Castle Rock Wealth Management, LLC
In its 13F for Q1 2024 (holdings as of March 31, 2024, filed May 13, 2024), Castle Rock Wealth Management, LLC reported 232 stock positions worth $366.2 million. Its top holding was Nvidia (NVDA) at 4.4% of the portfolio, followed by Chevron (CVX, 4.3%) and Coca-Cola (KO, 4.1%). Compared with Q4 2023, it opened 18 new positions, sold out of 12, added to 135 and reduced 58. The biggest buy was a new position in Janus Henderson Aaa Clo ETF (JAAA) and the biggest sale iShares 0-3 Month Treasury B (SGOV, shares −34%).
- Most Recent 13F
- Q2 2026
- Location
- WALNUT CREEK, CA
- CIK
- 0001727605
- Portfolio Value
- $366.2M (Q1 2024)
- SEC Filing
- 0001085146-24-002412 ↗ filed May 13, 2024
Holdings Value
Holdings 232 stocks · $366.2M
| NVDA Nvidia Corp. | 4.37% | 19,275 | $16.0M | Reduce -3.5% |
| CVX Chevron Corp. | 4.32% | 99,125 | $15.8M | Add +3.5% |
| KO The Coca-Cola Co. | 4.15% | 245,085 | $15.2M | Reduce -0.1% |
| MSFT Microsoft Corp. | 3.37% | 31,221 | $12.3M | Add +0.3% |
| AAPL Apple Inc. | 2.90% | 62,645 | $10.6M | Add +10.0% |
| GBIL Goldman Sachs Access Treasur | 2.69% | 98,975 | $9.9M | Reduce -23.8% |
| FLOT iShares Floating Rate Bond E | 2.52% | 181,173 | $9.2M | Reduce -17.8% |
| TFLO iShares Treasury Floating Ra | 2.45% | 177,491 | $9.0M | Reduce -0.9% |
| SGOV iShares 0-3 Month Treasury B | 2.10% | 76,581 | $7.7M | Reduce -34.0% |
| AMZN Amazon.com Inc. | 1.96% | 40,180 | $7.2M | Add +0.2% |
| SPY SS SPDR S&P 500 ETF Trust-US | 1.94% | 14,188 | $7.1M | Add +2.4% |
| GOOG Alphabet Inc. Class C | 1.76% | 38,966 | $6.5M | Add +2.4% |
| META Meta Platforms Inc. Class A | 1.73% | 14,397 | $6.3M | Add +23.9% |
| USFR Wisdomtree Floating Rate Tre | 1.28% | 92,984 | $4.7M | Add +87.0% |
| PANW Palo Alto Networks Inc. | 1.23% | 15,632 | $4.5M | Add +25.2% |
| QQQ Invesco QQQ Trust Series 1 | 1.20% | 10,410 | $4.4M | Add +3.9% |
| V Visa Inc. Class A | 1.09% | 14,996 | $4.0M | Add +43.4% |
| PFEB Innovator U.S. Equity Power | 1.04% | 113,322 | $3.8M | Add +118.5% |
| PDEC Innovator U.S. Equity Power | 0.94% | 95,229 | $3.4M | Reduce -0.7% |
| IWV iShares Russell 3000 ETF | 0.90% | 11,529 | $3.3M | Add +26.5% |
| FTSM First Trust Enh Short Mat FD | 0.90% | 55,034 | $3.3M | Reduce -3.3% |
| HD Home Depot Inc. | 0.86% | 9,526 | $3.2M | Add +5.6% |
| PMAY Innovator U.S. Equity Power | 0.83% | 93,489 | $3.0M | Add +6.2% |
| AVGO Broadcom Inc. | 0.78% | 2,289 | $2.8M | Add +25.6% |
| JPST JPMorgan Ultra-Short Income | 0.77% | 56,092 | $2.8M | Reduce -47.8% |
| JAAA Janus Henderson Aaa Clo ETF | 0.77% | 55,616 | $2.8M | New |
| RDVY First Trust Rising Dividend | 0.74% | 51,193 | $2.7M | Add +4.6% |
| GOOGL Alphabet Inc. Class A | 0.68% | 15,283 | $2.5M | Add +0.2% |
| BKLN Invesco Senior Loan ETF | 0.67% | 116,370 | $2.5M | Add +2.3% |
| XOM Exxon Mobil Corp. | 0.64% | 20,207 | $2.3M | Reduce -0.5% |
