Cooper Financial Group
In its 13F for Q3 2024 (holdings as of September 30, 2024, filed November 14, 2024), Cooper Financial Group reported 382 stock positions worth $770.3 million. Its top holding was Schwab US Large-Cap Value (SCHV) at 4.7% of the portfolio, followed by Invesco QQQ Trust Series 1 (QQQ, 4.6%) and Apple (AAPL, 4.5%). Compared with Q2 2024, it opened 40 new positions, sold out of 30, added to 198 and reduced 130. The biggest buy was a new position in Avantis US Small Cap Value (AVUV) and the biggest sale JPMorgan Equity Premium Inco (JEPI, shares −4%).
- Most Recent 13F
- Q2 2026
- Location
- IRVINE, CA
- CIK
- 0001751581
- Portfolio Value
- $770.3M (Q3 2024)
- SEC Filing
- 0001214659-24-019021 ↗ filed Nov 14, 2024
Holdings Value
Holdings 382 stocks · $770.3M
| SCHV Schwab US Large-Cap Value | 4.67% | 447,324 | $36.0M | Add +11.4% |
| QQQ Invesco QQQ Trust Series 1 | 4.56% | 71,950 | $35.1M | Add +7.5% |
| AAPL Apple Inc. | 4.50% | 148,644 | $34.6M | Add +3.0% |
| COWZ Pacer US Cash Cows 100 ETF | 4.17% | 555,575 | $32.1M | Add +8.0% |
| BIV Vanguard Intermediate-Term B | 3.70% | 363,298 | $28.5M | Add +6.5% |
| MSFT Microsoft Corp. | 2.81% | 50,367 | $21.7M | Add +1.0% |
| JEPI JPMorgan Equity Premium Inco | 2.74% | 354,168 | $21.1M | Reduce -3.8% |
| JPST JPMorgan Ultra-Short Income | 2.64% | 401,426 | $20.4M | Add +18.8% |
| PAVE Global X US Infrastructure | 2.53% | 473,038 | $19.5M | Add +7.9% |
| AMZN Amazon.com Inc. | 2.45% | 101,365 | $18.9M | Add +1.9% |
| NVDA Nvidia Corp. | 2.41% | 152,610 | $18.5M | Add +11.9% |
| SCHD Schwab US DVD Equity ETF | 1.91% | 174,506 | $14.8M | Add +5.5% |
| DEI Douglas Emmett Inc. | 1.40% | 614,548 | $10.8M | Add +0.0% |
| TSLA Tesla Inc. | 1.38% | 40,754 | $10.7M | Reduce -20.3% |
| GOOGL Alphabet Inc. Class A | 1.34% | 62,380 | $10.3M | Add +8.2% |
| AVGO Broadcom Inc. | 1.22% | 54,614 | $9.4M | Add +23.0% |
| BRK.B Berkshire Hathaway Inc. Class B | 1.15% | 19,217 | $8.8M | Add +1.1% |
| JHML John Hancock Multi Fact LRG | 1.10% | 121,907 | $8.5M | Add +0.3% |
| DBEF Xtrackers MSCI Eafe Hedged E | 0.98% | 179,618 | $7.5M | Add +0.4% |
| BUFR FT Vest Lad Buffervetf-Usd I | 0.98% | 252,109 | $7.5M | Add +12.4% |
| SPYV SS SPDR P S&P 500 Value ETF | 0.96% | 139,348 | $7.4M | Reduce -1.5% |
| IVV iShares Core S&P 500 ETF | 0.92% | 12,347 | $7.1M | Reduce -10.5% |
| AVUV Avantis US Small Cap Value | 0.91% | 73,408 | $7.0M | New |
| VOOG Vanguard S&P 500 Growth ETF | 0.89% | 19,804 | $6.8M | Add +0.0% |
| CALF PCR US SM CP CSH CWS ETF-Usd | 0.84% | 138,280 | $6.4M | Add +2.0% |
| SPYG SS SPDR P S&P 500 Growth ETF | 0.82% | 75,978 | $6.3M | Reduce -8.3% |
| XSMO Invesco S&P Smallcap Momentu | 0.80% | 93,062 | $6.2M | New |
| FBND Fidelity Total Bond ETF | 0.75% | 123,038 | $5.8M | Add +2139.9% |
| PG The Procter & Gamble Co. | 0.64% | 28,573 | $4.9M | Add +1.4% |
| TLT iShares 20+ Year Treasury BD | 0.60% | 47,447 | $4.7M | Add +7.8% |
