BNP Paribas Financial Markets
In its 13F for Q4 2024 (holdings as of December 31, 2024, filed February 14, 2025), BNP Paribas Financial Markets reported 4,367 stock positions worth $127.9 billion. Its top holding was Nvidia (NVDA) at 3.7% of the portfolio, followed by Microsoft (MSFT, 3.5%) and Apple (AAPL, 3.2%). Compared with Q3 2024, it opened 1,254 new positions, sold out of 138, added to 1,358 and reduced 1,619. The biggest buy was SS SPDR S&P 500 ETF Trust-US (SPY, shares +231%) and the biggest sale Nvidia (NVDA, shares −5%).
- Most Recent 13F
- Q2 2026
- Location
- PARIS, I0
- CIK
- 0001166588
- Portfolio Value
- $127.9B (Q4 2024)
- SEC Filing
- 0001166588-25-000025 ↗ filed Feb 14, 2025
Holdings Value
Holdings 4,367 stocks · $127.9B
| NVDA Nvidia Corp. | 3.66% | 34,877,041 | $4.7B | Reduce -5.2% |
| MSFT Microsoft Corp. | 3.49% | 10,592,722 | $4.5B | Add +11.9% |
| AAPL Apple Inc. | 3.21% | 16,393,414 | $4.1B | Add +27.7% |
| AMZN Amazon.com Inc. | 2.37% | 13,841,960 | $3.0B | Add +9.6% |
| TSLA Tesla Inc. | 1.93% | 6,126,688 | $2.5B | Reduce -12.8% |
| SPY SS SPDR S&P 500 ETF Trust-US | 1.89% | 4,131,178 | $2.4B | Add +230.5% |
| AVGO Broadcom Inc. | 1.79% | 9,862,408 | $2.3B | Add +14.4% |
| META Meta Platforms Inc. Class A | 1.72% | 3,764,303 | $2.2B | Reduce -9.2% |
| GOOGL Alphabet Inc. Class A | 1.49% | 10,037,166 | $1.9B | Add +23.9% |
| IWM iShares Russell 2000 ETF | 1.08% | 6,241,052 | $1.4B | Reduce -9.3% |
| GOOG Alphabet Inc. Class C | 1.02% | 6,831,241 | $1.3B | Reduce -3.4% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.95% | 2,685,105 | $1.2B | Add +25.9% |
| AMD Advanced Micro Devices | 0.87% | 9,242,823 | $1.1B | Add +67.4% |
| XBI SS SPDR S&P Biotech ETF | 0.84% | 11,884,490 | $1.1B | Add +294.7% |
| XLI SS Industrial Select Sector | 0.82% | 7,930,823 | $1.0B | Add +315.0% |
| XOM Exxon Mobil Corp. | 0.80% | 9,478,880 | $1.0B | Add +53.0% |
| NFLX Netflix Inc. | 0.80% | 1,143,792 | $1.0B | Add +41.0% |
| JPM JPMorgan Chase & Co. | 0.71% | 3,796,659 | $910.1M | Reduce -14.1% |
| V Visa Inc. Class A | 0.68% | 2,761,650 | $872.8M | Add +10.4% |
| IVV iShares Core S&P 500 ETF | 0.65% | 1,411,407 | $830.9M | Add +18.1% |
| CSCO Cisco Systems Inc. | 0.63% | 13,668,969 | $809.2M | Add +69.8% |
| GE General Electric filed as GE AEROSPACE | 0.58% | 4,486,125 | $748.2M | New |
| CRM Salesforce Inc. | 0.53% | 2,038,671 | $681.6M | Add +45.7% |
| PEP Pepsico Inc. | 0.53% | 4,481,678 | $681.5M | Add +76.8% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.52% | 5,922,824 | $659.5M | Add +75.6% |
| COST Costco Wholesale Corp. | 0.51% | 711,790 | $652.2M | Reduce -5.4% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.51% | 14,810,849 | $650.9M | Add +29.9% |
| QQQ Invesco QQQ Trust Series 1 | 0.51% | 1,268,942 | $648.7M | Reduce -24.3% |
| BABA Alibaba Group Holding-SP ADR | 0.50% | 7,586,166 | $643.2M | Add +544.3% |
| UNH Unitedhealth Group Inc. | 0.49% | 1,250,859 | $632.8M | Add +39.8% |
| HD Home Depot Inc. | 0.48% | 1,582,276 | $615.5M | Add +21.6% |
| MRK Merck & Co. Inc. | 0.45% | 5,730,773 | $570.1M | Add +61.7% |
| AMAT Applied Materials Inc. | 0.43% | 3,402,363 | $553.3M | Add +96.6% |
| TMO Thermo Fisher Scientific Inc. | 0.43% | 1,046,511 | $544.4M | Add +11.1% |
| XLF SS Financial Select Sector | 0.42% | 11,216,258 | $542.1M | Add +156.0% |
| AXP American Express Co. | 0.42% | 1,818,788 | $539.8M | Add +87.2% |
| INTU Intuit Inc. | 0.42% | 851,893 | $535.4M | Add +15.1% |
| MA Mastercard Inc. Class A | 0.42% | 1,016,775 | $535.4M | Add +1.4% |
| QCOM Qualcomm Inc. | 0.42% | 3,470,277 | $533.1M | Add +9.7% |
| LLY Eli Lilly & Co. | 0.41% | 687,632 | $530.9M | Reduce -3.1% |
| GS Goldman Sachs Group Inc. | 0.40% | 899,840 | $515.3M | Reduce -2.2% |
| PFE Pfizer Inc. | 0.39% | 18,930,991 | $502.2M | Reduce -27.6% |
| JNJ Johnson & Johnson | 0.39% | 3,452,547 | $499.3M | Add +42.8% |
| ORCL Oracle Corp. | 0.38% | 2,925,912 | $487.6M | Add +65.5% |
| ADBE Adobe Inc. | 0.37% | 1,063,945 | $473.1M | Add +18.2% |
| PDD PDD Holdings Inc. | 0.36% | 4,763,849 | $462.0M | Add +8.4% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.36% | 2,096,261 | $460.8M | Add +12.6% |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | 0.36% | 5,853,199 | $460.4M | Reduce -31.3% |
| LIN Linde PLC | 0.36% | 1,093,176 | $457.7M | New |
| NOW ServiceNow Inc. | 0.36% | 429,553 | $455.4M | Reduce -0.9% |
| ADI Analog Devices Inc. | 0.35% | 2,080,497 | $442.0M | Reduce -10.6% |
| CVX Chevron Corp. | 0.34% | 3,016,482 | $436.9M | Reduce -19.8% |
| PG The Procter & Gamble Co. | 0.33% | 2,531,613 | $424.4M | Reduce -9.1% |
| XLE SS Energy Select Sector | 0.33% | 4,887,568 | $418.7M | Add +49.2% |
| XLP SS Consumer Staples Sel Sect | 0.32% | 5,288,608 | $415.7M | Add +52.5% |
| LRCX Lam Research Corp. | 0.31% | 5,508,476 | $397.9M | New |
| CMCSA Comcast Corp. Class A | 0.31% | 10,525,632 | $395.0M | Add +6.3% |
| WMT Walmart Inc. | 0.31% | 4,351,485 | $393.2M | Add +14.2% |
| TXN Texas Instruments Inc. | 0.31% | 2,095,673 | $393.0M | Add +2.9% |
| BKNG Booking Holdings Inc. | 0.30% | 78,087 | $388.0M | Add +2.0% |
| REGN Regeneron Pharmaceuticals | 0.30% | 539,596 | $384.4M | Add +82.7% |
| ADP Automatic Data Processing | 0.30% | 1,307,339 | $382.7M | Add +43.2% |
