Breakwater Capital Group
In its 13F for Q3 2024 (holdings as of September 30, 2024, filed October 4, 2024), Breakwater Capital Group reported 286 stock positions worth $496.3 million. Its top holding was Apple (AAPL) at 4.0% of the portfolio, followed by Invesco Rafi US 1000 ETF (PRF, 3.7%) and JPMorgan US Quality Factor (JQUA, 3.3%). Compared with Q2 2024, it opened 18 new positions, sold out of 8, added to 184 and reduced 71. The biggest buy was Janus Henderson Aaa Clo ETF (JAAA, shares +601%) and the biggest sale iShares Russell 1000 Growth (IWF, shares −1%).
- Most Recent 13F
- Q2 2026
- Location
- PARAMUS, NJ
- CIK
- 0001964309
- Portfolio Value
- $496.3M (Q3 2024)
- SEC Filing
- 0001085146-24-004645 ↗ filed Oct 4, 2024
Holdings Value
Holdings 286 stocks · $496.3M
| AAPL Apple Inc. | 4.00% | 85,155 | $19.8M | Reduce -0.9% |
| PRF Invesco Rafi US 1000 ETF | 3.70% | 451,925 | $18.4M | Add +8.4% |
| JQUA JPMorgan US Quality Factor | 3.33% | 292,193 | $16.5M | Add +7.3% |
| RSP Invesco S&P 500 Equal Weight | 3.24% | 89,832 | $16.1M | Add +4.8% |
| VTV Vanguard Mrngstr Val ETF-Aui | 2.82% | 80,238 | $14.0M | Add +0.4% |
| IVV iShares Core S&P 500 ETF | 2.50% | 21,529 | $12.4M | Add +6.7% |
| IWF iShares Russell 1000 Growth | 2.42% | 31,979 | $12.0M | Reduce -1.2% |
| IWD iShares Russell 1000 Value E | 2.41% | 62,913 | $11.9M | Add +0.5% |
| SYLD Cambria Shareholder Yield Et | 1.70% | 116,924 | $8.5M | Add +5.4% |
| MGV Vngrd Mrgstr MG CP VL ETF-Ui | 1.65% | 63,657 | $8.2M | Add +39.6% |
| MSFT Microsoft Corp. | 1.63% | 18,826 | $8.1M | Add +2.4% |
| FALN iShares Fallen Angels ETF | 1.62% | 293,959 | $8.0M | Add +8.2% |
| IQLT iShares MSCI International Q | 1.57% | 187,506 | $7.8M | Add +9.6% |
| BINC iShares Flex I A ETF-Usd Inc. | 1.56% | 144,216 | $7.7M | Add +55.6% |
| SPYG SS SPDR P S&P 500 Growth ETF | 1.51% | 90,068 | $7.5M | Add +11.6% |
| XSHQ Invesco S&P Smallcap Quality | 1.50% | 171,959 | $7.4M | Add +11.4% |
| VOO Vanguard S&P 500 ETF | 1.40% | 13,167 | $6.9M | Add +3.5% |
| XCEM Columbia Em Core Ex-China | 1.31% | 199,751 | $6.5M | Add +7.7% |
| ORCL Oracle Corp. | 1.01% | 29,442 | $5.0M | Reduce -4.3% |
| EZM Wisdomtree US Midcap Fund | 1.00% | 79,878 | $5.0M | Add +9.2% |
| TT Trane Technologies PLC | 0.98% | 12,547 | $4.9M | Reduce -0.9% |
| IUSV iShares Core S&P U.S. Value | 0.98% | 50,809 | $4.9M | Add +0.0% |
| IWB iShares Russell 1000 ETF | 0.93% | 14,760 | $4.6M | Reduce -2.8% |
