Capital Advisory Group Advisory Services, LLC

In its 13F for Q3 2024 (holdings as of September 30, 2024, filed October 15, 2024), Capital Advisory Group Advisory Services, LLC reported 152 stock positions worth $251.4 million. Its top holding was SS SPDR S&P 500 ETF Trust-US (SPY) at 7.4% of the portfolio, followed by Invesco QQQ Trust Series 1 (QQQ, 6.3%) and SS SPDR P S&P 1500 Comp ETF (SPTM, 5.3%). Compared with Q2 2024, it opened 9 new positions, sold out of 6, added to 72 and reduced 32. The biggest buy was Unitedhealth (UNH, shares +53%) and the biggest sale Hercules Capital (HTGC, shares −16%).

Most Recent 13F
Q2 2026
Location
Phoenix, AZ
CIK
0001803229
Portfolio Value
$251.4M (Q3 2024)
SEC Filing
0001085146-24-004855 ↗ filed Oct 15, 2024

Holdings Value

0$100.0M$200.0M$300.0M$400.0M Q1 2024: $210.9M Q1 2024 Q2 2024: $234.0M Q2 2024 Q3 2024: $251.4M $251.4M Q3 2024 Q4 2024: $278.6M Q4 2024 Q1 2025: $262.0M Q1 2025 Q2 2025: $278.0M Q2 2025 Q3 2025: $321.2M Q3 2025 Q4 2025: $340.0M Q4 2025 Q1 2026: $2.3M Q1 2026 Q2 2026: $305K Q2 2026

