Convergence Financial, LLC
In its 13F for Q3 2025 (holdings as of September 30, 2025, filed November 10, 2025), Convergence Financial, LLC reported 188 stock positions worth $665.9 million. Its top holding was SS SPDR P S&P 500 Growth ETF (SPYG) at 8.5% of the portfolio, followed by SS SPDR P S&P 500 Value ETF (SPYV, 5.7%) and SS SPDR P Agg Bond ETF (SPAB, 4.8%). Compared with Q2 2025, it opened 21 new positions, sold out of 11, added to 78 and reduced 83. The biggest buy was a new position in Neuberger Short Duration (NBSD) and the biggest sale Franklin U.S. Core Bond ETF (FLCB, shares −29%).
- Most Recent 13F
- Q2 2026
- Location
- COLUMBIA, MO
- CIK
- 0002034001
- Portfolio Value
- $665.9M (Q3 2025)
- SEC Filing
- 0002034001-25-000002 ↗ filed Nov 10, 2025
Holdings Value
Holdings 188 stocks · $665.9M
| SPYG SS SPDR P S&P 500 Growth ETF | 8.50% | 541,535 | $56.6M | Add +27.5% |
| SPYV SS SPDR P S&P 500 Value ETF | 5.71% | 687,832 | $38.1M | Add +24.1% |
| SPAB SS SPDR P Agg Bond ETF | 4.78% | 1,232,568 | $31.9M | Add +9.6% |
| BIL SS SPDR BB 1-3M T-Bill ETF | 4.77% | 346,565 | $31.8M | Add +10.9% |
| MDYV SS SPDR S&P 400 MC Val ETF | 3.75% | 299,475 | $25.0M | Add +6.2% |
| JAVA JPMorgan Active Value ETF | 3.70% | 357,032 | $24.6M | Add +8.2% |
| MDYG SS SPDR S&P 400 MC GR ETF | 3.60% | 262,087 | $24.0M | Add +6.7% |
| MTUM iShares MSCI USA Momentum Fa | 3.14% | 81,660 | $20.9M | Add +11.6% |
| FLCB Franklin U.S. Core Bond ETF | 2.90% | 888,788 | $19.3M | Reduce -29.2% |
| SLYG SS SPDR S&P 600 SC GR ETF | 2.83% | 199,619 | $18.8M | Add +4.1% |
| SLYV SS SPDR S&P 600 SC Val ETF | 2.82% | 211,659 | $18.8M | Add +4.5% |
| XLK SS Technology Select Sector | 2.65% | 62,492 | $17.6M | Add +6.1% |
| MTBA Simplify MBS ETF | 2.49% | 328,818 | $16.6M | Add +19.1% |
| TSLA Tesla Inc. | 1.95% | 29,140 | $13.0M | Add +0.7% |
| TBLL Invesco Short Term Treasury | 1.85% | 116,926 | $12.4M | Add +23.0% |
| NVDA Nvidia Corp. | 1.84% | 65,682 | $12.3M | Reduce -7.4% |
| CGCP Cap Group Core Plus Income | 1.76% | 516,158 | $11.7M | Add +6.6% |
| NBSD Neuberger Short Duration Inc. | 1.71% | 222,811 | $11.4M | New |
| AAPL Apple Inc. | 1.60% | 41,954 | $10.7M | Reduce -3.3% |
| IDEV iShares Core MSCI Dev MKTS | 1.36% | 113,268 | $9.1M | New |
| MSFT Microsoft Corp. | 1.29% | 16,629 | $8.6M | Add +0.4% |
| AVGO Broadcom Inc. | 1.29% | 25,941 | $8.6M | Reduce -2.9% |
| FENI Fidelity Enhanced Intl ETF | 1.26% | 238,428 | $8.4M | New |