| FNDC Schwab Fndmnt Intl SM Eq ETF | 0.93% | 121,299 | $4.6M | Add +0.0% |
| SPGP Invesco S&P 500 Garp ETF | 0.93% | 43,963 | $4.6M | Reduce -7.1% |
| IGIB iShares 5-10Y Inv Grade Corp. | 0.88% | 81,649 | $4.4M | Reduce -0.6% |
| AMZN Amazon.com Inc. | 0.87% | 23,076 | $4.3M | Add +1.7% |
| JAAA Janus Henderson Aaa Clo ETF | 0.86% | 84,049 | $4.3M | Add +600.9% |
| QUAL iShares MSCI USA Quality Fac | 0.86% | 23,830 | $4.3M | Reduce -3.2% |
| IJH iShares Core S&P Midcap ETF | 0.84% | 66,727 | $4.2M | Add +5.2% |
| MDY State Street SPDR S&P Midcap | 0.82% | 7,184 | $4.1M | Add +10.4% |
| NVDA Nvidia Corp. | 0.82% | 33,678 | $4.1M | Add +3.1% |
| DFEV Dimensional Emrg MRKT Val | 0.82% | 142,979 | $4.1M | Add +1.8% |
| VTIP Vanguard Short-Term Tips | 0.76% | 76,389 | $3.8M | Add +23.7% |
| VCIT Vanguard Int-Term Corporate | 0.73% | 43,442 | $3.6M | Add +0.9% |
| EFG iShares MSCI Eafe Growth ETF | 0.72% | 33,110 | $3.6M | Add +3.5% |
| PXF Invesco Rafi Developed Marke | 0.71% | 67,926 | $3.5M | Reduce -1.2% |
| DFIV Dimensional International Va | 0.70% | 91,365 | $3.5M | Add +25.5% |
| DNL Wisdmtree GB Ex-US QL GR-Usd | 0.69% | 86,426 | $3.4M | Add +6.0% |
| SPSM SS SPDR P S&P 600 Small Cap | 0.69% | 74,790 | $3.4M | Reduce -2.6% |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.66% | 5,700 | $3.3M | Add +2.7% |
| SPBO SS SPDR P Corp. Bond ETF | 0.62% | 102,364 | $3.1M | Add +10.4% |
| IJR iShares Core S&P Small-Cap E | 0.61% | 25,906 | $3.0M | Add +4.0% |
| XOM Exxon Mobil Corp. | 0.60% | 25,211 | $3.0M | Add +2.7% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.59% | 6,372 | $2.9M | Add +1.4% |
| SPYV SS SPDR P S&P 500 Value ETF | 0.59% | 55,390 | $2.9M | Reduce -2.3% |
| MUB iShares National Muni Bond E | 0.57% | 26,273 | $2.9M | Add +2.2% |
| MGK Vngrd Mrgstr MG CP GR ETF-Ui | 0.57% | 8,814 | $2.8M | Add +2.4% |
| LLY Eli Lilly & Co. | 0.55% | 3,074 | $2.7M | Reduce -2.3% |
| IDHQ Invesco S&P International DE | 0.51% | 79,890 | $2.5M | Add +2.9% |
| DIVB iShares Core Dividend ETF | 0.50% | 51,591 | $2.5M | Add +20.0% |
| STIP iShares 0-5 Year Tips Bond E | 0.50% | 24,407 | $2.5M | Add +7.2% |
| NOBL Proshares S&P 500 Dividend A | 0.49% | 22,718 | $2.4M | Add +3.7% |
| JSMD Janus Small Mid Cap GR Alp | 0.49% | 33,225 | $2.4M | Add +1.3% |
| IVW iShares S&P 500 Growth ETF | 0.48% | 24,876 | $2.4M | Add +0.0% |
| VTEB Vanguard Tax-Exempt Bond ETF | 0.47% | 46,016 | $2.4M | Reduce -1.0% |
| JPM JPMorgan Chase & Co. | 0.47% | 11,077 | $2.3M | Add +3.6% |