Holdings 152 stocks · $251.4M
SPY SS SPDR S&P 500 ETF Trust-US 7.41% 32,457 $18.6M Add +1.0%
QQQ Invesco QQQ Trust Series 1 6.25% 32,199 $15.7M Reduce -4.7%
SPTM SS SPDR P S&P 1500 Comp ETF 5.26% 188,634 $13.2M Add +2.1%
FLOT iShares Floating Rate Bond E 2.39% 117,793 $6.0M Add +0.5%
FLRN SS SPDR BB Ig Float RT ETF 2.29% 186,887 $5.8M Add +1.3%
HTGC Hercules Capital Inc. 2.24% 286,734 $5.6M Reduce -15.9%
SPYG SS SPDR P S&P 500 Growth ETF 2.11% 64,043 $5.3M Add +3.0%
NVDA Nvidia Corp. 2.01% 41,660 $5.1M Reduce -6.6%
TMFC Motley Fool 100 Index ETF 2.01% 89,643 $5.0M Reduce -3.9%
SPYV SS SPDR P S&P 500 Value ETF 2.01% 95,360 $5.0M Add +5.8%
IJH iShares Core S&P Midcap ETF 1.99% 80,200 $5.0M Reduce -3.1%
GLD SPDR Gold Shares 1.96% 20,311 $4.9M Add +2.1%
IWM iShares Russell 2000 ETF 1.65% 18,743 $4.1M Add +3.9%
MSFT Microsoft Corp. 1.48% 8,627 $3.7M Add +0.4%
RTX RTX Corp. 1.46% 30,280 $3.7M Add +0.9%
PEY Invesco High Yield Equity Di 1.45% 165,786 $3.6M Add +3.3%
FHLC Fidelity MSCI Health Care 1.35% 46,580 $3.4M Add +5.0%
AAPL Apple Inc. 1.35% 14,524 $3.4M Reduce -0.1%
BIV Vanguard Intermediate-Term B 1.28% 40,929 $3.2M Add +12.5%
DIA SS SPDR Dow Jones Indus Avg filed as SPDR DOW JONES INDL AVERAGE 1.27% 7,559 $3.2M Reduce -20.3%
BRK.B Berkshire Hathaway Inc. Class B 1.26% 6,900 $3.2M Add +5.3%
LLY Eli Lilly & Co. 1.25% 3,552 $3.1M No change
SPHQ Invesco S&P 500 Quality ETF 1.21% 45,224 $3.0M Reduce -0.5%
DVY iShares Select Dividend ETF 1.15% 21,394 $2.9M Add +3.3%
AGG iShares Core U.S. Aggregate 1.13% 28,058 $2.8M Add +16.9%
MDY State Street SPDR S&P Midcap 1.07% 4,739 $2.7M Add +1.6%
META Meta Platforms Inc. Class A 1.06% 4,666 $2.7M Add +1.8%
CVX Chevron Corp. 1.05% 17,962 $2.6M Add +1.8%
IYW iShares Ustechnology ETF 1.04% 17,321 $2.6M Add +2.2%
DTD Wisdomtree US Total Dividend 1.01% 33,031 $2.5M Reduce -0.5%
PFM Invesco Dividend Achievers E 0.97% 52,654 $2.5M Add +6.7%
COM Direxion Auspice BRD Cmdty 0.95% 82,788 $2.4M Add +0.3%
WMT Walmart Inc. 0.92% 28,730 $2.3M Reduce -0.4%
AMZN Amazon.com Inc. 0.91% 12,300 $2.3M Add +0.1%
DIVO Amplify CWP Enhan Divid ETF 0.90% 55,070 $2.3M Add +37.4%
SDY SS SPDR S&P Dividend ETF 0.90% 15,924 $2.3M Reduce -1.6%
IYE iShares U.S. Energy ETF 0.89% 48,160 $2.2M Reduce -0.7%
IAK iShares U.S. Insurance ETF 0.86% 16,686 $2.2M Add +37.0%
SHY iShares 1-3 Year Treasury Bo 0.85% 25,774 $2.1M Add +0.5%
VCSH Vanguard S/T Corp. Bond ETF 0.83% 26,148 $2.1M Add +9.9%
IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS 0.82% 9,326 $2.1M Add +2.2%
SGOL Abrdn Physical Gold Shares 0.82% 81,845 $2.1M Add +2.0%
JEPI JPMorgan Equity Premium Inco 0.79% 33,420 $2.0M Add +2.5%
UNH Unitedhealth Group Inc. 0.79% 3,383 $2.0M Add +53.2%
XLE SS Energy Select Sector 0.75% 21,360 $1.9M Add +12.4%
MO Altria Group Inc. 0.68% 33,658 $1.7M Add +1.7%
VO Vngrd Mrngstr MD-Cap ETF-Usd 0.66% 6,275 $1.7M Add +2.9%
RDVY First Trust Rising Dividend 0.64% 27,184 $1.6M Add +1.6%
