Cerity Partners LLC
In its 13F for Q1 2026 (holdings as of March 31, 2026, filed May 15, 2026), Cerity Partners LLC reported 3,073 stock positions worth $70.5 billion. Its top holding was Vanguard S&P 500 ETF (VOO) at 4.4% of the portfolio, followed by Apple (AAPL, 3.4%) and Nvidia (NVDA, 3.2%). Compared with Q4 2025, it opened 414 new positions, sold out of 176, added to 1,614 and reduced 967. The biggest buy was iShares Core MSCI Dev MKTS (IDEV, shares +57%) and the biggest sale Credit Acceptance (CACC, shares −100%).
- Most Recent 13F
- Q2 2026
- Location
- NEW YORK, NY
- CIK
- 0001566475
- Portfolio Value
- $70.5B (Q1 2026)
- SEC Filing
- 0001172661-26-002233 ↗ filed May 15, 2026
Holdings Value
Holdings 3,073 stocks · $70.5B
| VOO Vanguard S&P 500 ETF | 4.36% | 5,140,749 | $3.1B | Add +9.7% |
| AAPL Apple Inc. | 3.37% | 9,372,275 | $2.4B | Add +2.8% |
| NVDA Nvidia Corp. | 3.22% | 13,024,694 | $2.3B | Add +3.5% |
| IVV iShares Core S&P 500 ETF | 2.47% | 2,661,628 | $1.7B | Add +4.5% |
| MSFT Microsoft Corp. | 2.15% | 4,102,747 | $1.5B | Add +7.9% |
| SPY SS SPDR S&P 500 ETF Trust-US | 1.98% | 2,150,070 | $1.4B | Add +4.2% |
| VEA Vanguard Ftse Developed ETF | 1.86% | 20,422,031 | $1.3B | Add +5.6% |
| AMZN Amazon.com Inc. | 1.46% | 4,957,259 | $1.0B | Add +4.6% |
| IEFA iShares Core MSCI Eafe ETF | 1.46% | 11,358,893 | $1.0B | Add +1.3% |
| GOOGL Alphabet Inc. Class A | 1.44% | 3,536,727 | $1.0B | Add +0.9% |
| GOOG Alphabet Inc. Class C | 1.38% | 3,395,333 | $974.0M | Add +1.0% |
| AVGO Broadcom Inc. | 1.32% | 3,016,504 | $933.7M | Add +1.6% |
| PG The Procter & Gamble Co. | 1.27% | 6,199,146 | $895.4M | Add +1.3% |
| AGG iShares Core U.S. Aggregate | 1.25% | 8,902,771 | $883.8M | Add +11.4% |
| QUAL iShares MSCI USA Quality Fac | 1.09% | 4,000,492 | $767.3M | Add +13.4% |
| META Meta Platforms Inc. Class A | 0.98% | 1,202,181 | $688.0M | Add +10.1% |
| LLY Eli Lilly & Co. | 0.96% | 732,549 | $673.8M | Add +3.4% |
| VTI VG Morningstar TS MKT ETF-US | 0.90% | 1,984,206 | $637.0M | Add +5.8% |
| JPM JPMorgan Chase & Co. | 0.87% | 2,094,775 | $616.2M | Add +2.1% |
| SCHX Schwab US Large-Cap ETF | 0.70% | 19,184,892 | $491.9M | Add +1.0% |
| IWF iShares Russell 1000 Growth | 0.69% | 1,139,188 | $485.8M | Add +18.1% |
| QQQ Invesco QQQ Trust Series 1 | 0.65% | 793,351 | $458.0M | Add +5.6% |
| RSP Invesco S&P 500 Equal Weight | 0.65% | 2,381,435 | $457.0M | Add +21.3% |
| IDEV iShares Core MSCI Dev MKTS | 0.65% | 5,458,824 | $456.2M | Add +57.0% |
| JNJ Johnson & Johnson | 0.64% | 1,846,524 | $451.4M | Add +2.2% |
| IJR iShares Core S&P Small-Cap E | 0.63% | 3,575,908 | $444.5M | Reduce -2.3% |
| IEMG iShares Core MSCI Emerging | 0.62% | 6,279,041 | $438.0M | Add +18.8% |
| COST Costco Wholesale Corp. | 0.61% | 433,645 | $432.1M | Add +6.9% |
