Breakwater Capital Group
In its 13F for Q1 2024 (holdings as of March 31, 2024, filed April 18, 2024), Breakwater Capital Group reported 260 stock positions worth $397.7 million. Its top holding was Invesco Rafi US 1000 ETF (PRF) at 3.6% of the portfolio, followed by Invesco S&P 500 Equal Weight (RSP, 3.6%) and Apple (AAPL, 3.3%). Compared with Q4 2023, it opened 21 new positions, sold out of 8, added to 151 and reduced 65. The biggest buy was Dimensional International Hi (DIHP, shares +450%) and the biggest sale Apple (AAPL, shares −2%).
- Most Recent 13F
- Q2 2026
- Location
- PARAMUS, NJ
- CIK
- 0001964309
- Portfolio Value
- $397.7M (Q1 2024)
- SEC Filing
- 0001085146-24-001895 ↗ filed Apr 18, 2024
Holdings Value
Holdings 260 stocks · $397.7M
| PRF Invesco Rafi US 1000 ETF | 3.61% | 372,868 | $14.3M | Add +3.5% |
| RSP Invesco S&P 500 Equal Weight | 3.56% | 83,502 | $14.1M | Add +5.2% |
| AAPL Apple Inc. | 3.32% | 77,029 | $13.2M | Reduce -2.2% |
| JQUA JPMorgan US Quality Factor | 3.27% | 245,925 | $13.0M | Add +8.5% |
| VTV Vanguard Mrngstr Val ETF-Aui | 3.17% | 77,465 | $12.6M | Add +1.9% |
| IWD iShares Russell 1000 Value E | 2.78% | 61,713 | $11.1M | Reduce -1.9% |
| IWF iShares Russell 1000 Growth | 2.58% | 30,474 | $10.3M | Reduce -0.7% |
| IVV iShares Core S&P 500 ETF | 2.53% | 19,172 | $10.1M | Reduce -1.8% |
| MSFT Microsoft Corp. | 1.88% | 17,727 | $7.5M | Add +0.6% |
| SYLD Cambria Shareholder Yield Et | 1.86% | 100,970 | $7.4M | Add +7.1% |
| VOO Vanguard S&P 500 ETF | 1.49% | 12,364 | $5.9M | Reduce -2.9% |
| IQLT iShares MSCI International Q | 1.49% | 149,099 | $5.9M | Add +9.7% |
| FALN iShares Fallen Angels ETF | 1.45% | 215,169 | $5.8M | Add +25.3% |
| XSHQ Invesco S&P Smallcap Quality | 1.43% | 138,446 | $5.7M | Add +12.5% |
| SPYG SS SPDR P S&P 500 Growth ETF | 1.40% | 76,077 | $5.6M | Add +0.2% |
| XCEM Columbia Em Core Ex-China | 1.38% | 176,951 | $5.5M | Add +16.2% |
| IGIB iShares 5-10Y Inv Grade Corp. | 1.32% | 101,521 | $5.2M | Reduce -7.6% |
| SPGP Invesco S&P 500 Garp ETF | 1.25% | 46,811 | $5.0M | Add +2.1% |
| IUSV iShares Core S&P U.S. Value | 1.14% | 50,343 | $4.6M | Reduce -0.8% |
| EZM Wisdomtree US Midcap Fund | 1.07% | 69,996 | $4.3M | Add +3.5% |
| MGV Vngrd Mrgstr MG CP VL ETF-Ui | 1.02% | 33,895 | $4.1M | Add +14.6% |
| QUAL iShares MSCI USA Quality Fac | 1.01% | 24,499 | $4.0M | Reduce -3.6% |
| AMZN Amazon.com Inc. | 1.01% | 22,257 | $4.0M | Add +0.4% |