SPSM SS SPDR P S&P 600 Small Cap 0.63% 34,641 $1.6M Reduce -1.1%
ABBV Abbvie Inc. 0.62% 7,901 $1.6M Add +1.5%
EMLP First Trust North American E 0.60% 44,849 $1.5M No change
AGM Federal Agric MTG Corp. Class C 0.60% 7,993 $1.5M Reduce -0.6%
SPYD SS SPDR P S&P 500 Hi Div ETF 0.56% 30,973 $1.4M Reduce -10.9%
VZ Verizon Communications Inc. 0.54% 29,963 $1.3M Add +13.3%
DOW Dow Inc. 0.53% 24,559 $1.3M Reduce -2.0%
FDUS Fidus Investment Corp. 0.49% 62,815 $1.2M Add +16.1%
VCIT Vanguard Int-Term Corporate 0.48% 14,483 $1.2M Add +80.2%
GD General Dynamics Corp. 0.47% 3,898 $1.2M Add +3.1%
XMMO Invesco S&P Midcap Momentum 0.47% 9,742 $1.2M Reduce -0.2%
NFLX Netflix Inc. 0.46% 1,647 $1.2M Reduce -0.6%
ALL Allstate Corp. 0.44% 5,774 $1.1M Add +0.5%
BUFR FT Vest Lad Buffervetf-Usd I 0.43% 36,123 $1.1M Add +26.4%
PSA Public Storage 0.43% 2,943 $1.1M Add +8.2%
JPM JPMorgan Chase & Co. 0.42% 5,039 $1.1M Add +3.7%
ET Energy Transfer LP 0.40% 63,045 $1.0M Add +42.9%
GS Goldman Sachs Group Inc. 0.40% 2,013 $997K Add +0.5%
FICO Fair Isaac Corp. 0.38% 493 $958K No change
KO The Coca-Cola Co. 0.35% 12,204 $877K No change
KR Kroger Co. 0.34% 15,000 $860K Add +0.0%
COWZ Pacer US Cash Cows 100 ETF 0.34% 14,763 $854K Add +5.6%
AMGN Amgen Inc. 0.33% 2,584 $833K Add +0.6%
SPSB SS SPDR P St C Corp. ETF 0.32% 26,566 $804K Reduce -0.6%
AMD Advanced Micro Devices 0.32% 4,841 $794K Add +3.2%
MET Metlife Inc. 0.31% 9,434 $778K Reduce -0.4%
ROBO Robo Global Robotics and Aut filed as EXCHANGE TRADED CONCEPTS TRU 0.31% 13,534 $772K Reduce -1.3%
HD Home Depot Inc. 0.31% 1,898 $769K No change
CSCO Cisco Systems Inc. 0.29% 13,751 $732K Add +0.8%
GOOG Alphabet Inc. Class C 0.29% 4,300 $719K Reduce -55.2%
QLD Proshares Ultra QQQ 0.28% 7,100 $715K No change
JNJ Johnson & Johnson 0.27% 4,187 $679K Add +0.0%
AZO AutoZone Inc. 0.26% 210 $662K No change
TSLA Tesla Inc. 0.26% 2,508 $656K Add +6.5%
ORCL Oracle Corp. 0.26% 3,849 $656K Reduce -4.9%
SJNK SS SPDR BB St Hi Yield ETF 0.26% 25,000 $644K Add +2.4%
DAL Delta Air Lines Inc. 0.26% 12,646 $642K Reduce -5.4%
XOM Exxon Mobil Corp. 0.26% 5,479 $642K No change
NEAR iShares SH Dba ETF Usd Inc. 0.25% 12,475 $639K Reduce -3.1%
ADBE Adobe Inc. 0.25% 1,220 $632K Add +2.6%
HRB H&R Block Inc. filed as BLOCK H & R INC 0.24% 9,477 $602K Add +4.1%
CPSM Calamos SP500 STR Alt Promay 0.24% 22,438 $591K Add +50.7%
EPD Enterprise Products Partners 0.23% 20,070 $584K Add +10.2%
IYH iShares U.S. Healthcare ETF 0.22% 8,469 $550K Add +2.3%
VT Vanguard Tot World STK ETF 0.21% 4,515 $540K Reduce -4.7%
IWL iShares Russell Top 200 ETF 0.21% 3,848 $540K Add +90.3%
JQUA JPMorgan US Quality Factor 0.21% 9,531 $539K Add +53.7%
ENFR Alerian Energy Infrastructur 0.21% 19,058 $539K Add +141.2%
XEL Xcel Energy Inc. 0.21% 7,897 $516K Add +0.4%
GSG iShares S&P Gsci Commodity I 0.20% 24,430 $513K No change
FPX First Trust US Equity Opport 0.20% 4,557 $502K No change
FDVV Fidelity High Dividend ETF 0.20% 9,874 $500K Add +96.2%