| WMT Walmart Inc. | 0.55% | 3,135,477 | $389.7M | Reduce -1.1% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.55% | 808,578 | $387.5M | Add +3.4% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 0.54% | 1,332,009 | $383.5M | Add +19.2% |
| IJH iShares Core S&P Midcap ETF | 0.54% | 5,668,264 | $382.8M | Add +11.1% |
| XOM Exxon Mobil Corp. | 0.53% | 2,191,719 | $371.7M | Add +4.7% |
| SGOV iShares 0-3 Month Treasury B | 0.51% | 3,565,410 | $358.9M | Reduce -9.6% |
| V Visa Inc. Class A | 0.49% | 1,146,777 | $346.6M | Add +1.2% |
| SPAB SS SPDR P Agg Bond ETF | 0.46% | 12,700,878 | $325.4M | Add +8.8% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.45% | 1,623,206 | $318.9M | Add +21.8% |
| VGSH Vanguard Short-Term Treasury | 0.44% | 5,265,965 | $308.3M | Add +9.0% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.43% | 696,274 | $305.4M | Add +25.2% |
| IWB iShares Russell 1000 ETF | 0.40% | 800,125 | $285.3M | Add +7.4% |
| VGIT Vanguard Intermediate-Term T | 0.40% | 4,783,237 | $284.8M | Add +13.3% |
| MTUM iShares MSCI USA Momentum Fa | 0.40% | 1,183,078 | $283.9M | Add +2.3% |
| IAU iShares Gold Trust | 0.39% | 3,158,609 | $278.5M | Reduce -3.8% |
| AVEM Avantis Emerging Markets Eq | 0.39% | 3,370,456 | $271.6M | Add +16.8% |
| VEU Vanguard Ftse All-World Ex-U | 0.38% | 3,584,206 | $269.2M | Add +14.7% |
| BSV Vanguard Short-Term Bond ETF | 0.38% | 3,401,273 | $266.7M | Add +3.3% |
| ITOT iShares Core S&P Total U.S. | 0.38% | 1,864,476 | $265.6M | Reduce -5.0% |
| ABBV Abbvie Inc. | 0.37% | 1,215,422 | $264.3M | Add +1.3% |
| JPST JPMorgan Ultra-Short Income | 0.37% | 5,186,873 | $262.5M | Add +6.2% |
| SCHP Schwab U.S. Tips ETF | 0.37% | 9,796,222 | $260.7M | Add +5.4% |
| CVX Chevron Corp. | 0.37% | 1,251,179 | $258.9M | Add +3.9% |
| HD Home Depot Inc. | 0.36% | 777,287 | $255.7M | Add +2.0% |
| TJX TJX Companies Inc. filed as TJX COS INC NEW | 0.36% | 1,580,717 | $252.4M | Reduce -47.5% |
| IQLT iShares MSCI International Q | 0.34% | 5,216,459 | $241.2M | Add +7.9% |
| IEI iShares 3-7 Year Treasury Bo | 0.33% | 1,968,957 | $233.5M | Add +0.7% |
| RTX RTX Corp. | 0.33% | 1,209,485 | $233.3M | Add +0.1% |
| AVLV Avantis US Large Cap Value | 0.32% | 2,829,736 | $228.1M | Add +12.7% |
| TSLA Tesla Inc. | 0.32% | 612,977 | $228.0M | Reduce -43.3% |
| VWO Vanguard Ftse Emerging Marke | 0.32% | 4,201,293 | $227.5M | Add +16.7% |
| VB Vanguard Most SM-Cap ETF-Usd | 0.32% | 863,565 | $227.1M | Add +12.0% |
| VTEB Vanguard Tax-Exempt Bond ETF | 0.31% | 4,401,851 | $219.6M | Add +9.0% |
| TSM Taiwan Semiconductor-SP ADR | 0.30% | 624,170 | $211.0M | Add +13.0% |
| SHY iShares 1-3 Year Treasury Bo | 0.29% | 2,503,641 | $206.7M | Reduce -5.8% |
| SPYV SS SPDR P S&P 500 Value ETF | 0.29% | 3,601,934 | $203.8M | Add +0.9% |
| CSCO Cisco Systems Inc. | 0.29% | 2,604,207 | $202.1M | Add +1.5% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.29% | 4,130,968 | $201.4M | Reduce -3.2% |
