0M | Add +194.4% |
| ON SEMICONDUCTOR CORP (ON 0.5 03/01/29) | NOTE 0.500% 3/0 · principal | 3,700,000 | $3.7M | Reduce -29.5% |
| HALOZYME THERAPEUTICS IN (HALO 1 08/15/28) | NOTE 1.000% 8/1 · principal | 2,911,000 | $3.5M | Add +39.4% |
| BENTLEY SYSTEMS (BSY 0.375 07/01/27) | NOTE 0.375% 7/0 · principal | 3,669,000 | $3.4M | Reduce -23.0% |
| ENVISTA HOLDINGS CORP (NVST 1.75 08/15/28) | NOTE 1.750% 8/1 · principal | 3,723,000 | $3.4M | New |
| TYLER TECHNOLOGIES INC (TYL 0.25 03/15/26) | NOTE 0.250% 3/1 · principal | 2,718,000 | $3.3M | Add +341.2% |
| DIGITALOCEAN HOLDINGS (DOCN 0 12/01/26) | NOTE 12/0 · principal | 3,698,000 | $3.3M | Reduce -42.4% |
| CENTERPOINT ENERGY INC (CNP 4.25 08/15/26) | NOTE 4.250% 8/1 · principal | 3,141,000 | $3.2M | New |
| INNOVIVA INC (INVA 2.5 08/15/25) | NOTE 2.500% 8/1 · principal | 2,500,000 | $3.0M | No change |
| CAMTEK LTD/ISRAEL (CAMT 0 12/01/26) | NOTE 12/0 · principal | 2,000,000 | $3.0M | New |
| FIVE9 INC (FIVN 0.5 06/01/25) | NOTE 0.500% 6/0 · principal | 3,029,000 | $2.9M | Add +90.1% |
| DATADOG INC (DDOG 0.125 06/15/25) | NOTE 0.125% 6/1 · principal | 2,179,000 | $2.8M | Add +32.5% |
| BURLINGTON STORES INC (BURL 1.25 12/15/27) | NOTE 1.250%12/1 · principal | 2,000,000 | $2.8M | New |
| COINBASE GLOBAL INC (COIN 0.5 06/01/26) | NOTE 0.500% 6/0 · principal | 2,875,000 | $2.8M | Reduce -75.7% |
| MARRIOTT VACATION WORLDW (VAC 0 01/15/26) | NOTE 1/1 · principal | 2,774,000 | $2.6M | Reduce -20.2% |
| ENPHASE ENERGY INC (ENPH 0 03/01/28) | NOTE 3/0 · principal | 2,908,000 | $2.6M | Add +21.5% |
| UBER TECHNOLOGIES INC (UBER 0 12/15/25) | NOTE 12/1 · principal | 2,301,000 | $2.5M | Reduce -39.0% |
| LIVE NATION ENTERTAINMEN (LYV 3.125 01/15/29) | NOTE 3.125% 1/1 · principal | 2,051,000 | $2.5M | Add +65.5% |
| CMS ENERGY CORP (CMS 3.375 05/01/28) | NOTE 3.375% 5/0 · principal | 2,322,000 | $2.5M | Add +238.0% |
| POST HOLDINGS INC (POST 2.5 08/15/27) | NOTE 2.500% 8/1 · principal | 1,991,000 | $2.4M | Reduce -61.2% |
| EURONET WORLDWIDE INC (EEFT 0.75 03/15/49) | NOTE 0.750% 3/1 · principal | 2,409,000 | $2.4M | Add +235.5% |
| ALLIANT ENERGY CORP (LNT 3.875 03/15/26) | NOTE 3.875% 3/1 · principal | 2,248,000 | $2.3M | Add +95.5% |
| ADVANCED ENERGY IND (AEIS 2.5 09/15/28) | NOTE 2.500% 9/1 · principal | 2,000,000 | $2.1M | New |
| ENPHASE ENERGY INC (ENPH 0 03/01/26) | NOTE 3/0 · principal | 2,202,000 | $2.1M | Add +4.4% |
| IONIS PHARMACEUTICALS IN (IONS 1.75 06/15/28) | NOTE 1.750% 6/1 · principal | 1,775,000 | $1.8M | Add +99.2% |
| ETSY INC (ETSY 0.25 06/15/28) | NOTE 0.250% 6/1 · principal | 2,243,000 | $1.8M | Reduce -47.6% |
| HUBSPOT INC (HUBS 0.375 06/01/25) | NOTE 0.375% 6/0 · principal | 972,000 | $1.8M | Reduce -89.0% |
| PEGASYSTEMS INC (PEGA 0.75 03/01/25) | NOTE 0.750% 3/0 · principal | 1,810,000 | $1.8M | Add +20.7% |
| SOUTHERN CO (SO 3.875 12/15/25) | NOTE 3.875%12/1 · principal | 1,560,000 | $1.7M | No change |
| DAYFORCE INC (DAY 0.25 03/15/26) | NOTE 0.250% 3/1 · principal | 1,846,000 | $1.7M | New |
| LUMENTUM HOLDINGS INC (LITE 1.5 12/15/29) | NOTE 1.500%12/1 · principal | 1,493,000 | $1.7M | Reduce -84.2% |
| BRIDGEBIO PHARMA INC (BBIO 2.25 02/01/29) | NOTE 2.250% 2/0 · principal | 2,050,000 | $1.7M | No change |