| SPYM Ste STR SPDR PT S&P 500 ETF | 1.17% | 99,114 | $7.8M | Reduce -42.0% |
| SPDW Ste STR SPDR PT DW Eu ETF | 1.13% | 176,447 | $7.6M | Reduce -5.7% |
| GOOGL Alphabet Inc. Class A | 1.13% | 31,014 | $7.5M | Reduce -0.6% |
| SPY SS SPDR S&P 500 ETF Trust-US | 1.05% | 10,477 | $7.0M | Add +0.4% |
| CLIP Global X 1-3 Month T-Bill | 1.04% | 69,109 | $6.9M | Add +36.7% |
| AMZN Amazon.com Inc. | 1.04% | 31,540 | $6.9M | Reduce -3.5% |
| IEMG iShares Core MSCI Emerging | 0.91% | 91,756 | $6.0M | Reduce -3.5% |
| DIAL Columbia Divers Fix Inc. ETF | 0.87% | 315,253 | $5.8M | New |
| CGDV Cap Group Dividend Value filed as CAPITAL GROUP DIVIDEND VALUE | 0.86% | 135,821 | $5.7M | Add +23.4% |
| META Meta Platforms Inc. Class A | 0.79% | 7,207 | $5.3M | Add +4.2% |
| JPM JPMorgan Chase & Co. | 0.72% | 15,190 | $4.8M | Reduce -1.9% |
| GBTC Grayscale Bitcoin Trust ETF | 0.69% | 51,460 | $4.6M | Reduce -0.3% |
| IJH iShares Core S&P Midcap ETF | 0.68% | 69,554 | $4.5M | Reduce -3.3% |
| SPMO Invesco S&P 500 Momentum ETF | 0.65% | 35,736 | $4.3M | Reduce -3.2% |
| LLY Eli Lilly & Co. | 0.50% | 4,398 | $3.4M | Add +3.1% |
| IBIT iShares Bitcoin Trust ETF | 0.50% | 51,315 | $3.3M | Add +8.0% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.44% | 5,872 | $3.0M | Reduce -0.1% |
| IJR iShares Core S&P Small-Cap E | 0.42% | 23,554 | $2.8M | Add +24.9% |
| WINN Harbor Long-Term Growers ETF | 0.42% | 88,956 | $2.8M | Add +46.7% |
| CGGR Cap Group Growth Equity | 0.39% | 58,386 | $2.6M | Reduce -5.5% |
| COST Costco Wholesale Corp. | 0.38% | 2,756 | $2.6M | Add +0.9% |
| FTNT Fortinet Inc. | 0.38% | 29,794 | $2.5M | Add +0.1% |
| ITOT iShares Core S&P Total U.S. | 0.35% | 16,011 | $2.3M | Reduce -13.5% |
| UNP Union Pacific Corp. | 0.34% | 9,719 | $2.3M | Reduce -0.2% |
| GS Goldman Sachs Group Inc. | 0.34% | 2,813 | $2.2M | Add +0.6% |
| NOW ServiceNow Inc. | 0.33% | 2,414 | $2.2M | Reduce -0.4% |
| AME Ametek Inc. | 0.33% | 11,597 | $2.2M | Add +4.5% |
| SPHY SS SPDR P High Yield ETF | 0.33% | 90,979 | $2.2M | Reduce -0.5% |
| LOW Lowe's Cos Inc. | 0.32% | 8,480 | $2.1M | Reduce -0.0% |
| HELO JPMorgan Hedged Equity ETF | 0.31% | 31,525 | $2.0M | Add +2.9% |
| ALL Allstate Corp. | 0.29% | 9,039 | $1.9M | Add +1.9% |
| PG The Procter & Gamble Co. | 0.29% | 12,433 | $1.9M | Reduce -1.2% |
| PLTR Palantir Technologies Inc. Class A | 0.29% | 10,420 | $1.9M | New |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.27% | 6,373 | $1.8M | Add +276.6% |