| VIG Vanguard Dividend Apprec ETF | 0.28% | 933,619 | $201.0M | Add +8.8% |
| MGK Vngrd Mrgstr MG CP GR ETF-Ui | 0.28% | 541,188 | $200.7M | Add +20.1% |
| ITW Illinois Tool Works | 0.28% | 760,289 | $197.9M | Reduce -9.7% |
| MA Mastercard Inc. Class A | 0.28% | 395,703 | $197.7M | Reduce -1.6% |
| MRK Merck & Co. Inc. | 0.28% | 1,639,510 | $197.2M | Reduce -4.7% |
| CAT Caterpillar Inc. | 0.28% | 275,414 | $195.2M | Add +1.7% |
| VXF Vanguard Extended Market ETF | 0.28% | 947,692 | $195.0M | Add +16.7% |
| GLD SPDR Gold Shares | 0.26% | 430,049 | $185.1M | Reduce -1.9% |
| SPYM Ste STR SPDR PT S&P 500 ETF | 0.25% | 2,346,533 | $179.6M | Add +544.8% |
| APH Amphenol Corp. Class A | 0.25% | 1,410,675 | $178.2M | Add +4.3% |
| QQQM Invesco Nasdaq 100 ETF | 0.25% | 746,482 | $177.4M | Add +51.7% |
| VGT Vanguard Info Tech ETF | 0.25% | 249,812 | $174.3M | Reduce -0.8% |
| IWD iShares Russell 1000 Value E | 0.25% | 815,582 | $174.3M | Add +80.3% |
| DFAC Dimensional US Core Equity 2 | 0.25% | 4,461,856 | $173.4M | Add +11.7% |
| ORCL Oracle Corp. | 0.24% | 1,171,690 | $172.4M | Reduce -1.0% |
| SCHM Schwab US Mid Cap ETF | 0.24% | 5,510,804 | $170.9M | Add +1.3% |
| SCHF Schwab Intl Equity ETF | 0.24% | 6,885,220 | $170.7M | Add +2.7% |
| DFIV Dimensional International Va | 0.24% | 3,212,707 | $169.6M | Add +4.4% |
| PANW Palo Alto Networks Inc. | 0.24% | 1,035,004 | $165.9M | Add +9.0% |
| EFA iShares MSCI Eafe ETF | 0.23% | 1,682,792 | $163.5M | Add +4.3% |
| ABT Abbott Laboratories | 0.23% | 1,587,219 | $163.0M | Add +0.5% |
| PEP Pepsico Inc. | 0.23% | 1,034,978 | $160.7M | Reduce -0.4% |
| RODM Hartford Multifact Dev MRKT | 0.23% | 4,073,067 | $160.6M | Add +0.9% |
| BLK BlackRock Inc. | 0.23% | 166,688 | $160.3M | Add +13.1% |
| MCD McDonald's Corp. | 0.23% | 515,095 | $160.1M | Add +2.0% |
| GS Goldman Sachs Group Inc. | 0.22% | 183,357 | $155.1M | Reduce -1.6% |
| SPEM State Street SP PTF Em ETF | 0.22% | 3,259,172 | $152.9M | Add +17.5% |
| AMGN Amgen Inc. | 0.22% | 433,555 | $152.5M | Add +5.3% |
| GE General Electric filed as GE AEROSPACE | 0.22% | 537,505 | $152.5M | Add +11.5% |
| DFSV Dimensional US Small Cap Val | 0.21% | 4,307,741 | $150.9M | Add +13.2% |
| CGXU Cap Group Intl Focus filed as CAPITAL GROUP INTL FOCUS EQT | 0.21% | 5,034,565 | $148.5M | Add +21.8% |
| KLAC KLA Corp. | 0.21% | 100,273 | $147.6M | Reduce -1.6% |
| NFLX Netflix Inc. | 0.21% | 1,504,236 | $144.6M | Add +12.3% |
| VXUS Vanguard Total Intl Stock | 0.20% | 1,861,287 | $143.7M | Add +13.1% |
Options reported separately and not counted above: SPY calls ($159.5M), QQQ puts ($35.5M), AAPL puts ($20.5M), NVDA puts ($8.9M), TSLA calls ($4.7M), AMZN calls ($4.4M), NFLX puts ($4.0M), ETN puts ($4.0M), MSFT puts ($3.2M), CRCL calls ($2.9M), NVDA calls ($2.5M), META puts ($2.2M), and 130 more.
