Castle Rock Wealth Management, LLC
In its 13F for Q3 2024 (holdings as of September 30, 2024, filed October 9, 2024), Castle Rock Wealth Management, LLC reported 242 stock positions worth $419.1 million. Its top holding was Coca-Cola (KO) at 4.1% of the portfolio, followed by Nvidia (NVDA, 3.9%) and Apple (AAPL, 3.4%). Compared with Q2 2024, it opened 22 new positions, sold out of 16, added to 118 and reduced 74. The biggest buy was iShares 0-3 Month Treasury B (SGOV, shares +47%) and the biggest sale Nvidia (NVDA, shares −36%).
- Most Recent 13F
- Q2 2026
- Location
- WALNUT CREEK, CA
- CIK
- 0001727605
- Portfolio Value
- $419.1M (Q3 2024)
- SEC Filing
- 0001085146-24-004747 ↗ filed Oct 9, 2024
Holdings Value
Holdings 242 stocks · $419.1M
| KO The Coca-Cola Co. | 4.07% | 245,679 | $17.1M | Add +0.4% |
| NVDA Nvidia Corp. | 3.88% | 126,380 | $16.3M | Reduce -36.1% |
| AAPL Apple Inc. | 3.43% | 63,861 | $14.4M | Add +0.2% |
| CVX Chevron Corp. | 3.28% | 90,679 | $13.7M | Reduce -8.9% |
| MSFT Microsoft Corp. | 3.23% | 32,574 | $13.5M | Add +0.9% |
| TFLO iShares Treasury Floating Ra | 2.80% | 232,909 | $11.8M | Add +30.1% |
| SGOV iShares 0-3 Month Treasury B | 2.39% | 99,846 | $10.0M | Add +47.4% |
| AMZN Amazon.com Inc. | 2.35% | 54,141 | $9.8M | Add +13.9% |
| FLOT iShares Floating Rate Bond E | 2.16% | 178,172 | $9.1M | Add +8.5% |
| GBIL Goldman Sachs Access Treasur | 2.15% | 90,190 | $9.0M | Add +1.3% |
| META Meta Platforms Inc. Class A | 2.06% | 14,567 | $8.7M | Add +0.4% |
| SPY SS SPDR S&P 500 ETF Trust-US | 1.99% | 14,565 | $8.3M | Add +2.7% |
| AVGO Broadcom Inc. | 1.69% | 39,832 | $7.1M | Add +25.3% |
| GOOG Alphabet Inc. Class C | 1.67% | 41,724 | $7.0M | Add +1.2% |
| PANW Palo Alto Networks Inc. | 1.34% | 16,433 | $5.6M | Add +2.7% |
| QQQ Invesco QQQ Trust Series 1 | 1.25% | 10,829 | $5.3M | Add +4.8% |
| USFR Wisdomtree Floating Rate Tre | 1.22% | 101,567 | $5.1M | Add +2.5% |
| HD Home Depot Inc. | 1.02% | 10,492 | $4.3M | Add +0.0% |
| V Visa Inc. Class A | 1.02% | 15,480 | $4.3M | Add +1.4% |
| IWV iShares Russell 3000 ETF | 0.98% | 12,611 | $4.1M | Add +3.7% |
| PFEB Innovator U.S. Equity Power | 0.95% | 110,452 | $4.0M | Reduce -0.0% |
| FTSM First Trust Enh Short Mat FD | 0.87% | 60,985 | $3.7M | Add +1.5% |
| PDEC Innovator U.S. Equity Power | 0.86% | 94,283 | $3.6M | Reduce -0.7% |
| WMT Walmart Inc. | 0.82% | 42,726 | $3.4M | Add +113.3% |
| SMH Vaneck Semiconductor ETF | 0.81% | 13,637 | $3.4M | Add +104.4% |
| COST Costco Wholesale Corp. | 0.78% | 3,704 | $3.3M | Add +123.3% |
| PMAY Innovator U.S. Equity Power | 0.78% | 92,721 | $3.3M | Reduce -1.0% |
| PLTR Palantir Technologies Inc. Class A | 0.75% | 80,197 | $3.2M | Reduce -0.7% |
| JPST JPMorgan Ultra-Short Income | 0.74% | 61,563 | $3.1M | Add +2.5% |
| AMD Advanced Micro Devices | 0.74% | 18,260 | $3.1M | Add +7.8% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.70% | 12,934 | $2.9M | Add +134.6% |