| TMUS T-Mobile US Inc. | 0.30% | 1,722,960 | $380.3M | Add +35.3% |
| MCD McDonald's Corp. | 0.29% | 1,301,621 | $377.3M | Add +23.9% |
| VZ Verizon Communications Inc. | 0.29% | 9,258,020 | $370.2M | Add +38.3% |
| PLTR Palantir Technologies Inc. Class A | 0.29% | 4,839,290 | $366.0M | New |
| IGV iShares Expanded Tech-Softwa | 0.29% | 3,643,239 | $364.8M | Add +3179.0% |
| UBER Uber Technologies Inc. | 0.28% | 6,006,761 | $362.3M | Add +100.5% |
| WFC Wells Fargo & Co. | 0.28% | 5,108,666 | $358.8M | Reduce -0.5% |
| UNP Union Pacific Corp. | 0.28% | 1,556,323 | $354.9M | Add +111.3% |
| ABT Abbott Laboratories | 0.27% | 3,080,020 | $348.4M | Add +39.7% |
| KO The Coca-Cola Co. | 0.26% | 5,420,385 | $337.5M | Add +7.9% |
| MU Micron Technology Inc. | 0.26% | 3,992,674 | $336.0M | Reduce -30.6% |
| ABBV Abbvie Inc. | 0.26% | 1,870,668 | $332.4M | Reduce -16.9% |
| PM Philip Morris International | 0.26% | 2,737,021 | $329.4M | Add +19.9% |
| T AT&T Inc. | 0.26% | 14,443,680 | $328.9M | Add +7.2% |
| GILD Gilead Sciences Inc. | 0.26% | 3,546,792 | $327.6M | Add +25.0% |
| SPGI S&P Global Inc. | 0.26% | 656,856 | $327.1M | Add +32.3% |
| NKE Nike Inc. Class B | 0.25% | 4,202,756 | $318.0M | Reduce -15.1% |
| TSM Taiwan Semiconductor-SP ADR | 0.25% | 1,599,980 | $316.0M | Reduce -23.2% |
| ET Energy Transfer LP | 0.25% | 16,101,763 | $315.4M | Add +39.3% |
| SMH Vaneck Semiconductor ETF | 0.25% | 1,295,643 | $313.8M | Reduce -5.0% |
| USHY iShares Broad Usd High Yield | 0.23% | 8,168,741 | $300.5M | Add +57.4% |
| TEAM Atlassian Corp. Class A | 0.23% | 1,225,768 | $298.3M | New |
| CDNS Cadence Design SYS Inc. | 0.23% | 987,892 | $296.8M | Add +2.9% |
| ISRG Intuitive Surgical Inc. | 0.23% | 560,349 | $292.5M | Reduce -3.0% |
| ACN Accenture PLC Class A | 0.23% | 829,535 | $291.8M | Reduce -0.2% |
| SCHW Schwab (charles) Corp. | 0.23% | 3,941,985 | $291.7M | Add +61.3% |
| KLAC KLA Corp. | 0.22% | 454,547 | $286.4M | Add +0.1% |
| ACWI iShares MSCI Acwi ETF | 0.22% | 2,436,098 | $286.2M | Add +2.3% |
| PGR Progressive Corp. | 0.22% | 1,191,686 | $285.5M | Add +1.5% |
| FCX Freeport-McMoran Inc. | 0.22% | 7,419,991 | $282.6M | Add +35.7% |
| C Citigroup Inc. | 0.22% | 3,989,083 | $280.8M | Add +24.9% |
| HON Honeywell International Inc. | 0.22% | 1,240,270 | $280.2M | Reduce -7.8% |
| PYPL PayPal Holdings Inc. | 0.22% | 3,281,300 | $280.1M | Reduce -8.9% |
| PANW Palo Alto Networks Inc. | 0.21% | 1,504,854 | $273.8M | Add +37.2% |
| TJX TJX Companies Inc. filed as TJX COS INC NEW | 0.21% | 2,259,873 | $273.0M | Reduce 0.0% |
| INTC Intel Corp. | 0.21% | 13,352,962 | $267.7M | Reduce -0.8% |
| MS Morgan Stanley | 0.21% | 2,093,292 | $263.2M | Reduce -9.7% |
| LOW Lowe's Cos Inc. | 0.20% | 1,042,598 | $257.3M | Add +32.6% |
Options reported separately and not counted above: SPY puts ($6.1B), NVDA puts ($2.8B), TSLA puts ($2.5B), IWM puts ($1.7B), AAPL puts ($1.4B), MSFT puts ($1.4B), AMZN puts ($1.1B), QQQ puts ($924.3M), AMD puts ($918.2M), IWM calls ($843.8M), QQQ calls ($836.2M), META puts ($769.2M), and 841 more.
Other holdings (175): bonds, preferreds, convertibles and warrants · $1.3B (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| RIVIAN AUTO INC (RIVN 3.625 10/15/30) | NOTE 3.625%10/1 · principal | 92,487,000 | $82.6M | New |
| TELADOC HEALTH INC (TDOC 1.25 06/01/27) | NOTE 1.250% 6/0 · principal | 58,022,000 | $50.7M | Add +3533.2% |
| RIVIAN AUTO INC (RIVN 4.625 03/15/29) | NOTE 4.625% 3/1 · principal | 45,837,000 | $46.1M | Add +117.2% |
| CABLE ONE INC (CABO 0 03/15/26) | NOTE 3/1 · principal | 44,000,000 | $40.8M | Add +72.5% |
| BRIDGEBIO PHARMA INC (BBIO 2.5 03/15/27) | NOTE 2.500% 3/1 · principal | 37,500,000 | $39.3M | New |
| ROYAL CARIBBEAN CRUISES (RCL 6 08/15/25) | NOTE 6.000% 8/1 · principal | 8,435,000 | $39.1M | Add +266.7% |
| SHIFT4 PAYMENTS INC (FOUR 0 12/15/25) | NOTE 12/1 · principal | 24,145,000 | $32.4M | Add +2264.8% |
| ECHOSTAR CORP (ECHO 3.875 11/30/30) | NOTE 3.875%11/3 · principal | 30,139,460 | $31.6M | New |
| EXACT SCIENCES CORP (EXAS 0.375 03/15/27) | NOTE 0.375% 3/1 · principal | 31,532,000 | $29.2M | Add +67.2% |
| DROPBOX INC (DBX 0 03/01/26) | NOTE 3/0 · principal | 28,427,000 | $28.1M | Add +108.5% |
| PALO ALTO NETWORKS (PANW 0.375 06/01/25) | NOTE 0.375% 6/0 · principal | 7,230,000 | $26.4M | Reduce -10.8% |
| AXON ENTERPRISE INC (AXON 0.5 12/15/27) | NOTE 0.500%12/1 · principal | 9,669,000 | $25.2M | Reduce -2.0% |
| SEA LTD (SEALTD 2.375 12/01/25) | NOTE 2.375%12/0 · principal | 17,917,000 | $22.7M | Add +40.9% |
| PEGASYSTEMS INC (PEGA 0.75 03/01/25) | NOTE 0.750% 3/0 · principal | 22,399,000 | $22.2M | Add +1137.5% |
| BENTLEY SYSTEMS (BSY 0.375 07/01/27) | NOTE 0.375% 7/0 · principal | 24,426,000 | $22.0M | Add +565.7% |
| GREENBRIER COS INC (GBX 2.875 04/15/28) | NOTE 2.875% 4/1 · principal | 17,343,000 | $21.0M | Add +22.5% |
| JAZZ INVESTMENTS I LTD (JAZZ 2 06/15/26) | NOTE 2.000% 6/1 · principal | 20,565,000 | $20.8M | New |
| CONMED CORP (CNMD 2.25 06/15/27) | NOTE 2.250% 6/1 · principal | 22,024,000 | $20.4M | Add +79.3% |
| BLOOM ENERGY CORP (BE 3 06/01/28) | NOTE 3.000% 6/0 · principal | 14,582,000 | $20.1M | Add +1231.7% |
| SEAGATE HDD CAYMAN (STX 3.5 06/01/28) | NOTE 3.500% 6/0 · principal | 16,506,000 | $19.8M | Add +21.3% |