| CRWD CrowdStrike Holdings Inc. Class A | 0.63% | 7,752 | $2.3M | Reduce -12.0% |
| CI The Cigna Group | 0.63% | 6,410 | $2.3M | Add +0.5% |
| JPM JPMorgan Chase & Co. | 0.62% | 11,808 | $2.3M | Add +0.6% |
| NEAR iShares SH Dba ETF Usd Inc. | 0.62% | 45,251 | $2.3M | Add +2.5% |
| AMD Advanced Micro Devices | 0.59% | 15,093 | $2.2M | Add +92.7% |
| AMJ JPMorgan Alerian MLP Index | 0.58% | 76,253 | $2.1M | Reduce -2.7% |
| XLE SS Energy Select Sector | 0.58% | 23,051 | $2.1M | Reduce -16.7% |
| BINC iShares Flex I A ETF-Usd Inc. | 0.58% | 41,101 | $2.1M | Reduce -5.4% |
| LLY Eli Lilly & Co. | 0.57% | 2,709 | $2.1M | Add +14.9% |
| MOAT Vaneck Morningstar Wide Moat | 0.57% | 24,681 | $2.1M | Add +1.7% |
| NVO Novo-Nordisk A/S-Spons ADR | 0.56% | 15,997 | $2.1M | Add +42.6% |
| IWR iShares Russell Mid-Cap ETF | 0.56% | 25,962 | $2.1M | Add +2.5% |
| WM Waste Management Inc. | 0.55% | 9,785 | $2.0M | Add +4.0% |
| NFLX Netflix Inc. | 0.54% | 3,590 | $2.0M | Reduce -3.5% |
| ARCC Ares Capital Corp. | 0.53% | 93,550 | $2.0M | Reduce -5.8% |
| MA Mastercard Inc. Class A | 0.53% | 4,366 | $1.9M | Add +599.7% |
| CAG Conagra Brands Inc. | 0.52% | 61,447 | $1.9M | Add +0.5% |
| UMAY Innovator U.S. Equity Ultra | 0.52% | 62,187 | $1.9M | Reduce -5.5% |
| JNJ Johnson & Johnson | 0.51% | 12,372 | $1.9M | Add +4.9% |
| XYLD Global X S&P 500 Cove Call E | 0.50% | 46,003 | $1.8M | Add +30.0% |
| GCOR Goldman Sachs Access US Agg | 0.49% | 45,106 | $1.8M | Reduce -2.7% |
| IJR iShares Core S&P Small-Cap E | 0.49% | 17,025 | $1.8M | Add +2.7% |
| PAPR Innovator U.S. Equity Power | 0.49% | 54,287 | $1.8M | Add +43.1% |
| DHR Danaher Corp. | 0.48% | 7,072 | $1.7M | Add +5.8% |
| AMGN Amgen Inc. | 0.47% | 6,267 | $1.7M | Add +4.7% |
| TMO Thermo Fisher Scientific Inc. | 0.47% | 2,990 | $1.7M | Add +66.0% |
| HSY The Hershey Co. | 0.47% | 8,861 | $1.7M | Add +0.0% |
| UDEC Innovator U.S. Equity Ultra | 0.46% | 51,330 | $1.7M | Reduce -11.5% |
| PLTR Palantir Technologies Inc. Class A | 0.45% | 74,992 | $1.7M | New |
| ADBE Adobe Inc. | 0.44% | 3,428 | $1.6M | Add +52.7% |
| ICE Intercontinental Exchange Inc. | 0.44% | 12,432 | $1.6M | Add +71.6% |
| ATFV Alger 35 ETF | 0.43% | 82,646 | $1.6M | Add +2.1% |
| FRTY Alger Mid Cap 40 ETF | 0.43% | 102,033 | $1.6M | Add +1.7% |
| NET Cloudflare Inc. Class A | 0.43% | 17,790 | $1.6M | Reduce -2.9% |
| JEPI JPMorgan Equity Premium Inco | 0.42% | 27,970 | $1.6M | Add +23.3% |
| FSK FS KKR Capital Corp. | 0.42% | 80,243 | $1.5M | Reduce -4.3% |
| PJUN Innovator U.S. Equity Power | 0.42% | 44,049 | $1.5M | Reduce -8.2% |
| LW Lamb Weston Holdings Inc. | 0.41% | 18,443 | $1.5M | No change |
| LOW Lowe's Cos Inc. | 0.41% | 6,664 | $1.5M | Add +133.0% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.41% | 3,789 | $1.5M | Reduce -0.5% |
| O Realty Income Corp. | 0.41% | 28,003 | $1.5M | Add +328.3% |
| LMT Lockheed Martin Corp. | 0.41% | 3,244 | $1.5M | Add +8.0% |