Other holdings (22): bonds, preferreds, convertibles and warrants · $3.7M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 1,110 | $1.3M | Reduce -4.5% |
| TLSIW Medtech Acquisition Corp.-CW | *W EXP 08/10/202 | 827,590 | $993K | No change |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 359 | $427K | Add +93.0% |
| STRATEGY INC (MSTR 8 PERP) | SERIES A PERP PF | 4,580 | $324K | New |
| YDESW YD Bio Ltd. -30 | *W EXP 08/28/203 | 320,089 | $208K | No change |
| AKAMAI TECHNOLOGIES INC (AKAM 0.375 09/01/27) | NOTE 0.375% 9/0 · principal | 41,000 | $47K | No change |
| GUIDEWIRE SOFTWARE INC (GWRE 1.25 11/01/29) | NOTE 1.250%11/0 · principal | 46,000 | $45K | New |
| MICROCHIP TECHNOLOGY INC (MCHP 0.75 06/01/30) | NOTE 0.750% 6/0 · principal | 44,000 | $43K | New |
| BLACKLINE INC (BL 1 06/01/29) | NOTE 1.000% 6/0 · principal | 41,000 | $39K | No change |
| BOX INC (BOX 1.5 09/15/29) | NOTE 1.500% 9/1 · principal | 42,000 | $38K | No change |
| GREENBRIER COS INC (GBX 2.875 04/15/28) | NOTE 2.875% 4/1 · principal | 32,000 | $37K | No change |
| DROPBOX INC (DBX 0 03/01/28) | NOTE 3/0 · principal | 38,000 | $36K | New |
| DATADOG INC (DDOG 0 12/01/29) | NOTE 12/0 · principal | 32,000 | $31K | Add +146.2% |
| SYNAPTICS INC (SYNA 0.75 12/01/31) | NOTE 0.750%12/0 · principal | 29,000 | $30K | No change |
| PG&E CORP (PCG 4.25 12/01/27) | NOTE 4.250%12/0 · principal | 28,000 | $29K | No change |
| ITRON INC (ITRI 1.375 07/15/30) | NOTE 1.375% 7/1 · principal | 28,000 | $28K | No change |
| LEMAITRE VASCULAR INC (LMAT 2.5 02/01/30) | NOTE 2.500% 2/0 · principal | 22,000 | $25K | New |
| LANTHEUS HOLDINGS INC (LNTH 2.625 12/15/27) | NOTE 2.625%12/1 · principal | 17,000 | $20K | No change |
| ENVISTA HOLDINGS CORP (NVST 1.75 08/15/28) | NOTE 1.750% 8/1 · principal | 13,000 | $13K | New |
| SHIFT4 PAYMENTS INC (FOUR 0.5 08/01/27) | NOTE 0.500% 8/0 · principal | 12,000 | $11K | No change |
| HDRNW GIGCAPITAL7 Corp.-A - 29 | *W EXP 08/29/202 | 25,000 | $8K | New |
| GABELLI EQUITY TRUST-RT | RIGHT 04/14/2026 | 214,148 | $1K | Reduce -31.9% |
Total filed on the 13F, all lines: $70.5B.