| EXPEDIA GROUP INC (EXPE 0 02/15/26) | NOTE 2/1 · principal | 19,862,000 | $19.7M | Add +4.4% |
| AKAMAI TECHNOLOGIES INC (AKAM 0.375 09/01/27) | NOTE 0.375% 9/0 · principal | 19,199,000 | $19.2M | New |
| VISHAY INTERTECHNOLOGY (VSH 2.25 09/15/30) | NOTE 2.250% 9/1 · principal | 21,431,000 | $19.1M | Add +54.4% |
| SABRE GLBL INC (SABHLD 7.32 08/01/26) | NOTE 7.320% 8/0 · principal | 16,528,000 | $19.0M | Add +65.3% |
| WESTERN DIGITAL CORP (WDC 3 11/15/28) | NOTE 3.000%11/1 · principal | 13,896,000 | $18.4M | New |
| ENCORE CAPITAL GROUP INC (ECPG 4 03/15/29) | NOTE 4.000% 3/1 · principal | 18,051,000 | $18.2M | Add +31.4% |
| COLLEGIUM PHARMA INC (COLL 2.875 02/15/29) | NOTE 2.875% 2/1 · principal | 17,353,000 | $18.2M | Add +53.6% |
| MARRIOTT VACATION WORLDW (VAC 3.25 12/15/27) | NOTE 3.250%12/1 · principal | 18,999,000 | $17.7M | Add +174.8% |
| SIRIUS XM HOLDINGS (SIRI 3.75 03/15/28) | NOTE 3.750% 3/1 · principal | 15,303,000 | $15.8M | No change |
| FORD MOTOR COMPANY (F 0 03/15/26) | NOTE 3/1 · principal | 15,543,000 | $15.0M | New |
| LANTHEUS HOLDINGS INC (LNTH 2.625 12/15/27) | NOTE 2.625%12/1 · principal | 10,756,000 | $14.3M | Add +28.9% |
| FRESHPET INC (FRPT 3 04/01/28) | NOTE 3.000% 4/0 · principal | 6,000,000 | $13.3M | Reduce -29.4% |
| WAYFAIR INC (W 3.5 11/15/28) | NOTE 3.500%11/1 · principal | 9,680,000 | $12.1M | Add +1761.5% |
| SAREPTA THERAPEUTICS INC (SRPT 1.25 09/15/27) | NOTE 1.250% 9/1 · principal | 10,506,000 | $11.5M | Reduce -0.3% |
| ZSCALER INC. (ZS 0.125 07/01/25) | NOTE 0.125% 7/0 · principal | 9,275,000 | $11.5M | Reduce -35.5% |
| ZILLOW GROUP INC (Z 2.75 05/15/25) | NOTE 2.750% 5/1 · principal | 9,898,000 | $11.5M | Add +22.4% |
| NABORS INDUSTRIES INC (NBR 1.75 06/15/29) | NOTE 1.750% 6/1 · principal | 15,500,000 | $11.2M | New |
| WORLD KINECT GROUP (WKC 3.25 07/01/28) | NOTE 3.250% 7/0 · principal | 8,725,000 | $9.8M | Reduce -18.6% |
| DEXCOM INC (DXCM 0.25 11/15/25) | NOTE 0.250%11/1 · principal | 10,099,000 | $9.7M | Add +95.0% |
| BOOKING HOLDINGS INC (BKNG 0.75 05/01/25) | NOTE 0.750% 5/0 · principal | 3,606,000 | $9.5M | Add +1.3% |
| EXACT SCIENCES CORP (EXAS 0.375 03/01/28) | NOTE 0.375% 3/0 · principal | 10,747,000 | $9.5M | Add +3.3% |
| MIRUM PHARMACEUTICALS (MIRM 4 05/01/29) | NOTE 4.000% 5/0 · principal | 6,201,000 | $9.4M | Add +86.6% |
| TRANSMEDICS GROUP INC (TMDX 1.5 06/01/28) | NOTE 1.500% 6/0 · principal | 9,145,000 | $9.4M | Add +66.3% |
| DATADOG INC (DDOG 0.125 06/15/25) | NOTE 0.125% 6/1 · principal | 5,805,000 | $9.0M | Add +166.4% |
| BLOCK INC (XYZ 0.125 03/01/25) | NOTE 0.125% 3/0 · principal | 8,988,000 | $8.9M | Add +38.3% |
| ON SEMICONDUCTOR CORP (ON 0.5 03/01/29) | NOTE 0.500% 3/0 · principal | 9,458,000 | $8.9M | Add +155.6% |
| GUARDANT HEALTH INC (GH 0 11/15/27) | NOTE 11/1 · principal | 10,244,000 | $8.6M | Add +14.8% |
| MIDDLEBY CORP (MIDD 1 09/01/25) | NOTE 1.000% 9/0 · principal | 7,668,000 | $8.6M | No change |
| HUBSPOT INC (HUBS 0.375 06/01/25) | NOTE 0.375% 6/0 · principal | 3,451,000 | $8.5M | Add +255.0% |
| ADVANCED ENERGY IND (AEIS 2.5 09/15/28) | NOTE 2.500% 9/1 · principal | 7,699,000 | $8.4M | Add +284.9% |
| CSG SYSTEMS INTERNATIONA (CSGS 3.875 09/15/28) | NOTE 3.875% 9/1 · principal | 8,257,000 | $8.3M | Reduce -18.7% |
| ALNYLAM PHARMACEUTICALS (ALNY 1 09/15/27) | NOTE 1.000% 9/1 · principal | 7,757,000 | $8.2M | Add +8.7% |
| AKAMAI TECHNOLOGIES INC (AKAM 1.125 02/15/29) | NOTE 1.125% 2/1 · principal | 8,389,000 | $8.2M | Add +2045.5% |
| SPHERE ENTERTAINMENT CO (SPHR 3.5 12/01/28) | NOTE 3.500%12/0 · principal | 6,000,000 | $8.2M | New |
| CMS ENERGY CORP (CMS 3.375 05/01/28) | NOTE 3.375% 5/0 · principal | 7,882,000 | $8.2M | Add +239.4% |
| SHOPIFY INC (SHOPCN 0.125 11/01/25) | NOTE 0.125%11/0 · principal | 7,538,000 | $7.7M | New |
| REPLIGEN CORP (RGEN 1 12/15/28) | NOTE 1.000%12/1 · principal | 7,457,000 | $7.6M | New |
| BILL HOLDINGS INC (BILL 0 04/01/27) | NOTE 4/0 · principal | 8,325,000 | $7.4M | Add +70.3% |
| INTERDIGITAL INC (IDCC 3.5 06/01/27) | NOTE 3.500% 6/0 · principal | 2,877,000 | $7.2M | Reduce -30.7% |
| ETSY INC (ETSY 0.125 10/01/26) | NOTE 0.125%10/0 · principal | 7,126,000 | $6.9M | Add +35.1% |
| DAYFORCE INC (DAY 0.25 03/15/26) | NOTE 0.250% 3/1 · principal | 6,832,000 | $6.6M | Add +270.1% |
| HALOZYME THERAPEUTICS IN (HALO 1 08/15/28) | NOTE 1.000% 8/1 · principal | 6,018,000 | $6.5M | Add +106.7% |
| DEXCOM INC (DXCM 0.375 05/15/28) | NOTE 0.375% 5/1 · principal | 7,069,000 | $6.3M | New |
| SNAP INC (SNAP 0.125 03/01/28) | NOTE 0.125% 3/0 · principal | 7,652,000 | $6.3M | Reduce -10.4% |
| UBER TECHNOLOGIES INC (UBER 0.875 12/01/28 2028) | NOTE 0.875%12/0 · principal | 5,675,000 | $6.2M | New |
| INSMED INC (INSM 0.75 06/01/28) | NOTE 0.750% 6/0 · principal | 2,684,000 | $5.8M | Add +0.4% |
| M/A-COM TECH SOLUTIONS (MTSI 0.25 03/15/26) | NOTE 0.250% 3/1 · principal | 3,574,000 | $5.7M | Reduce -34.9% |
| LIBERTY MEDIA CORP (FWONK 2.25 08/15/27) | NOTE 2.250% 8/1 · principal | 4,628,000 | $5.6M | Reduce -17.6% |
| SOUTHWEST AIRLINES CO (LUV 1.25 05/01/25) | NOTE 1.250% 5/0 · principal | 5,452,000 | $5.6M | New |
| CLOUDFLARE INC (NET 0 08/15/26) | NOTE 8/1 · principal | 5,522,000 | $5.3M | Reduce -36.3% |
