Carret Asset Management, LLC
In its 13F for Q1 2026 (holdings as of March 31, 2026, filed May 15, 2026), Carret Asset Management, LLC reported 293 stock positions worth $1.0 billion. Its top holding was Apple (AAPL) at 7.9% of the portfolio, followed by Alphabet Class C (GOOG, 4.6%) and JPMorgan Chase (JPM, 4.2%). Compared with Q4 2025, it opened 7 new positions, sold out of 9, added to 78 and reduced 107. The biggest buy was Eaton (ETN, shares +1%) and the biggest sale Microsoft (MSFT, shares −1%).
- Most Recent 13F
- Q2 2026
- Location
- NEW YORK, NY
- CIK
- 0000791490
- Portfolio Value
- $1.0B (Q1 2026)
- SEC Filing
- 0001140361-26-021508 ↗ filed May 15, 2026
Holdings Value
Holdings 293 stocks · $1.0B
| AAPL Apple Inc. | 7.91% | 318,352 | $80.8M | Reduce -0.1% |
| GOOG Alphabet Inc. Class C | 4.62% | 164,462 | $47.2M | Reduce -1.2% |
| JPM JPMorgan Chase & Co. | 4.17% | 144,646 | $42.5M | Reduce -0.3% |
| MSFT Microsoft Corp. | 4.09% | 112,924 | $41.8M | Reduce -0.8% |
| GOOGL Alphabet Inc. Class A | 3.08% | 109,354 | $31.4M | Reduce -0.9% |
| BRK.B Berkshire Hathaway Inc. Class B | 2.77% | 59,125 | $28.3M | Reduce -0.9% |
| PEN Penumbra Inc. | 2.31% | 72,000 | $23.6M | No change |
| JNJ Johnson & Johnson | 1.95% | 81,298 | $19.9M | Reduce -0.2% |
| CVX Chevron Corp. | 1.77% | 87,608 | $18.1M | Reduce -5.7% |
| ORCL Oracle Corp. | 1.55% | 107,921 | $15.9M | Reduce -2.8% |
| AXP American Express Co. | 1.55% | 52,382 | $15.8M | Reduce -0.2% |
| LRCX Lam Research Corp. | 1.50% | 71,906 | $15.4M | Reduce -7.7% |
| AMZN Amazon.com Inc. | 1.41% | 68,979 | $14.4M | Add +0.2% |
| CSCO Cisco Systems Inc. | 1.39% | 182,661 | $14.2M | Reduce -0.6% |
| WMT Walmart Inc. | 1.38% | 113,292 | $14.1M | Reduce -1.8% |
| NVDA Nvidia Corp. | 1.32% | 77,448 | $13.5M | Add +4.9% |
| META Meta Platforms Inc. Class A | 1.29% | 23,077 | $13.2M | Add +1.9% |
| PH Parker Hannifin Corp. | 1.27% | 14,520 | $13.0M | Reduce -0.1% |
| GS Goldman Sachs Group Inc. | 1.18% | 14,240 | $12.0M | No change |
| AMAT Applied Materials Inc. | 1.11% | 33,293 | $11.4M | Reduce -3.1% |
| ABBV Abbvie Inc. | 1.06% | 49,839 | $10.8M | Reduce -0.1% |
| BRK.A Berkshire Hathaway Inc. Class A | 1.05% | 15 | $10.8M | No change |
| ETN Eaton Corp. PLC | 1.01% | 28,908 | $10.3M | Add +0.8% |
| TRV The Travelers Cos Inc. | 1.01% | 35,254 | $10.3M | Reduce -0.1% |
| PEP Pepsico Inc. | 0.94% | 61,949 | $9.6M | Add +0.2% |
| MRK Merck & Co. Inc. | 0.93% | 78,723 | $9.5M | Reduce -3.0% |
| IWM iShares Russell 2000 ETF | 0.92% | 38,001 | $9.4M | Reduce -1.1% |
| GLW Corning Inc. | 0.86% | 64,651 | $8.8M | Reduce -5.2% |
| ALL Allstate Corp. | 0.85% | 42,013 | $8.7M | Add +0.1% |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.83% | 13,112 | $8.5M | Add +2.1% |
| AEP American Electric Power | 0.80% | 62,584 | $8.2M | Reduce -0.0% |