| ULTA Ulta Beauty Inc. | 0.27% | 3,244 | $1.8M | Reduce -0.4% |
| FESM Fidelity Enhanced Small Cap | 0.27% | 48,505 | $1.8M | Add +40.0% |
| DUK Duke Energy Corp. | 0.25% | 13,581 | $1.7M | Add +2.4% |
| CRM Salesforce Inc. | 0.24% | 6,841 | $1.6M | Add +4.7% |
| TRPA Hartford Aaa Clo ETF | 0.24% | 40,814 | $1.6M | Add +142.8% |
| WMT Walmart Inc. | 0.23% | 14,684 | $1.5M | Add +9.1% |
| INTU Intuit Inc. | 0.22% | 2,120 | $1.4M | Reduce -2.5% |
| IGEB iShares Investment Grade SYS | 0.21% | 30,859 | $1.4M | Add +11.0% |
| SPGM State Street SPDR Portfolio | 0.21% | 18,313 | $1.4M | Reduce -42.9% |
| V Visa Inc. Class A | 0.20% | 3,997 | $1.4M | Add +2.1% |
| JHMM John Hancock Multi Fact Mid | 0.20% | 21,013 | $1.4M | New |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.19% | 2,687 | $1.3M | Reduce -3.6% |
| O Realty Income Corp. | 0.19% | 20,673 | $1.3M | Add +2.3% |
| MPC Marathon Petroleum Corp. | 0.19% | 6,394 | $1.2M | Add +0.7% |
| XOP SS SPDR S&P Og Exp & Prod | 0.18% | 9,267 | $1.2M | Reduce -2.9% |
| MSI Motorola Solutions Inc. | 0.17% | 2,549 | $1.2M | Add +39.1% |
| GEN Gen Digital Inc. | 0.17% | 40,519 | $1.2M | Add +41.8% |
| TMO Thermo Fisher Scientific Inc. | 0.17% | 2,324 | $1.1M | Reduce -1.1% |
| FISV Fiserv Inc. | 0.17% | 8,685 | $1.1M | Add +1.2% |
| ORLY O'reilly Automotive Inc. | 0.16% | 9,979 | $1.1M | Add +22.8% |
| ARM Arm Holdings PLC-ADR | 0.16% | 7,548 | $1.1M | Add +0.8% |
| JNJ Johnson & Johnson | 0.16% | 5,724 | $1.1M | Reduce -9.6% |
| MSTR Strategy Inc. | 0.16% | 3,260 | $1.1M | Add +3.2% |
| DE Deere & Co. | 0.16% | 2,286 | $1.0M | Reduce -1.2% |
| MCY Mercury General Corp. | 0.15% | 12,132 | $1.0M | Add +45.2% |
| ACN Accenture PLC Class A | 0.15% | 4,050 | $999K | Add +43.3% |
| MRK Merck & Co. Inc. | 0.15% | 11,787 | $989K | Add +7.8% |
| AVUV Avantis US Small Cap Value | 0.15% | 9,864 | $982K | Reduce -90.3% |
| LMT Lockheed Martin Corp. | 0.15% | 1,964 | $980K | Add +14.8% |
| LIN Linde PLC | 0.15% | 2,052 | $975K | Reduce -0.8% |
| PANW Palo Alto Networks Inc. | 0.14% | 4,725 | $962K | Reduce -0.3% |
| CGGO Cap Group Global Growth filed as CAPITAL GROUP GBL GROWTH EQT | 0.14% | 27,892 | $953K | Reduce -4.4% |
| VGT Vanguard Info Tech ETF | 0.14% | 1,267 | $946K | No change |
| BWX SS SPDR BB Intl Treasury BD | 0.14% | 39,574 | $910K | Reduce -12.2% |
| AVEM Avantis Emerging Markets Eq | 0.13% | 11,409 | $857K | Reduce -43.4% |