| NUTANIX INC (NTNX 0.25 10/01/27) | NOTE 0.250%10/0 · principal | 3,995,000 | $4.8M | Reduce -65.3% |
| ZIFF DAVIS INC (ZD 1.75 11/01/26) | NOTE 1.750%11/0 · principal | 5,000,000 | $4.7M | No change |
| BLOCK INC (XYZ 0.25 11/01/27) | NOTE 0.250%11/0 · principal | 5,211,000 | $4.5M | Add +629.8% |
| BURLINGTON STORES INC (BURL 1.25 12/15/27) | NOTE 1.250%12/1 · principal | 3,000,000 | $4.5M | Add +50.0% |
| NICE LTD (NICEIT 0 09/15/25) | NOTE 9/1 · principal | 4,684,000 | $4.5M | Reduce -30.2% |
| ALLIANT ENERGY CORP (LNT 3.875 03/15/26) | NOTE 3.875% 3/1 · principal | 4,362,000 | $4.5M | Add +94.0% |
| JBT MAREL CORP (JBTM 0.25 05/15/26) | NOTE 0.250% 5/1 · principal | 4,375,000 | $4.3M | Add +359.1% |
| ETSY INC (ETSY 0.25 06/15/28) | NOTE 0.250% 6/1 · principal | 5,127,000 | $4.2M | Add +128.6% |
| MARRIOTT VACATION WORLDW (VAC 0 01/15/26) | NOTE 1/1 · principal | 4,387,000 | $4.2M | Add +58.1% |
| PAGERDUTY INC. (PD 1.5 10/15/28 *) | NOTE 1.500%10/1 · principal | 4,051,000 | $3.9M | New |
| AMERICAN WATER CAPITAL C (AWK 3.625 06/15/26) | NOTE 3.625% 6/1 · principal | 3,897,000 | $3.8M | Add +144.9% |
| ENPHASE ENERGY INC (ENPH 0 03/01/28) | NOTE 3/0 · principal | 4,450,000 | $3.6M | Add +53.0% |
| ETSY INC (ETSY 0.125 09/01/27) | NOTE 0.125% 9/0 · principal | 4,209,000 | $3.6M | Add +1876.1% |
| CONFLUENT INC (CFLT 0 01/15/27) | NOTE 1/1 · principal | 3,822,000 | $3.4M | Add +98.4% |
| ENOVIS CORP (ENOV 3.875 10/15/28) | NOTE 3.875%10/1 · principal | 3,251,000 | $3.4M | New |
| BLOCK INC (XYZ 0 05/01/26) | NOTE 5/0 · principal | 3,622,000 | $3.4M | Reduce -24.5% |
| EVERGY INC (EVRG 4.5 12/15/27) | NOTE 4.500%12/1 · principal | 3,078,000 | $3.3M | New |
| APPLIED OPTOELECTRONICS INC | NOTE 2.750% 1/1 · principal | 2,992,000 | $3.3M | New |
| DRAFTKINGS HOLDINGS INC (DKNG 0 03/15/28) | NOTE 3/1 · principal | 3,708,000 | $3.2M | Add +4653.9% |
| INTEGER HOLDINGS CORP (ITGR 2.125 02/15/28) | NOTE 2.125% 2/1 · principal | 1,969,000 | $3.1M | Reduce -64.4% |
| POST HOLDINGS INC (POST 2.5 08/15/27) | NOTE 2.500% 8/1 · principal | 2,682,000 | $3.1M | Add +34.7% |
| FLUOR CORP (FLR 1.125 08/15/29) | NOTE 1.125% 8/1 · principal | 2,500,000 | $3.1M | Reduce -29.6% |
| LIVE NATION ENTERTAINMEN (LYV 2 02/15/25) | NOTE 2.000% 2/1 · principal | 2,555,000 | $3.1M | Reduce -50.2% |
| TETRA TECH INC (TTEK 2.25 08/15/28) | DBCV 2.250% 8/1 · principal | 2,605,000 | $3.1M | Reduce -42.3% |
| OKTA INC (OKTA 0.375 06/15/26) | NOTE 0.375% 6/1 · principal | 3,276,000 | $3.0M | Add +351.2% |
| LYFT INC (LYFT 1.5 05/15/25) | NOTE 1.500% 5/1 · principal | 3,075,000 | $3.0M | Reduce -49.9% |
| DIGITALOCEAN HOLDINGS (DOCN 0 12/01/26) | NOTE 12/0 · principal | 3,398,000 | $3.0M | Reduce -8.1% |
| BENTLEY SYSTEMS INC (BSY 0.125 01/15/26) | NOTE 0.125% 1/1 · principal | 3,080,000 | $3.0M | Reduce -35.8% |
| CAMTEK LTD/ISRAEL (CAMT 0 12/01/26) | NOTE 12/0 · principal | 2,000,000 | $3.0M | No change |
| SOUTHERN CO (SO 3.875 12/15/25) | NOTE 3.875%12/1 · principal | 2,741,000 | $2.9M | Add +75.7% |
| PEBBLEBROOK HOTEL TRUST (PEB 1.75 12/15/26) | NOTE 1.750%12/1 · principal | 3,034,000 | $2.8M | New |
| INNOVIVA INC (INVA 2.5 08/15/25) | NOTE 2.500% 8/1 · principal | 2,500,000 | $2.8M | No change |
| WAYFAIR INC (W 3.25 09/15/27) | NOTE 3.250% 9/1 · principal | 2,560,000 | $2.7M | New |
| NORTHERN OIL & GAS INC (NOG 3.625 04/15/29) | NOTE 3.625% 4/1 · principal | 2,220,000 | $2.6M | Reduce -74.1% |
| DROPBOX INC (DBX 0 03/01/28) | NOTE 3/0 · principal | 2,514,000 | $2.6M | Add +318.3% |
| CHEESECAKE FACTORY (THE) (CAKE 0.375 06/15/26) | NOTE 0.375% 6/1 · principal | 2,589,000 | $2.5M | Reduce -81.3% |
| SHIFT4 PAYMENTS INC (FOUR 0.5 08/01/27) | NOTE 0.500% 8/0 · principal | 2,350,000 | $2.5M | New |
| HALOZYME THERAPEUTICS IN (HALO 0.25 03/01/27) | NOTE 0.250% 3/0 · principal | 2,500,000 | $2.4M | Reduce -68.7% |
| ENVISTA HOLDINGS CORP (NVST 1.75 08/15/28) | NOTE 1.750% 8/1 · principal | 2,620,000 | $2.3M | Reduce -29.6% |
| SPOTIFY USA INC (SPOT 0 03/15/26) | NOTE 3/1 · principal | 2,016,000 | $2.1M | Reduce -89.0% |
| AKAMAI TECHNOLOGIES INC (AKAM 0.125 05/01/25) | NOTE 0.125% 5/0 · principal | 2,000,000 | $2.1M | Reduce -44.0% |
| LUMENTUM HOLDINGS INC (LITE 0.5 06/15/28) | NOTE 0.500% 6/1 · principal | 2,147,000 | $2.1M | New |
| EVOLENT HEALTH INC (EVH 3.5 12/01/29) | NOTE 3.500%12/0 · principal | 2,250,000 | $1.9M | New |
| FIVE9 INC (FIVN 0.5 06/01/25) | NOTE 0.500% 6/0 · principal | 1,936,000 | $1.9M | Reduce -36.1% |
| UBER TECHNOLOGIES INC (UBER 0 12/15/25) | NOTE 12/1 · principal | 1,832,000 | $1.8M | Reduce -20.4% |
| EURONET WORLDWIDE INC (EEFT 0.75 03/15/49) | NOTE 0.750% 3/1 · principal | 1,688,000 | $1.7M | Reduce -29.9% |
| WOLF Wolfspeed Inc. (wolf 0.25 02/15/28) | NOTE 0.250% 2/1 · principal | 3,542,000 | $1.6M | Add +41.7% |
| PG&E CORP (PCG 4.25 12/01/27) | NOTE 4.250%12/0 · principal | 1,495,000 | $1.6M | New |
| WORKIVA INC (WK 1.125 08/15/26) | NOTE 1.125% 8/1 · principal | 1,120,000 | $1.6M | No change |
| RAPID7 INC (RPD 1.25 03/15/29) | NOTE 1.250% 3/1 · principal | 1,600,000 | $1.5M | No change |
| PARSONS CORP (PSN 0.25 08/15/25) | NOTE 0.250% 8/1 · principal | 721,000 | $1.5M | Add +114.6% |
| SNAP INC (SNAP 0 05/01/27) | NOTE 5/0 · principal | 1,642,000 | $1.4M | Add +833.0% |