| HIG Hartford Insurance Group Inc. | 0.80% | 60,597 | $8.2M | Reduce -0.4% |
| OEF iShares S&P 100 ETF | 0.79% | 25,412 | $8.1M | Reduce -0.1% |
| WELL Welltower Inc. | 0.78% | 40,525 | $8.0M | Add +0.2% |
| AVGO Broadcom Inc. | 0.76% | 25,106 | $7.8M | Reduce -2.3% |
| FDX FedEx Corp. | 0.75% | 21,626 | $7.7M | Reduce -2.9% |
| DVY iShares Select Dividend ETF | 0.73% | 49,492 | $7.5M | Add +1.4% |
| IWR iShares Russell Mid-Cap ETF | 0.69% | 72,126 | $7.0M | Add +0.8% |
| SO The Southern Co. | 0.68% | 71,813 | $6.9M | Reduce -0.1% |
| PG The Procter & Gamble Co. | 0.66% | 46,343 | $6.7M | Add +0.2% |
| V Visa Inc. Class A | 0.63% | 21,217 | $6.4M | Reduce -2.4% |
| LHX L3HARRIS Technologies Inc. | 0.62% | 18,282 | $6.3M | Reduce -0.3% |
| PGR Progressive Corp. | 0.60% | 30,850 | $6.1M | Add +4.8% |
| NVS Novartis AG-Sponsored ADR | 0.59% | 39,708 | $6.1M | Reduce -0.3% |
| XOM Exxon Mobil Corp. | 0.58% | 35,029 | $5.9M | Reduce -5.1% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.58% | 61,394 | $5.9M | Reduce -1.8% |
| HCA HCA Healthcare Inc. | 0.56% | 12,157 | $5.8M | Reduce -0.1% |
| MS Morgan Stanley | 0.56% | 34,481 | $5.7M | Add +0.0% |
| PNC PNC Financial Services Group | 0.54% | 26,585 | $5.5M | Add +0.7% |
| IVW iShares S&P 500 Growth ETF | 0.54% | 48,316 | $5.5M | Reduce -1.2% |
| MA Mastercard Inc. Class A | 0.53% | 10,793 | $5.4M | No change |
| IVV iShares Core S&P 500 ETF | 0.52% | 8,063 | $5.3M | Add +5.3% |
| RSP Invesco S&P 500 Equal Weight | 0.51% | 27,369 | $5.3M | Add +9.6% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.51% | 107,266 | $5.2M | Reduce -0.1% |
| TGT Target Corp. | 0.51% | 42,905 | $5.2M | Reduce -4.7% |
| ABT Abbott Laboratories | 0.49% | 48,684 | $5.0M | Reduce -0.3% |
| HD Home Depot Inc. | 0.47% | 14,454 | $4.8M | Reduce -0.1% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.46% | 19,417 | $4.7M | Reduce -1.3% |
| CHD Church & Dwight Co. Inc. | 0.44% | 48,202 | $4.5M | Reduce -5.3% |
| LLY Eli Lilly & Co. | 0.44% | 4,853 | $4.5M | Reduce -1.0% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.42% | 21,679 | $4.3M | Add +0.4% |
| DHI D.R. Horton Inc. | 0.41% | 30,448 | $4.2M | Add +1.5% |
| VZ Verizon Communications Inc. | 0.40% | 81,106 | $4.1M | Reduce -1.0% |
| TMO Thermo Fisher Scientific Inc. | 0.40% | 8,246 | $4.1M | Reduce -1.9% |
| COST Costco Wholesale Corp. | 0.40% | 4,063 | $4.0M | No change |
| BX Blackstone Inc. | 0.40% | 35,118 | $4.0M | Reduce -17.9% |
| IWD iShares Russell 1000 Value E | 0.39% | 18,630 | $4.0M | Reduce -0.8% |
| RTX RTX Corp. | 0.38% | 20,263 | $3.9M | Reduce -1.1% |
| VEU Vanguard Ftse All-World Ex-U | 0.38% | 51,802 | $3.9M | Add +9.5% |
| DE Deere & Co. | 0.37% | 6,646 | $3.7M | Reduce -2.3% |
| TSM Taiwan Semiconductor-SP ADR | 0.36% | 10,981 | $3.7M | Reduce -1.1% |
| MET Metlife Inc. | 0.36% | 52,410 | $3.7M | Reduce -0.1% |