| BLK BlackRock Inc. | 0.13% | 729 | $849K | Reduce -4.1% |
| IVV iShares Core S&P 500 ETF | 0.13% | 1,259 | $843K | Reduce -0.2% |
| NVO Novo-Nordisk A/S-Spons ADR | 0.12% | 14,717 | $817K | Add +11.1% |
| SDVY First Trust Smid Cap Rising | 0.11% | 20,133 | $765K | New |
| CRWD CrowdStrike Holdings Inc. Class A | 0.11% | 1,552 | $761K | Add +6.3% |
| ELV Elevance Health Inc. | 0.11% | 2,347 | $758K | Add +21.4% |
| MKL Markel Group Inc. | 0.11% | 386 | $738K | New |
| CVX Chevron Corp. | 0.11% | 4,737 | $736K | Add +2.7% |
Portfolio Sells Q2 2025 → Q3 2025
| FLCB Franklin U.S. Core Bond ETF | Reduce -29.2% | 2.90% | −1.75 |
| AVUV Avantis US Small Cap Value | Reduce -90.3% | 0.15% | −1.45 |
| SPYM Ste STR SPDR PT S&P 500 ETF | Reduce -42.0% | 1.17% | −0.97 |
| JIRE JPMorgan Int Res Enh Eqty | Sold out | 0.00% | −0.68 |
| SPLV Invesco S&P 500 Low Volatili | Sold out | 0.00% | −0.67 |
| GCOW Pacer Global Cash Cows Divid | Sold out | 0.00% | −0.67 |
| AMZN Amazon.com Inc. | Reduce -3.5% | 1.04% | −0.19 |
| SPGM State Street SPDR Portfolio | Reduce -42.9% | 0.21% | −0.17 |
| SPDW Ste STR SPDR PT DW Eu ETF | Reduce -5.7% | 1.13% | −0.17 |
| UI Ubiquiti Inc. | Sold out | 0.00% | −0.16 |
| VUSB Vanguard Ultra Short Bond Et | Reduce -77.4% | 0.03% | −0.13 |
| AVEM Avantis Emerging Markets Eq | Reduce -43.4% | 0.13% | −0.11 |
| NOW ServiceNow Inc. | Reduce -0.4% | 0.33% | −0.10 |
| NVDA Nvidia Corp. | Reduce -7.4% | 1.84% | −0.09 |
| IJH iShares Core S&P Midcap ETF | Reduce -3.3% | 0.68% | −0.09 |
| IBOC International Bancshares CRP | Sold out | 0.00% | −0.09 |
| ESGR Enstar Group Ltd. | Sold out | 0.00% | −0.08 |
| ITOT iShares Core S&P Total U.S. | Reduce -13.5% | 0.35% | −0.08 |
| INTU Intuit Inc. | Reduce -2.5% | 0.22% | −0.08 |
| IEMG iShares Core MSCI Emerging | Reduce -3.5% | 0.91% | −0.07 |
| COR Cencora Inc. | Sold out | 0.00% | −0.07 |
| SPMO Invesco S&P 500 Momentum ETF | Reduce -3.2% | 0.65% | −0.06 |
| GBTC Grayscale Bitcoin Trust ETF | Reduce -0.3% | 0.69% | −0.06 |
| PG The Procter & Gamble Co. | Reduce -1.2% | 0.29% | −0.06 |
| JPM JPMorgan Chase & Co. | Reduce -1.9% | 0.72% | −0.05 |
| BRK.B Berkshire Hathaway Inc. Class B | Reduce -0.1% | 0.44% | −0.05 |
| CGGR Cap Group Growth Equity | Reduce -5.5% | 0.39% | −0.05 |
| SPHY SS SPDR P High Yield ETF | Reduce -0.5% | 0.33% | −0.05 |
| DE Deere & Co. | Reduce -1.2% | 0.16% | −0.05 |
| BWX SS SPDR BB Intl Treasury BD | Reduce -12.2% | 0.14% | −0.05 |