Portfolio Sells Q4 2025 → Q1 2026
| CACC Credit Acceptance Corp. | Reduce -99.7% | 0.00% | −0.51 |
| TSLA Tesla Inc. | Reduce -43.3% | 0.32% | −0.39 |
| TJX TJX Companies Inc. | Reduce -47.5% | 0.36% | −0.32 |
| TMO Thermo Fisher Scientific Inc. | Reduce -51.2% | 0.14% | −0.21 |
| SCHD Schwab US DVD Equity ETF | Reduce -53.9% | 0.11% | −0.11 |
| ORCL Oracle Corp. | Reduce -1.0% | 0.24% | −0.09 |
| TXN Texas Instruments Inc. | Reduce -46.5% | 0.11% | −0.08 |
| CPB The Campbell's Company | Reduce -57.6% | 0.04% | −0.07 |
| PM Philip Morris International | Reduce -44.0% | 0.09% | −0.07 |
| SGOV iShares 0-3 Month Treasury B | Reduce -9.6% | 0.51% | −0.07 |
| BSX Boston Scientific Corp. | Reduce -0.1% | 0.11% | −0.06 |
| ZM Zoom Communications Inc. | Reduce -68.6% | 0.03% | −0.06 |
| PNC PNC Financial Services Group | Reduce -43.7% | 0.07% | −0.06 |
| ACN Accenture PLC Class A | Reduce -11.7% | 0.10% | −0.06 |
| BAC Bank of America Corp. | Reduce -3.2% | 0.29% | −0.06 |
| MA Mastercard Inc. Class A | Reduce -1.6% | 0.28% | −0.05 |
| ITOT iShares Core S&P Total U.S. | Reduce -5.0% | 0.38% | −0.05 |
| HOOD Robinhood Markets Inc. Class A | Reduce -4.2% | 0.06% | −0.05 |
| PCG P G & E Corp. | Reduce -41.7% | 0.08% | −0.05 |
| PFE Pfizer Inc. | Reduce -46.7% | 0.07% | −0.05 |
| STE Steris PLC | Reduce -54.3% | 0.03% | −0.05 |
| CI The Cigna Group | Reduce -44.3% | 0.05% | −0.04 |
| TER Teradyne Inc. | Reduce -55.5% | 0.09% | −0.04 |
| TEAM Atlassian Corp. Class A | Reduce -50.2% | 0.01% | −0.04 |
| ETHA iShares Ethereum Trust ETF | Reduce -28.2% | 0.04% | −0.04 |
| COF Capital One Financial Corp. | Reduce -1.5% | 0.09% | −0.03 |
| MMM 3M Co. | Reduce -12.1% | 0.12% | −0.03 |
| ZTS Zoetis Inc. | Reduce -57.2% | 0.02% | −0.03 |
| VGT Vanguard Info Tech ETF | Reduce -0.8% | 0.25% | −0.03 |
| TMUS T-Mobile US Inc. | Reduce -39.2% | 0.05% | −0.03 |
| BKNG Booking Holdings Inc. | Reduce -2.8% | 0.08% | −0.03 |
| SBUX Starbucks Corp. | Reduce -46.2% | 0.04% | −0.03 |
| ROP Roper Technologies Inc. | Reduce -14.5% | 0.06% | −0.03 |
| ATEC Alphatec Holdings Inc. | Reduce -0.2% | 0.03% | −0.03 |
| SHY iShares 1-3 Year Treasury Bo | Reduce -5.8% | 0.29% | −0.03 |
| ADP Automatic Data Processing | Reduce -7.3% | 0.07% | −0.03 |
| PYPL PayPal Holdings Inc. | Reduce -55.9% | 0.01% | −0.03 |
| CYBR Cyberark Software Ltd./Israel | Sold out | 0.00% | −0.03 |
| ONON On Holding AG Class A | Reduce -20.7% | 0.03% | −0.03 |
| EXPE Expedia Group Inc. | Reduce -40.2% | 0.02% | −0.02 |
| IQV Iqvia Holdings Inc. | Reduce -19.8% | 0.03% | −0.02 |
| RBLX Roblox Corp. Class A | Reduce -1.6% | 0.05% | −0.02 |
| JVAL JPMorgan US Value Factor ETF | Reduce -64.9% | 0.01% | −0.02 |
| SCHR Schwab Intermediate-Term US | Reduce -21.9% | 0.07% | −0.02 |
| TXT Textron Inc. | Reduce -45.1% | 0.03% | −0.02 |
| ITW Illinois Tool Works | Reduce -9.7% | 0.28% | −0.02 |
| FIG Figma Inc. Class A | Reduce -7.4% | 0.02% | −0.02 |
| ADSK Autodesk Inc. | Reduce -4.3% | 0.06% | −0.02 |
| AMD Advanced Micro Devices | Reduce -2.1% | 0.19% | −0.02 |
| OTIS Otis Worldwide Corp. | Reduce -46.6% | 0.02% | −0.02 |