| SCHB Schwab US Broad Market ETF | 0.35% | 141,281 | $3.5M | Add +4.2% |
| MCD McDonald's Corp. | 0.33% | 10,862 | $3.4M | Reduce -1.0% |
| ULTA Ulta Beauty Inc. | 0.33% | 6,432 | $3.4M | Add +1.2% |
| EMR Emerson Electric Co. | 0.32% | 25,027 | $3.3M | Reduce -0.5% |
| C Citigroup Inc. | 0.30% | 26,631 | $3.0M | Reduce -0.0% |
| OKE Oneok Inc. | 0.29% | 32,952 | $3.0M | Reduce -0.6% |
| AMP Ameriprise Financial Inc. | 0.29% | 6,574 | $2.9M | No change |
| BNY Bank of New York Mellon Corp. filed as BANK NEW YORK MELLON CORP | 0.28% | 24,290 | $2.9M | No change |
| HSY The Hershey Co. | 0.27% | 13,500 | $2.8M | No change |
| PFE Pfizer Inc. | 0.27% | 96,468 | $2.7M | Reduce -2.1% |
| D Dominion Energy Inc. | 0.25% | 41,623 | $2.6M | Add +2.3% |
| ADI Analog Devices Inc. | 0.25% | 8,076 | $2.6M | Reduce -0.6% |
| BMY Bristol-Myers Squibb Co. | 0.25% | 41,555 | $2.5M | Reduce -6.4% |
| FITB Fifth Third Bancorp | 0.23% | 51,100 | $2.4M | Add +2.0% |
| SPG Simon Property Group Inc. | 0.23% | 12,653 | $2.4M | Reduce -1.7% |
| VFIAX Vanguard 500 Index-Adm | 0.23% | 3,908 | $2.4M | Add +0.2% |
| ITW Illinois Tool Works | 0.23% | 9,041 | $2.4M | Add +0.0% |
| FCNTX Fidelity Contrafund | 0.23% | 102,272 | $2.3M | Reduce -6.8% |
| WFC Wells Fargo & Co. | 0.22% | 28,047 | $2.2M | Reduce -0.6% |
| PSX Phillips 66 | 0.22% | 12,076 | $2.2M | No change |
| VICI Vici Properties Inc. filed as VICI PPTYS INC | 0.21% | 78,389 | $2.1M | Add +4.6% |
| GE General Electric filed as GE AEROSPACE | 0.21% | 7,397 | $2.1M | Add +94.8% |
| GLD SPDR Gold Shares | 0.21% | 4,872 | $2.1M | Add +2.1% |
| OMC Omnicom Group | 0.20% | 27,078 | $2.0M | No change |
| ADP Automatic Data Processing | 0.20% | 9,931 | $2.0M | No change |
| GLDM SPDR Gold Minishares Trust | 0.19% | 21,124 | $2.0M | Reduce -2.2% |
| MPC Marathon Petroleum Corp. | 0.18% | 7,724 | $1.9M | Reduce -10.4% |
| COHR Coherent Corp. | 0.18% | 7,860 | $1.9M | Reduce -1.3% |
Portfolio Sells Q4 2025 → Q1 2026
| MSFT Microsoft Corp. | Reduce -0.8% | 4.09% | −1.14 |
| ORCL Oracle Corp. | Reduce -2.8% | 1.55% | −0.50 |
| GOOG Alphabet Inc. Class C | Reduce -1.2% | 4.62% | −0.34 |
| AAPL Apple Inc. | Reduce -0.1% | 7.91% | −0.31 |
| AXP American Express Co. | Reduce -0.2% | 1.55% | −0.29 |
| JPM JPMorgan Chase & Co. | Reduce -0.3% | 4.17% | −0.27 |
| BX Blackstone Inc. | Reduce -17.9% | 0.40% | −0.23 |
| GOOGL Alphabet Inc. Class A | Reduce -0.9% | 3.08% | −0.20 |
| V Visa Inc. Class A | Reduce -2.4% | 0.63% | −0.10 |
| DIS The Walt Disney Co. | Reduce -1.8% | 0.58% | −0.10 |
| IBM Intl Business Machines Corp. | Reduce -1.3% | 0.46% | −0.09 |
| ABT Abbott Laboratories | Reduce -0.3% | 0.49% | −0.09 |
| AVGO Broadcom Inc. | Reduce -2.3% | 0.76% | −0.08 |
| Q Qnity Electronics Inc. | Sold out | 0.00% | −0.08 |
| BRK.B Berkshire Hathaway Inc. Class B | Reduce -0.9% | 2.77% | −0.07 |