| CONFLUENT INC (CFLT 0 01/15/27) | NOTE 1/1 · principal | 1,926,000 | $1.7M | Reduce -94.1% |
| AMERICAN WATER CAPITAL C (AWK 3.625 06/15/26) | NOTE 3.625% 6/1 · principal | 1,591,000 | $1.6M | New |
| BITDEER TECHNOLOGIES GRP (BTDR 8.5 08/15/29) | NOTE 8.500% 8/1 · principal | 1,369,000 | $1.6M | New |
| VAIL RESORTS INC (MTN 0 01/01/26) | NOTE 1/0 · principal | 1,623,000 | $1.5M | Reduce -37.2% |
| IONIS PHARMACEUTICALS IN (IONS 0 04/01/26) | NOTE 4/0 · principal | 1,532,000 | $1.5M | Reduce -90.3% |
| ZILLOW GROUP INC (Z 1.375 09/01/26) | NOTE 1.375% 9/0 · principal | 1,004,000 | $1.5M | Reduce -62.9% |
| RAPID7 INC (RPD 1.25 03/15/29) | NOTE 1.250% 3/1 · principal | 1,600,000 | $1.5M | New |
| OKTA INC (OKTA 0.125 09/01/25) | NOTE 0.125% 9/0 · principal | 1,505,000 | $1.4M | Reduce -89.4% |
| TELADOC HEALTH INC (TDOC 1.25 06/01/27) | NOTE 1.250% 6/0 · principal | 1,597,000 | $1.4M | Reduce -46.3% |
| FIRSTENERGY CORP (FE 4 05/01/26) | NOTE 4.000% 5/0 · principal | 1,300,000 | $1.4M | Add +30.0% |
| SSR MINING INC (SSRMCN 2.5 04/01/39) | NOTE 2.500% 4/0 · principal | 1,414,000 | $1.3M | No change |
| WORKIVA INC (WK 1.125 08/15/26) | NOTE 1.125% 8/1 · principal | 1,120,000 | $1.3M | No change |
| SHIFT4 PAYMENTS INC (FOUR 0 12/15/25) | NOTE 12/1 · principal | 1,021,000 | $1.2M | Reduce -4.4% |
| BLOOM ENERGY CORP (BE 3 06/01/28) | NOTE 3.000% 6/0 · principal | 1,095,000 | $1.0M | Add +247.6% |
| WOLF Wolfspeed Inc. (wolf 0.25 02/15/28) | NOTE 0.250% 2/1 · principal | 2,500,000 | $983K | Reduce -13.0% |
| MICROCHIP TECHNOLOGY INC (MCHP 1.625 02/15/27) | NOTE 1.625% 2/1 · principal | 427,000 | $958K | No change |
| ASCENDIS PHARMA A/S (ASND 2.25 04/01/28) | NOTE 2.250% 4/0 · principal | 786,000 | $913K | New |
| JBT MAREL CORP (JBTM 0.25 05/15/26) | NOTE 0.250% 5/1 · principal | 953,000 | $893K | Reduce -55.0% |
| ITRON INC (ITRI 0 03/15/26) | NOTE 3/1 · principal | 741,000 | $774K | Add +167.5% |
| PARSONS CORP (PSN 0.25 08/15/25) | NOTE 0.250% 8/1 · principal | 336,000 | $772K | Add +20.0% |
| WAYFAIR INC (W 3.5 11/15/28) | NOTE 3.500%11/1 · principal | 520,000 | $766K | Reduce -82.8% |
| BREAD FINANCIAL HLDGS (BFH 4.25 06/15/28) | NOTE 4.250% 6/1 · principal | 500,000 | $720K | Reduce -95.9% |
| ALARM.COM HLDGS INC (ALRM 0 01/15/26) | NOTE 1/1 · principal | 740,000 | $690K | Reduce -52.1% |
| OKTA INC (OKTA 0.375 06/15/26) | NOTE 0.375% 6/1 · principal | 726,000 | $669K | Reduce -57.0% |
| ENVESTNET INC (ENV 2.625 12/01/27) | NOTE 2.625%12/0 · principal | 607,000 | $642K | Reduce -89.4% |
| BLOCK INC (XYZ 0.25 11/01/27) | NOTE 0.250%11/0 · principal | 714,000 | $615K | Reduce -69.1% |
| DROPBOX INC (DBX 0 03/01/28) | NOTE 3/0 · principal | 601,000 | $580K | Reduce -87.6% |
| FIVERR INTERNATIONAL LTD (FVRR 0 11/01/25) | NOTE 11/0 · principal | 602,000 | $564K | Add +490.2% |
| PPL CAPITAL FUNDING INC (PPL 2.875 03/15/28) | NOTE 2.875% 3/1 · principal | 515,000 | $545K | Reduce -1.9% |
| INSULET CORPORATION (PODD 0.375 09/01/26) | NOTE 0.375% 9/0 · principal | 416,000 | $496K | Add +113.3% |
| NCL CORPORATION LTD (NCLH 5.375 08/01/25) | NOTE 5.375% 8/0 · principal | 400,000 | $496K | Reduce -95.3% |
| VEECO INSTRUMENTS INC (VECO 2.875 06/01/29) | NOTE 2.875% 6/0 · principal | 359,000 | $483K | No change |
