Cooper Financial Group
In its 13F for Q3 2025 (holdings as of September 30, 2025, filed October 7, 2025), Cooper Financial Group reported 385 stock positions worth $903.5 million. Its top holding was Schwab US Large-Cap Value (SCHV) at 6.3% of the portfolio, followed by Invesco QQQ Trust Series 1 (QQQ, 5.9%) and Nvidia (NVDA, 4.4%). Compared with Q2 2025, it opened 47 new positions, sold out of 36, added to 150 and reduced 177. The biggest buy was a new position in Putnam Focused LRG Cap Value (PVAL) and the biggest sale Schwab US DVD Equity ETF (SCHD, shares −95%).
- Most Recent 13F
- Q2 2026
- Location
- IRVINE, CA
- CIK
- 0001751581
- Portfolio Value
- $903.5M (Q3 2025)
- SEC Filing
- 0001214659-25-014742 ↗ filed Oct 7, 2025
Holdings Value
Holdings 385 stocks · $903.5M
| SCHV Schwab US Large-Cap Value | 6.32% | 1,960,789 | $57.1M | Add +4.6% |
| QQQ Invesco QQQ Trust Series 1 | 5.89% | 88,677 | $53.2M | Add +2.2% |
| NVDA Nvidia Corp. | 4.36% | 211,119 | $39.4M | Add +11.3% |
| AAPL Apple Inc. | 4.28% | 151,844 | $38.7M | Add +0.3% |
| BIV Vanguard Intermediate-Term B | 4.23% | 489,211 | $38.2M | Add +2.6% |
| MSFT Microsoft Corp. | 3.46% | 60,414 | $31.3M | Add +3.5% |
| PAVE Global X US Infrastructure | 2.86% | 541,720 | $25.8M | Add +0.2% |
| AMZN Amazon.com Inc. | 2.78% | 114,410 | $25.1M | Add +1.2% |
| JEPI JPMorgan Equity Premium Inco | 2.68% | 423,502 | $24.2M | Add +3.9% |
| JPST JPMorgan Ultra-Short Income | 2.20% | 392,304 | $19.9M | Reduce -2.5% |
| AVGO Broadcom Inc. | 2.00% | 54,814 | $18.1M | Reduce -2.8% |
| PVAL Putnam Focused LRG Cap Value | 1.95% | 412,099 | $17.6M | New |
| BUFR FT Vest Lad Buffervetf-Usd I | 1.74% | 469,898 | $15.7M | Reduce -0.4% |
| TSLA Tesla Inc. | 1.73% | 35,187 | $15.6M | Add +5.2% |
| GOOGL Alphabet Inc. Class A | 1.57% | 58,516 | $14.2M | Reduce -5.9% |
| META Meta Platforms Inc. Class A | 1.17% | 14,357 | $10.5M | Add +26.6% |
| DEI Douglas Emmett Inc. | 1.06% | 614,661 | $9.6M | Reduce 0.0% |
| STEL Stellar Bancorp Inc. | 1.04% | 310,293 | $9.4M | No change |
| BRK.B Berkshire Hathaway Inc. Class B | 0.99% | 17,818 | $9.0M | Reduce -5.2% |
| JHML John Hancock Multi Fact LRG | 0.96% | 110,201 | $8.6M | Add +0.0% |
| VOOG Vanguard S&P 500 Growth ETF | 0.96% | 19,823 | $8.6M | Add +0.0% |
| FBND Fidelity Total Bond ETF | 0.94% | 182,859 | $8.5M | Reduce -5.4% |
| JMST JPM Ultra-Short Muni Income filed as J P MORGAN EXCHANGE TRADED F | 0.89% | 158,260 | $8.1M | Add +22.2% |
| AVUV Avantis US Small Cap Value | 0.87% | 79,038 | $7.9M | Reduce -2.0% |
| XSMO Invesco S&P Smallcap Momentu | 0.82% | 100,208 | $7.4M | Reduce -2.4% |
| GOOG Alphabet Inc. Class C | 0.77% | 28,614 | $7.0M | Reduce -12.3% |
| DBEF Xtrackers MSCI Eafe Hedged E | 0.77% | 149,523 | $6.9M | Reduce -5.2% |
| HELO JPMorgan Hedged Equity ETF | 0.74% | 102,423 | $6.7M | Add +1.4% |
| JBND JPMorgan Active Bond ETF | 0.72% | 119,502 | $6.5M | Add +11.1% |
| SPYV SS SPDR P S&P 500 Value ETF | 0.64% | 104,243 | $5.8M | Reduce -5.2% |
| CGGR Cap Group Growth Equity | 0.60% | 124,019 | $5.4M | Reduce -2.5% |
| SPYG SS SPDR P S&P 500 Growth ETF | 0.58% | 50,443 | $5.3M | Reduce -6.4% |