| NFLX Netflix Inc. | 0.64% | 3,812 | $2.7M | Add +2.9% |
| LLY Eli Lilly & Co. | 0.63% | 2,902 | $2.6M | Add +0.1% |
| ETN Eaton Corp. PLC | 0.62% | 7,787 | $2.6M | Add +545.7% |
| PAPR Innovator U.S. Equity Power | 0.61% | 71,833 | $2.6M | Reduce -0.6% |
| FRTY Alger Mid Cap 40 ETF | 0.60% | 145,690 | $2.5M | Add +38.5% |
| XOM Exxon Mobil Corp. | 0.60% | 20,078 | $2.5M | Add +7.9% |
| JPM JPMorgan Chase & Co. | 0.59% | 11,738 | $2.5M | Reduce -0.7% |
| GOOGL Alphabet Inc. Class A | 0.58% | 14,681 | $2.4M | Reduce -4.4% |
| BINC iShares Flex I A ETF-Usd Inc. | 0.57% | 45,163 | $2.4M | Add +2.4% |
| XLE SS Energy Select Sector | 0.57% | 25,350 | $2.4M | Add +6.0% |
| JAAA Janus Henderson Aaa Clo ETF | 0.57% | 46,906 | $2.4M | Reduce -21.6% |
| NEAR iShares SH Dba ETF Usd Inc. | 0.56% | 46,379 | $2.4M | Add +2.3% |
| ICE Intercontinental Exchange Inc. | 0.55% | 14,405 | $2.3M | Add +9.9% |
| MA Mastercard Inc. Class A | 0.55% | 4,625 | $2.3M | Add +1.4% |
| CI The Cigna Group | 0.54% | 6,651 | $2.3M | Add +0.5% |
| SPMO Invesco S&P 500 Momentum ETF | 0.54% | 24,713 | $2.3M | New |
| IVE iShares S&P 500 Value ETF | 0.54% | 11,471 | $2.2M | New |
| WM Waste Management Inc. | 0.51% | 10,372 | $2.1M | Add +1.5% |
| AMGN Amgen Inc. | 0.51% | 6,669 | $2.1M | Add +1.1% |
| LMT Lockheed Martin Corp. | 0.50% | 3,415 | $2.1M | Add +1.3% |
| XSMO Invesco S&P Smallcap Momentu | 0.50% | 31,606 | $2.1M | New |
| GCOR Goldman Sachs Access US Agg | 0.49% | 49,192 | $2.1M | Add +0.3% |
| NVO Novo-Nordisk A/S-Spons ADR | 0.49% | 17,287 | $2.0M | Add +1.6% |
| DHR Danaher Corp. | 0.48% | 7,555 | $2.0M | Add +1.4% |
| JNJ Johnson & Johnson | 0.48% | 12,689 | $2.0M | Add +0.8% |
| UMAY Innovator U.S. Equity Ultra | 0.46% | 58,738 | $1.9M | Reduce -4.5% |
| IYW iShares Ustechnology ETF | 0.46% | 12,576 | $1.9M | Add +5.2% |
| SBUX Starbucks Corp. | 0.45% | 19,598 | $1.9M | Add +1.5% |
| TMO Thermo Fisher Scientific Inc. | 0.45% | 3,162 | $1.9M | Add +1.8% |
| LOW Lowe's Cos Inc. | 0.45% | 7,004 | $1.9M | Add +0.1% |
| O Realty Income Corp. | 0.45% | 30,283 | $1.9M | Add +2.6% |
| TTD Trade Desk Inc./the Class A filed as THE TRADE DESK INC | 0.44% | 16,370 | $1.8M | Add +8.7% |
| VPU Vanguard Utilities ETF | 0.44% | 10,692 | $1.8M | Reduce -7.0% |
| NOW ServiceNow Inc. | 0.44% | 1,989 | $1.8M | Reduce -7.5% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.44% | 4,005 | $1.8M | Add +5.2% |
| GLD SPDR Gold Shares | 0.43% | 7,415 | $1.8M | Add +1.3% |
| BX Blackstone Inc. | 0.43% | 11,896 | $1.8M | Add +1.3% |
| NET Cloudflare Inc. Class A | 0.42% | 21,465 | $1.8M | Add +14.3% |
| NOC Northrop Grumman Corp. | 0.41% | 3,205 | $1.7M | Add +2.5% |
| UDEC Innovator U.S. Equity Ultra | 0.40% | 48,209 | $1.7M | Reduce -6.1% |
| HSY The Hershey Co. | 0.40% | 8,917 | $1.7M | Add +0.6% |