| BILL HOLDINGS INC (BILL 0 12/01/25) | NOTE 12/0 · principal | 500,000 | $469K | No change |
| AKAMAI TECHNOLOGIES INC (AKAM 1.125 02/15/29) | NOTE 1.125% 2/1 · principal | 391,000 | $396K | New |
| NIO INC (NIO 4.625 10/15/30) | NOTE 4.625%10/1 · principal | 410,000 | $356K | New |
| NUVASIVE INC (GMED 0.375 03/15/25) | NOTE 0.375% 3/1 · principal | 300,000 | $293K | Reduce -86.6% |
| ENVESTNET INC (ENV 0.75 08/15/25) | 0.75 8/15/2025 · principal | 249,000 | $245K | Add +67.1% |
| LUMENTUM HOLDINGS INC (LITE 0.5 12/15/26) | NOTE 0.500%12/1 · principal | 245,000 | $240K | Add +104.2% |
| NRG ENERGY INC (NRG 2.75 06/01/48) | DBCV 2.750% 6/0 · principal | 108,000 | $239K | Reduce -90.2% |
| WOLF Wolfspeed Inc. (wolf 1.875 12/01/29) | NOTE 1.875%12/0 · principal | 578,000 | $215K | Add +521.5% |
| SOLAR EDGE TECHNOLOGIES (SEDG 0 09/15/25) | NOTE 9/1 · principal | 231,000 | $214K | Reduce -98.1% |
| ARRAY TECHNOLOGIES INC (ARRY 1 12/01/28) | NOTE 1.000%12/0 · principal | 268,000 | $199K | Reduce -98.7% |
| ETSY INC (ETSY 0.125 09/01/27) | NOTE 0.125% 9/0 · principal | 213,000 | $183K | Reduce -1.8% |
| SNAP INC (SNAP 0 05/01/27) | NOTE 5/0 · principal | 176,000 | $151K | Reduce -99.3% |
| ENVISTA HOLDINGS CORP (NVST 2.375 06/01/25) | NOTE 2.375% 6/0 · principal | 119,000 | $129K | No change |
| SAREPTA THERAPEUTICS INC (SRPT 1.5 11/15/24) | DBCV 1.500%11/1 · principal | 71,000 | $121K | No change |
| GUIDEWIRE SOFTWARE INC (GWRE 1.25 03/15/25) | NOTE 1.250% 3/1 · principal | 67,000 | $107K | Reduce -2.9% |
| SNAP INC (SNAP 0.75 08/01/26) | NOTE 0.750% 8/0 · principal | 110,000 | $106K | No change |
| LIVONGO HEALTH (TDOC 0.875 06/01/25) | NOTE 0.875% 6/0 · principal | 95,000 | $92K | No change |
| RINGCENTRAL INC (RNG 0 03/15/26) | NOTE 3/1 · principal | 91,000 | $83K | No change |
| SNAP INC (SNAP 0.25 05/01/25) | NOTE 0.250% 5/0 · principal | 81,000 | $79K | No change |
| MICROCHIP TECHNOLOGY INC (MCHP 1.625 02/15/25) | NOTE 1.625% 2/1 · principal | 76,000 | $70K | No change |
| DRAFTKINGS HOLDINGS INC (DKNG 0 03/15/28) | NOTE 3/1 · principal | 78,000 | $68K | Reduce -98.1% |
| NIO INC (NIO 0.5 02/01/27) | NOTE 0.500% 2/0 · principal | 65,000 | $63K | No change |
| EXACT SCIENCES CORP (EXAS 1 01/15/25) | NOTE 1.000% 1/1 · principal | 59,000 | $62K | No change |
| WOLF Wolfspeed Inc. (wolf 1.75 05/01/26) | NOTE 1.750% 5/0 · principal | 76,000 | $53K | No change |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | 908 | $27K | No change |
| COCHW Envoy Medical Inc.-CW27 | *W EXP 09/29/202 | 283,333 | $23K | No change |
| AFFIRM HOLDINGS INC (AFRM 0 11/15/26) | NOTE 11/1 · principal | 22,000 | $19K | No change |
| DISH NETWORK CORP (DISH 3.375 08/15/26) | NOTE 3.375% 8/1 · principal | 14,000 | $11K | No change |
| NKGNW Graf Acquisition Corp.-CW28 | *W EXP 05/31/202 | 150,000 | $11K | No change |
| PLMWF Plum Acquisition Corp. III-CW | *W EXP 03/31/202 | 106,065 | $7K | Reduce -40.4% |
| XBPEW CF Acquisition Viii A -CW27 | *W EXP 11/30/202 | 149,050 | $4K | No change |
| CPTWF Captivision Inc.-28 | *W EXP 11/15/202 | 75,000 | $3K | No change |
| HTZWW Hertz Global Hldgs Inc. -CW51 | *W EXP 06/30/205 | 17 | $37 | No change |
Total filed on the 13F, all lines: $102.8B.