| ASCENDIS PHARMA A/S (ASND 2.25 04/01/28) | NOTE 2.250% 4/0 · principal | 1,266,000 | $1.4M | Add +61.1% |
| ITRON INC (ITRI 0 03/15/26) | NOTE 3/1 · principal | 1,341,000 | $1.4M | Add +81.0% |
| VAIL RESORTS INC (MTN 0 01/01/26) | NOTE 1/0 · principal | 1,456,000 | $1.4M | Reduce -10.3% |
| BIOMARIN PHARMACEUTICAL (BMRN 1.25 05/15/27) | NOTE 1.250% 5/1 · principal | 1,375,000 | $1.3M | New |
| EXACT SCIENCES CORP (EXAS 1 01/15/25) | NOTE 1.000% 1/1 · principal | 1,259,000 | $1.3M | Add +2033.9% |
| ENPHASE ENERGY INC (ENPH 0 03/01/26) | NOTE 3/0 · principal | 1,275,000 | $1.2M | Reduce -42.1% |
| VENTAS REALTY LP (VTR 3.75 06/01/26) | NOTE 3.750% 6/0 · principal | 949,000 | $1.1M | Reduce -79.6% |
| SNAP INC (SNAP 0.75 08/01/26) | NOTE 0.750% 8/0 · principal | 1,110,000 | $1.1M | Add +909.1% |
| LUMENTUM HOLDINGS INC (LITE 0.5 12/15/26) | NOTE 0.500%12/1 · principal | 965,000 | $1.1M | Add +293.9% |
| NRG ENERGY INC (NRG 2.75 06/01/48) | DBCV 2.750% 6/0 · principal | 476,000 | $1.0M | Add +340.7% |
| DUKE ENERGY CORP (DUK 4.125 04/15/26) | NOTE 4.125% 4/1 · principal | 975,000 | $999K | Reduce -83.8% |
| OKTA INC (OKTA 0.125 09/01/25) | NOTE 0.125% 9/0 · principal | 891,000 | $859K | Reduce -40.8% |
| RAPID7 INC (RPD 0.25 03/15/27) | NOTE 0.250% 3/1 · principal | 850,000 | $784K | New |
| MICROCHIP TECHNOLOGY INC (MCHP 1.625 02/15/27) | NOTE 1.625% 2/1 · principal | 427,000 | $688K | No change |
| LCI INDUSTRIES (LCII 1.125 05/15/26) | NOTE 1.125% 5/1 · principal | 631,000 | $618K | New |
| BLACKLINE INC (BL 0 03/15/26) | NOTE 3/1 · principal | 650,000 | $609K | New |
| LIVE NATION ENTERTAINMEN (LYV 3.125 01/15/29) | NOTE 3.125% 1/1 · principal | 422,000 | $574K | Reduce -79.4% |
| FIVERR INTERNATIONAL LTD (FVRR 0 11/01/25) | NOTE 11/0 · principal | 602,000 | $571K | No change |
| CENTERPOINT ENERGY INC (CNP 4.25 08/15/26) | NOTE 4.250% 8/1 · principal | 550,000 | $562K | Reduce -82.5% |
| SSR MINING INC (SSRMCN 2.5 04/01/39) | NOTE 2.500% 4/0 · principal | 557,000 | $535K | Reduce -60.6% |
| PPL CAPITAL FUNDING INC (PPL 2.875 03/15/28) | NOTE 2.875% 3/1 · principal | 501,000 | $523K | Reduce -2.7% |
| ZTO EXPRESS KY INC (ZTO 1.5 09/01/27) | NOTE 1.500% 9/0 · principal | 522,000 | $516K | New |
| UNITED STATES STEEL CORP (X 5 11/01/26) | NOTE 5.000%11/0 · principal | 200,000 | $514K | New |
| IONIS PHARMACEUTICALS IN (IONS 0 04/01/26) | NOTE 4/0 · principal | 526,000 | $507K | Reduce -65.7% |
| VEECO INSTRUMENTS INC (VECO 2.875 06/01/29) | NOTE 2.875% 6/0 · principal | 403,000 | $486K | Add +12.3% |
| BILL HOLDINGS INC (BILL 0 12/01/25) | NOTE 12/0 · principal | 500,000 | $481K | No change |
| IONIS PHARMACEUTICALS IN (IONS 1.75 06/15/28) | NOTE 1.750% 6/1 · principal | 471,000 | $463K | Reduce -73.5% |
| NUVASIVE INC (GMED 0.375 03/15/25) | NOTE 0.375% 3/1 · principal | 339,000 | $335K | Add +13.0% |
| ALARM.COM HLDGS INC (ALRM 0 01/15/26) | NOTE 1/1 · principal | 340,000 | $321K | Reduce -54.0% |
| LI AUTO INC (LI 0.25 05/01/28) | NOTE 0.250% 5/0 · principal | 265,000 | $302K | New |
| NIO INC (NIO 4.625 10/15/30) | NOTE 4.625%10/1 · principal | 410,000 | $281K | No change |
| WOLF Wolfspeed Inc. (wolf 1.875 12/01/29) | NOTE 1.875%12/0 · principal | 552,000 | $229K | Reduce -4.5% |
| SOLAR EDGE TECHNOLOGIES (SEDG 0 09/15/25) | NOTE 9/1 · principal | 231,000 | $215K | No change |
| ARRAY TECHNOLOGIES INC (ARRY 1 12/01/28) | NOTE 1.000%12/0 · principal | 284,000 | $207K | Add +6.0% |
| GUIDEWIRE SOFTWARE INC (GWRE 1.25 03/15/25) | NOTE 1.250% 3/1 · principal | 89,000 | $131K | Add +32.8% |
| ENVISTA HOLDINGS CORP (NVST 2.375 06/01/25) | NOTE 2.375% 6/0 · principal | 119,000 | $128K | No change |
| LIVONGO HEALTH (TDOC 0.875 06/01/25) | NOTE 0.875% 6/0 · principal | 95,000 | $93K | No change |
| RINGCENTRAL INC (RNG 0 03/15/26) | NOTE 3/1 · principal | 91,000 | $84K | No change |
| SNAP INC (SNAP 0.25 05/01/25) | NOTE 0.250% 5/0 · principal | 81,000 | $79K | No change |
| MICROCHIP TECHNOLOGY INC (MCHP 1.625 02/15/25) | NOTE 1.625% 2/1 · principal | 76,000 | $70K | No change |
| WOLF Wolfspeed Inc. (wolf 1.75 05/01/26) | NOTE 1.750% 5/0 · principal | 76,000 | $67K | No change |
| NIO INC (NIO 0.5 02/01/27) | NOTE 0.500% 2/0 · principal | 65,000 | $64K | No change |
| CAPITAL SOUTHWEST CORP (CSWC 5.125 11/15/29) | NOTE 5.125%11/1 · principal | 44,000 | $42K | New |
| EXEEL Chesapeake Energy Corp. -CW26 | *W EXP 02/09/202 | 430 | $37K | New |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | 908 | $25K | No change |
| NCL CORPORATION LTD (NCLH 5.375 08/01/25) | NOTE 5.375% 8/0 · principal | 14,000 | $20K | Reduce -96.5% |
| AFFIRM HOLDINGS INC (AFRM 0 11/15/26) | NOTE 11/1 · principal | 22,000 | $20K | No change |
| PLMWF Plum Acquisition Corp. III-CW | *W EXP 03/31/202 | 106,065 | $19K | No change |
| NKGNW Graf Acquisition Corp.-CW28 | *W EXP 05/31/202 | 150,000 | $15K | No change |
| COCHW Envoy Medical Inc.-CW27 | *W EXP 09/29/202 | 283,333 | $13K | No change |
| XBPEW CF Acquisition Viii A -CW27 | *W EXP 11/30/202 | 149,050 | $6K | No change |
| CPTWF Captivision Inc.-28 | *W EXP 11/15/202 | 75,000 | $938 | No change |
| HTZWW Hertz Global Hldgs Inc. -CW51 | *W EXP 06/30/205 | 17 | $37 | No change |
Total filed on the 13F, all lines: $129.3B.