| ENFR Alerian Energy Infrastructur | 0.40% | 56,868 | $1.7M | Add +39.3% |
| PJUN Innovator U.S. Equity Power | 0.40% | 45,022 | $1.7M | Reduce -0.3% |
| XMHQ Invesco S&P Midcap Qual ETF | 0.39% | 16,144 | $1.6M | New |
| HON Honeywell International Inc. | 0.38% | 7,916 | $1.6M | Add +0.6% |
| SGOL Abrdn Physical Gold Shares | 0.38% | 62,155 | $1.6M | Add +1.6% |
| PEP Pepsico Inc. | 0.37% | 9,176 | $1.5M | Add +47.5% |
| ITA iShares U.S. Aerospace & Def | 0.36% | 9,993 | $1.5M | Add +3.8% |
| UNH Unitedhealth Group Inc. | 0.36% | 2,574 | $1.5M | Reduce -12.2% |
| PJAN Innovator U.S. Equity Power | 0.36% | 36,523 | $1.5M | Reduce -2.1% |
| QCOM Qualcomm Inc. | 0.36% | 8,874 | $1.5M | Add +1.0% |
| UJUN Innovator U.S. Equity Ultra | 0.35% | 44,855 | $1.5M | Reduce -0.5% |
| SPG Simon Property Group Inc. | 0.35% | 8,657 | $1.5M | Add +1.1% |
| ABT Abbott Laboratories | 0.34% | 12,728 | $1.4M | Reduce -0.6% |
| PMAR Innovator U.S. Equity Power | 0.34% | 36,592 | $1.4M | No change |
| BAM Brookfield Asset Mgmt-A | 0.34% | 30,077 | $1.4M | Add +1.6% |
| QYLD Global X Nasd 100 Cov Call | 0.33% | 76,686 | $1.4M | Reduce -16.5% |
| PNOV Innovator U.S. Equity Power | 0.32% | 36,163 | $1.3M | No change |
| ABBV Abbvie Inc. | 0.32% | 6,797 | $1.3M | Add +1.8% |
| COIN Coinbase Global Inc. Class A | 0.31% | 7,643 | $1.3M | New |
| ATFV Alger 35 ETF | 0.31% | 57,552 | $1.3M | Reduce -32.2% |
| XYLD Global X S&P 500 Cove Call E | 0.31% | 30,879 | $1.3M | Reduce -10.3% |
| BKLN Invesco Senior Loan ETF | 0.30% | 60,349 | $1.3M | Reduce -54.6% |
| MDY State Street SPDR S&P Midcap | 0.30% | 2,235 | $1.3M | Add +3.4% |
| TSM Taiwan Semiconductor-SP ADR | 0.30% | 6,828 | $1.3M | New |
| CNEQ Alger Concentrated Eqty ETF | 0.29% | 52,438 | $1.2M | New |
| CL Colgate-Palmolive Co. | 0.29% | 12,159 | $1.2M | Reduce -3.1% |
| PCAR Paccar Inc. | 0.28% | 11,357 | $1.2M | Add +0.1% |
| WFC Wells Fargo & Co. | 0.28% | 20,626 | $1.2M | Add +6.6% |
Portfolio Sells Q2 2024 → Q3 2024
| NVDA Nvidia Corp. | Reduce -36.1% | 3.88% | −2.27 |
| CRWD CrowdStrike Holdings Inc. Class A | Reduce -89.8% | 0.06% | −0.73 |
| CVX Chevron Corp. | Reduce -8.9% | 3.28% | −0.61 |
| RDVY First Trust Rising Dividend | Reduce -76.5% | 0.17% | −0.53 |
| ARCC Ares Capital Corp. | Reduce -83.4% | 0.09% | −0.45 |
| IJR iShares Core S&P Small-Cap E | Sold out | 0.00% | −0.45 |
| BKLN Invesco Senior Loan ETF | Reduce -54.6% | 0.30% | −0.39 |
| ADBE Adobe Inc. | Reduce -53.1% | 0.19% | −0.30 |
| PFFV Global X Variable Rate Pref | Sold out | 0.00% | −0.29 |
| MOAT Vaneck Morningstar Wide Moat | Reduce -55.7% | 0.25% | −0.28 |
| OIH Vaneck Oil Services ETF | Sold out | 0.00% | −0.26 |
| CAG Conagra Brands Inc. | Reduce -58.5% | 0.18% | −0.26 |
| CDNS Cadence Design SYS Inc. | Sold out | 0.00% | −0.25 |
| IWR iShares Russell Mid-Cap ETF | Reduce -49.9% | 0.27% | −0.25 |
| FSK FS KKR Capital Corp. | Reduce -61.3% | 0.14% | −0.24 |