| IWB iShares Russell 1000 ETF | 1.00% | 13,770 | $4.0M | Reduce -1.1% |
| TT Trane Technologies PLC | 0.97% | 12,802 | $3.8M | No change |
| FNDC Schwab Fndmnt Intl SM Eq ETF | 0.97% | 108,288 | $3.8M | Reduce -2.4% |
| IJH iShares Core S&P Midcap ETF | 0.96% | 62,797 | $3.8M | Reduce -1.3% |
| VCIT Vanguard Int-Term Corporate | 0.95% | 46,722 | $3.8M | Reduce -9.3% |
| PXF Invesco Rafi Developed Marke | 0.86% | 68,554 | $3.4M | Add +1.4% |
| DFEV Dimensional Emrg MRKT Val | 0.85% | 129,602 | $3.4M | Reduce -8.5% |
| MDY State Street SPDR S&P Midcap | 0.84% | 6,037 | $3.4M | Add +10.5% |
| EFG iShares MSCI Eafe Growth ETF | 0.81% | 31,180 | $3.2M | Reduce -1.4% |
| NVDA Nvidia Corp. | 0.77% | 3,409 | $3.1M | Add +0.1% |
| DNL Wisdmtree GB Ex-US QL GR-Usd | 0.77% | 79,127 | $3.1M | Reduce -0.4% |
| SPSM SS SPDR P S&P 600 Small Cap | 0.77% | 70,753 | $3.0M | Add +0.7% |
| ORCL Oracle Corp. | 0.76% | 24,005 | $3.0M | Reduce -3.4% |
| MUB iShares National Muni Bond E | 0.75% | 27,613 | $3.0M | Reduce -2.5% |
| SPYV SS SPDR P S&P 500 Value ETF | 0.73% | 57,997 | $2.9M | Add +0.4% |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.73% | 5,553 | $2.9M | Add +47.5% |
| NOBL Proshares S&P 500 Dividend A | 0.68% | 26,817 | $2.7M | Reduce -15.6% |
| IJR iShares Core S&P Small-Cap E | 0.66% | 23,576 | $2.6M | Reduce -1.1% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.65% | 6,147 | $2.6M | Add +3.0% |
| XOM Exxon Mobil Corp. | 0.64% | 21,942 | $2.6M | Add +3.1% |
| MGK Vngrd Mrgstr MG CP GR ETF-Ui | 0.61% | 8,437 | $2.4M | Reduce -5.2% |
| VTEB Vanguard Tax-Exempt Bond ETF | 0.60% | 47,162 | $2.4M | Add +1.2% |
| SPIB SS SPDR P Int C Corp. ETF | 0.58% | 70,781 | $2.3M | Add +10.7% |
| LLY Eli Lilly & Co. | 0.57% | 2,925 | $2.3M | Add +0.2% |
| BIV Vanguard Intermediate-Term B | 0.55% | 29,201 | $2.2M | Add +4.1% |
| JSMD Janus Small Mid Cap GR Alp | 0.55% | 31,159 | $2.2M | Reduce -0.2% |
| STIP iShares 0-5 Year Tips Bond E | 0.55% | 21,878 | $2.2M | Add +34.4% |
| IVW iShares S&P 500 Growth ETF | 0.53% | 24,959 | $2.1M | Reduce -1.8% |
| SPBO SS SPDR P Corp. Bond ETF | 0.53% | 72,026 | $2.1M | Add +2.7% |
| DFIV Dimensional International Va | 0.52% | 56,779 | $2.1M | Reduce -4.7% |
| IDHQ Invesco S&P International DE | 0.52% | 67,365 | $2.1M | Add +12.3% |
| MRK Merck & Co. Inc. | 0.51% | 15,257 | $2.0M | Add +4.3% |
| VIGI Vanguard Int Div App Indx FD | 0.50% | 24,178 | $2.0M | Reduce -1.8% |
| VTIP Vanguard Short-Term Tips | 0.49% | 40,940 | $2.0M | Add +138.4% |