Portfolio Sells Q3 2024 → Q4 2024
| NVDA Nvidia Corp. | Reduce -5.2% | 3.66% | −0.72 |
| META Meta Platforms Inc. Class A | Reduce -9.2% | 1.72% | −0.60 |
| IWM iShares Russell 2000 ETF | Reduce -9.3% | 1.08% | −0.41 |
| XLU St Sr Utl SL SE SPDR ETF-Usd | Reduce -94.6% | 0.02% | −0.37 |
| PFE Pfizer Inc. | Reduce -27.6% | 0.39% | −0.35 |
| MU Micron Technology Inc. | Reduce -30.6% | 0.26% | −0.32 |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | Reduce -31.3% | 0.36% | −0.31 |
| QQQ Invesco QQQ Trust Series 1 | Reduce -24.3% | 0.51% | −0.30 |
| MET Metlife Inc. | Reduce -79.2% | 0.05% | −0.27 |
| JPM JPMorgan Chase & Co. | Reduce -14.1% | 0.71% | −0.20 |
| LLY Eli Lilly & Co. | Reduce -3.1% | 0.41% | −0.20 |
| CVX Chevron Corp. | Reduce -19.8% | 0.34% | −0.20 |
| XLY SS Consumer Disc Select Sect | Reduce -69.1% | 0.08% | −0.20 |
| IBB iShares Biotechnology ETF | Reduce -42.6% | 0.14% | −0.20 |
| AMGN Amgen Inc. | Reduce -22.2% | 0.18% | −0.18 |
| NKE Nike Inc. Class B | Reduce -15.1% | 0.25% | −0.18 |
| ADI Analog Devices Inc. | Reduce -10.6% | 0.35% | −0.18 |
| ABBV Abbvie Inc. | Reduce -16.9% | 0.26% | −0.18 |
| COST Costco Wholesale Corp. | Reduce -5.4% | 0.51% | −0.14 |
| GOOG Alphabet Inc. Class C | Reduce -3.4% | 1.02% | −0.14 |
| PG The Procter & Gamble Co. | Reduce -9.1% | 0.33% | −0.14 |
| BLK BlackRock Inc. | Reduce -33.3% | 0.18% | −0.13 |
| GDXJ Vaneck Junior Gold Miners | Reduce -50.9% | 0.06% | −0.12 |
| IYR iShares US Real Estate ETF | Reduce -24.1% | 0.14% | −0.12 |
| RSP Invesco S&P 500 Equal Weight | Reduce -24.1% | 0.17% | −0.12 |
| XLRE SS Real Estate Select Sector | Reduce -50.1% | 0.06% | −0.11 |
| TSM Taiwan Semiconductor-SP ADR | Reduce -23.2% | 0.25% | −0.11 |
| EWJ iShares MSCI Japan ETF | Reduce -93.7% | 0.01% | −0.10 |
| LMT Lockheed Martin Corp. | Reduce -6.5% | 0.17% | −0.10 |
| EMB iShares JP Morgan Usd Emergi | Reduce -31.2% | 0.11% | −0.10 |
| BMY Bristol-Myers Squibb Co. | Reduce -27.6% | 0.17% | −0.10 |
| INTC Intel Corp. | Reduce -0.8% | 0.21% | −0.10 |
| ICE Intercontinental Exchange Inc. | Reduce -16.2% | 0.16% | −0.10 |
| ARKK ARK Innovation ETF | Reduce -50.9% | 0.08% | −0.10 |
| CAT Caterpillar Inc. | Reduce -19.1% | 0.14% | −0.09 |
| AIG American International Group | Reduce -42.1% | 0.08% | −0.09 |
| SBUX Starbucks Corp. | Reduce -16.0% | 0.15% | −0.09 |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | Reduce -21.0% | 0.15% | −0.09 |
| INDA iShares MSCI India ETF | Reduce -43.9% | 0.06% | −0.08 |
| CTAS Cintas Corp. | Reduce -26.7% | 0.09% | −0.08 |
| SMH Vaneck Semiconductor ETF | Reduce -5.0% | 0.25% | −0.08 |
| MDLZ Mondelez International Inc. Class A | Reduce -6.7% | 0.12% | −0.08 |
| VSS Vanguard Ftse All Wo X-US SC | Reduce -38.0% | 0.07% | −0.08 |
| BDX Becton Dickinson and Co. | Reduce -25.0% | 0.10% | −0.08 |
| SNPS Synopsys Inc. | Reduce -12.7% | 0.15% | −0.08 |
| MELI MercadoLibre Inc. | Reduce -18.2% | 0.09% | −0.07 |
| ANET Arista Networks Inc. | Reduce -23.4% | 0.17% | −0.07 |
| BND Vanguard Total Bond Market | Reduce -88.2% | 0.01% | −0.07 |
| RACE Ferrari NV | Reduce -57.4% | 0.03% | −0.07 |
| COP Conocophillips | Reduce -22.2% | 0.10% | −0.07 |
Portfolio Buys Q3 2024 → Q4 2024
| SPY SS SPDR S&P 500 ETF Trust-US | Add +230.5% | 1.89% | +1.19 |
| GE General Electric | New | 0.58% | +0.58 |
| XLI SS Industrial Select Sector | Add +315.0% | 0.82% | +0.56 |
| XBI SS SPDR S&P Biotech ETF | Add +294.7% | 0.84% | +0.54 |
| BABA Alibaba Group Holding-SP ADR | Add +544.3% | 0.50% | +0.38 |
| LIN Linde PLC | New | 0.36% | +0.36 |
| AVGO Broadcom Inc. | Add +14.4% | 1.79% | +0.33 |
| LRCX Lam Research Corp. | New | 0.31% | +0.31 |
| PLTR Palantir Technologies Inc. Class A | New | 0.29% | +0.29 |
| AAPL Apple Inc. | Add +27.7% | 3.21% | +0.28 |
| IGV iShares Expanded Tech-Softwa | Add +3179.0% | 0.29% | +0.28 |
| TEAM Atlassian Corp. Class A | New | 0.23% | +0.23 |
| NFLX Netflix Inc. | Add +41.0% | 0.80% | +0.23 |
| XLF SS Financial Select Sector | Add +156.0% | 0.42% | +0.23 |
| CSCO Cisco Systems Inc. | Add +69.8% | 0.63% | +0.21 |
| DIS The Walt Disney Co. | Add +75.6% | 0.52% | +0.20 |
| RBLX Roblox Corp. Class A | New | 0.19% | +0.19 |
| GOOGL Alphabet Inc. Class A | Add +23.9% | 1.49% | +0.17 |
| AXP American Express Co. | Add +87.2% | 0.42% | +0.16 |
| CRM Salesforce Inc. | Add +45.7% | 0.53% | +0.16 |
| XLB SS Materials Select Sector | Add +7928.0% | 0.14% | +0.14 |
| BX Blackstone Inc. | New | 0.14% | +0.14 |
| ATO Atmos Energy Corp. | Add +541.4% | 0.17% | +0.13 |
| RTX RTX Corp. | New | 0.13% | +0.13 |
| APO Apollo Global Management Inc. | New | 0.12% | +0.12 |
| DNUT Krispy Kreme Inc. | New | 0.12% | +0.12 |
| PEP Pepsico Inc. | Add +76.8% | 0.53% | +0.11 |
| TT Trane Technologies PLC | New | 0.11% | +0.11 |