| PFE Pfizer Inc. | 0.47% | 80,539 | $2.3M | Add +2.9% |
| VIGI Vanguard Int Div App Indx FD | 0.46% | 25,811 | $2.3M | Add +6.7% |
| GD General Dynamics Corp. | 0.43% | 7,081 | $2.1M | Add +0.5% |
| DFAE Dimensional Emerging Core Eq | 0.43% | 77,817 | $2.1M | Add +10.7% |
| DIHP Dimensional International Hi | 0.42% | 75,953 | $2.1M | Add +6.1% |
| IGEB iShares Investment Grade SYS | 0.40% | 42,992 | $2.0M | Add +69.7% |
| IJJ iShares S&P Mid-Cap 400 Valu | 0.40% | 15,986 | $2.0M | Reduce -0.5% |
| JMBS Janus Henderson Mortg Backed | 0.39% | 42,007 | $2.0M | Add +5.5% |
| SPIB SS SPDR P Int C Corp. ETF | 0.39% | 57,548 | $1.9M | Reduce -6.3% |
| XNXJX Nuveen NJ QLTY Muni Inc. | 0.39% | 146,732 | $1.9M | Add +33.1% |
| MRK Merck & Co. Inc. | 0.38% | 16,499 | $1.9M | Add +2.0% |
| BIV Vanguard Intermediate-Term B | 0.37% | 23,653 | $1.9M | Reduce -3.9% |
| PKW Invesco Buyback Achievers Et | 0.37% | 16,145 | $1.8M | Add +5.7% |
| GOOG Alphabet Inc. Class C | 0.37% | 10,908 | $1.8M | Reduce -2.9% |
| META Meta Platforms Inc. Class A | 0.36% | 3,163 | $1.8M | Add +16.3% |
| RPV Invesco S&P 500 Pure Value E | 0.36% | 19,918 | $1.8M | Add +6.2% |
| HD Home Depot Inc. | 0.36% | 4,363 | $1.8M | Reduce -5.6% |
| SCZ iShares MSCI Eafe Small-Cap | 0.34% | 25,201 | $1.7M | Add +30.2% |
| PYLD PIMCO Multisector Bond Actv | 0.34% | 62,937 | $1.7M | Add +88.9% |
| SHYD Vaneck SH Hi YLD Muni | 0.33% | 72,776 | $1.7M | Reduce -1.7% |
| VBR Vngrd Mrngst SL-CP Val ETF-U | 0.33% | 8,211 | $1.6M | Add +1.0% |
| IR Ingersoll-Rand Inc. | 0.32% | 16,314 | $1.6M | Reduce -0.1% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.31% | 38,349 | $1.5M | Add +16.7% |
| DTH Wisdomtree International Hig | 0.30% | 35,950 | $1.5M | Add +0.9% |
| VIOO Vanguard S&P Small-Cap 600 E | 0.30% | 13,607 | $1.5M | Add +10.5% |
| EFAV iShares MSCI Eafe Min Vol Fa | 0.29% | 19,030 | $1.5M | Add +2.5% |
| UNH Unitedhealth Group Inc. | 0.29% | 2,456 | $1.4M | Add +2.0% |
| HYMB SS SPDR N Ice HY Muni ETF | 0.28% | 53,761 | $1.4M | Add +14.0% |
| GE General Electric filed as GE AEROSPACE | 0.28% | 7,458 | $1.4M | Reduce -11.1% |
| GOOGL Alphabet Inc. Class A | 0.28% | 8,460 | $1.4M | Add +9.4% |
| EFV iShares MSCI Eafe Value ETF | 0.28% | 23,880 | $1.4M | Add +3.6% |
| VEA Vanguard Ftse Developed ETF | 0.27% | 25,770 | $1.4M | Add +0.1% |
| AVEM Avantis Emerging Markets Eq | 0.26% | 20,301 | $1.3M | Add +63.8% |
| JNJ Johnson & Johnson | 0.26% | 7,923 | $1.3M | Reduce -2.7% |