| JPM JPMorgan Chase & Co. | 0.48% | 9,498 | $1.9M | Add +7.1% |
| IJJ iShares S&P Mid-Cap 400 Valu | 0.48% | 16,065 | $1.9M | Add +4.2% |
| HD Home Depot Inc. | 0.45% | 4,653 | $1.8M | Add +0.2% |
| DIVB iShares Core Dividend ETF | 0.45% | 39,935 | $1.8M | Add +0.7% |
| DIHP Dimensional International Hi | 0.44% | 65,530 | $1.8M | Add +449.7% |
| SHYD Vaneck SH Hi YLD Muni | 0.43% | 77,088 | $1.7M | Reduce -9.4% |
| RPV Invesco S&P 500 Pure Value E | 0.43% | 19,185 | $1.7M | Reduce -6.0% |
| SEE Sealed Air Corp. | 0.42% | 45,320 | $1.7M | No change |
| GOOG Alphabet Inc. Class C | 0.41% | 10,799 | $1.6M | Reduce -0.2% |
| DFAE Dimensional Emerging Core Eq | 0.40% | 64,243 | $1.6M | Reduce -0.5% |
| IR Ingersoll-Rand Inc. | 0.39% | 16,336 | $1.6M | Reduce -0.8% |
| PKW Invesco Buyback Achievers Et | 0.38% | 14,082 | $1.5M | Add +5.4% |
| VBR Vngrd Mrngst SL-CP Val ETF-U | 0.38% | 7,918 | $1.5M | Reduce -0.2% |
| DTH Wisdomtree International Hig | 0.37% | 37,607 | $1.5M | Reduce -1.2% |
| NUV Nuveen Municipal Value | 0.36% | 165,409 | $1.4M | Add +78.3% |
| EFAV iShares MSCI Eafe Min Vol Fa | 0.35% | 19,697 | $1.4M | Reduce -1.4% |
| VEA Vanguard Ftse Developed ETF | 0.33% | 25,813 | $1.3M | Add +2.5% |
| PFE Pfizer Inc. | 0.32% | 46,276 | $1.3M | Add +2.6% |
| META Meta Platforms Inc. Class A | 0.32% | 2,629 | $1.3M | Add +4.9% |
| JNJ Johnson & Johnson | 0.31% | 7,818 | $1.2M | Add +13.0% |
| EFV iShares MSCI Eafe Value ETF | 0.31% | 22,699 | $1.2M | Add +1.6% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.31% | 32,076 | $1.2M | Add +4.3% |
| LOW Lowe's Cos Inc. | 0.31% | 4,771 | $1.2M | Add +15.6% |
| UNH Unitedhealth Group Inc. | 0.30% | 2,446 | $1.2M | Reduce -0.0% |
| VIOO Vanguard S&P Small-Cap 600 E | 0.30% | 11,875 | $1.2M | Reduce -6.4% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.29% | 9,579 | $1.2M | Add +18.5% |
| HYMB SS SPDR N Ice HY Muni ETF | 0.28% | 43,853 | $1.1M | Add +2.6% |
| GOOGL Alphabet Inc. Class A | 0.28% | 7,385 | $1.1M | Add +4.0% |
| QQQ Invesco QQQ Trust Series 1 | 0.27% | 2,387 | $1.1M | Add +1.2% |
| GE General Electric | 0.26% | 5,991 | $1.1M | Reduce -9.4% |
| SCZ iShares MSCI Eafe Small-Cap | 0.25% | 15,824 | $1.0M | Add +8.3% |
| NNY Nuveen New York Muni Val | 0.25% | 119,063 | $991K | Add +28.9% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.25% | 2,849 | $981K | Add +4.9% |
| WFC Wells Fargo & Co. | 0.25% | 16,906 | $980K | Add +9.4% |