| GRAB Grab Holdings Ltd. Class A | New | 0.11% | +0.11 |
| ABNB Airbnb Inc. Class A | New | 0.11% | +0.11 |
| MSTR Strategy Inc. | Add +146.8% | 0.15% | +0.11 |
| IWV iShares Russell 3000 ETF | Add +77183.5% | 0.10% | +0.10 |
| TFC Truist Financial Corp. | New | 0.10% | +0.10 |
| UNP Union Pacific Corp. | Add +111.3% | 0.28% | +0.10 |
| VLUE iShares MSCI USA Value Facto | Add +9534.6% | 0.10% | +0.10 |
| WBD Warner Bros Discovery Inc. | New | 0.10% | +0.10 |
| VMC Vulcan Materials Co. | Add +239.8% | 0.15% | +0.10 |
| AMAT Applied Materials Inc. | Add +96.6% | 0.43% | +0.09 |
| ARM Arm Holdings PLC-ADR | New | 0.09% | +0.09 |
| SOFI Sofi Technologies Inc. | New | 0.09% | +0.09 |
| DASH DoorDash Inc. Class A | New | 0.09% | +0.09 |
| ORCL Oracle Corp. | Add +65.5% | 0.38% | +0.09 |
| XOM Exxon Mobil Corp. | Add +53.0% | 0.80% | +0.08 |
| AON Aon PLC Class A | New | 0.08% | +0.08 |
| ALAB Astera Labs Inc. | Add +4300.6% | 0.08% | +0.08 |
| CARR Carrier Global Corp. | New | 0.08% | +0.08 |
| IT Gartner Inc. | Add +184.6% | 0.15% | +0.08 |
| KRE SS SPDR S&P Regional Bank | Add +268.8% | 0.11% | +0.08 |
| MAR Marriott International Class A | Add +110.0% | 0.17% | +0.08 |
| UPST Upstart Holdings Inc. | New | 0.08% | +0.08 |
Options Activity Q3 2024 → Q4 2024
| SPY SS SPDR S&P 500 ETF Trust-US | put | Add +38.1% | 104,226 | $6.1B |
| NVDA Nvidia Corp. | put | Add +33.1% | 208,817 | $2.8B |
| TSLA Tesla Inc. | put | Add +28.9% | 60,918 | $2.5B |
| IWM iShares Russell 2000 ETF | put | Reduce -38.0% | 76,482 | $1.7B |
| AAPL Apple Inc. | put | Add +8.7% | 56,530 | $1.4B |
| MSFT Microsoft Corp. | put | Add +15.0% | 33,255 | $1.4B |
| AMZN Amazon.com Inc. | put | Reduce -10.2% | 50,054 | $1.1B |
| QQQ Invesco QQQ Trust Series 1 | put | Reduce -71.4% | 18,080 | $924.3M |
| AMD Advanced Micro Devices | put | Add +78.5% | 76,013 | $918.2M |
| IWM iShares Russell 2000 ETF | call | Reduce -19.3% | 38,186 | $843.8M |
| QQQ Invesco QQQ Trust Series 1 | call | Reduce -48.9% | 16,356 | $836.2M |
| META Meta Platforms Inc. Class A | put | Reduce -13.1% | 13,138 | $769.2M |
| JPM JPMorgan Chase & Co. | put | Reduce -23.8% | 31,722 | $760.4M |
| GOOGL Alphabet Inc. Class A | put | Add +63.8% | 36,811 | $696.8M |
| AAPL Apple Inc. | call | Reduce -20.1% | 22,851 | $572.2M |
| NFLX Netflix Inc. | put | Add +48.3% | 6,234 | $555.6M |
| SOXX iShares Semiconductor ETF | put | Sold out | 22,000 | $507.3Mbefore exit |
| NVDA Nvidia Corp. | call | Add +18.3% | 34,202 | $459.3M |
| BAC Bank of America Corp. | put | Add +49.4% | 104,055 | $457.3M |
| XLF SS Financial Select Sector | put | Add +2.6% | 89,195 | $431.1M |
| EEM iShares MSCI Emerging Market | put | Reduce -20.5% | 88,661 | $370.8M |
| AVGO Broadcom Inc. | put | Add +16.8% | 15,508 | $359.5M |
| TSLA Tesla Inc. | call | Reduce -0.1% | 8,552 | $345.4M |
| C Citigroup Inc. | put | Add +28.0% | 49,043 | $345.2M |
| AXP American Express Co. | put | Add +173.5% | 10,990 | $326.2M |
| META Meta Platforms Inc. Class A | call | Add +6.9% | 5,534 | $324.0M |
| SPY SS SPDR S&P 500 ETF Trust-US | call | Reduce -57.9% | 5,257 | $308.1M |
| EEM iShares MSCI Emerging Market | call | Reduce -45.9% | 70,336 | $294.1M |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | put | Add +46.1% | 36,450 | $286.7M |
| KRE SS SPDR S&P Regional Bank | put | Add +25.9% | 47,319 | $285.6M |
| EFA iShares MSCI Eafe ETF | call | Add +133.7% | 35,692 | $269.9M |
| EFA iShares MSCI Eafe ETF | put | Add +248.3% | 31,256 | $236.3M |
| MS Morgan Stanley | put | Add +2.9% | 18,475 | $232.3M |
| AMZN Amazon.com Inc. | call | Add +16.3% | 10,221 | $224.2M |
| GS Goldman Sachs Group Inc. | put | Add +8.9% | 3,644 | $208.7M |
| BX Blackstone Inc. | put | New | 11,832 | $204.0M |
| CRM Salesforce Inc. | put | Add +19.4% | 6,038 | $201.9M |
| GOOGL Alphabet Inc. Class A | call | Reduce -18.0% | 10,267 | $194.4M |
| AVGO Broadcom Inc. | call | Reduce -37.4% | 8,225 | $190.7M |
| BAC Bank of America Corp. | call | Add +2.7% | 42,206 | $185.5M |
| MU Micron Technology Inc. | put | Add +26.9% | 21,897 | $184.3M |
| XLE SS Energy Select Sector | put | Add +8.0% | 21,250 | $182.0M |
| MET Metlife Inc. | put | Add +0.8% | 22,097 | $180.9M |
| NFLX Netflix Inc. | call | Reduce -8.1% | 1,963 | $175.0M |
| AIG American International Group | put | Add +1.6% | 22,690 | $165.2M |
| XLI SS Industrial Select Sector | put | Reduce -40.4% | 12,380 | $163.1M |
| FCX Freeport-McMoran Inc. | put | Add +90.0% | 42,552 | $162.0M |
| AMD Advanced Micro Devices | call | Reduce -14.8% | 13,336 | $161.1M |
| XLE SS Energy Select Sector | call | Add +116.6% | 18,641 | $159.7M |
| XLV SS Health Care Select Sector | call | Reduce -41.0% | 11,500 | $158.2M |
Showing the first 50 of 817.