| GIS General Mills Inc. | Sold out | 0.00% | −0.04 |
| UNP Union Pacific Corp. | Reduce -0.2% | 0.34% | −0.04 |
| SPHQ Invesco S&P 500 Quality ETF | Sold out | 0.00% | −0.04 |
| HD Home Depot Inc. | Sold out | 0.00% | −0.04 |
| ABT Abbott Laboratories | Reduce -35.4% | 0.04% | −0.04 |
| CBSH Commerce Bancshares Inc. | Sold out | 0.00% | −0.04 |
| DIS The Walt Disney Co. | Reduce -23.3% | 0.05% | −0.03 |
| DOV Dover Corp. | Reduce -2.1% | 0.10% | −0.03 |
| ADBE Adobe Inc. | Reduce -30.3% | 0.03% | −0.03 |
| BILS SS Spdrb B 3-12M T-Bill ETF | Reduce -14.7% | 0.07% | −0.02 |
| DLR Digital Realty Trust Inc. | Reduce -9.9% | 0.09% | −0.02 |
| TXN Texas Instruments Inc. | Reduce -9.0% | 0.06% | −0.02 |
| XOP SS SPDR S&P Og Exp & Prod | Reduce -2.9% | 0.18% | −0.02 |
| PANW Palo Alto Networks Inc. | Reduce -0.3% | 0.14% | −0.02 |
| LIN Linde PLC | Reduce -0.8% | 0.15% | −0.02 |
| HON Honeywell International Inc. | Reduce -0.3% | 0.07% | −0.02 |
| CGGO Cap Group Global Growth | Reduce -4.4% | 0.14% | −0.02 |
| UBER Uber Technologies Inc. | Reduce -9.4% | 0.08% | −0.02 |
| VUG Vanguard Mrngstar GR ETF-Sui | Reduce -3.6% | 0.19% | −0.02 |
| MA Mastercard Inc. Class A | Reduce -4.2% | 0.09% | −0.02 |
Portfolio Buys Q2 2025 → Q3 2025
| NBSD Neuberger Short Duration Inc. | New | 1.71% | +1.71 |
| SPYG SS SPDR P S&P 500 Growth ETF | Add +27.5% | 8.50% | +1.53 |
| IDEV iShares Core MSCI Dev MKTS | New | 1.36% | +1.36 |
| FENI Fidelity Enhanced Intl ETF | New | 1.26% | +1.26 |
| DIAL Columbia Divers Fix Inc. ETF | New | 0.87% | +0.87 |
| SPYV SS SPDR P S&P 500 Value ETF | Add +24.1% | 5.71% | +0.72 |
| TSLA Tesla Inc. | Add +0.7% | 1.95% | +0.36 |
| PLTR Palantir Technologies Inc. Class A | New | 0.29% | +0.29 |
| JHMM John Hancock Multi Fact Mid | New | 0.20% | +0.20 |
| IBM Intl Business Machines Corp. | Add +276.6% | 0.27% | +0.18 |
| CLIP Global X 1-3 Month T-Bill | Add +36.7% | 1.04% | +0.17 |
| TBLL Invesco Short Term Treasury | Add +23.0% | 1.85% | +0.13 |
| TRPA Hartford Aaa Clo ETF | Add +142.8% | 0.24% | +0.13 |
| MTUM iShares MSCI USA Momentum Fa | Add +11.6% | 3.14% | +0.12 |
| SDVY First Trust Smid Cap Rising | New | 0.11% | +0.11 |
| WINN Harbor Long-Term Growers ETF | Add +46.7% | 0.42% | +0.11 |
| MKL Markel Group Inc. | New | 0.11% | +0.11 |
| CGDV Cap Group Dividend Value | Add +23.4% | 0.86% | +0.11 |
| MTBA Simplify MBS ETF | Add +19.1% | 2.49% | +0.11 |