Portfolio Sells Q2 2024 → Q3 2024
| V Visa Inc. Class A | Reduce -54.3% | 0.67% | −0.90 |
| LRCX Lam Research Corp. | Sold out | 0.00% | −0.65 |
| XLI SS Industrial Select Sector | Reduce -68.8% | 0.25% | −0.56 |
| ACWI iShares MSCI Acwi ETF | Reduce -56.8% | 0.28% | −0.40 |
| SPY SS SPDR S&P 500 ETF Trust-US | Reduce -32.2% | 0.70% | −0.40 |
| AMAT Applied Materials Inc. | Reduce -38.0% | 0.34% | −0.38 |
| DIS The Walt Disney Co. | Reduce -45.1% | 0.32% | −0.35 |
| XBI SS SPDR S&P Biotech ETF | Reduce -43.0% | 0.29% | −0.24 |
| JNJ Johnson & Johnson | Reduce -36.9% | 0.38% | −0.23 |
| ASML ASML Holding NV-NY Reg SHS | Reduce -53.5% | 0.11% | −0.21 |
| SOXX iShares Semiconductor ETF | Reduce -74.7% | 0.06% | −0.21 |
| IYR iShares US Real Estate ETF | Reduce -45.0% | 0.26% | −0.19 |
| XLV SS Health Care Select Sector | Reduce -93.3% | 0.01% | −0.18 |
| COST Costco Wholesale Corp. | Reduce -16.2% | 0.65% | −0.18 |
| QCOM Qualcomm Inc. | Reduce -1.8% | 0.53% | −0.18 |
| XLK SS Technology Select Sector | Reduce -68.5% | 0.07% | −0.18 |
| RSP Invesco S&P 500 Equal Weight | Reduce -36.6% | 0.28% | −0.17 |
| CSCO Cisco Systems Inc. | Reduce -28.4% | 0.42% | −0.16 |
| GS Goldman Sachs Group Inc. | Reduce -24.8% | 0.45% | −0.16 |
| XLU St Sr Utl SL SE SPDR ETF-Usd | Reduce -32.6% | 0.38% | −0.15 |
| KRE SS SPDR S&P Regional Bank | Reduce -80.4% | 0.04% | −0.14 |
| CMCSA Comcast Corp. Class A | Reduce -22.2% | 0.41% | −0.14 |
| XLP SS Consumer Staples Sel Sect | Reduce -30.4% | 0.28% | −0.14 |
| DECK Deckers Outdoor Corp. | Reduce -79.5% | 0.03% | −0.13 |
| EFA iShares MSCI Eafe ETF | Reduce -47.8% | 0.13% | −0.13 |
| INTU Intuit Inc. | Reduce -8.1% | 0.45% | −0.13 |
| TMO Thermo Fisher Scientific Inc. | Reduce -18.1% | 0.57% | −0.13 |
| PANW Palo Alto Networks Inc. | Reduce -32.9% | 0.18% | −0.12 |
| XLB SS Materials Select Sector | Reduce -97.9% | 0.00% | −0.12 |
| ADBE Adobe Inc. | Reduce -4.3% | 0.46% | −0.12 |
| CDNS Cadence Design SYS Inc. | Reduce -12.0% | 0.26% | −0.11 |
| ELV Elevance Health Inc. | Reduce -42.5% | 0.11% | −0.11 |
| XOM Exxon Mobil Corp. | Reduce -4.7% | 0.71% | −0.11 |
| NRG NRG Energy Inc. | Reduce -56.0% | 0.09% | −0.11 |
| ACN Accenture PLC Class A | Reduce -29.6% | 0.29% | −0.10 |
| EEM iShares MSCI Emerging Market | Reduce -48.4% | 0.10% | −0.10 |
| IWM iShares Russell 2000 ETF | Reduce -3.8% | 1.49% | −0.10 |
| BAC Bank of America Corp. | Reduce -7.9% | 0.44% | −0.10 |
| UNP Union Pacific Corp. | Reduce -33.3% | 0.18% | −0.10 |
| UPS United Parcel Service Class B | Reduce -28.9% | 0.15% | −0.09 |
| IGV iShares Expanded Tech-Softwa | Reduce -89.2% | 0.01% | −0.09 |
| LLY Eli Lilly & Co. | Reduce -0.1% | 0.62% | −0.09 |
| NEE Nextera Energy Inc. | Reduce -31.2% | 0.23% | −0.08 |
| CRWD CrowdStrike Holdings Inc. Class A | Reduce -2.8% | 0.14% | −0.08 |
| XHB SS SPDR S&P Homebldrs ETF | Reduce -60.2% | 0.06% | −0.07 |
| MDY State Street SPDR S&P Midcap | Reduce -42.9% | 0.09% | −0.07 |
| HD Home Depot Inc. | Reduce -16.4% | 0.52% | −0.07 |
| VRTX Vertex Pharmaceuticals Inc. | Reduce -16.3% | 0.20% | −0.07 |
| MCHP Microchip Technology Inc. | Reduce -13.0% | 0.14% | −0.06 |
| PAYX Paychex Inc. | Reduce -32.9% | 0.13% | −0.06 |
Portfolio Buys Q2 2024 → Q3 2024