| XOM Exxon Mobil Corp. | 0.60% | 39,558 | $4.6M | Add +21.1% |
| GOOG Alphabet Inc. Class C | 0.59% | 27,403 | $4.6M | Add +5.6% |
| HELO JPMorgan Hedged Equity ETF | 0.58% | 72,612 | $4.4M | Add +339.7% |
| JBND JPMorgan Active Bond ETF | 0.58% | 81,223 | $4.4M | Add +68.3% |
| CGGR Cap Group Growth Equity | 0.54% | 118,514 | $4.1M | Add +25.4% |
| COST Costco Wholesale Corp. | 0.53% | 4,600 | $4.1M | Add +4.0% |
| JMST JPM Ultra-Short Muni Income filed as J P MORGAN EXCHANGE TRADED F | 0.52% | 79,066 | $4.0M | Reduce -15.5% |
| SCHG Schwab US Large-Cap Growth | 0.46% | 34,243 | $3.6M | Add +1.6% |
| WMT Walmart Inc. | 0.46% | 43,978 | $3.6M | Add +32.9% |
| XSVM Invesco S&P Smallcap Value W | 0.45% | 63,416 | $3.5M | Add +4.7% |
| META Meta Platforms Inc. Class A | 0.44% | 5,933 | $3.4M | Add +20.1% |
| CGDV Cap Group Dividend Value filed as CAPITAL GROUP DIVIDEND VALUE | 0.44% | 93,046 | $3.4M | Add +11.4% |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.44% | 5,861 | $3.4M | Add +1.9% |
| HDV iShares Core High Dividend E | 0.42% | 27,811 | $3.3M | Reduce -6.2% |
| HD Home Depot Inc. | 0.42% | 7,970 | $3.2M | Add +16.8% |
| SPVM Invesco S&P 500 Value With M | 0.40% | 53,151 | $3.1M | Reduce -1.2% |
| GTO Invesco Total Return Bond Et | 0.40% | 64,235 | $3.1M | Add +9.1% |
| SECT Main Sector Rotation ETF | 0.38% | 54,494 | $2.9M | Reduce -0.2% |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | 0.37% | 61,023 | $2.9M | Add +20.1% |
| ANGL Vaneck Fallen Angel High YLD | 0.36% | 93,630 | $2.8M | Add +5.5% |
| FTNT Fortinet Inc. | 0.36% | 35,377 | $2.7M | Add +7.3% |
| TLH iShares 10-20 Year Treasury | 0.36% | 25,023 | $2.7M | Add +4.9% |
| BOND PIMCO Active Bond Exchange-T | 0.35% | 28,696 | $2.7M | Add +6.2% |
| CVX Chevron Corp. | 0.34% | 17,874 | $2.6M | Reduce -10.4% |
| GBAB Guggenheim Taxable Municipal | 0.34% | 148,306 | $2.6M | Add +4.9% |
| VTI VG Morningstar TS MKT ETF-US | 0.33% | 9,040 | $2.6M | Add +38.3% |
| AMGN Amgen Inc. | 0.33% | 7,902 | $2.5M | Add +2.8% |
| SPAB SS SPDR P Agg Bond ETF | 0.33% | 96,984 | $2.5M | Add +1.0% |
| JHMD John Hancock MF Dev Intl ETF | 0.33% | 71,249 | $2.5M | Reduce -5.3% |
| IWF iShares Russell 1000 Growth | 0.32% | 6,655 | $2.5M | Reduce -8.8% |
| UNH Unitedhealth Group Inc. | 0.32% | 4,272 | $2.5M | Add +56.4% |
| NFLX Netflix Inc. | 0.32% | 3,434 | $2.4M | Add +5.2% |
| V Visa Inc. Class A | 0.31% | 8,758 | $2.4M | Add +1.0% |
| ANET Arista Networks Inc. | 0.30% | 5,964 | $2.3M | Add +1.9% |
| JHMM John Hancock Multi Fact Mid | 0.29% | 37,581 | $2.3M | Reduce -7.0% |
| CAT Caterpillar Inc. | 0.28% | 5,490 | $2.1M | Add +6.1% |
| FTEC Fidelity MSCI Info Tech Indx | 0.27% | 11,971 | $2.1M | Add +2.4% |
| TOTL SS Doubleline TR Tact ETF | 0.27% | 49,623 | $2.1M | Add +7.9% |
| C Citigroup Inc. | 0.27% | 32,660 | $2.0M | Add +22.1% |
| SPYM Ste STR SPDR PT S&P 500 ETF | 0.26% | 29,392 | $2.0M | Add +0.6% |