| LOW Lowe's Cos Inc. | 0.24% | 4,429 | $1.2M | Reduce -7.1% |
| WMT Walmart Inc. | 0.24% | 14,811 | $1.2M | Add +0.7% |
| QQQ Invesco QQQ Trust Series 1 | 0.24% | 2,447 | $1.2M | Add +2.4% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.24% | 3,086 | $1.2M | Add +2.6% |
| MUNI PIMCO Intermediate Municipal | 0.24% | 22,350 | $1.2M | Add +27.7% |
| XMHQ Invesco S&P Midcap Qual ETF | 0.23% | 11,109 | $1.1M | Add +6.2% |
| CALF PCR US SM CP CSH CWS ETF-Usd | 0.23% | 24,375 | $1.1M | Reduce -7.9% |
| IWM iShares Russell 2000 ETF | 0.21% | 4,750 | $1.0M | Add +61.0% |
| VTI VG Morningstar TS MKT ETF-US | 0.21% | 3,674 | $1.0M | Reduce -0.2% |
Portfolio Sells Q2 2024 → Q3 2024
| IWF iShares Russell 1000 Growth | Reduce -1.2% | 2.42% | −0.26 |
| SEE Sealed Air Corp. | Reduce -50.0% | 0.17% | −0.19 |
| SPGP Invesco S&P 500 Garp ETF | Reduce -7.1% | 0.93% | −0.18 |
| AAPL Apple Inc. | Reduce -0.9% | 4.00% | −0.11 |
| GOOG Alphabet Inc. Class C | Reduce -2.9% | 0.37% | −0.10 |
| LLY Eli Lilly & Co. | Reduce -2.3% | 0.55% | −0.10 |
| QUAL iShares MSCI USA Quality Fac | Reduce -3.2% | 0.86% | −0.09 |
| IWB iShares Russell 1000 ETF | Reduce -2.8% | 0.93% | −0.09 |
| DE Deere & Co. | Reduce -37.5% | 0.13% | −0.08 |
| IGIB iShares 5-10Y Inv Grade Corp. | Reduce -0.6% | 0.88% | −0.07 |
| CMI Cummins Inc. | Sold out | 0.00% | −0.06 |
| SPSB SS SPDR P St C Corp. ETF | Sold out | 0.00% | −0.06 |
| SPIB SS SPDR P Int C Corp. ETF | Reduce -6.3% | 0.39% | −0.06 |
| ABT Abbott Laboratories | Sold out | 0.00% | −0.06 |
| BA The Boeing Co. | Reduce -25.6% | 0.08% | −0.06 |
| AXP American Express Co. | Reduce -33.5% | 0.13% | −0.06 |
| FLTR Vaneck Ig Floating Rate ETF | Sold out | 0.00% | −0.06 |
| UPS United Parcel Service Class B | Reduce -40.8% | 0.06% | −0.06 |
| PSX Phillips 66 | Sold out | 0.00% | −0.05 |
| VTEB Vanguard Tax-Exempt Bond ETF | Reduce -1.0% | 0.47% | −0.05 |
| LRCX Lam Research Corp. | Sold out | 0.00% | −0.05 |
| DIS The Walt Disney Co. | Reduce -8.3% | 0.19% | −0.05 |
| MRNA Moderna Inc. | Sold out | 0.00% | −0.05 |
| NSC Norfolk Southern Corp. | Reduce -46.4% | 0.06% | −0.05 |
| COP Conocophillips | Reduce -27.8% | 0.07% | −0.05 |
| PXF Invesco Rafi Developed Marke | Reduce -1.2% | 0.71% | −0.05 |
| BIV Vanguard Intermediate-Term B | Reduce -3.9% | 0.37% | −0.04 |
| SHYD Vaneck SH Hi YLD Muni | Reduce -1.7% | 0.33% | −0.04 |
| USIG iShares Broad Usd Investment | Reduce -12.8% | 0.17% | −0.04 |
| SNOW Snowflake Inc. | Reduce -16.0% | 0.07% | −0.04 |