| QQQ Invesco QQQ Trust Series 1 | Add +125.1% | 0.80% | +0.41 |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | Add +168.3% | 0.67% | +0.40 |
| PFE Pfizer Inc. | Add +125.5% | 0.74% | +0.39 |
| META Meta Platforms Inc. Class A | Add +18.0% | 2.33% | +0.39 |
| BRK.B Berkshire Hathaway Inc. Class B | Add +39.6% | 0.96% | +0.28 |
| XLY SS Consumer Disc Select Sect | Add +786.8% | 0.28% | +0.24 |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | Add +23488000.0% | 0.24% | +0.24 |
| NOW ServiceNow Inc. | Add +157.4% | 0.38% | +0.24 |
| JPM JPMorgan Chase & Co. | Add +43.8% | 0.91% | +0.23 |
| AVGO Broadcom Inc. | Add +21.6% | 1.46% | +0.21 |
| FCX Freeport-McMoran Inc. | Add +234.1% | 0.27% | +0.18 |
| ICE Intercontinental Exchange Inc. | Add +194.7% | 0.26% | +0.18 |
| NVDA Nvidia Corp. | Add +18.3% | 4.38% | +0.17 |
| AMD Advanced Micro Devices | Add +33.8% | 0.89% | +0.16 |
| CVX Chevron Corp. | Add +64.3% | 0.54% | +0.15 |
| IWD iShares Russell 1000 Value E | Add +1200216.9% | 0.15% | +0.15 |
| IP International Paper Co. | Add +732.8% | 0.16% | +0.14 |
| BMY Bristol-Myers Squibb Co. | Add +71.2% | 0.28% | +0.13 |
| EQIX Equinix Inc. | Add +117.2% | 0.22% | +0.12 |
| BLK BlackRock Finance Inc. | Add +48.2% | 0.31% | +0.12 |
| GDXJ Vaneck Junior Gold Miners | Add +173.9% | 0.18% | +0.12 |
| TSM Taiwan Semiconductor-SP ADR | Add +65.9% | 0.35% | +0.12 |
| LMT Lockheed Martin Corp. | Add +48.9% | 0.28% | +0.11 |
| IBM Intl Business Machines Corp. | Add +19.9% | 0.40% | +0.11 |
| NKE Nike Inc. Class B | Add +27.1% | 0.43% | +0.11 |
| EWJ iShares MSCI Japan ETF | Add +3699.1% | 0.11% | +0.11 |
| VST Vistra Corp. | Add +103.7% | 0.18% | +0.11 |
| NFLX Netflix Inc. | Add +29.9% | 0.56% | +0.10 |
| PG The Procter & Gamble Co. | Add +35.7% | 0.47% | +0.10 |
| USHY iShares Broad Usd High Yield | Add +107.5% | 0.19% | +0.09 |
| MRSH Marsh & McLennan Cos | Add +82.4% | 0.22% | +0.09 |
| EMB iShares JP Morgan Usd Emergi | Add +76.8% | 0.22% | +0.09 |
| WELL Welltower Inc. | Add +130.8% | 0.14% | +0.09 |
| ARKK ARK Innovation ETF | Add +98.7% | 0.18% | +0.09 |
| MCD McDonald's Corp. | Add +28.6% | 0.31% | +0.09 |
| KWEB Kranesh Csi China Internet | Add +468.5% | 0.09% | +0.08 |
| AGG iShares Core U.S. Aggregate | Add +214.8% | 0.12% | +0.08 |
| UBER Uber Technologies Inc. | Add +64.4% | 0.22% | +0.08 |
| BDX Becton Dickinson and Co. | Add +86.0% | 0.18% | +0.07 |
| MMM 3M Co. | Add +41.3% | 0.16% | +0.07 |
| BND Vanguard Total Bond Market | Add +545.1% | 0.08% | +0.07 |
| CME Cme Group Inc. | Add +38.3% | 0.23% | +0.06 |
| BSV Vanguard Short-Term Bond ETF | Add +341.0% | 0.08% | +0.06 |
| IBN Icici Bank Ltd.-Spon ADR | Add +101.6% | 0.14% | +0.06 |
| IBB iShares Biotechnology ETF | Add +29.3% | 0.34% | +0.06 |
| MA Mastercard Inc. Class A | Add +14.7% | 0.49% | +0.06 |
| FERG Ferguson Enterprises Inc. | New | 0.06% | +0.06 |
| DAR Darling Ingredients Inc. | Add +1478.1% | 0.07% | +0.06 |
| SHW The Sherwin-Williams Co. | Add +50.0% | 0.15% | +0.06 |
| VSS Vanguard Ftse All Wo X-US SC | Add +80.5% | 0.14% | +0.06 |
Options Activity Q2 2024 → Q3 2024
| SPY SS SPDR S&P 500 ETF Trust-US | put | Add +122.7% | 75,469 | $4.3B |
| QQQ Invesco QQQ Trust Series 1 | put | Add +67.2% | 63,163 | $3.1B |
| IWM iShares Russell 2000 ETF | put | Add +17.8% | 123,466 | $2.7B |
