Carret Asset Management, LLC
In its 13F for Q3 2024 (holdings as of September 30, 2024, filed October 24, 2024), Carret Asset Management, LLC reported 286 stock positions worth $921.8 million. Its top holding was Apple (AAPL) at 8.5% of the portfolio, followed by Microsoft (MSFT, 5.6%) and JPMorgan Chase (JPM, 3.4%). Compared with Q2 2024, it opened 18 new positions, sold out of 8, added to 86 and reduced 118. The biggest buy was a new position in Lam Research (LRCX) and the biggest sale an exit from Lam Research (LRCX).
- Most Recent 13F
- Q2 2026
- Location
- NEW YORK, NY
- CIK
- 0000791490
- Portfolio Value
- $921.8M (Q3 2024)
- SEC Filing
- 0001140361-24-044078 ↗ filed Oct 24, 2024
Holdings Value
Holdings 286 stocks · $921.8M
| AAPL Apple Inc. | 8.52% | 337,029 | $78.5M | Reduce -0.5% |
| MSFT Microsoft Corp. | 5.59% | 119,700 | $51.5M | Reduce -0.1% |
| JPM JPMorgan Chase & Co. | 3.44% | 150,292 | $31.7M | Reduce -0.7% |
| GOOG Alphabet Inc. Class C | 3.19% | 175,726 | $29.4M | Add +0.2% |
| BRK.B Berkshire Hathaway Inc. Class B | 2.98% | 59,687 | $27.5M | Add +1.2% |
| ORCL Oracle Corp. | 2.11% | 114,037 | $19.4M | Add +0.2% |
| GOOGL Alphabet Inc. Class A | 2.05% | 113,981 | $18.9M | Reduce -2.2% |
| AXP American Express Co. | 1.67% | 56,705 | $15.4M | Reduce -0.4% |
| PEN Penumbra Inc. | 1.67% | 79,000 | $15.4M | No change |
| JNJ Johnson & Johnson | 1.52% | 86,421 | $14.0M | Add +1.6% |
| META Meta Platforms Inc. Class A | 1.45% | 23,404 | $13.4M | Add +2.4% |
| CVX Chevron Corp. | 1.36% | 85,433 | $12.6M | Add +3.7% |
| AMZN Amazon.com Inc. | 1.35% | 66,910 | $12.5M | Add +7.4% |
| PEP Pepsico Inc. | 1.20% | 65,207 | $11.1M | Add +1.4% |
| BRK.A Berkshire Hathaway Inc. Class A | 1.12% | 15 | $10.4M | No change |
| CSCO Cisco Systems Inc. | 1.11% | 192,254 | $10.2M | Reduce -2.0% |
| ABBV Abbvie Inc. | 1.09% | 50,759 | $10.0M | Reduce -1.9% |
| WMT Walmart Inc. | 1.08% | 123,124 | $9.9M | Reduce -3.1% |
| ETN Eaton Corp. PLC | 1.07% | 29,736 | $9.9M | Add +0.9% |
| SPY SS SPDR S&P 500 ETF Trust-US | 1.04% | 16,634 | $9.5M | Add +36.6% |
| PH Parker Hannifin Corp. | 1.03% | 15,100 | $9.5M | Reduce -0.7% |
| MRK Merck & Co. Inc. | 0.99% | 80,276 | $9.1M | Add +1.5% |
| TRV The Travelers Cos Inc. | 0.92% | 36,152 | $8.5M | Reduce -1.3% |
| TGT Target Corp. | 0.91% | 54,107 | $8.4M | Add +1.8% |
| FDX FedEx Corp. | 0.90% | 30,361 | $8.3M | Add +2.5% |
| PG The Procter & Gamble Co. | 0.90% | 47,853 | $8.3M | Reduce -1.5% |
| ALL Allstate Corp. | 0.90% | 43,673 | $8.3M | Reduce -0.2% |
| IWM iShares Russell 2000 ETF | 0.87% | 36,144 | $8.0M | Add +3.9% |
| OEF iShares S&P 100 ETF | 0.85% | 28,430 | $7.9M | Reduce -1.4% |
| NVDA Nvidia Corp. | 0.83% | 62,638 | $7.6M | Add +16.7% |
| HIG Hartford Insurance Group Inc. | 0.81% | 63,509 | $7.5M | Reduce -2.8% |