| JMBS Janus Henderson Mortg Backed | 0.25% | 21,652 | $977K | New |
| VTI VG Morningstar TS MKT ETF-US | 0.24% | 3,703 | $962K | Add +8.0% |
| HON Honeywell International Inc. | 0.24% | 4,652 | $955K | Add +24.8% |
| DE Deere & Co. | 0.23% | 2,274 | $934K | Reduce -9.1% |
| CALF PCR US SM CP CSH CWS ETF-Usd | 0.23% | 18,847 | $927K | Add +34.2% |
| PID Invesco International Divide | 0.23% | 49,867 | $925K | Reduce -0.5% |
| PG The Procter & Gamble Co. | 0.23% | 5,587 | $906K | Add +30.1% |
| IJK iShares S&P Mid-Cap 400 Grow | 0.23% | 9,914 | $905K | Add +0.5% |
| EFA iShares MSCI Eafe ETF | 0.22% | 11,094 | $886K | No change |
Portfolio Sells Q4 2023 → Q1 2024
| AAPL Apple Inc. | Reduce -2.2% | 3.32% | −0.99 |
| IGIB iShares 5-10Y Inv Grade Corp. | Reduce -7.6% | 1.32% | −0.28 |
| VCIT Vanguard Int-Term Corporate | Reduce -9.3% | 0.95% | −0.23 |
| NOBL Proshares S&P 500 Dividend A | Reduce -15.6% | 0.68% | −0.16 |
| IVV iShares Core S&P 500 ETF | Reduce -1.8% | 2.53% | −0.15 |
| IWD iShares Russell 1000 Value E | Reduce -1.9% | 2.78% | −0.15 |
| IWF iShares Russell 1000 Growth | Reduce -0.7% | 2.58% | −0.14 |
| SHM SS SPDR N Ice St Muni ETF | Sold out | 0.00% | −0.13 |
| DFEV Dimensional Emrg MRKT Val | Reduce -8.5% | 0.85% | −0.11 |
| MUB iShares National Muni Bond E | Reduce -2.5% | 0.75% | −0.11 |
| VOO Vanguard S&P 500 ETF | Reduce -2.9% | 1.49% | −0.11 |
| SHYD Vaneck SH Hi YLD Muni | Reduce -9.4% | 0.43% | −0.09 |
| FNDC Schwab Fndmnt Intl SM Eq ETF | Reduce -2.4% | 0.97% | −0.09 |
| TSLA Tesla Inc. | Reduce -28.4% | 0.09% | −0.08 |
| QUAL iShares MSCI USA Quality Fac | Reduce -3.6% | 1.01% | −0.07 |
| JEPI JPMorgan Equity Premium Inco | Sold out | 0.00% | −0.07 |
| SHV iShares 0-1 Year Treasury Bo | Sold out | 0.00% | −0.07 |
| MGK Vngrd Mrgstr MG CP GR ETF-Ui | Reduce -5.2% | 0.61% | −0.07 |
| IJR iShares Core S&P Small-Cap E | Reduce -1.1% | 0.66% | −0.06 |
| SLQD iShares 0-5 YR Inv GRD Corp. | Sold out | 0.00% | −0.06 |
| IUSV iShares Core S&P U.S. Value | Reduce -0.8% | 1.14% | −0.06 |
| DFCF Dimensional Core Fixed Inc. | Sold out | 0.00% | −0.06 |
| ACWX iShares MSCI Acwi Ex US ETF | Sold out | 0.00% | −0.06 |
| VIGI Vanguard Int Div App Indx FD | Reduce -1.8% | 0.50% | −0.05 |
| IWB iShares Russell 1000 ETF | Reduce -1.1% | 1.00% | −0.05 |
| UNH Unitedhealth Group Inc. | Reduce -0.0% | 0.30% | −0.05 |
| VIOO Vanguard S&P Small-Cap 600 E | Reduce -6.4% | 0.30% | −0.05 |
| BHP BHP Group Ltd.-Spon ADR | Reduce -14.6% | 0.12% | −0.04 |