| NVDA Nvidia Corp. | put | Add +153.7% | 156,838 | $1.9B |
| QQQ Invesco QQQ Trust Series 1 | call | Reduce -6.3% | 31,981 | $1.6B |
| MSFT Microsoft Corp. | put | Add +230.5% | 28,919 | $1.2B |
| TSLA Tesla Inc. | put | Add +49.6% | 47,253 | $1.2B |
| AAPL Apple Inc. | put | Add +48.5% | 52,008 | $1.2B |
| IWM iShares Russell 2000 ETF | call | Add +31.9% | 47,305 | $1.0B |
| AMZN Amazon.com Inc. | put | Add +74.9% | 55,728 | $1.0B |
| JPM JPMorgan Chase & Co. | put | Add +63.2% | 41,645 | $878.1M |
| META Meta Platforms Inc. Class A | put | Add +136.6% | 15,116 | $865.3M |
| SPY SS SPDR S&P 500 ETF Trust-US | call | Add +78.2% | 12,487 | $716.5M |
| AMD Advanced Micro Devices | put | Add +42.9% | 42,593 | $698.9M |
| AAPL Apple Inc. | call | Add +64.5% | 28,583 | $666.0M |
| EEM iShares MSCI Emerging Market | call | Add +29.6% | 129,886 | $595.7M |
| EEM iShares MSCI Emerging Market | put | Add +95.7% | 111,550 | $511.6M |
| SOXX iShares Semiconductor ETF | put | New | 22,000 | $507.3M |
| XLF SS Financial Select Sector | call | Add +65.7% | 93,850 | $425.3M |
| XLF SS Financial Select Sector | put | Add +16.1% | 86,945 | $394.0M |
| GOOGL Alphabet Inc. Class A | put | Add +122.2% | 22,476 | $372.8M |
| NVDA Nvidia Corp. | call | Add +41.9% | 28,911 | $351.1M |
| XLV SS Health Care Select Sector | call | New | 19,500 | $300.3M |
| NFLX Netflix Inc. | put | Add +13.0% | 4,203 | $298.1M |
| META Meta Platforms Inc. Class A | call | Add +3.0% | 5,177 | $296.4M |
| XLI SS Industrial Select Sector | put | Add +1561.8% | 20,773 | $281.3M |
| BAC Bank of America Corp. | put | Add +34.7% | 69,673 | $276.5M |
| JPM JPMorgan Chase & Co. | call | Add +73.1% | 12,656 | $266.9M |
| AMD Advanced Micro Devices | call | Add +41.0% | 15,662 | $257.0M |
| TLT iShares 20+ Year Treasury BD | put | Add +451.6% | 24,650 | $241.8M |
| C Citigroup Inc. | put | Add +105.3% | 38,327 | $239.9M |
| AVGO Broadcom Inc. | put | Add +126.3% | 13,282 | $229.1M |
| AVGO Broadcom Inc. | call | Add +99.7% | 13,137 | $226.6M |
| TSLA Tesla Inc. | call | Reduce -3.0% | 8,561 | $224.0M |
| PRU Prudential Financial Inc. | put | Add +12.7% | 17,789 | $215.4M |
| KRE SS SPDR S&P Regional Bank | put | Add +78.7% | 37,580 | $212.7M |
| GOOGL Alphabet Inc. Class A | call | Add +9.1% | 12,517 | $207.6M |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | put | Reduce -49.3% | 24,943 | $200.3M |
| MS Morgan Stanley | put | Add +33.3% | 17,962 | $187.2M |
| MET Metlife Inc. | put | Add +56.3% | 21,932 | $180.9M |
| MU Micron Technology Inc. | put | Add +49.3% | 17,257 | $179.0M |
| XLE SS Energy Select Sector | put | Reduce -5.3% | 19,680 | $172.8M |
| GS Goldman Sachs Group Inc. | put | Add +88.3% | 3,347 | $165.7M |
| AMZN Amazon.com Inc. | call | Reduce -6.6% | 8,786 | $163.7M |
| AIG American International Group | put | Add +39.4% | 22,326 | $163.5M |
| BAC Bank of America Corp. | call | Reduce -4.3% | 41,095 | $163.1M |
| XOM Exxon Mobil Corp. | put | Add +26.7% | 13,834 | $162.2M |
| TLT iShares 20+ Year Treasury BD | call | Add +23.9% | 15,676 | $153.8M |
| FXI iShares China Large-Cap ETF | put | Add +193.5% | 48,160 | $153.1M |
| NFLX Netflix Inc. | call | Add +32.9% | 2,135 | $151.4M |
Showing the first 50 of 638.