| UPS United Parcel Service Class B | 0.26% | 14,547 | $2.0M | Reduce -12.6% |
| ABBV Abbvie Inc. | 0.25% | 9,573 | $1.9M | Reduce -22.6% |
| VRTX Vertex Pharmaceuticals Inc. | 0.24% | 4,031 | $1.9M | Add +7.6% |
| ORCL Oracle Corp. | 0.24% | 10,848 | $1.8M | Add +75.6% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.23% | 7,995 | $1.8M | Reduce -26.3% |
| IJH iShares Core S&P Midcap ETF | 0.23% | 28,129 | $1.8M | Reduce -4.0% |
| TMUS T-Mobile US Inc. | 0.23% | 8,478 | $1.7M | Add +28.8% |
| LLY Eli Lilly & Co. | 0.23% | 1,960 | $1.7M | Add +20.5% |
| CRM Salesforce Inc. | 0.22% | 6,311 | $1.7M | Add +2.7% |
| IWD iShares Russell 1000 Value E | 0.22% | 9,074 | $1.7M | Reduce -1.3% |
| ADBE Adobe Inc. | 0.22% | 3,241 | $1.7M | Add +7.5% |
| IBTE iShares Ibonds Dec 2024 Term | 0.22% | 69,882 | $1.7M | Reduce -9.0% |
| MA Mastercard Inc. Class A | 0.22% | 3,384 | $1.7M | Add +1.3% |
| JNJ Johnson & Johnson | 0.21% | 10,027 | $1.6M | Add +3.5% |
| GS Goldman Sachs Group Inc. | 0.21% | 3,212 | $1.6M | Add +8.5% |
| AMD Advanced Micro Devices | 0.21% | 9,650 | $1.6M | Reduce -3.8% |
| FDX FedEx Corp. | 0.20% | 5,771 | $1.6M | Add +43.6% |
| PECO Phillips Edison & Company Inc. | 0.20% | 41,757 | $1.6M | Add +0.0% |
| JPM JPMorgan Chase & Co. | 0.20% | 7,351 | $1.6M | Reduce -19.8% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.20% | 39,053 | $1.5M | Add +102.2% |
| FISV Fiserv Inc. | 0.20% | 8,533 | $1.5M | Reduce -40.7% |
| QUAL iShares MSCI USA Quality Fac | 0.20% | 8,525 | $1.5M | Add +30.1% |
| VOO Vanguard S&P 500 ETF | 0.19% | 2,836 | $1.5M | Add +5.1% |
| RTX RTX Corp. | 0.19% | 11,957 | $1.4M | Add +2.8% |
| RQI Cohen & Steers Qual Inc. RLTY | 0.19% | 101,208 | $1.4M | Reduce -16.3% |
| SCHX Schwab US Large-Cap ETF | 0.18% | 20,913 | $1.4M | Add +30.4% |
| PYPL PayPal Holdings Inc. | 0.18% | 18,148 | $1.4M | Reduce -14.3% |
| ETN Eaton Corp. PLC | 0.18% | 4,261 | $1.4M | Reduce -12.1% |
| CBRE GBL REAL ESTATE INC FD | 0.18% | 214,886 | $1.4M | Add +3.1% |
| ASML ASML Holding NV-NY Reg SHS | 0.18% | 1,674 | $1.4M | Add +3.6% |
Portfolio Sells Q2 2024 → Q3 2024
| JEPI JPMorgan Equity Premium Inco | Reduce -3.8% | 2.74% | −0.33 |
| MDYG SS SPDR S&P 400 MC GR ETF | Reduce -76.0% | 0.09% | −0.31 |
| QAI Nylim HDG MLT-STR TRC ETF-Ui | Reduce -59.2% | 0.17% | −0.29 |
| SPSM SS SPDR P S&P 600 Small Cap | Sold out | 0.00% | −0.24 |
| IWM iShares Russell 2000 ETF | Sold out | 0.00% | −0.22 |
| IVV iShares Core S&P 500 ETF | Reduce -10.5% | 0.92% | −0.19 |
| JMST JPM Ultra-Short Muni Income | Reduce -15.5% | 0.52% | −0.18 |
| SPYG SS SPDR P S&P 500 Growth ETF | Reduce -8.3% | 0.82% | −0.16 |
| SCHA Schwab US Small-Cap ETF | Sold out | 0.00% | −0.14 |
| CDNS Cadence Design SYS Inc. | Reduce -38.2% | 0.11% | −0.12 |
| CVX Chevron Corp. | Reduce -10.4% | 0.34% | −0.12 |
| FISV Fiserv Inc. | Reduce -40.7% | 0.20% | −0.12 |