| BX Blackstone Inc. | 0.79% | 47,431 | $7.3M | Add +0.2% |
| LRCX Lam Research Corp. | 0.79% | 8,882 | $7.2M | New |
| AMAT Applied Materials Inc. | 0.77% | 34,980 | $7.1M | Add +1.4% |
| SO The Southern Co. | 0.72% | 73,876 | $6.7M | Reduce -2.8% |
| DVY iShares Select Dividend ETF | 0.72% | 48,858 | $6.6M | Reduce -0.2% |
| GS Goldman Sachs Group Inc. | 0.71% | 13,304 | $6.6M | Reduce -0.1% |
| HD Home Depot Inc. | 0.71% | 16,162 | $6.5M | Reduce -0.3% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.71% | 67,993 | $6.5M | Reduce -2.1% |
| AEP American Electric Power | 0.70% | 62,622 | $6.4M | Add +0.4% |
| MA Mastercard Inc. Class A | 0.67% | 12,473 | $6.2M | No change |
| IWR iShares Russell Mid-Cap ETF | 0.66% | 69,171 | $6.1M | Add +0.1% |
| CHD Church & Dwight Co. Inc. | 0.66% | 58,102 | $6.1M | Reduce -2.7% |
| WELL Welltower Inc. | 0.64% | 46,351 | $5.9M | Reduce -7.2% |
| V Visa Inc. Class A | 0.63% | 21,097 | $5.8M | Add +3.2% |
| ABT Abbott Laboratories | 0.62% | 50,143 | $5.7M | Reduce -1.2% |
| PGR Progressive Corp. | 0.62% | 22,400 | $5.7M | No change |
| CVS CVS Health Corp. | 0.62% | 90,329 | $5.7M | Reduce -15.1% |
| COP Conocophillips | 0.60% | 52,423 | $5.5M | Reduce -0.6% |
| PNC PNC Financial Services Group | 0.56% | 28,150 | $5.2M | Reduce -2.3% |
| DHI D.R. Horton Inc. | 0.56% | 27,255 | $5.2M | Add +12.1% |
| AVGO Broadcom Inc. | 0.56% | 29,780 | $5.1M | Add +8.0% |
| VZ Verizon Communications Inc. | 0.55% | 112,183 | $5.0M | Reduce -5.7% |
| TMO Thermo Fisher Scientific Inc. | 0.53% | 7,965 | $4.9M | Add +2.3% |
| LLY Eli Lilly & Co. | 0.53% | 5,472 | $4.8M | Reduce -9.3% |
| UNH Unitedhealth Group Inc. | 0.50% | 7,955 | $4.7M | Add +11.3% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.50% | 116,650 | $4.6M | Reduce -3.8% |
| NVS Novartis AG-Sponsored ADR | 0.50% | 39,845 | $4.6M | Reduce -2.9% |
| MET Metlife Inc. | 0.49% | 54,869 | $4.5M | Reduce -2.0% |
| HCA HCA Healthcare Inc. | 0.49% | 11,087 | $4.5M | Add +7.2% |
| VEU Vanguard Ftse All-World Ex-U | 0.49% | 71,513 | $4.5M | Add +77.1% |
| XOM Exxon Mobil Corp. | 0.47% | 37,313 | $4.4M | Reduce -0.3% |
| IWD iShares Russell 1000 Value E | 0.47% | 22,781 | $4.3M | Add +113.8% |
| LHX L3HARRIS Technologies Inc. | 0.47% | 18,168 | $4.3M | Add +6.1% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.47% | 19,400 | $4.3M | Add +0.3% |
| IVW iShares S&P 500 Growth ETF | 0.46% | 44,504 | $4.3M | Add +5.6% |
| GLW Corning Inc. | 0.45% | 92,116 | $4.2M | Reduce -12.3% |
| IVV iShares Core S&P 500 ETF | 0.43% | 6,864 | $4.0M | Add +3.0% |
| MCD McDonald's Corp. | 0.40% | 12,186 | $3.7M | Add +0.0% |
| MS Morgan Stanley | 0.40% | 35,581 | $3.7M | Add +7.3% |
| COST Costco Wholesale Corp. | 0.40% | 4,171 | $3.7M | Reduce -1.4% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.40% | 20,930 | $3.7M | No change |