Show all 152 holdings

Portfolio Sells Q2 2024 → Q3 2024
HTGC Hercules Capital Inc. Reduce -15.9% 2.24% −0.74
QQQ Invesco QQQ Trust Series 1 Reduce -4.7% 6.25% −0.66
GOOG Alphabet Inc. Class C Reduce -55.2% 0.29% −0.47
NVDA Nvidia Corp. Reduce -6.6% 2.01% −0.34
DIA SS SPDR Dow Jones Indus Avg Reduce -20.3% 1.27% −0.31
INTC Intel Corp. Sold out 0.00% −0.31
QCOM Qualcomm Inc. Sold out 0.00% −0.14
TMFC Motley Fool 100 Index ETF Reduce -3.9% 2.01% −0.14
MMM 3M Co. Sold out 0.00% −0.12
IYE iShares U.S. Energy ETF Reduce -0.7% 0.89% −0.11
MU Micron Technology Inc. Sold out 0.00% −0.09
IJH iShares Core S&P Midcap ETF Reduce -3.1% 1.99% −0.08
TPVG Triplepoint Venture Growth B Sold out 0.00% −0.05
SPYD SS SPDR P S&P 500 Hi Div ETF Reduce -10.9% 0.56% −0.04
DOW Dow Inc. Reduce -2.0% 0.53% −0.03
AGM Federal Agric MTG Corp. Class C Reduce -0.6% 0.60% −0.03
SPHQ Invesco S&P 500 Quality ETF Reduce -0.5% 1.21% −0.02
NEAR iShares SH Dba ETF Usd Inc. Reduce -3.1% 0.25% −0.02
SPSB SS SPDR P St C Corp. ETF Reduce -0.6% 0.32% −0.02
DXLG Destination XL Group Inc. Sold out 0.00% −0.02
DAL Delta Air Lines Inc. Reduce -5.4% 0.26% −0.02
ROBO Robo Global Robotics and Aut Reduce -1.3% 0.31% −0.02
FNGS Microsectors Fang+ Etns Reduce -4.7% 0.13% −0.02
EFA iShares MSCI Eafe ETF Reduce -6.8% 0.17% −0.01
HNDL Nasdaq 7 Handl Index ETF Reduce -5.9% 0.16% −0.01
NFLX Netflix Inc. Reduce -0.6% 0.46% −0.01
TSM Taiwan Semiconductor-SP ADR Reduce -2.0% 0.14% −0.01
VT Vanguard Tot World STK ETF Reduce -4.7% 0.21% −0.01
XMMO Invesco S&P Midcap Momentum Reduce -0.2% 0.47% −0.01
CRM Salesforce Inc. Reduce -2.0% 0.13% −0.00
WPC WP Carey Inc. Reduce -5.0% 0.09% +0.00
DTD Wisdomtree US Total Dividend Reduce -0.5% 1.01% +0.00
SPSM SS SPDR P S&P 600 Small Cap Reduce -1.1% 0.63% +0.01
ORCL Oracle Corp. Reduce -4.9% 0.26% +0.02
SDY SS SPDR S&P Dividend ETF Reduce -1.6% 0.90% +0.02
MET Metlife Inc. Reduce -0.4% 0.31% +0.03
AAPL Apple Inc. Reduce -0.1% 1.35% +0.04
WMT Walmart Inc. Reduce -0.4% 0.92% +0.09