| THNQ Robo Global Artificial Intel | Sold out | 0.00% | −0.24 |
| LW Lamb Weston Holdings Inc. | Reduce -49.4% | 0.15% | −0.23 |
| DVN Devon Energy Corp. | Sold out | 0.00% | −0.22 |
| IWM iShares Russell 2000 ETF | Sold out | 0.00% | −0.21 |
| PFXF Vaneck Pref Sec X-Financials | Sold out | 0.00% | −0.19 |
| JAAA Janus Henderson Aaa Clo ETF | Reduce -21.6% | 0.57% | −0.19 |
| RSP Invesco S&P 500 Equal Weight | Reduce -71.5% | 0.08% | −0.18 |
| JEPI JPMorgan Equity Premium Inco | Reduce -38.4% | 0.25% | −0.15 |
| ATFV Alger 35 ETF | Reduce -32.2% | 0.31% | −0.14 |
| DELL Dell Technologies -C | Sold out | 0.00% | −0.14 |
| GOOGL Alphabet Inc. Class A | Reduce -4.4% | 0.58% | −0.12 |
| XLRE SS Real Estate Select Sector | Sold out | 0.00% | −0.11 |
| CVS CVS Health Corp. | Sold out | 0.00% | −0.10 |
| CWB SS SPDR BB Conv Sec ETF | Sold out | 0.00% | −0.10 |
| LRCX Lam Research Corp. | Sold out | 0.00% | −0.09 |
| EW Edwards Lifesciences Corp. | Reduce -35.6% | 0.06% | −0.08 |
| PTMC Pacer Trendpilot US Mid Cap | Sold out | 0.00% | −0.08 |
| QYLD Global X Nasd 100 Cov Call | Reduce -16.5% | 0.33% | −0.08 |
| BAR Graniteshares Gold Trust | Sold out | 0.00% | −0.05 |
| GAIN Gladstone Investment Corp. | Sold out | 0.00% | −0.05 |
| CALF PCR US SM CP CSH CWS ETF-Usd | Reduce -41.3% | 0.07% | −0.05 |
| XYLD Global X S&P 500 Cove Call E | Reduce -10.3% | 0.31% | −0.04 |
| VZ Verizon Communications Inc. | Reduce -24.3% | 0.13% | −0.04 |
| PFE Pfizer Inc. | Reduce -44.5% | 0.05% | −0.04 |
| CMG Chipotle Mexican Grill Inc. | Reduce -26.1% | 0.07% | −0.04 |
| UDEC Innovator U.S. Equity Ultra | Reduce -6.1% | 0.40% | −0.04 |
| INTC Intel Corp. | Reduce -1.4% | 0.08% | −0.04 |
| UMAY Innovator U.S. Equity Ultra | Reduce -4.5% | 0.46% | −0.03 |
| PDEC Innovator U.S. Equity Power | Reduce -0.7% | 0.86% | −0.03 |
| DIA SS SPDR Dow Jones Indus Avg | Reduce -11.8% | 0.26% | −0.03 |
| PMAY Innovator U.S. Equity Power | Reduce -1.0% | 0.78% | −0.02 |
| PFEB Innovator U.S. Equity Power | Reduce -0.0% | 0.95% | −0.02 |
| MRK Merck & Co. Inc. | Reduce -2.0% | 0.08% | −0.02 |
| DIS The Walt Disney Co. | Reduce -9.8% | 0.09% | −0.02 |
| PJAN Innovator U.S. Equity Power | Reduce -2.1% | 0.36% | −0.02 |
Portfolio Buys Q2 2024 → Q3 2024
| SGOV iShares 0-3 Month Treasury B | Add +47.4% | 2.39% | +0.69 |
| TFLO iShares Treasury Floating Ra | Add +30.1% | 2.80% | +0.55 |
| SPMO Invesco S&P 500 Momentum ETF | New | 0.54% | +0.54 |
| IVE iShares S&P 500 Value ETF | New | 0.54% | +0.54 |
| ETN Eaton Corp. PLC | Add +545.7% | 0.62% | +0.53 |
| XSMO Invesco S&P Smallcap Momentu | New | 0.50% | +0.50 |
| WMT Walmart Inc. | Add +113.3% | 0.82% | +0.48 |
| IBM Intl Business Machines Corp. | Add +134.6% | 0.70% | +0.46 |
| COST Costco Wholesale Corp. | Add +123.3% | 0.78% | +0.43 |
| XMHQ Invesco S&P Midcap Qual ETF | New | 0.39% | +0.39 |