| TSLA Tesla Inc. | Reduce -20.3% | 1.38% | −0.10 |
| SBUX Starbucks Corp. | Sold out | 0.00% | −0.09 |
| INTC Intel Corp. | Reduce -26.2% | 0.09% | −0.09 |
| SILA Sila Realty Trust Inc. | Reduce -75.7% | 0.03% | −0.08 |
| UPS United Parcel Service Class B | Reduce -12.6% | 0.26% | −0.08 |
| OKE Oneok Inc. | Sold out | 0.00% | −0.07 |
| BP BP PLC-Spons ADR | Reduce -51.7% | 0.04% | −0.07 |
| GILD Gilead Sciences Inc. | Sold out | 0.00% | −0.07 |
| JPM JPMorgan Chase & Co. | Reduce -19.8% | 0.20% | −0.07 |
| EL Estee Lauder Companies Class A | Sold out | 0.00% | −0.07 |
| CHE Chemed Corp. | Sold out | 0.00% | −0.07 |
| CMCSA Comcast Corp. Class A | Sold out | 0.00% | −0.07 |
| MRK Merck & Co. Inc. | Reduce -33.9% | 0.08% | −0.07 |
| IWF iShares Russell 1000 Growth | Reduce -8.8% | 0.32% | −0.07 |
| ABBV Abbvie Inc. | Reduce -22.6% | 0.25% | −0.07 |
| T AT&T Inc. | Reduce -54.3% | 0.06% | −0.06 |
| SPYV SS SPDR P S&P 500 Value ETF | Reduce -1.5% | 0.96% | −0.06 |
| PNC PNC Financial Services Group | Sold out | 0.00% | −0.06 |
| BEN Franklin Templeton Inc. | Sold out | 0.00% | −0.05 |
| VZ Verizon Communications Inc. | Sold out | 0.00% | −0.05 |
| IBTE iShares Ibonds Dec 2024 Term | Reduce -9.0% | 0.22% | −0.05 |
| EMR Emerson Electric Co. | Sold out | 0.00% | −0.05 |
| CSCO Cisco Systems Inc. | Reduce -34.2% | 0.10% | −0.05 |
| SHV iShares 0-1 Year Treasury Bo | Sold out | 0.00% | −0.05 |
| TFC Truist Financial Corp. | Sold out | 0.00% | −0.05 |
| HDV iShares Core High Dividend E | Reduce -6.2% | 0.42% | −0.05 |
| ORLY O'reilly Automotive Inc. | Reduce -42.9% | 0.06% | −0.05 |
| OHI Omega Healthcare Investors | Sold out | 0.00% | −0.05 |
| PSX Phillips 66 | Sold out | 0.00% | −0.05 |
| MCD McDonald's Corp. | Reduce -41.6% | 0.08% | −0.05 |
| TFLO iShares Treasury Floating Ra | Sold out | 0.00% | −0.05 |
| IBM Intl Business Machines Corp. | Reduce -26.3% | 0.23% | −0.05 |
| PGNY Progyny Inc. | Sold out | 0.00% | −0.05 |
| SNPS Synopsys Inc. | Reduce -9.4% | 0.10% | −0.04 |
| MS Morgan Stanley | Reduce -46.1% | 0.05% | −0.04 |
| JHMD John Hancock MF Dev Intl ETF | Reduce -5.3% | 0.33% | −0.04 |
| KMB Kimberly-Clark Corp. | Reduce -56.2% | 0.03% | −0.04 |
| ETN Eaton Corp. PLC | Reduce -12.1% | 0.18% | −0.04 |
Portfolio Buys Q2 2024 → Q3 2024
| AVUV Avantis US Small Cap Value | New | 0.91% | +0.91 |
| XSMO Invesco S&P Smallcap Momentu | New | 0.80% | +0.80 |
| FBND Fidelity Total Bond ETF | Add +2139.9% | 0.75% | +0.71 |
| HELO JPMorgan Hedged Equity ETF | Add +339.7% | 0.58% | +0.43 |
| SCHV Schwab US Large-Cap Value | Add +11.4% | 4.67% | +0.29 |
| JBND JPMorgan Active Bond ETF | Add +68.3% | 0.58% | +0.21 |
| DEI Douglas Emmett Inc. | Add +0.0% | 1.40% | +0.20 |
| AVGO Broadcom Inc. | Add +23.0% | 1.22% | +0.18 |
| PAVE Global X US Infrastructure | Add +7.9% | 2.53% | +0.14 |
| JPST JPMorgan Ultra-Short Income | Add +18.8% | 2.64% | +0.14 |