Portfolio Buys Q2 2024 → Q3 2024
UNH Unitedhealth Group Inc. Add +53.2% 0.79% +0.31
IAK iShares U.S. Insurance ETF Add +37.0% 0.86% +0.27
DIVO Amplify CWP Enhan Divid ETF Add +37.4% 0.90% +0.24
VCIT Vanguard Int-Term Corporate Add +80.2% 0.48% +0.21
RTX RTX Corp. Add +0.9% 1.46% +0.17
IBM Intl Business Machines Corp. Add +2.2% 0.82% +0.15
GLD SPDR Gold Shares Add +2.1% 1.96% +0.14
AGG iShares Core U.S. Aggregate Add +16.9% 1.13% +0.13
BMY Bristol-Myers Squibb Co. New 0.13% +0.13
SPYV SS SPDR P S&P 500 Value ETF Add +5.8% 2.01% +0.13
ENFR Alerian Energy Infrastructur Add +141.2% 0.21% +0.12
BRK.B Berkshire Hathaway Inc. Class B Add +5.3% 1.26% +0.12
AFL Aflac Inc. New 0.12% +0.12
MFIC Midcap Financial Investment New 0.12% +0.12
PTY PIMCO Corporate & Income Opp New 0.11% +0.11
BIV Vanguard Intermediate-Term B Add +12.5% 1.28% +0.11
HYGH iShares Int Rate Hedg HY ETF Add +118.8% 0.20% +0.10
PEY Invesco High Yield Equity Di Add +3.3% 1.45% +0.10
IWL iShares Russell Top 200 ETF Add +90.3% 0.21% +0.10
FDVV Fidelity High Dividend ETF Add +96.2% 0.20% +0.10
ET Energy Transfer LP Add +42.9% 0.40% +0.10
PSA Public Storage Add +8.2% 0.43% +0.09
LPX Louisiana-Pacific Corp. New 0.09% +0.09
IWM iShares Russell 2000 ETF Add +3.9% 1.65% +0.08
JEPQ JPM Nasdaq Equity Premium New 0.08% +0.08
T AT&T Inc. New 0.08% +0.08
CQQQ Invesco China Technology ETF New 0.08% +0.08
DVY iShares Select Dividend ETF Add +3.3% 1.15% +0.08
BUFR FT Vest Lad Buffervetf-Usd I Add +26.4% 0.43% +0.08
PFM Invesco Dividend Achievers E Add +6.7% 0.97% +0.08
META Meta Platforms Inc. Class A Add +1.8% 1.06% +0.08
JQUA JPMorgan US Quality Factor Add +53.7% 0.21% +0.07
CPSM Calamos SP500 STR Alt Promay Add +50.7% 0.24% +0.07
VZ Verizon Communications Inc. Add +13.3% 0.54% +0.07
TSLA Tesla Inc. Add +6.5% 0.26% +0.06
SGOL Abrdn Physical Gold Shares Add +2.0% 0.82% +0.06
ABBV Abbvie Inc. Add +1.5% 0.62% +0.05
FHLC Fidelity MSCI Health Care Add +5.0% 1.35% +0.05
ALL Allstate Corp. Add +0.5% 0.44% +0.04
VCSH Vanguard S/T Corp. Bond ETF Add +9.9% 0.83% +0.04
MO Altria Group Inc. Add +1.7% 0.68% +0.04
FDUS Fidus Investment Corp. Add +16.1% 0.49% +0.04
HRB H&R Block Inc. Add +4.1% 0.24% +0.03
VO Vngrd Mrngstr MD-Cap ETF-Usd Add +2.9% 0.66% +0.03
XEL Xcel Energy Inc. Add +0.4% 0.21% +0.03
KR Kroger Co. Add +0.0% 0.34% +0.02
SPTM SS SPDR P S&P 1500 Comp ETF Add +2.1% 5.26% +0.02
ACN Accenture PLC Class A Add +3.9% 0.18% +0.02
MCD McDonald's Corp. Add +0.1% 0.18% +0.02
DGRO iShares Core Dividend Growth Add +15.2% 0.12% +0.02

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q2 2026 1$305KFLRN
Q1 2026 6$2.3MFLRN, SPY, DIA, SPTM, IJH
Q4 2025 171$340.0MSPY, QQQ, SPTM, DIA, FLOT
Q3 2025 180$321.2MSPY, QQQ, SPTM, FLOT, SPYV
Q2 2025 173$278.0MSPY, QQQ, SPTM, FLRN, FLOT
Q1 2025 174$262.0MSPY, SPTM, QQQ, FLRN, FLOT
Q4 2024 173$278.6MSPY, QQQ, SPTM, FLRN, SPYG
Q3 2024 152$251.4MSPY, QQQ, SPTM, FLOT, FLRN
Q2 2024 149$234.0MSPY, QQQ, SPTM, HTGC, FLOT
Q1 2024 145$210.9MSPY, QQQ, SPTM, HTGC, FLRN