| XLK SS Technology Select Sector | Add +6.1% | 2.65% | +0.08 |
| FESM Fidelity Enhanced Small Cap | Add +40.0% | 0.27% | +0.08 |
| IJR iShares Core S&P Small-Cap E | Add +24.9% | 0.42% | +0.07 |
| MCY Mercury General Corp. | Add +45.2% | 0.15% | +0.06 |
| ORCL Oracle Corp. | New | 0.05% | +0.05 |
| CRVL Corvel Corp. | New | 0.05% | +0.05 |
| HSY The Hershey Co. | New | 0.05% | +0.05 |
| UNH Unitedhealth Group Inc. | New | 0.05% | +0.05 |
| MSI Motorola Solutions Inc. | Add +39.1% | 0.17% | +0.04 |
| COWG Pacer US LRG Cap Cows GR LD | New | 0.04% | +0.04 |
| CATH Global X S&P 500 Ca Val ETF | New | 0.04% | +0.04 |
| DORM Dorman Products Inc. | Add +41.7% | 0.11% | +0.04 |
| SLYV SS SPDR S&P 600 SC Val ETF | Add +4.5% | 2.82% | +0.04 |
| ORLY O'reilly Automotive Inc. | Add +22.8% | 0.16% | +0.04 |
| PDX PIMCO Dynamic Income Strat | New | 0.03% | +0.03 |
| RWR SS SPDR Dow Jones REIT ETF | New | 0.03% | +0.03 |
| ABBV Abbvie Inc. | Add +31.7% | 0.11% | +0.03 |
| AU Anglogold Ashanti PLC | New | 0.03% | +0.03 |
| AM Antero Midstream Corp. | New | 0.03% | +0.03 |
| AGG iShares Core U.S. Aggregate | New | 0.03% | +0.03 |
| GEN Gen Digital Inc. | Add +41.8% | 0.17% | +0.03 |
| KYN Kayne Anderson Energy Infra | New | 0.03% | +0.03 |
| NOC Northrop Grumman Corp. | Add +36.0% | 0.08% | +0.02 |
| CNA Cna Financial Corp. | Add +44.5% | 0.10% | +0.02 |
| NFLX Netflix Inc. | Add +63.6% | 0.09% | +0.02 |
| MO Altria Group Inc. | Add +39.2% | 0.06% | +0.02 |
| LMT Lockheed Martin Corp. | Add +14.8% | 0.15% | +0.01 |
| MUSA Murphy USA Inc. | Add +40.9% | 0.07% | +0.01 |
| WM Waste Management Inc. | Add +41.5% | 0.06% | +0.01 |
| AMGN Amgen Inc. | Add +28.3% | 0.08% | +0.01 |
| TMUS T-Mobile US Inc. | Add +30.3% | 0.07% | +0.01 |
Options Activity Q2 2025 → Q3 2025
| TSLA Tesla Inc. | put | Sold out | 19,000 | $506Kbefore exit |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 272 | $1.3B | SPYG, SPYV, JAVA, SLYG, MDYG |
| Q1 2026 | 217 | $943.1M | SPYV, SPAB, BIL, MDYG, MDYV |
| Q4 2025 | 190 | $685.3M | SPYG, SPYV, SPAB, BIL, MDYV |
| Q3 2025 | 188 | $665.9M | SPYG, SPYV, SPAB, BIL, MDYV |
| Q2 2025 | 178 | $581.1M | SPYG, SPYV, SPAB, BIL, FLCB |
| Q1 2025 | 167 | $509.2M | BIL, SPYG, SPAB, FLCB, SPYV |
| Q4 2024 | 159 | $501.4M | SPYG, BIL, SPYV, SPAB, FLCB |
| Q3 2024 | 156 | $470.7M | SPAB, BIL, SPYG, SPYV, MDYG |
| Q2 2024 | 147 | $378.2M | BIL, SPYG, SPYV, MDYG, SPAB |
| Q1 2024 | 49 | $242.2M | BIL, SPYG, SPYV, MDYG, SLYG |