| GLD SPDR Gold Shares | 0.41% | 6,943 | $1.5M | Reduce -2.0% |
| PJAN Innovator U.S. Equity Power | 0.40% | 38,129 | $1.5M | Add +87.6% |
| HON Honeywell International Inc. | 0.40% | 7,510 | $1.5M | Add +257.4% |
| UNH Unitedhealth Group Inc. | 0.40% | 3,023 | $1.5M | Add +11.4% |
| NOC Northrop Grumman Corp. | 0.40% | 2,994 | $1.5M | Add +11.1% |
| IYW iShares Ustechnology ETF | 0.40% | 11,420 | $1.4M | Add +9.5% |
| QYLD Global X Nasd 100 Cov Call | 0.39% | 81,842 | $1.4M | Add +69.5% |
| UJUN Innovator U.S. Equity Ultra | 0.38% | 45,093 | $1.4M | Reduce -1.0% |
| NOW ServiceNow Inc. | 0.38% | 2,038 | $1.4M | Add +44.2% |
| VPU Vanguard Utilities ETF | 0.38% | 9,396 | $1.4M | Reduce -5.5% |
| QCOM Qualcomm Inc. | 0.37% | 8,362 | $1.4M | Add +5.5% |
| PMAR Innovator U.S. Equity Power | 0.37% | 37,857 | $1.4M | New |
| SMH Vaneck Semiconductor ETF | 0.37% | 6,549 | $1.4M | Add +9.3% |
| BX Blackstone Inc. | 0.37% | 11,394 | $1.3M | Reduce -5.7% |
| ABT Abbott Laboratories | 0.36% | 12,480 | $1.3M | Reduce -24.5% |
| SBUX Starbucks Corp. | 0.36% | 17,734 | $1.3M | Add +14.5% |
| PNOV Innovator U.S. Equity Power | 0.35% | 36,163 | $1.3M | Reduce -2.3% |
| SGOL Abrdn Physical Gold Shares | 0.35% | 58,043 | $1.3M | Reduce -1.9% |
| PYPL PayPal Holdings Inc. | 0.35% | 19,161 | $1.3M | New |
| TTD Trade Desk Inc./the Class A filed as THE TRADE DESK INC | 0.34% | 14,530 | $1.2M | Add +14.3% |
| PCAR Paccar Inc. | 0.33% | 11,347 | $1.2M | Add +0.0% |
| ITA iShares U.S. Aerospace & Def | 0.33% | 9,243 | $1.2M | Add +2.7% |
| PEP Pepsico Inc. | 0.32% | 6,780 | $1.2M | Add +1.9% |
| WMT Walmart Inc. | 0.32% | 20,130 | $1.2M | Add +7.1% |
| COST Costco Wholesale Corp. | 0.32% | 1,615 | $1.2M | Add +5.5% |
| CL Colgate-Palmolive Co. | 0.31% | 12,541 | $1.2M | Reduce -0.1% |
| WFC Wells Fargo & Co. | 0.31% | 19,353 | $1.2M | Reduce -0.8% |
| HYHG Proshares High Yield Interes | 0.31% | 17,497 | $1.1M | Add +8.4% |
Portfolio Sells Q4 2023 → Q1 2024
| SGOV iShares 0-3 Month Treasury B | Reduce -34.0% | 2.10% | −1.43 |
| GBIL Goldman Sachs Access Treasur | Reduce -23.8% | 2.69% | −1.23 |
| FLOT iShares Floating Rate Bond E | Reduce -17.8% | 2.52% | −0.87 |
| JPST JPMorgan Ultra-Short Income | Reduce -47.8% | 0.77% | −0.87 |
| TLH iShares 10-20 Year Treasury | Sold out | 0.00% | −0.50 |
| TLT iShares 20+ Year Treasury BD | Sold out | 0.00% | −0.31 |
| TFLO iShares Treasury Floating Ra | Reduce -0.9% | 2.45% | −0.29 |
| KO The Coca-Cola Co. | Reduce -0.1% | 4.15% | −0.27 |
| TEL Te Connectivity Ltd. | Sold out | 0.00% | −0.24 |
| VDE Vanguard Energy ETF | Sold out | 0.00% | −0.24 |
| CCI Crown Castle Inc. | Sold out | 0.00% | −0.23 |
| SLYV SS SPDR S&P 600 SC Val ETF | Sold out | 0.00% | −0.20 |
| ABT Abbott Laboratories | Reduce -24.5% | 0.36% | −0.19 |
| SCHP Schwab U.S. Tips ETF | Sold out | 0.00% | −0.19 |
| PFE Pfizer Inc. | Reduce -62.8% | 0.08% | −0.18 |