| SPSM SS SPDR P S&P 600 Small Cap | Reduce -2.6% | 0.69% | −0.04 |
| FLOT iShares Floating Rate Bond E | Reduce -16.6% | 0.11% | −0.04 |
| SPYV SS SPDR P S&P 500 Value ETF | Reduce -2.3% | 0.59% | −0.04 |
| ED Consolidated Edison Inc. | Reduce -23.1% | 0.14% | −0.04 |
| FBND Fidelity Total Bond ETF | Reduce -20.2% | 0.10% | −0.04 |
| CMCSA Comcast Corp. Class A | Reduce -15.9% | 0.14% | −0.04 |
| HON Honeywell International Inc. | Reduce -1.7% | 0.19% | −0.03 |
| CALF PCR US SM CP CSH CWS ETF-Usd | Reduce -7.9% | 0.23% | −0.03 |
| CVX Chevron Corp. | Reduce -8.7% | 0.10% | −0.03 |
| EFA iShares MSCI Eafe ETF | Reduce -10.2% | 0.17% | −0.03 |
| IJK iShares S&P Mid-Cap 400 Grow | Reduce -6.8% | 0.18% | −0.03 |
| CNH CNH Industrial NV | Sold out | 0.00% | −0.02 |
| PID Invesco International Divide | Reduce -9.8% | 0.18% | −0.02 |
| PEP Pepsico Inc. | Reduce -3.6% | 0.17% | −0.02 |
| NYF iShares New York Muni Bond E | Reduce -11.8% | 0.08% | −0.02 |
| RTX RTX Corp. | Reduce -27.0% | 0.07% | −0.02 |
| GE General Electric | Reduce -11.1% | 0.28% | −0.02 |
| EMXC iShares MSCI Emr MRK Ex Chna | Reduce -3.3% | 0.14% | −0.02 |
| MU Micron Technology Inc. | Reduce -0.7% | 0.04% | −0.02 |
| IJJ iShares S&P Mid-Cap 400 Valu | Reduce -0.5% | 0.40% | −0.02 |
Portfolio Buys Q2 2024 → Q3 2024
| JAAA Janus Henderson Aaa Clo ETF | Add +600.9% | 0.86% | +0.72 |
| BINC iShares Flex I A ETF-Usd Inc. | Add +55.6% | 1.56% | +0.46 |
| MGV Vngrd Mrgstr MG CP VL ETF-Ui | Add +39.6% | 1.65% | +0.42 |
| IGEB iShares Investment Grade SYS | Add +69.7% | 0.40% | +0.15 |
| PYLD PIMCO Multisector Bond Actv | Add +88.9% | 0.34% | +0.14 |
| XSHQ Invesco S&P Smallcap Quality | Add +11.4% | 1.50% | +0.14 |
| PRF Invesco Rafi US 1000 ETF | Add +8.4% | 3.70% | +0.11 |
| DFIV Dimensional International Va | Add +25.5% | 0.70% | +0.11 |
| SHY iShares 1-3 Year Treasury Bo | New | 0.10% | +0.10 |
| AVDE Avantis International Equity | New | 0.10% | +0.10 |
| AVEM Avantis Emerging Markets Eq | Add +63.8% | 0.26% | +0.09 |
| FNDX Schwab Fndmntl US LRG Co. ETF | New | 0.08% | +0.08 |
| XNXJX Nuveen NJ QLTY Muni Inc. | Add +33.1% | 0.39% | +0.08 |
| VTIP Vanguard Short-Term Tips | Add +23.7% | 0.76% | +0.08 |
| IWM iShares Russell 2000 ETF | Add +61.0% | 0.21% | +0.08 |
| IVLU iShares MSCI International V | New | 0.07% | +0.07 |
| SCZ iShares MSCI Eafe Small-Cap | Add +30.2% | 0.34% | +0.07 |
| DIVB iShares Core Dividend ETF | Add +20.0% | 0.50% | +0.07 |