| TMO Thermo Fisher Scientific Inc. | Reduce -1.9% | 0.40% | −0.07 |
| LLY Eli Lilly & Co. | Reduce -1.0% | 0.44% | −0.06 |
| UNH Unitedhealth Group Inc. | Reduce -9.6% | 0.17% | −0.05 |
| BAC Bank of America Corp. | Reduce -0.1% | 0.51% | −0.05 |
| AKAM Akamai Technologies Inc. | Sold out | 0.00% | −0.05 |
| ADBE Adobe Inc. | Reduce -5.4% | 0.08% | −0.04 |
| IVW iShares S&P 500 Growth ETF | Reduce -1.2% | 0.54% | −0.04 |
| OEF iShares S&P 100 ETF | Reduce -0.1% | 0.79% | −0.04 |
| WFC Wells Fargo & Co. | Reduce -0.6% | 0.22% | −0.03 |
| MET Metlife Inc. | Reduce -0.1% | 0.36% | −0.03 |
| BDX Becton Dickinson and Co. | Reduce -1.2% | 0.14% | −0.03 |
| SWK Stanley Black & Decker Inc. | Sold out | 0.00% | −0.03 |
| DOW Dow Inc. | Sold out | 0.00% | −0.03 |
| INTU Intuit Inc. | Sold out | 0.00% | −0.03 |
| DSI iShares ESG MSCI KLD 400 ETF | Reduce -32.1% | 0.05% | −0.02 |
| FCNTX Fidelity Contrafund | Reduce -6.8% | 0.23% | −0.02 |
| SHOP Shopify Inc. Class A | Sold out | 0.00% | −0.02 |
| TSLA Tesla Inc. | Sold out | 0.00% | −0.02 |
| ABBV Abbvie Inc. | Reduce -0.1% | 1.06% | −0.02 |
| IUSG iShares Core S&P U.S. Growth | Sold out | 0.00% | −0.02 |
| CTSH Cognizant Tech Solutions-A | Sold out | 0.00% | −0.02 |
| IEO iShares U.S. Oil & Gas Explo | Reduce -37.2% | 0.15% | −0.02 |
| AZO AutoZone Inc. | Reduce -21.0% | 0.06% | −0.01 |
| AIQ Global X Art Intel & Tech | Reduce -5.1% | 0.12% | −0.01 |
| COP Conocophillips | Reduce -39.0% | 0.10% | −0.01 |
| FBGRX Fidelity Blue Chip Growth | Reduce -6.4% | 0.11% | −0.01 |
| IYW iShares Ustechnology ETF | Reduce -0.2% | 0.17% | −0.01 |
| CVS CVS Health Corp. | Reduce -1.1% | 0.13% | −0.01 |
| PRU Prudential Financial Inc. | Reduce -4.4% | 0.06% | −0.01 |
| FG F&G Annuities & Life Inc. | Reduce -0.2% | 0.05% | −0.01 |
| KHC The Kraft Heinz Co. | Reduce -8.9% | 0.06% | −0.01 |
| MMM 3M Co. | Reduce -0.7% | 0.10% | −0.01 |
| HD Home Depot Inc. | Reduce -0.1% | 0.47% | −0.01 |
| IBIT iShares Bitcoin Trust ETF | Reduce -1.1% | 0.02% | −0.01 |
| CNI Canadian Natl Railway Co. | Reduce -13.3% | 0.07% | −0.01 |
Portfolio Buys Q4 2025 → Q1 2026
| ETN Eaton Corp. PLC | Add +0.8% | 1.01% | +0.15 |
| PEP Pepsico Inc. | Add +0.2% | 0.94% | +0.10 |
| GE General Electric | Add +94.8% | 0.21% | +0.09 |
| ALRS Alerus Financial Corp. | New | 0.09% | +0.09 |
| DVY iShares Select Dividend ETF | Add +1.4% | 0.73% | +0.08 |
| WELL Welltower Inc. | Add +0.2% | 0.78% | +0.07 |
| RSP Invesco S&P 500 Equal Weight | Add +9.6% | 0.51% | +0.06 |
| VEU Vanguard Ftse All-World Ex-U | Add +9.5% | 0.38% | +0.05 |
| OXY Occidental Petroleum Corp. | Add +5.7% | 0.12% | +0.05 |
| VWNEX Vanguard Windsor Fund-Adm | New | 0.04% | +0.04 |
| IWR iShares Russell Mid-Cap ETF | Add +0.8% | 0.69% | +0.03 |
| SCHD Schwab US DVD Equity ETF | Add +15.3% | 0.13% | +0.03 |
| NFLX Netflix Inc. | Add +19.9% | 0.13% | +0.03 |