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q2 2024 → Q3 2024
| SEA LTD (SEALTD 0.25 09/15/26) | NOTE 0.250% 9/1 · principal | Sold out | 60,000,000 | $52.1Mbefore exit |
| PEBBLEBROOK HOTEL TRUST (PEB 1.75 12/15/26) | NOTE 1.750%12/1 · principal | Sold out | 32,783,000 | $28.9Mbefore exit |
| PALO ALTO NETWORKS (PANW 0.375 06/01/25) | NOTE 0.375% 6/0 · principal | Reduce -71.7% | 8,109,000 | $27.9M |
| CYBERARK SOFTWARE LTD (CYBR 0 11/15/24) | NOTE 11/1 · principal | Add +17.4% | 12,587,000 | $23.3M |
| MONGODB INC (MDB 0.25 01/15/26) | NOTE 0.250% 1/1 · principal | Add +30.4% | 15,003,000 | $20.7M |
| SEAGATE HDD CAYMAN (STX 3.5 06/01/28) | NOTE 3.500% 6/0 · principal | New | 13,609,000 | $19.5M |
| RIVIAN AUTO INC (RIVN 4.625 03/15/29) | NOTE 4.625% 3/1 · principal | Reduce -5.8% | 21,102,000 | $19.0M |
| NABORS INDUSTRIES INC (NBR 1.75 06/15/29) | NOTE 1.750% 6/1 · principal | Sold out | 25,500,000 | $18.5Mbefore exit |
| EXACT SCIENCES CORP (EXAS 0.375 03/15/27) | NOTE 0.375% 3/1 · principal | Add +72.9% | 18,862,000 | $18.3M |
| SPOTIFY USA INC (SPOT 0 03/15/26) | NOTE 3/1 · principal | Add +98.5% | 18,354,000 | $18.2M |
| EXPEDIA GROUP INC (EXPE 0 02/15/26) | NOTE 2/1 · principal | Reduce -4.7% | 19,032,000 | $18.2M |
| FRESHPET INC (FRPT 3 04/01/28) | NOTE 3.000% 4/0 · principal | Add +26.5% | 8,500,000 | $17.7M |
| AXON ENTERPRISE INC (AXON 0.5 12/15/27) | NOTE 0.500%12/1 · principal | Add +97.3% | 9,865,000 | $17.7M |
| ZSCALER INC. (ZS 0.125 07/01/25) | NOTE 0.125% 7/0 · principal | Add +136.8% | 14,368,000 | $17.5M |
| AKAMAI TECHNOLOGIES INC (AKAM 0.375 09/01/27) | NOTE 0.375% 9/0 · principal | Sold out | 17,409,000 | $16.8Mbefore exit |
| SIRIUS XM HOLDINGS (SIRI 3.75 03/15/28) | NOTE 3.750% 3/1 · principal | Reduce -74.6% | 15,303,000 | $15.8M |
| GREENBRIER COS INC (GBX 2.875 04/15/28) | NOTE 2.875% 4/1 · principal | Add +19.9% | 14,157,000 | $15.5M |
| SEA LTD (SEALTD 2.375 12/01/25) | NOTE 2.375%12/0 · principal | Add +1.9% | 12,715,000 | $15.2M |
| AIRBNB INC (ABNB 0 03/15/26) | NOTE 3/1 · principal | Sold out | 16,124,000 | $14.7Mbefore exit |
| COLLEGIUM PHARMA INC (COLL 2.875 02/15/29) | NOTE 2.875% 2/1 · principal | Add +17.0% | 11,299,000 | $14.2M |
| ENCORE CAPITAL GROUP INC (ECPG 4 03/15/29) | NOTE 4.000% 3/1 · principal | Reduce -8.5% | 13,737,000 | $13.8M |
| CHEFS' WAREHOUSE THE (CHEF 2.375 12/15/28) | NOTE 2.375%12/1 · principal | Sold out | 12,474,000 | $13.8Mbefore exit |
| NUTANIX INC (NTNX 0.25 10/01/27) | NOTE 0.250%10/0 · principal | Add +1.8% | 11,504,000 | $13.7M |
| DROPBOX INC (DBX 0 03/01/26) | NOTE 3/0 · principal | Add +17.8% | 13,636,000 | $13.2M |
| CHEESECAKE FACTORY (THE) (CAKE 0.375 06/15/26) | NOTE 0.375% 6/1 · principal | Reduce -44.8% | 13,815,000 | $13.0M |
| WORLD KINECT GROUP (WKC 3.25 07/01/28) | NOTE 3.250% 7/0 · principal | New | 10,725,000 | $13.0M |
| LANTHEUS HOLDINGS INC (LNTH 2.625 12/15/27) | NOTE 2.625%12/1 · principal | Reduce -23.4% | 8,344,000 | $12.9M |
| VISHAY INTERTECHNOLOGY (VSH 2.25 09/15/30) | NOTE 2.250% 9/1 · principal | New | 13,883,000 | $12.7M |