| NFLX Netflix Inc. | 0.58% | 4,379 | $5.3M | Add +15.3% |
| IVV iShares Core S&P 500 ETF | 0.55% | 7,485 | $5.0M | Reduce -3.0% |
| UPS United Parcel Service Class B | 0.53% | 56,978 | $4.8M | Add +0.1% |
| V Visa Inc. Class A | 0.48% | 12,812 | $4.4M | Reduce -8.1% |
| WMT Walmart Inc. | 0.48% | 42,209 | $4.4M | Add +8.9% |
| SCHG Schwab US Large-Cap Growth | 0.48% | 135,644 | $4.3M | Reduce -49.6% |
| CGDV Cap Group Dividend Value filed as CAPITAL GROUP DIVIDEND VALUE | 0.47% | 100,608 | $4.2M | Reduce -3.8% |
| XSVM Invesco S&P Smallcap Value W | 0.44% | 71,170 | $4.0M | Add +3.6% |
| COST Costco Wholesale Corp. | 0.44% | 4,331 | $4.0M | Reduce -5.2% |
| LLY Eli Lilly & Co. | 0.40% | 4,788 | $3.7M | Add +5.0% |
| XOM Exxon Mobil Corp. | 0.39% | 31,542 | $3.6M | Reduce -1.3% |
| BOND PIMCO Active Bond Exchange-T | 0.39% | 37,512 | $3.5M | Reduce -10.0% |
| ANGL Vaneck Fallen Angel High YLD | 0.38% | 116,789 | $3.5M | Add +4.4% |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.37% | 5,008 | $3.3M | Reduce -2.8% |
| ORCL Oracle Corp. | 0.36% | 11,504 | $3.2M | Add +23.0% |
| CADE Cadence Bank | 0.34% | 82,553 | $3.1M | Add +0.0% |
| C Citigroup Inc. | 0.34% | 30,500 | $3.1M | Reduce -12.1% |
| PG The Procter & Gamble Co. | 0.34% | 19,931 | $3.1M | Reduce -0.1% |
| HD Home Depot Inc. | 0.34% | 7,508 | $3.0M | Add +0.5% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.33% | 26,138 | $3.0M | Add +3.0% |
| JPM JPMorgan Chase & Co. | 0.32% | 9,192 | $2.9M | Reduce -11.0% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.31% | 10,051 | $2.8M | Add +14.1% |
| WTV Wisdomtree U.S. Value Fund | 0.31% | 30,554 | $2.8M | Reduce -0.3% |
| GTO Invesco Total Return Bond Et | 0.29% | 55,448 | $2.6M | Reduce -8.2% |
| FTEC Fidelity MSCI Info Tech Indx | 0.29% | 11,791 | $2.6M | Reduce -0.7% |
| CVX Chevron Corp. | 0.29% | 16,817 | $2.6M | Reduce -0.4% |
| IWF iShares Russell 1000 Growth | 0.28% | 5,402 | $2.5M | Reduce -1.4% |
| JAAA Janus Henderson Aaa Clo ETF | 0.27% | 48,894 | $2.5M | Add +27.1% |
| MA Mastercard Inc. Class A | 0.26% | 4,194 | $2.4M | Add +7.3% |
| SCHX Schwab US Large-Cap ETF | 0.26% | 90,317 | $2.4M | Add +9.5% |
| ETN Eaton Corp. PLC | 0.25% | 6,107 | $2.3M | Add +6.5% |
| AMGN Amgen Inc. | 0.25% | 8,098 | $2.3M | Reduce -1.9% |
| GS Goldman Sachs Group Inc. | 0.25% | 2,851 | $2.3M | Reduce -19.2% |
| CRWD CrowdStrike Holdings Inc. Class A | 0.25% | 4,544 | $2.2M | Add +16.2% |
| MCK McKesson Corp. | 0.25% | 2,876 | $2.2M | Add +1.6% |
| IWP iShares Russell Mid-Cap Grow | 0.25% | 15,565 | $2.2M | Reduce -2.2% |
| HDV iShares Core High Dividend E | 0.24% | 17,911 | $2.2M | Reduce -13.5% |
| CAT Caterpillar Inc. | 0.24% | 4,572 | $2.2M | Add +5.2% |
| GBAB Guggenheim Taxable Municipal | 0.24% | 139,520 | $2.2M | Add +8.6% |
| RTX RTX Corp. | 0.24% | 12,889 | $2.2M | Reduce -13.7% |
| NOW ServiceNow Inc. | 0.23% | 2,271 | $2.1M | Add +41.7% |
| JHMM John Hancock Multi Fact Mid | 0.23% | 31,439 | $2.0M | Reduce -2.5% |
| ABBV Abbvie Inc. | 0.22% | 8,719 | $2.0M | Add +2.7% |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | 0.22% | 42,678 | $2.0M | Reduce -1.7% |
| UBER Uber Technologies Inc. | 0.22% | 20,299 | $2.0M | Add +17.9% |