| KYN Kayne Anderson Energy Infra | New | 0.13% | +0.13 |
| WMT Walmart Inc. | Add +32.9% | 0.46% | +0.13 |
| JBBB Janus Henderson B-BBB Clo Et | Add +263.6% | 0.18% | +0.12 |
| UNH Unitedhealth Group Inc. | Add +56.4% | 0.32% | +0.12 |
| BUFQ FT VST Lad NSDQ Buf ETF-Usdi | New | 0.11% | +0.11 |
| ORCL Oracle Corp. | Add +75.6% | 0.24% | +0.11 |
| YDEC FT Vest International Equity | New | 0.10% | +0.10 |
| TMO Thermo Fisher Scientific Inc. | Add +151.6% | 0.16% | +0.09 |
| FSK FS KKR Capital Corp. | Add +175.3% | 0.16% | +0.09 |
| JAAA Janus Henderson Aaa Clo ETF | Add +123.2% | 0.18% | +0.09 |
| BAC Bank of America Corp. | Add +102.2% | 0.20% | +0.09 |
| IVW iShares S&P 500 Growth ETF | Add +120.7% | 0.16% | +0.08 |
| LUV Southwest Airlines Co. | New | 0.08% | +0.08 |
| CGGR Cap Group Growth Equity | Add +25.4% | 0.54% | +0.08 |
| GLPI Gaming and Leisure Propertie | New | 0.08% | +0.08 |
| URI United Rentals Inc. | New | 0.08% | +0.08 |
| VTI VG Morningstar TS MKT ETF-US | Add +38.3% | 0.33% | +0.08 |
| META Meta Platforms Inc. Class A | Add +20.1% | 0.44% | +0.07 |
| HD Home Depot Inc. | Add +16.8% | 0.42% | +0.07 |
| AIG American International Group | New | 0.07% | +0.07 |
| VXUS Vanguard Total Intl Stock | Add +128.2% | 0.13% | +0.07 |
| NOC Northrop Grumman Corp. | Add +112.1% | 0.12% | +0.07 |
| PHM Pultegroup Inc. | Add +85.7% | 0.13% | +0.07 |
| XEXGX Eaton Vance Tax-Managed Glob | New | 0.07% | +0.07 |
| PDI PIMCO Dynamic Income Fund | New | 0.06% | +0.06 |
| FTNT Fortinet Inc. | Add +7.3% | 0.36% | +0.06 |
| PPL PPL Corp. | New | 0.06% | +0.06 |
| SNY Sanofi-ADR | Add +166.3% | 0.10% | +0.06 |
| NXPI NXP Semiconductors NV | Add +203.8% | 0.11% | +0.06 |
| GM General Motors Co. | New | 0.06% | +0.06 |
| COF Capital One Financial Corp. | Add +132.3% | 0.11% | +0.06 |
| JCI Johnson Controls Internation | New | 0.06% | +0.06 |
| DYNF Ishrs US E F R A ETF-Usd Inc. | Add +86.5% | 0.14% | +0.06 |
| BALL Ball Corp. | New | 0.06% | +0.06 |
| TMUS T-Mobile US Inc. | Add +28.8% | 0.23% | +0.06 |
| BJ Bj's Wholesale Club Holdings | New | 0.06% | +0.06 |
| ETSY Etsy Inc. | Add +169.6% | 0.10% | +0.06 |
| ET Energy Transfer LP | New | 0.05% | +0.05 |
| BINC iShares Flex I A ETF-Usd Inc. | New | 0.05% | +0.05 |
| AZN Astrazeneca PLC-Spons ADR | Add +74.9% | 0.15% | +0.05 |
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 447 | $1.2B | SCHV, QQQ, NVDA, AAPL, BOND |
| Q1 2026 | 425 | $989.5M | SCHV, QQQ, NVDA, AAPL, BOND |
| Q4 2025 | 380 | $939.8M | SCHV, QQQ, NVDA, AAPL, BIV |
| Q3 2025 | 385 | $903.5M | SCHV, QQQ, NVDA, AAPL, BIV |
| Q2 2025 | 374 | $850.2M | SCHV, QQQ, BIV, AAPL, NVDA |
| Q1 2025 | 379 | $759.2M | SCHV, AAPL, BIV, MSFT, NVDA |
| Q4 2024 | 386 | $830.4M | AAPL, QQQ, SCHV, COWZ, BIV |
| Q3 2024 | 382 | $770.3M | SCHV, QQQ, AAPL, COWZ, BIV |
| Q2 2024 | 372 | $680.2M | QQQ, AAPL, SCHV, COWZ, BIV |
| Q1 2024 | 349 | $608.4M | QQQ, SCHV, COWZ, AAPL, BIV |