Portfolio Buys Q4 2025 → Q1 2026
| IDEV iShares Core MSCI Dev MKTS | Add +57.0% | 0.65% | +0.23 |
| SPYM Ste STR SPDR PT S&P 500 ETF | Add +544.8% | 0.25% | +0.21 |
| XOM Exxon Mobil Corp. | Add +4.7% | 0.53% | +0.16 |
| IWD iShares Russell 1000 Value E | Add +80.3% | 0.25% | +0.11 |
| IEMG iShares Core MSCI Emerging | Add +18.8% | 0.62% | +0.10 |
| COST Costco Wholesale Corp. | Add +6.9% | 0.61% | +0.10 |
| RSP Invesco S&P 500 Equal Weight | Add +21.3% | 0.65% | +0.10 |
| CVX Chevron Corp. | Add +3.9% | 0.37% | +0.10 |
| DYNF Ishrs US E F R A ETF-Usd Inc. | Add +947.8% | 0.11% | +0.10 |
| IVE iShares S&P 500 Value ETF | Add +167.3% | 0.15% | +0.10 |
| VEA Vanguard Ftse Developed ETF | Add +5.6% | 1.86% | +0.09 |
| JNJ Johnson & Johnson | Add +2.2% | 0.64% | +0.09 |
| EFV iShares MSCI Eafe Value ETF | Add +592.3% | 0.11% | +0.09 |
| AGG iShares Core U.S. Aggregate | Add +11.4% | 1.25% | +0.09 |
| VTV Vanguard Mrngstr Val ETF-Aui | Add +21.8% | 0.45% | +0.08 |
| IVW iShares S&P 500 Growth ETF | Add +99.0% | 0.17% | +0.07 |
| VOO Vanguard S&P 500 ETF | Add +9.7% | 4.36% | +0.07 |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | Add +19.2% | 0.54% | +0.07 |
| QQQM Invesco Nasdaq 100 ETF | Add +51.7% | 0.25% | +0.07 |
| QUAL iShares MSCI USA Quality Fac | Add +13.4% | 1.09% | +0.07 |
| BIL SS SPDR BB 1-3M T-Bill ETF | Add +423.9% | 0.07% | +0.06 |
| AVEM Avantis Emerging Markets Eq | Add +16.8% | 0.39% | +0.06 |
| TFI SS SPDR N Ice Muni Bond ETF | Add +17368.8% | 0.06% | +0.06 |
| CORO Ish Intl CTRY Rot Act ETF | New | 0.06% | +0.06 |
| ACWX iShares MSCI Acwi Ex US ETF | Add +62.2% | 0.15% | +0.06 |
| SPDW Ste STR SPDR PT DW Eu ETF | Add +69.4% | 0.14% | +0.06 |
| TSM Taiwan Semiconductor-SP ADR | Add +13.0% | 0.30% | +0.05 |
| IJH iShares Core S&P Midcap ETF | Add +11.1% | 0.54% | +0.05 |
| IWV iShares Russell 3000 ETF | Add +397.9% | 0.07% | +0.05 |
| MGV Vngrd Mrgstr MG CP VL ETF-Ui | Add +1587.5% | 0.05% | +0.05 |
| CAT Caterpillar Inc. | Add +1.7% | 0.28% | +0.05 |
| GEV GE Vernova Inc. | Add +18.3% | 0.14% | +0.05 |
| EFG iShares MSCI Eafe Growth ETF | Add +405.7% | 0.06% | +0.05 |
| VONE Vanguard Russell 1000 | Add +75.9% | 0.12% | +0.05 |
| VEU Vanguard Ftse All-World Ex-U | Add +14.7% | 0.38% | +0.05 |
| AVLV Avantis US Large Cap Value | Add +12.7% | 0.32% | +0.05 |
| BAI Ishrs AI in and Tech Act ETF | New | 0.04% | +0.04 |
| VWO Vanguard Ftse Emerging Marke | Add +16.7% | 0.32% | +0.04 |
| LMT Lockheed Martin Corp. | Add +14.1% | 0.14% | +0.04 |
| THRO iShares U.S. Thematic Rotati | New | 0.04% | +0.04 |
| SPMO Invesco S&P 500 Momentum ETF | Add +3283.7% | 0.04% | +0.04 |
| XLE SS Energy Select Sector | Add +33.1% | 0.09% | +0.04 |
| SCHZ Schwab US Aggregate Bond ETF | Add +188.0% | 0.06% | +0.04 |
| VUG Vanguard Mrngstar GR ETF-Sui | Add +25.2% | 0.43% | +0.04 |
| AMAT Applied Materials Inc. | Add +13.7% | 0.11% | +0.04 |
| CGGR Cap Group Growth Equity | Add +593.1% | 0.04% | +0.04 |
| VGIT Vanguard Intermediate-Term T | Add +13.3% | 0.40% | +0.03 |
| XTEN Bondbloxx BBG 10Y US TSY ETF | New | 0.03% | +0.03 |