| AVGO Broadcom Inc. | Add +25.3% | 1.69% | +0.39 |
| SMH Vaneck Semiconductor ETF | Add +104.4% | 0.81% | +0.37 |
| COIN Coinbase Global Inc. Class A | New | 0.31% | +0.31 |
| TSM Taiwan Semiconductor-SP ADR | New | 0.30% | +0.30 |
| CNEQ Alger Concentrated Eqty ETF | New | 0.29% | +0.29 |
| LULU Lululemon Athletica Inc. | New | 0.28% | +0.28 |
| CLIP Global X 1-3 Month T-Bill | New | 0.24% | +0.24 |
| MU Micron Technology Inc. | New | 0.24% | +0.24 |
| META Meta Platforms Inc. Class A | Add +0.4% | 2.06% | +0.24 |
| AUGW Alianzim US Eq BFR20 Aug-Usd | New | 0.22% | +0.22 |
| GPIX GLDM SA S&P 500 PR in ETF-US | New | 0.21% | +0.21 |
| JULW Alianzim US Eq BFR20 Jul-Usd | New | 0.21% | +0.21 |
| KO The Coca-Cola Co. | Add +0.4% | 4.07% | +0.20 |
| GSC Goldman Sachs Small Cap Equi | New | 0.20% | +0.20 |
| HACK Amplify Cybersecurity ETF | New | 0.19% | +0.19 |
| FRTY Alger Mid Cap 40 ETF | Add +38.5% | 0.60% | +0.18 |
| HD Home Depot Inc. | Add +0.0% | 1.02% | +0.14 |
| ENFR Alerian Energy Infrastructur | Add +39.3% | 0.40% | +0.13 |
| PEP Pepsico Inc. | Add +47.5% | 0.37% | +0.11 |
| LMT Lockheed Martin Corp. | Add +1.3% | 0.50% | +0.10 |
| ICE Intercontinental Exchange Inc. | Add +9.9% | 0.55% | +0.10 |
| OCTW Alianzim US Eq BFR20 Oct-Usd | New | 0.10% | +0.10 |
| SBUX Starbucks Corp. | Add +1.5% | 0.45% | +0.08 |
| FLOT iShares Floating Rate Bond E | Add +8.5% | 2.16% | +0.08 |
| LOW Lowe's Cos Inc. | Add +0.1% | 0.45% | +0.08 |
| TTD Trade Desk Inc./the Class A | Add +8.7% | 0.44% | +0.07 |
| AMD Advanced Micro Devices | Add +7.8% | 0.74% | +0.07 |
| NOC Northrop Grumman Corp. | Add +2.5% | 0.41% | +0.07 |
| XOM Exxon Mobil Corp. | Add +7.9% | 0.60% | +0.07 |
| BX Blackstone Inc. | Add +1.3% | 0.43% | +0.07 |
| GPIQ GS Nasdaq-100 PR Inc. ETF-Usd | New | 0.07% | +0.07 |
| BAM Brookfield Asset Mgmt-A | Add +1.6% | 0.34% | +0.06 |
| O Realty Income Corp. | Add +2.6% | 0.45% | +0.06 |
| SPY SS SPDR S&P 500 ETF Trust-US | Add +2.7% | 1.99% | +0.06 |
| AXP American Express Co. | New | 0.05% | +0.05 |
| CUBE Cubesmart | New | 0.05% | +0.05 |
| YUM Yum! Brands Inc. | New | 0.05% | +0.05 |
| IRM Iron Mountain Inc. | New | 0.05% | +0.05 |
| BRK.B Berkshire Hathaway Inc. Class B | Add +5.2% | 0.44% | +0.05 |
| PM Philip Morris International | New | 0.05% | +0.05 |
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 268 | $509.4M | NVDA, KO, AAPL, TFLO, CVX |
| Q1 2026 | 262 | $461.9M | NVDA, KO, CVX, TFLO, AAPL |
| Q4 2025 | 261 | $462.5M | NVDA, KO, CVX, AAPL, TFLO |
| Q3 2025 | 254 | $452.4M | NVDA, TFLO, KO, MSFT, AAPL |
| Q2 2025 | 246 | $427.9M | NVDA, KO, MSFT, TFLO, CVX |
| Q1 2025 | 225 | $370.4M | KO, CVX, AAPL, NVDA, TFLO |
| Q4 2024 | 233 | $419.9M | KO, NVDA, AAPL, CVX, MSFT |
| Q3 2024 | 242 | $419.1M | KO, NVDA, AAPL, CVX, MSFT |
| Q2 2024 | 236 | $400.5M | NVDA, CVX, KO, MSFT, AAPL |
| Q1 2024 | 232 | $366.2M | NVDA, CVX, KO, MSFT, AAPL |