| HSY The Hershey Co. | 0.38% | 18,200 | $3.5M | Reduce -3.2% |
| DE Deere & Co. | 0.37% | 8,148 | $3.4M | Add +0.3% |
| PFE Pfizer Inc. | 0.36% | 115,772 | $3.4M | Reduce -3.1% |
| AMP Ameriprise Financial Inc. | 0.36% | 7,033 | $3.3M | Reduce -2.1% |
| CNI Canadian Natl Railway Co. | 0.34% | 26,926 | $3.2M | Reduce -25.7% |
| CMCSA Comcast Corp. Class A | 0.31% | 69,367 | $2.9M | Reduce -2.5% |
| EMR Emerson Electric Co. | 0.31% | 26,370 | $2.9M | Reduce -1.1% |
| ADP Automatic Data Processing | 0.31% | 10,229 | $2.8M | No change |
| BMY Bristol-Myers Squibb Co. | 0.30% | 53,867 | $2.8M | Reduce -3.4% |
| BDX Becton Dickinson and Co. | 0.30% | 11,478 | $2.8M | Reduce -2.8% |
| DOW Dow Inc. | 0.30% | 49,843 | $2.7M | Reduce -4.0% |
| OMC Omnicom Group | 0.29% | 26,203 | $2.7M | Reduce -1.9% |
| SCHB Schwab US Broad Market ETF | 0.29% | 40,113 | $2.7M | Add +3.9% |
| ITW Illinois Tool Works | 0.28% | 9,938 | $2.6M | Reduce -10.4% |
| D Dominion Energy Inc. | 0.27% | 43,301 | $2.5M | Reduce -5.0% |
| RTX RTX Corp. | 0.27% | 20,485 | $2.5M | Add +7.5% |
| VICI Vici Properties Inc. filed as VICI PPTYS INC | 0.25% | 69,283 | $2.3M | Reduce -2.2% |
| FCNTX Fidelity Contrafund | 0.24% | 106,290 | $2.2M | No change |
| FITB Fifth Third Bancorp | 0.24% | 52,225 | $2.2M | Reduce -4.2% |
| ULTA Ulta Beauty Inc. | 0.24% | 5,714 | $2.2M | Add +49.7% |
| KHC The Kraft Heinz Co. | 0.24% | 63,103 | $2.2M | Reduce -4.5% |
| PSX Phillips 66 | 0.24% | 16,838 | $2.2M | Reduce -2.3% |
| INTC Intel Corp. | 0.24% | 93,183 | $2.2M | Reduce -3.7% |
| DD Dupont DE Nemours Inc. | 0.24% | 24,488 | $2.2M | Reduce -6.3% |
| SPG Simon Property Group Inc. | 0.24% | 12,883 | $2.2M | Reduce -0.5% |
| ADBE Adobe Inc. | 0.23% | 4,170 | $2.2M | Add +4.4% |
| IEO iShares U.S. Oil & Gas Explo | 0.23% | 23,131 | $2.1M | Reduce -5.7% |
| LOW Lowe's Cos Inc. | 0.23% | 7,753 | $2.1M | Reduce -0.4% |
Portfolio Sells Q2 2024 → Q3 2024
| LRCX Lam Research Corp. | Sold out | 0.00% | −1.11 |
| MSFT Microsoft Corp. | Reduce -0.1% | 5.59% | −0.67 |
| GOOGL Alphabet Inc. Class A | Reduce -2.2% | 2.05% | −0.43 |
| CNI Canadian Natl Railway Co. | Reduce -25.7% | 0.34% | −0.16 |
| JPM JPMorgan Chase & Co. | Reduce -0.7% | 3.44% | −0.13 |
| CVS CVS Health Corp. | Reduce -15.1% | 0.62% | −0.12 |
| INTC Intel Corp. | Reduce -3.7% | 0.24% | −0.11 |
| LLY Eli Lilly & Co. | Reduce -9.3% | 0.53% | −0.11 |
| COP Conocophillips | Reduce -0.6% | 0.60% | −0.10 |
| DIS The Walt Disney Co. | Reduce -2.1% | 0.71% | −0.10 |
| CHD Church & Dwight Co. Inc. | Reduce -2.7% | 0.66% | −0.06 |
| BAC Bank of America Corp. | Reduce -3.8% | 0.50% | −0.06 |
| IEO iShares U.S. Oil & Gas Explo | Reduce -5.7% | 0.23% | −0.06 |
| GILD Gilead Sciences Inc. | Sold out | 0.00% | −0.05 |