| OAKM Oakmark US Large Cap ETF | Add +47.1% | 0.12% | +0.03 |
| LHX L3HARRIS Technologies Inc. | Add +97.8% | 0.06% | +0.03 |
Options Activity Q4 2025 → Q1 2026
| SPY SS SPDR S&P 500 ETF Trust-US | call | Reduce -0.2% | 245,300 | $159.5M |
| QQQ Invesco QQQ Trust Series 1 | put | New | 166,100 | $35.5M |
| AAPL Apple Inc. | put | Add +4.1% | 80,800 | $20.5M |
| NVDA Nvidia Corp. | put | Reduce -15.5% | 50,800 | $8.9M |
| TSLA Tesla Inc. | call | Reduce -71.5% | 12,700 | $4.7M |
| AMZN Amazon.com Inc. | call | Add +5.5% | 21,300 | $4.4M |
| NFLX Netflix Inc. | put | Reduce -13.0% | 42,000 | $4.0M |
| ETN Eaton Corp. PLC | put | Reduce -31.3% | 11,200 | $4.0M |
| MSFT Microsoft Corp. | put | New | 8,700 | $3.2M |
| CRCL Circle Internet Group Inc. | call | Reduce -40.0% | 30,000 | $2.9M |
| NVDA Nvidia Corp. | call | Add +34.3% | 14,500 | $2.5M |
| GE General Electric | put | New | 7,100 | $2.0M |
| AVGO Broadcom Inc. | put | New | 6,000 | $1.9M |
| ABBV Abbvie Inc. | put | New | 8,200 | $1.8M |
| ANET Arista Networks Inc. | call | Reduce -1.4% | 13,800 | $1.7M |
| GOOGL Alphabet Inc. Class A | put | New | 5,500 | $1.6M |
| LOW Lowe's Cos Inc. | put | New | 6,500 | $1.5M |
| SPY SS SPDR S&P 500 ETF Trust-US | put | New | 2,000 | $1.3M |
| TSM Taiwan Semiconductor-SP ADR | call | New | 3,500 | $1.2M |
| RTX RTX Corp. | put | New | 6,000 | $1.2M |
| AMZN Amazon.com Inc. | put | New | 5,000 | $1.0M |
| PG The Procter & Gamble Co. | put | New | 6,800 | $982K |
| PYPL PayPal Holdings Inc. | call | Add +5.0% | 21,000 | $950K |
| WMT Walmart Inc. | put | New | 7,500 | $932K |
| TSLA Tesla Inc. | put | New | 2,500 | $929K |
| GOOGL Alphabet Inc. Class A | call | New | 3,200 | $920K |
| ABT Abbott Laboratories | put | New | 8,800 | $903K |
| UPS United Parcel Service Class B | put | New | 8,000 | $787K |
| GS Goldman Sachs Group Inc. | call | New | 900 | $761K |
| QQQ Invesco QQQ Trust Series 1 | call | New | 1,100 | $715K |
| CAT Caterpillar Inc. | put | New | 1,000 | $708K |
| AMD Advanced Micro Devices | call | New | 3,300 | $671K |
| LRCX Lam Research Corp. | call | New | 3,100 | $662K |
| MSTR Strategy Inc. | call | Reduce -83.3% | 5,000 | $624K |
| MU Micron Technology Inc. | call | New | 1,800 | $608K |
| PGR Progressive Corp. | put | New | 3,000 | $595K |
| JPM JPMorgan Chase & Co. | call | New | 2,000 | $588K |
| CRH CRH PLC | put | New | 5,000 | $526K |
| EWJ iShares MSCI Japan ETF | call | New | 6,000 | $507K |
| IBIT iShares Bitcoin Trust ETF | call | New | 13,100 | $503K |
| AAPL Apple Inc. | call | New | 1,900 | $482K |
| V Visa Inc. Class A | put | New | 1,500 | $453K |
| JPM JPMorgan Chase & Co. | put | New | 1,500 | $441K |
| ASML ASML Holding NV-NY Reg SHS | put | New | 300 | $396K |
| LDOS Leidos Holdings Inc. | put | New | 2,500 | $389K |
| UNH Unitedhealth Group Inc. | put | New | 1,400 | $379K |
| JNJ Johnson & Johnson | put | New | 1,500 | $367K |
| WM Waste Management Inc. | put | New | 1,500 | $345K |
| XOM Exxon Mobil Corp. | put | New | 2,000 | $339K |
| BABA Alibaba Group Holding-SP ADR | call | New | 2,700 | $339K |
Showing the first 50 of 144.