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q3 2024 → Q4 2024
| RIVIAN AUTO INC (RIVN 3.625 10/15/30) | NOTE 3.625%10/1 · principal | New | 92,487,000 | $82.6M |
| TELADOC HEALTH INC (TDOC 1.25 06/01/27) | NOTE 1.250% 6/0 · principal | Add +3533.2% | 58,022,000 | $50.7M |
| RIVIAN AUTO INC (RIVN 4.625 03/15/29) | NOTE 4.625% 3/1 · principal | Add +117.2% | 45,837,000 | $46.1M |
| CABLE ONE INC (CABO 0 03/15/26) | NOTE 3/1 · principal | Add +72.5% | 44,000,000 | $40.8M |
| BRIDGEBIO PHARMA INC (BBIO 2.5 03/15/27) | NOTE 2.500% 3/1 · principal | New | 37,500,000 | $39.3M |
| ROYAL CARIBBEAN CRUISES (RCL 6 08/15/25) | NOTE 6.000% 8/1 · principal | Add +266.7% | 8,435,000 | $39.1M |
| SHIFT4 PAYMENTS INC (FOUR 0 12/15/25) | NOTE 12/1 · principal | Add +2264.8% | 24,145,000 | $32.4M |
| ECHOSTAR CORP (ECHO 3.875 11/30/30) | NOTE 3.875%11/3 · principal | New | 30,139,460 | $31.6M |
| EXACT SCIENCES CORP (EXAS 0.375 03/15/27) | NOTE 0.375% 3/1 · principal | Add +67.2% | 31,532,000 | $29.2M |
| DROPBOX INC (DBX 0 03/01/26) | NOTE 3/0 · principal | Add +108.5% | 28,427,000 | $28.1M |
| PALO ALTO NETWORKS (PANW 0.375 06/01/25) | NOTE 0.375% 6/0 · principal | Reduce -10.8% | 7,230,000 | $26.4M |
| AXON ENTERPRISE INC (AXON 0.5 12/15/27) | NOTE 0.500%12/1 · principal | Reduce -2.0% | 9,669,000 | $25.2M |
| CYBERARK SOFTWARE LTD (CYBR 0 11/15/24) | NOTE 11/1 · principal | Sold out | 12,587,000 | $23.3Mbefore exit |
| SEA LTD (SEALTD 2.375 12/01/25) | NOTE 2.375%12/0 · principal | Add +40.9% | 17,917,000 | $22.7M |
| PEGASYSTEMS INC (PEGA 0.75 03/01/25) | NOTE 0.750% 3/0 · principal | Add +1137.5% | 22,399,000 | $22.2M |
| BENTLEY SYSTEMS (BSY 0.375 07/01/27) | NOTE 0.375% 7/0 · principal | Add +565.7% | 24,426,000 | $22.0M |
| GREENBRIER COS INC (GBX 2.875 04/15/28) | NOTE 2.875% 4/1 · principal | Add +22.5% | 17,343,000 | $21.0M |
| JAZZ INVESTMENTS I LTD (JAZZ 2 06/15/26) | NOTE 2.000% 6/1 · principal | New | 20,565,000 | $20.8M |
| MONGODB INC (MDB 0.25 01/15/26) | NOTE 0.250% 1/1 · principal | Sold out | 15,003,000 | $20.7Mbefore exit |
| CONMED CORP (CNMD 2.25 06/15/27) | NOTE 2.250% 6/1 · principal | Add +79.3% | 22,024,000 | $20.4M |
| BLOOM ENERGY CORP (BE 3 06/01/28) | NOTE 3.000% 6/0 · principal | Add +1231.7% | 14,582,000 | $20.1M |
| SEAGATE HDD CAYMAN (STX 3.5 06/01/28) | NOTE 3.500% 6/0 · principal | Add +21.3% | 16,506,000 | $19.8M |
| EXPEDIA GROUP INC (EXPE 0 02/15/26) | NOTE 2/1 · principal | Add +4.4% | 19,862,000 | $19.7M |
| AKAMAI TECHNOLOGIES INC (AKAM 0.375 09/01/27) | NOTE 0.375% 9/0 · principal | New | 19,199,000 | $19.2M |
| VISHAY INTERTECHNOLOGY (VSH 2.25 09/15/30) | NOTE 2.250% 9/1 · principal | Add +54.4% | 21,431,000 | $19.1M |
| SABRE GLBL INC (SABHLD 7.32 08/01/26) | NOTE 7.320% 8/0 · principal | Add +65.3% | 16,528,000 | $19.0M |
| WESTERN DIGITAL CORP (WDC 3 11/15/28) | NOTE 3.000%11/1 · principal | New | 13,896,000 | $18.4M |
| ENCORE CAPITAL GROUP INC (ECPG 4 03/15/29) | NOTE 4.000% 3/1 · principal | Add +31.4% | 18,051,000 | $18.2M |
| COLLEGIUM PHARMA INC (COLL 2.875 02/15/29) | NOTE 2.875% 2/1 · principal | Add +53.6% | 17,353,000 | $18.2M |
| MARRIOTT VACATION WORLDW (VAC 3.25 12/15/27) | NOTE 3.250%12/1 · principal | Add +174.8% | 18,999,000 | $17.7M |
| FORD MOTOR COMPANY (F 0 03/15/26) | NOTE 3/1 · principal | New | 15,543,000 | $15.0M |
| LANTHEUS HOLDINGS INC (LNTH 2.625 12/15/27) | NOTE 2.625%12/1 · principal | Add +28.9% | 10,756,000 | $14.3M |
| FRESHPET INC (FRPT 3 04/01/28) | NOTE 3.000% 4/0 · principal | Reduce -29.4% | 6,000,000 | $13.3M |
| WAYFAIR INC (W 3.5 11/15/28) | NOTE 3.500%11/1 · principal | Add +1761.5% | 9,680,000 | $12.1M |
| SAREPTA THERAPEUTICS INC (SRPT 1.25 09/15/27) | NOTE 1.250% 9/1 · principal | Reduce -0.3% | 10,506,000 | $11.5M |
| ZSCALER INC. (ZS 0.125 07/01/25) | NOTE 0.125% 7/0 · principal | Reduce -35.5% | 9,275,000 | $11.5M |
| ZILLOW GROUP INC (Z 2.75 05/15/25) | NOTE 2.750% 5/1 · principal | Add +22.4% | 9,898,000 | $11.5M |
| NABORS INDUSTRIES INC (NBR 1.75 06/15/29) | NOTE 1.750% 6/1 · principal | New | 15,500,000 | $11.2M |
| WORLD KINECT GROUP (WKC 3.25 07/01/28) | NOTE 3.250% 7/0 · principal | Reduce -18.6% | 8,725,000 | $9.8M |
| DEXCOM INC (DXCM 0.25 11/15/25) | NOTE 0.250%11/1 · principal | Add +95.0% | 10,099,000 | $9.7M |
| BOOKING HOLDINGS INC (BKNG 0.75 05/01/25) | NOTE 0.750% 5/0 · principal | Add +1.3% | 3,606,000 | $9.5M |
| EXACT SCIENCES CORP (EXAS 0.375 03/01/28) | NOTE 0.375% 3/0 · principal | Add +3.3% | 10,747,000 | $9.5M |
| MIRUM PHARMACEUTICALS (MIRM 4 05/01/29) | NOTE 4.000% 5/0 · principal | Add +86.6% | 6,201,000 | $9.4M |
| TRANSMEDICS GROUP INC (TMDX 1.5 06/01/28) | NOTE 1.500% 6/0 · principal | Add +66.3% | 9,145,000 | $9.4M |
| DATADOG INC (DDOG 0.125 06/15/25) | NOTE 0.125% 6/1 · principal | Add +166.4% | 5,805,000 | $9.0M |
| BLOCK INC (XYZ 0.125 03/01/25) | NOTE 0.125% 3/0 · principal | Add +38.3% | 8,988,000 | $8.9M |
| ON SEMICONDUCTOR CORP (ON 0.5 03/01/29) | NOTE 0.500% 3/0 · principal | Add +155.6% | 9,458,000 | $8.9M |
| GUARDANT HEALTH INC (GH 0 11/15/27) | NOTE 11/1 · principal | Add +14.8% | 10,244,000 | $8.6M |
| HUBSPOT INC (HUBS 0.375 06/01/25) | NOTE 0.375% 6/0 · principal | Add +255.0% | 3,451,000 | $8.5M |
| ADVANCED ENERGY IND (AEIS 2.5 09/15/28) | NOTE 2.500% 9/1 · principal | Add +284.9% | 7,699,000 | $8.4M |
Showing the first 50 of 166.
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 4,698 | $189.5B | MU, NVDA, AMZN, TSLA, GOOGL |
| Q1 2026 | 4,674 | $149.3B | NVDA, MSFT, AMZN, AAPL, XBI |
| Q4 2025 | 4,576 | $155.9B | NVDA, MSFT, AAPL, AMZN, META |
| Q3 2025 | 4,519 | $126.1B | NVDA, MSFT, META, AAPL, TSLA |
| Q2 2025 | 4,426 | $126.3B | NVDA, MSFT, AAPL, AVGO, META |
| Q1 2025 | 4,355 | $129.2B | AAPL, NVDA, MSFT, AMZN, META |
| Q4 2024 | 4,367 | $127.9B | NVDA, MSFT, AAPL, AMZN, TSLA |
| Q3 2024 | 3,248 | $102.0B | NVDA, MSFT, AAPL, META, AMZN |
| Q2 2024 | 3,185 | $91.3B | NVDA, MSFT, AAPL, AMZN, META |
| Q1 2024 | 3,188 | $80.0B | MSFT, AAPL, NVDA, META, AMZN |