| AIG American International Group | New | 0.03% | +0.03 |
| PG The Procter & Gamble Co. | Add +0.2% | 0.66% | +0.03 |
| D Dominion Energy Inc. | Add +2.3% | 0.25% | +0.03 |
| GLD SPDR Gold Shares | Add +2.1% | 0.21% | +0.03 |
| VTV Vanguard Mrngstr Val ETF-Aui | Add +0.4% | 0.42% | +0.03 |
| VNOM Viper Energy Inc. Class A | New | 0.02% | +0.02 |
| ALL Allstate Corp. | Add +0.1% | 0.85% | +0.02 |
| SFTBF Softbank Group Corp. | New | 0.02% | +0.02 |
| KLAC KLA Corp. | New | 0.02% | +0.02 |
| BKNG Booking Holdings Inc. | Add +94.1% | 0.05% | +0.02 |
| ITW Illinois Tool Works | Add +0.0% | 0.23% | +0.02 |
| PNC PNC Financial Services Group | Add +0.7% | 0.54% | +0.02 |
| XLP SS Consumer Staples Sel Sect | Add +31.8% | 0.06% | +0.02 |
| SPHD Invesco S&P 500 High Dividen | Add +38.2% | 0.06% | +0.02 |
| IVV iShares Core S&P 500 ETF | Add +5.3% | 0.52% | +0.02 |
| EEM iShares MSCI Emerging Market | Add +5.1% | 0.15% | +0.02 |
| NVDA Nvidia Corp. | Add +4.9% | 1.32% | +0.02 |
| QXO Qxo Inc. | Add +4.6% | 0.15% | +0.01 |
| ILF iShares Latin America 40 ETF | Add +13.5% | 0.04% | +0.01 |
| EXC Exelon Corp. | Add +6.1% | 0.06% | +0.01 |
| FITB Fifth Third Bancorp | Add +2.0% | 0.23% | +0.01 |
| SCHB Schwab US Broad Market ETF | Add +4.2% | 0.35% | +0.01 |
| VICI Vici Properties Inc. | Add +4.6% | 0.21% | +0.01 |
| VIG Vanguard Dividend Apprec ETF | Add +4.7% | 0.16% | +0.01 |
| ZVRA Zevra Therapeutics Inc. | Add +10.2% | 0.05% | +0.01 |
| DOC Healthpeak Properties Inc. | Add +11.0% | 0.06% | +0.01 |
| EWW iShares MSCI Mexico ETF | Add +5.8% | 0.05% | +0.01 |
| VWO Vanguard Ftse Emerging Marke | Add +0.9% | 0.15% | +0.01 |
| EWJ iShares MSCI Japan ETF | Add +11.7% | 0.04% | +0.01 |
| ACHR Archer Aviation Inc. Class A | New | 0.01% | +0.01 |
| XLK SS Technology Select Sector | Add +11.1% | 0.10% | +0.01 |
| LAMR Lamar Advertising Co. Class A | Add +4.5% | 0.07% | +0.00 |
| XLV SS Health Care Select Sector | Add +9.2% | 0.07% | +0.00 |
| XLY SS Consumer Disc Select Sect | Add +27.3% | 0.03% | +0.00 |
| SCHA Schwab US Small-Cap ETF | Add +0.0% | 0.08% | +0.00 |
| IEV iShares Europe ETF | Add +12.3% | 0.03% | +0.00 |
| SPY SS SPDR S&P 500 ETF Trust-US | Add +2.1% | 0.83% | +0.00 |
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 309 | $1.1B | AAPL, GOOG, JPM, MSFT, GOOGL |
| Q1 2026 | 293 | $1.0B | AAPL, GOOG, JPM, MSFT, GOOGL |
| Q4 2025 | 295 | $1.1B | AAPL, MSFT, GOOG, JPM, GOOGL |
| Q3 2025 | 287 | $1.0B | AAPL, MSFT, JPM, GOOG, ORCL |
| Q2 2025 | 279 | $936.0M | AAPL, MSFT, JPM, GOOG, BRK.B |
| Q1 2025 | 275 | $885.2M | AAPL, MSFT, JPM, BRK.B, GOOG |
| Q4 2024 | 283 | $913.0M | AAPL, MSFT, JPM, GOOG, BRK.B |
| Q3 2024 | 286 | $921.8M | AAPL, MSFT, JPM, GOOG, BRK.B |
| Q2 2024 | 276 | $856.7M | AAPL, MSFT, GOOG, JPM, BRK.B |
| Q1 2024 | 279 | $849.1M | AAPL, MSFT, JPM, GOOG, BRK.B |