| OXY Occidental Petroleum Corp. | Sold out | 0.00% | −0.17 |
| FTSM First Trust Enh Short Mat FD | Reduce -3.3% | 0.90% | −0.13 |
| XLE SS Energy Select Sector | Reduce -16.7% | 0.58% | −0.13 |
| FSK FS KKR Capital Corp. | Reduce -4.3% | 0.42% | −0.11 |
| BINC iShares Flex I A ETF-Usd Inc. | Reduce -5.4% | 0.58% | −0.10 |
| UDEC Innovator U.S. Equity Ultra | Reduce -11.5% | 0.46% | −0.09 |
| NEE Nextera Energy Inc. | Reduce -53.0% | 0.08% | −0.09 |
| TSLA Tesla Inc. | Reduce -12.8% | 0.13% | −0.09 |
| INTC Intel Corp. | Reduce -0.3% | 0.12% | −0.09 |
| GCOR Goldman Sachs Access US Agg | Reduce -2.7% | 0.49% | −0.09 |
| ARCC Ares Capital Corp. | Reduce -5.8% | 0.53% | −0.08 |
| BX Blackstone Inc. | Reduce -5.7% | 0.37% | −0.08 |
| PDEC Innovator U.S. Equity Power | Reduce -0.7% | 0.94% | −0.07 |
| TIP iShares Tips Bond ETF | Sold out | 0.00% | −0.07 |
| UMAY Innovator U.S. Equity Ultra | Reduce -5.5% | 0.52% | −0.07 |
| NKE Nike Inc. Class B | Sold out | 0.00% | −0.07 |
| PJUN Innovator U.S. Equity Power | Reduce -8.2% | 0.42% | −0.07 |
| CSCO Cisco Systems Inc. | Sold out | 0.00% | −0.06 |
| CVS CVS Health Corp. | Reduce -0.2% | 0.10% | −0.06 |
| VNLA Janus Henderson Short Durati | Reduce -15.7% | 0.15% | −0.05 |
| PFFV Global X Variable Rate Pref | Reduce -8.6% | 0.22% | −0.04 |
| VPU Vanguard Utilities ETF | Reduce -5.5% | 0.38% | −0.04 |
| DIA SS SPDR Dow Jones Indus Avg | Reduce -2.4% | 0.30% | −0.04 |
| CRWD CrowdStrike Holdings Inc. Class A | Reduce -12.0% | 0.63% | −0.04 |
| PNOV Innovator U.S. Equity Power | Reduce -2.3% | 0.35% | −0.03 |
| UJUN Innovator U.S. Equity Ultra | Reduce -1.0% | 0.38% | −0.03 |
| AMJ JPMorgan Alerian MLP Index | Reduce -2.7% | 0.58% | −0.03 |
| T AT&T Inc. | Reduce -5.6% | 0.11% | −0.02 |
| UNOV Innovator U.S. Equity Ultra | Reduce -0.6% | 0.26% | −0.02 |
| PAUG Innovator U.S. Equity Power | Reduce -3.7% | 0.20% | −0.02 |
| VXF Vanguard Extended Market ETF | Reduce -12.4% | 0.08% | −0.02 |
| IVV iShares Core S&P 500 ETF | Reduce -7.7% | 0.13% | −0.02 |
| VNQ Vanguard Real Estate ETF | Reduce -0.8% | 0.07% | −0.02 |
| STZ Constellation Brands Inc. Class A | Reduce -11.9% | 0.06% | −0.01 |
| LMBS First Trust Low Duration Opp | Reduce -9.1% | 0.06% | −0.01 |
Portfolio Buys Q4 2023 → Q1 2024
| JAAA Janus Henderson Aaa Clo ETF | New | 0.77% | +0.77 |
| PFEB Innovator U.S. Equity Power | Add +118.5% | 1.04% | +0.53 |
| USFR Wisdomtree Floating Rate Tre | Add +87.0% | 1.28% | +0.52 |
| META Meta Platforms Inc. Class A | Add +23.9% | 1.73% | +0.49 |
| PLTR Palantir Technologies Inc. Class A | New | 0.45% | +0.45 |
| MA Mastercard Inc. Class A | Add +599.7% | 0.53% | +0.45 |
| PMAR Innovator U.S. Equity Power | New | 0.37% | +0.37 |
| PYPL PayPal Holdings Inc. | New | 0.35% | +0.35 |
| O Realty Income Corp. | Add +328.3% | 0.41% | +0.30 |
| BAM Brookfield Asset Mgmt-A | New | 0.29% | +0.29 |