| DFIV Dimensional International Va | Reduce -4.7% | 0.52% | −0.04 |
| EFG iShares MSCI Eafe Growth ETF | Reduce -1.4% | 0.81% | −0.04 |
| EFAV iShares MSCI Eafe Min Vol Fa | Reduce -1.4% | 0.35% | −0.04 |
| GOOG Alphabet Inc. Class C | Reduce -0.2% | 0.41% | −0.04 |
| DE Deere & Co. | Reduce -9.1% | 0.23% | −0.04 |
| RPV Invesco S&P 500 Pure Value E | Reduce -6.0% | 0.43% | −0.04 |
| IJH iShares Core S&P Midcap ETF | Reduce -1.3% | 0.96% | −0.04 |
| VLY Valley National Bancorp | Sold out | 0.00% | −0.03 |
| DNL Wisdmtree GB Ex-US QL GR-Usd | Reduce -0.4% | 0.77% | −0.03 |
| CSCO Cisco Systems Inc. | Reduce -10.1% | 0.11% | −0.03 |
| JSMD Janus Small Mid Cap GR Alp | Reduce -0.2% | 0.55% | −0.03 |
| DTH Wisdomtree International Hig | Reduce -1.2% | 0.37% | −0.03 |
| PFIG Invesco Fundamental Investme | Reduce -8.9% | 0.13% | −0.03 |
| BB Blackberry Ltd. | Sold out | 0.00% | −0.03 |
| FLTR Vaneck Ig Floating Rate ETF | Reduce -20.1% | 0.08% | −0.03 |
| IVW iShares S&P 500 Growth ETF | Reduce -1.8% | 0.53% | −0.03 |
| CWB SS SPDR BB Conv Sec ETF | Reduce -24.8% | 0.06% | −0.03 |
| ADBE Adobe Inc. | Reduce -2.8% | 0.07% | −0.03 |
| PID Invesco International Divide | Reduce -0.5% | 0.23% | −0.02 |
| NKE Nike Inc. Class B | Reduce -0.5% | 0.10% | −0.02 |
| DFAE Dimensional Emerging Core Eq | Reduce -0.5% | 0.40% | −0.02 |
| VV Vngrd Mrgstr LRG-Cap ETF-Usd | Reduce -7.3% | 0.16% | −0.02 |
Portfolio Buys Q4 2023 → Q1 2024
| DIHP Dimensional International Hi | Add +449.7% | 0.44% | +0.36 |
| VTIP Vanguard Short-Term Tips | Add +138.4% | 0.49% | +0.26 |
| JMBS Janus Henderson Mortg Backed | New | 0.25% | +0.25 |
| SPY SS SPDR S&P 500 ETF Trust-US | Add +47.5% | 0.73% | +0.22 |
| NVDA Nvidia Corp. | Add +0.1% | 0.77% | +0.20 |
| FALN iShares Fallen Angels ETF | Add +25.3% | 1.45% | +0.16 |
| NUV Nuveen Municipal Value | Add +78.3% | 0.36% | +0.14 |
| IWR iShares Russell Mid-Cap ETF | Add +199.7% | 0.20% | +0.13 |
| XCEM Columbia Em Core Ex-China | Add +16.2% | 1.38% | +0.13 |
| COST Costco Wholesale Corp. | Add +203.0% | 0.18% | +0.12 |
| MUJ BlackRock Munihold NJ QLTY | Add +180.8% | 0.19% | +0.12 |
| JQUA JPMorgan US Quality Factor | Add +8.5% | 3.27% | +0.11 |
| MGV Vngrd Mrgstr MG CP VL ETF-Ui | Add +14.6% | 1.02% | +0.10 |
| VPLS Vanguard Core-Plus Bond ETF | Add +109.1% | 0.21% | +0.10 |
| STIP iShares 0-5 Year Tips Bond E | Add +34.4% | 0.55% | +0.09 |
| FNCL Fidelity MSCI Financial Indx | New | 0.08% | +0.08 |