| BA The Boeing Co. | Reduce -3.0% | 0.14% | −0.05 |
| PSX Phillips 66 | Reduce -2.3% | 0.24% | −0.04 |
| WFC Wells Fargo & Co. | Reduce -7.2% | 0.18% | −0.04 |
| OEF iShares S&P 100 ETF | Reduce -1.4% | 0.85% | −0.04 |
| PG The Procter & Gamble Co. | Reduce -1.5% | 0.90% | −0.04 |
| UBER Uber Technologies Inc. | Sold out | 0.00% | −0.04 |
| TSM Taiwan Semiconductor-SP ADR | Reduce -7.0% | 0.20% | −0.03 |
| EMR Emerson Electric Co. | Reduce -1.1% | 0.31% | −0.03 |
| XOM Exxon Mobil Corp. | Reduce -0.3% | 0.47% | −0.03 |
| AZO AutoZone Inc. | Reduce -21.9% | 0.09% | −0.03 |
| PFE Pfizer Inc. | Reduce -3.1% | 0.36% | −0.03 |
| VZ Verizon Communications Inc. | Reduce -5.7% | 0.55% | −0.03 |
| DOW Dow Inc. | Reduce -4.0% | 0.30% | −0.03 |
| LDOS Leidos Holdings Inc. | Sold out | 0.00% | −0.03 |
| GLW Corning Inc. | Reduce -12.3% | 0.45% | −0.03 |
| HSY The Hershey Co. | Reduce -3.2% | 0.38% | −0.02 |
| ITW Illinois Tool Works | Reduce -10.4% | 0.28% | −0.02 |
| IAT iShares US Regional Banks Et | Reduce -18.5% | 0.15% | −0.02 |
| NSRGY Nestle SA-Spons ADR | Reduce -1.0% | 0.22% | −0.02 |
| BDX Becton Dickinson and Co. | Reduce -2.8% | 0.30% | −0.02 |
| OGN Organon & Co. | Reduce -8.9% | 0.08% | −0.02 |
| ADI Analog Devices Inc. | Reduce -3.0% | 0.20% | −0.02 |
| HON Honeywell International Inc. | Reduce -0.2% | 0.17% | −0.02 |
| COST Costco Wholesale Corp. | Reduce -1.4% | 0.40% | −0.02 |
| SCIIX Virtus Sga Intl Grwth-A | Sold out | 0.00% | −0.02 |
| T AT&T Inc. | Reduce -14.5% | 0.19% | −0.02 |
| IYW iShares Ustechnology ETF | Reduce -3.4% | 0.16% | −0.02 |
| VNOM Viper Energy Inc. | Reduce -47.3% | 0.02% | −0.02 |
| KAUFX Federated Herm Kaufmann-R | Sold out | 0.00% | −0.01 |
| NVS Novartis AG-Sponsored ADR | Reduce -2.9% | 0.50% | −0.01 |
| CMCSA Comcast Corp. Class A | Reduce -2.5% | 0.31% | −0.01 |
| DLR Digital Realty Trust Inc. | Reduce -7.5% | 0.11% | −0.01 |
| CXT Crane NXT Co. | Reduce -15.3% | 0.02% | −0.01 |
| DD Dupont DE Nemours Inc. | Reduce -6.3% | 0.24% | −0.01 |
| XLK SS Technology Select Sector | Reduce -1.8% | 0.09% | −0.01 |
| PARAA Paramount Global Class B | Reduce -20.4% | 0.03% | −0.01 |
Portfolio Buys Q2 2024 → Q3 2024
| LRCX Lam Research Corp. | New | 0.79% | +0.79 |
| SPY SS SPDR S&P 500 ETF Trust-US | Add +36.6% | 1.04% | +0.26 |
| IWD iShares Russell 1000 Value E | Add +113.8% | 0.47% | +0.25 |
| ORCL Oracle Corp. | Add +0.2% | 2.11% | +0.23 |
| VEU Vanguard Ftse All-World Ex-U | Add +77.1% | 0.49% | +0.21 |
| BRK.B Berkshire Hathaway Inc. Class B | Add +1.2% | 2.98% | +0.18 |
| DHI D.R. Horton Inc. | Add +12.1% | 0.56% | +0.16 |
| EFA iShares MSCI Eafe ETF | New | 0.13% | +0.13 |
| DSI iShares ESG MSCI KLD 400 ETF | New | 0.12% | +0.12 |
| ACN Accenture PLC Class A | New | 0.11% | +0.11 |