| V Visa Inc. Class A | Add +43.4% | 1.09% | +0.27 |
| HON Honeywell International Inc. | Add +257.4% | 0.40% | +0.27 |
| AMD Advanced Micro Devices | Add +92.7% | 0.59% | +0.27 |
| THNQ Robo Global Artificial Intel | New | 0.24% | +0.24 |
| MARW Alianzim US Eq BFR20 Mar-Usd | New | 0.23% | +0.23 |
| LOW Lowe's Cos Inc. | Add +133.0% | 0.41% | +0.23 |
| CIBR First Trust Nasdaq Cybersecu | New | 0.23% | +0.23 |
| NVO Novo-Nordisk A/S-Spons ADR | Add +42.6% | 0.56% | +0.20 |
| AMZN Amazon.com Inc. | Add +0.2% | 1.96% | +0.20 |
| AVGO Broadcom Inc. | Add +25.6% | 0.78% | +0.20 |
| GOOG Alphabet Inc. Class C | Add +2.4% | 1.76% | +0.18 |
| TMO Thermo Fisher Scientific Inc. | Add +66.0% | 0.47% | +0.18 |
| PJAN Innovator U.S. Equity Power | Add +87.6% | 0.40% | +0.17 |
| ICE Intercontinental Exchange Inc. | Add +71.6% | 0.44% | +0.16 |
| IWV iShares Russell 3000 ETF | Add +26.5% | 0.90% | +0.16 |
| PANW Palo Alto Networks Inc. | Add +25.2% | 1.23% | +0.16 |
| QYLD Global X Nasd 100 Cov Call | Add +69.5% | 0.39% | +0.14 |
| LLY Eli Lilly & Co. | Add +14.9% | 0.57% | +0.13 |
| JEPQ JPM Nasdaq Equity Premium | New | 0.12% | +0.12 |
| PAPR Innovator U.S. Equity Power | Add +43.1% | 0.49% | +0.11 |
| NOW ServiceNow Inc. | Add +44.2% | 0.38% | +0.09 |
| JANW Alianzim US Eq BFR20 Jan-Usd | New | 0.09% | +0.09 |
| XYLD Global X S&P 500 Cove Call E | Add +30.0% | 0.50% | +0.08 |
| TTD Trade Desk Inc./the Class A | Add +14.3% | 0.34% | +0.08 |
| ETSY Etsy Inc. | New | 0.07% | +0.07 |
| SMH Vaneck Semiconductor ETF | Add +9.3% | 0.37% | +0.07 |
| MAYW Alianzim US Eq BFR20 May-Usd | New | 0.07% | +0.07 |
| RTX RTX Corp. | New | 0.06% | +0.06 |
| AXON Axon Enterprise Inc. | New | 0.06% | +0.06 |
| GOOGL Alphabet Inc. Class A | Add +0.2% | 0.68% | +0.06 |
| KR Kroger Co. | New | 0.06% | +0.06 |
| XLK SS Technology Select Sector | New | 0.06% | +0.06 |
| BAR Graniteshares Gold Trust | New | 0.06% | +0.06 |
| ADBE Adobe Inc. | Add +52.7% | 0.44% | +0.06 |
| JEPI JPMorgan Equity Premium Inco | Add +23.3% | 0.42% | +0.05 |
| QCOM Qualcomm Inc. | Add +5.5% | 0.37% | +0.05 |
| WM Waste Management Inc. | Add +4.0% | 0.55% | +0.05 |
| DVN Devon Energy Corp. | Add +17.8% | 0.25% | +0.04 |
| MORT Vaneck Mortgage REIT Income | New | 0.04% | +0.04 |
| FRTY Alger Mid Cap 40 ETF | Add +1.7% | 0.43% | +0.03 |
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 268 | $509.4M | NVDA, KO, AAPL, TFLO, CVX |
| Q1 2026 | 262 | $461.9M | NVDA, KO, CVX, TFLO, AAPL |
| Q4 2025 | 261 | $462.5M | NVDA, KO, CVX, AAPL, TFLO |
| Q3 2025 | 254 | $452.4M | NVDA, TFLO, KO, MSFT, AAPL |
| Q2 2025 | 246 | $427.9M | NVDA, KO, MSFT, TFLO, CVX |
| Q1 2025 | 225 | $370.4M | KO, CVX, AAPL, NVDA, TFLO |
| Q4 2024 | 233 | $419.9M | KO, NVDA, AAPL, CVX, MSFT |
| Q3 2024 | 242 | $419.1M | KO, NVDA, AAPL, CVX, MSFT |
| Q2 2024 | 236 | $400.5M | NVDA, CVX, KO, MSFT, AAPL |
| Q1 2024 | 232 | $366.2M | NVDA, CVX, KO, MSFT, AAPL |