| SAREPTA THERAPEUTICS INC (SRPT 1.25 09/15/27) | NOTE 1.250% 9/1 · principal | Add +18.2% | 10,539,000 | $11.9M |
| SHOPIFY INC (SHOPCN 0.125 11/01/25) | NOTE 0.125%11/0 · principal | Sold out | 12,655,000 | $11.8Mbefore exit |
| ZILLOW GROUP INC (Z 0.75 09/01/24) | NOTE 0.750% 9/0 · principal | Sold out | 10,649,000 | $11.5Mbefore exit |
| LUMENTUM HOLDINGS INC (LITE 0.5 06/15/28) | NOTE 0.500% 6/1 · principal | Sold out | 14,500,000 | $11.4Mbefore exit |
| CONMED CORP (CNMD 2.25 06/15/27) | NOTE 2.250% 6/1 · principal | Add +0.3% | 12,287,000 | $11.4M |
| CSG SYSTEMS INTERNATIONA (CSGS 3.875 09/15/28) | NOTE 3.875% 9/1 · principal | New | 10,159,000 | $10.1M |
| NORTHERN OIL & GAS INC (NOG 3.625 04/15/29) | NOTE 3.625% 4/1 · principal | New | 8,586,000 | $9.8M |
| EXACT SCIENCES CORP (EXAS 0.375 03/01/28) | NOTE 0.375% 3/0 · principal | Reduce -10.1% | 10,400,000 | $9.7M |
| ZILLOW GROUP INC (Z 2.75 05/15/25) | NOTE 2.750% 5/1 · principal | Add +289.2% | 8,088,000 | $9.0M |
| MIDDLEBY CORP (MIDD 1 09/01/25) | NOTE 1.000% 9/0 · principal | Add +167.2% | 7,668,000 | $8.9M |
| INTEGER HOLDINGS CORP (ITGR 2.125 02/15/28) | NOTE 2.125% 2/1 · principal | Reduce -2.5% | 5,533,000 | $8.7M |
| ALNYLAM PHARMACEUTICALS (ALNY 1 09/15/27) | NOTE 1.000% 9/1 · principal | Add +51.2% | 7,134,000 | $8.3M |
| VIAVI SOLUTIONS INC (VIAV 1.625 03/15/26) | NOTE 1.625% 3/1 · principal | Add +52.5% | 8,402,000 | $8.3M |
| SHIFT4 PAYMENTS INC (FOUR 0.5 08/01/27) | NOTE 0.500% 8/0 · principal | Sold out | 8,726,000 | $8.2Mbefore exit |
| ROYAL CARIBBEAN CRUISES (RCL 6 08/15/25) | NOTE 6.000% 8/1 · principal | Reduce -83.3% | 2,300,000 | $8.2M |
| CLOUDFLARE INC (NET 0 08/15/26) | NOTE 8/1 · principal | Reduce -64.6% | 8,669,000 | $8.0M |
| HALOZYME THERAPEUTICS IN (HALO 0.25 03/01/27) | NOTE 0.250% 3/0 · principal | Reduce -42.1% | 7,974,000 | $8.0M |
| BOOKING HOLDINGS INC (BKNG 0.75 05/01/25) | NOTE 0.750% 5/0 · principal | Reduce -42.3% | 3,561,000 | $8.0M |
| M/A-COM TECH SOLUTIONS (MTSI 0.25 03/15/26) | NOTE 0.250% 3/1 · principal | Reduce -37.3% | 5,493,000 | $7.8M |
| INTERDIGITAL INC (IDCC 3.5 06/01/27) | NOTE 3.500% 6/0 · principal | Reduce -42.5% | 4,150,000 | $7.7M |
| GUARDANT HEALTH INC (GH 0 11/15/27) | NOTE 11/1 · principal | Add +337.9% | 8,921,000 | $7.1M |
| SNAP INC (SNAP 0.125 03/01/28) | NOTE 0.125% 3/0 · principal | Add +492.7% | 8,541,000 | $6.8M |
Showing the first 50 of 161.
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 4,698 | $189.5B | MU, NVDA, AMZN, TSLA, GOOGL |
| Q1 2026 | 4,674 | $149.3B | NVDA, MSFT, AMZN, AAPL, XBI |
| Q4 2025 | 4,576 | $155.9B | NVDA, MSFT, AAPL, AMZN, META |
| Q3 2025 | 4,519 | $126.1B | NVDA, MSFT, META, AAPL, TSLA |
| Q2 2025 | 4,426 | $126.3B | NVDA, MSFT, AAPL, AVGO, META |
| Q1 2025 | 4,355 | $129.2B | AAPL, NVDA, MSFT, AMZN, META |
| Q4 2024 | 4,367 | $127.9B | NVDA, MSFT, AAPL, AMZN, TSLA |
| Q3 2024 | 3,248 | $102.0B | NVDA, MSFT, AAPL, META, AMZN |
| Q2 2024 | 3,185 | $91.3B | NVDA, MSFT, AAPL, AMZN, META |
| Q1 2024 | 3,188 | $80.0B | MSFT, AAPL, NVDA, META, AMZN |