| META Meta Platforms Inc. Class A | Add +2.4% | 1.45% | +0.11 |
| BX Blackstone Inc. | Add +0.2% | 0.79% | +0.10 |
| HCA HCA Healthcare Inc. | Add +7.2% | 0.49% | +0.10 |
| IWF iShares Russell 1000 Growth | Add +86.3% | 0.20% | +0.09 |
| UNH Unitedhealth Group Inc. | Add +11.3% | 0.50% | +0.08 |
| IBM Intl Business Machines Corp. | Add +0.3% | 0.47% | +0.07 |
| ULTA Ulta Beauty Inc. | Add +49.7% | 0.24% | +0.07 |
| JNJ Johnson & Johnson | Add +1.6% | 1.52% | +0.07 |
| AEP American Electric Power | Add +0.4% | 0.70% | +0.06 |
| SPGI S&P Global Inc. | Add +77.2% | 0.11% | +0.05 |
| NVDA Nvidia Corp. | Add +16.7% | 0.83% | +0.05 |
| RTX RTX Corp. | Add +7.5% | 0.27% | +0.05 |
| IWM iShares Russell 2000 ETF | Add +3.9% | 0.87% | +0.04 |
| AVGO Broadcom Inc. | Add +8.0% | 0.56% | +0.04 |
| MCD McDonald's Corp. | Add +0.0% | 0.40% | +0.04 |
| TWLO Twilio Inc. Class A | New | 0.04% | +0.04 |
| TMO Thermo Fisher Scientific Inc. | Add +2.3% | 0.53% | +0.03 |
| VTWO Vanguard Russell 2000 ETF | New | 0.03% | +0.03 |
| GEV GE Vernova Inc. | New | 0.03% | +0.03 |
| FBIN Fortune Brands Innovations I | New | 0.03% | +0.03 |
| EBAY eBay Inc. | New | 0.03% | +0.03 |
| MS Morgan Stanley | Add +7.3% | 0.40% | +0.03 |
| GIS General Mills Inc. | New | 0.03% | +0.03 |
| CTSH Cognizant Tech Solutions-A | New | 0.02% | +0.02 |
| RVTY Revvity Inc. | New | 0.02% | +0.02 |
| RY Royal Bank of Canada | New | 0.02% | +0.02 |
| RCL Royal Caribbean Cruises Ltd. | New | 0.02% | +0.02 |
| INDY iShares India 50 ETF | New | 0.02% | +0.02 |
| EWW iShares MSCI Mexico ETF | New | 0.02% | +0.02 |
| LHX L3HARRIS Technologies Inc. | Add +6.1% | 0.47% | +0.02 |
| VNIIX Vontobel Intl Eqty-Inst | New | 0.02% | +0.02 |
| QXO Qxo Inc. | New | 0.02% | +0.02 |
| PACB Pacific Biosciences of Calif | Add +110.0% | 0.03% | +0.02 |
| RSP Invesco S&P 500 Equal Weight | Add +6.5% | 0.22% | +0.02 |
| DE Deere & Co. | Add +0.3% | 0.37% | +0.01 |
| IJH iShares Core S&P Midcap ETF | Add +19.2% | 0.10% | +0.01 |
| SYY Sysco Corp. | Add +7.0% | 0.17% | +0.01 |
| AFL Aflac Inc. | Add +0.3% | 0.08% | +0.01 |
| NKE Nike Inc. Class B | Add +16.4% | 0.05% | +0.01 |
| EXC Exelon Corp. | Add +25.3% | 0.04% | +0.01 |
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 309 | $1.1B | AAPL, GOOG, JPM, MSFT, GOOGL |
| Q1 2026 | 293 | $1.0B | AAPL, GOOG, JPM, MSFT, GOOGL |
| Q4 2025 | 295 | $1.1B | AAPL, MSFT, GOOG, JPM, GOOGL |
| Q3 2025 | 287 | $1.0B | AAPL, MSFT, JPM, GOOG, ORCL |
| Q2 2025 | 279 | $936.0M | AAPL, MSFT, JPM, GOOG, BRK.B |
| Q1 2025 | 275 | $885.2M | AAPL, MSFT, JPM, BRK.B, GOOG |
| Q4 2024 | 283 | $913.0M | AAPL, MSFT, JPM, GOOG, BRK.B |
| Q3 2024 | 286 | $921.8M | AAPL, MSFT, JPM, GOOG, BRK.B |
| Q2 2024 | 276 | $856.7M | AAPL, MSFT, GOOG, JPM, BRK.B |
| Q1 2024 | 279 | $849.1M | AAPL, MSFT, JPM, GOOG, BRK.B |