| AVDV Avantis Intl S/C Value ETF | New | 0.07% | +0.07 |
| SPMD SS SPDR P S&P 400 Midcap ETF | New | 0.06% | +0.06 |
| JQUA JPMorgan US Quality Factor | Add +7.3% | 3.33% | +0.06 |
| AMD Advanced Micro Devices | New | 0.06% | +0.06 |
| META Meta Platforms Inc. Class A | Add +16.3% | 0.36% | +0.05 |
| IQLT iShares MSCI International Q | Add +9.6% | 1.57% | +0.05 |
| DFAI Dimensional International Co. | Add +91.5% | 0.11% | +0.05 |
| PLD Prologis Inc. | New | 0.05% | +0.05 |
| BNY Bank of New York Mellon Corp. | New | 0.05% | +0.05 |
| RSP Invesco S&P 500 Equal Weight | Add +4.8% | 3.24% | +0.05 |
| TRV The Travelers Cos Inc. | New | 0.05% | +0.05 |
| GEHC GE Healthcare Technology | New | 0.05% | +0.05 |
| DNLI Denali Therapeutics Inc. | New | 0.04% | +0.04 |
| EZM Wisdomtree US Midcap Fund | Add +9.2% | 1.00% | +0.04 |
| AUR Aurora Innovation Inc. | New | 0.04% | +0.04 |
| ACWX iShares MSCI Acwi Ex US ETF | New | 0.04% | +0.04 |
| HYD Vaneck High Yield Muni ETF | New | 0.04% | +0.04 |
| FISV Fiserv Inc. | New | 0.04% | +0.04 |
| USMV iShares MSCI USA Min Vol Fac | New | 0.04% | +0.04 |
| TMUS T-Mobile US Inc. | New | 0.04% | +0.04 |
| LMT Lockheed Martin Corp. | Add +19.8% | 0.16% | +0.04 |
| COWZ Pacer US Cash Cows 100 ETF | Add +44.4% | 0.14% | +0.04 |
| SPYG SS SPDR P S&P 500 Growth ETF | Add +11.6% | 1.51% | +0.04 |
| MDY State Street SPDR S&P Midcap | Add +10.4% | 0.82% | +0.03 |
| MUNI PIMCO Intermediate Municipal | Add +27.7% | 0.24% | +0.03 |
| SPHQ Invesco S&P 500 Quality ETF | Add +37.3% | 0.14% | +0.03 |
| DHR Danaher Corp. | Add +23.8% | 0.17% | +0.03 |
| GEV GE Vernova Inc. | Add +7.4% | 0.09% | +0.03 |
| XMVM Invesco S&P Midcap Value Wit | Add +18.3% | 0.21% | +0.02 |
| TSLA Tesla Inc. | Add +1.4% | 0.14% | +0.02 |
| VIOO Vanguard S&P Small-Cap 600 E | Add +10.5% | 0.30% | +0.02 |
| NAD Nuveen Quality Municipal Inc. | Add +20.6% | 0.19% | +0.02 |
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 374 | $832.9M | JQUA, MGV, PRF, AAPL, IWF |
| Q1 2026 | 373 | $746.8M | JQUA, MGV, AAPL, PRF, IWF |
| Q4 2025 | 352 | $716.6M | JQUA, AAPL, PRF, MGV, IWF |
| Q3 2025 | 352 | $677.2M | JQUA, PRF, AAPL, RSP, MGV |
| Q2 2025 | 340 | $613.6M | JQUA, PRF, AAPL, RSP, IWF |
| Q1 2025 | 326 | $561.2M | PRF, AAPL, JQUA, RSP, VTV |
| Q4 2024 | 284 | $502.3M | AAPL, PRF, JQUA, RSP, VTV |
| Q3 2024 | 286 | $496.3M | AAPL, PRF, JQUA, RSP, VTV |
| Q2 2024 | 276 | $440.7M | AAPL, PRF, JQUA, RSP, VTV |
| Q1 2024 | 260 | $397.7M | PRF, RSP, AAPL, JQUA, VTV |