| FDHY Fidelity Enh Hi YLD ETF | New | 0.08% | +0.08 |
| DIS The Walt Disney Co. | Add +18.5% | 0.29% | +0.08 |
| IQLT iShares MSCI International Q | Add +9.7% | 1.49% | +0.08 |
| MRSH Marsh & McLennan Cos | New | 0.07% | +0.07 |
| RIO Rio Tinto PLC-Spon ADR | New | 0.07% | +0.07 |
| SYLD Cambria Shareholder Yield Et | Add +7.1% | 1.86% | +0.07 |
| MDY State Street SPDR S&P Midcap | Add +10.5% | 0.84% | +0.06 |
| XSHQ Invesco S&P Smallcap Quality | Add +12.5% | 1.43% | +0.06 |
| LIN Linde PLC | New | 0.06% | +0.06 |
| GD General Dynamics Corp. | New | 0.06% | +0.06 |
| XOM Exxon Mobil Corp. | Add +3.1% | 0.64% | +0.06 |
| MU Micron Technology Inc. | New | 0.06% | +0.06 |
| SAFE Safehold Inc. | New | 0.06% | +0.06 |
| WM Waste Management Inc. | New | 0.06% | +0.06 |
| XLV SS Health Care Select Sector | New | 0.06% | +0.06 |
| SPG Simon Property Group Inc. | New | 0.05% | +0.05 |
| SHEL Shell PLC-ADR | New | 0.05% | +0.05 |
| WSO Watsco Inc. | New | 0.05% | +0.05 |
| UNP Union Pacific Corp. | New | 0.05% | +0.05 |
| XBI SS SPDR S&P Biotech ETF | New | 0.05% | +0.05 |
| XYL Xylem Inc. | New | 0.05% | +0.05 |
| CEG Constellation Energy | New | 0.05% | +0.05 |
| JPM JPMorgan Chase & Co. | Add +7.1% | 0.48% | +0.05 |
| LLY Eli Lilly & Co. | Add +0.2% | 0.57% | +0.05 |
| GATX Gatx Corp. | New | 0.05% | +0.05 |
| META Meta Platforms Inc. Class A | Add +4.9% | 0.32% | +0.05 |
| LOW Lowe's Cos Inc. | Add +15.6% | 0.31% | +0.05 |
| PG The Procter & Gamble Co. | Add +30.1% | 0.23% | +0.05 |
| AES AES Corp. | New | 0.05% | +0.05 |
| CALF PCR US SM CP CSH CWS ETF-Usd | Add +34.2% | 0.23% | +0.04 |
| IDHQ Invesco S&P International DE | Add +12.3% | 0.52% | +0.04 |
| FBND Fidelity Total Bond ETF | Add +51.7% | 0.16% | +0.04 |
| AVES Avantis Emerging Markets Val | Add +42.1% | 0.15% | +0.04 |
| CNH CNH Industrial NV | New | 0.04% | +0.04 |
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 374 | $832.9M | JQUA, MGV, PRF, AAPL, IWF |
| Q1 2026 | 373 | $746.8M | JQUA, MGV, AAPL, PRF, IWF |
| Q4 2025 | 352 | $716.6M | JQUA, AAPL, PRF, MGV, IWF |
| Q3 2025 | 352 | $677.2M | JQUA, PRF, AAPL, RSP, MGV |
| Q2 2025 | 340 | $613.6M | JQUA, PRF, AAPL, RSP, IWF |
| Q1 2025 | 326 | $561.2M | PRF, AAPL, JQUA, RSP, VTV |
| Q4 2024 | 284 | $502.3M | AAPL, PRF, JQUA, RSP, VTV |
| Q3 2024 | 286 | $496.3M | AAPL, PRF, JQUA, RSP, VTV |
| Q2 2024 | 276 | $440.7M | AAPL, PRF, JQUA, RSP, VTV |
| Q1 2024 | 260 | $397.7M | PRF, RSP, AAPL, JQUA, VTV |