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q4 2025 → Q1 2026
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | Reduce -4.5% | 1,110 | $1.3M |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | Add +93.0% | 359 | $427K |
| STRATEGY INC (MSTR 8 PERP) | SERIES A PERP PF | New | 4,580 | $324K |
| GUIDEWIRE SOFTWARE INC (GWRE 1.25 11/01/29) | NOTE 1.250%11/0 · principal | New | 46,000 | $45K |
| MICROCHIP TECHNOLOGY INC (MCHP 0.75 06/01/30) | NOTE 0.750% 6/0 · principal | New | 44,000 | $43K |
| DROPBOX INC (DBX 0 03/01/28) | NOTE 3/0 · principal | New | 38,000 | $36K |
| JBT MAREL CORP (JBTM 0.25 05/15/26) | NOTE 0.250% 5/1 · principal | Sold out | 33,000 | $33Kbefore exit |
| DATADOG INC (DDOG 0 12/01/29) | NOTE 12/0 · principal | Add +146.2% | 32,000 | $31K |
| LEMAITRE VASCULAR INC (LMAT 2.5 02/01/30) | NOTE 2.500% 2/0 · principal | New | 22,000 | $25K |
| SPOTIFY USA INC (SPOT 0 03/15/26) | NOTE 3/1 · principal | Sold out | 19,000 | $22Kbefore exit |
| ENVISTA HOLDINGS CORP (NVST 1.75 08/15/28) | NOTE 1.750% 8/1 · principal | New | 13,000 | $13K |
| HDRNW GIGCAPITAL7 Corp.-A - 29 | *W EXP 08/29/202 | New | 25,000 | $8K |
| BIVIW Biovie Inc. -30 | *W EXP 08/08/203 | Sold out | 20,112 | $5Kbefore exit |
| GABELLI EQUITY TRUST-RT | RIGHT 04/14/2026 | Reduce -31.9% | 214,148 | $1K |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 3,261 | $82.4B | VOO, AAPL, NVDA, IVV, SPY |
| Q1 2026 | 3,073 | $70.5B | VOO, AAPL, NVDA, IVV, MSFT |
| Q4 2025 | 2,834 | $68.6B | VOO, AAPL, NVDA, MSFT, IVV |
| Q3 2025 | 2,734 | $61.7B | VOO, AAPL, NVDA, MSFT, IVV |
| Q2 2025 | 2,624 | $56.0B | VOO, MSFT, AAPL, NVDA, IVV |
| Q1 2025 | 2,464 | $48.7B | VOO, AAPL, MSFT, NVDA, IVV |
| Q4 2024 | 2,412 | $46.1B | VOO, AAPL, MSFT, NVDA, SPY |
| Q3 2024 | 2,522 | $45.2B | VOO, AAPL, MSFT, SPY, PG |
| Q2 2024 | 2,217 | $36.8B | VOO, AAPL, MSFT, PG, IVV |
| Q1 2024 | 2,282 | $37.9B | VOO, MSFT, AAPL, PG, SPY |