| ANET Arista Networks Inc. | 0.22% | 13,582 | $2.0M | Reduce -34.3% |
| JHMD John Hancock MF Dev Intl ETF | 0.21% | 48,092 | $1.9M | Add +31.0% |
| JBBB Janus Henderson B-BBB Clo Et | 0.21% | 39,678 | $1.9M | Reduce -20.3% |
| TMUS T-Mobile US Inc. | 0.21% | 7,895 | $1.9M | Reduce -3.7% |
| CSCO Cisco Systems Inc. | 0.21% | 27,350 | $1.9M | Reduce -12.7% |
| TSM Taiwan Semiconductor-SP ADR | 0.21% | 6,650 | $1.9M | Add +5.7% |
| BX Blackstone Inc. | 0.20% | 10,749 | $1.8M | Add +49.0% |
| IEFA iShares Core MSCI Eafe ETF | 0.20% | 20,808 | $1.8M | Add +10.5% |
| PM Philip Morris International | 0.20% | 10,936 | $1.8M | Add +25.3% |
| JPIE JPMorgan Income ETF | 0.20% | 37,995 | $1.8M | Add +19.2% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.19% | 34,022 | $1.8M | Reduce -4.3% |
| IJH iShares Core S&P Midcap ETF | 0.19% | 26,712 | $1.7M | Add +6.7% |
| QUAL iShares MSCI USA Quality Fac | 0.19% | 8,883 | $1.7M | Add +4.1% |
| CRM Salesforce Inc. | 0.18% | 6,929 | $1.6M | Reduce -11.2% |
| JNJ Johnson & Johnson | 0.18% | 8,739 | $1.6M | Add +0.4% |
| IWD iShares Russell 1000 Value E | 0.18% | 7,770 | $1.6M | Reduce -1.8% |
| PLTR Palantir Technologies Inc. Class A | 0.17% | 8,658 | $1.6M | Add +41.1% |
| ADBE Adobe Inc. | 0.17% | 4,476 | $1.6M | Reduce -20.3% |
| TOTL SS Doubleline TR Tact ETF | 0.17% | 38,797 | $1.6M | Reduce -15.7% |
| SCHW Schwab (charles) Corp. | 0.17% | 16,300 | $1.6M | Add +13.8% |
| UNH Unitedhealth Group Inc. | 0.16% | 4,308 | $1.5M | Add +2.8% |
| SPYM Ste STR SPDR PT S&P 500 ETF | 0.16% | 18,947 | $1.5M | Reduce -9.8% |
| GE General Electric filed as GE AEROSPACE | 0.16% | 4,760 | $1.4M | Add +19.6% |
Portfolio Sells Q2 2025 → Q3 2025
| SCHD Schwab US DVD Equity ETF | Reduce -94.9% | 0.10% | −1.87 |
| SCHG Schwab US Large-Cap Growth | Reduce -49.6% | 0.48% | −0.45 |
| VTI VG Morningstar TS MKT ETF-US | Reduce -91.2% | 0.03% | −0.35 |
| SPVM Invesco S&P 500 Value With M | Reduce -79.8% | 0.07% | −0.26 |
| VXUS Vanguard Total Intl Stock | Sold out | 0.00% | −0.25 |
| BUFQ FT VST Lad NSDQ Buf ETF-Usdi | Sold out | 0.00% | −0.25 |
| YDEC FT Vest International Equity | Sold out | 0.00% | −0.24 |
| JPST JPMorgan Ultra-Short Income | Reduce -2.5% | 2.20% | −0.19 |
| FTNT Fortinet Inc. | Reduce -37.9% | 0.15% | −0.17 |
| VOO Vanguard S&P 500 ETF | Reduce -54.9% | 0.11% | −0.14 |
| FBND Fidelity Total Bond ETF | Reduce -5.4% | 0.94% | −0.10 |
| V Visa Inc. Class A | Reduce -8.1% | 0.48% | −0.10 |
| VRTX Vertex Pharmaceuticals Inc. | Reduce -36.3% | 0.10% | −0.09 |
| SNPS Synopsys Inc. | Reduce -44.0% | 0.09% | −0.09 |
| COST Costco Wholesale Corp. | Reduce -5.2% | 0.44% | −0.09 |
| ASML ASML Holding NV-NY Reg SHS | Sold out | 0.00% | −0.09 |
| BRK.B Berkshire Hathaway Inc. Class B | Reduce -5.2% | 0.99% | −0.08 |
| ADBE Adobe Inc. | Reduce -20.3% | 0.17% | −0.08 |
| PYPL PayPal Holdings Inc. | Reduce -38.4% | 0.09% | −0.08 |
| FPF First TR Interm Dur & Inc. | Reduce -75.3% | 0.03% | −0.08 |
| COWZ Pacer US Cash Cows 100 ETF | Reduce -31.3% | 0.15% | −0.07 |
| KLAC KLA Corp. | Reduce -59.5% | 0.06% | −0.07 |
| BKNG Booking Holdings Inc. | Reduce -43.1% | 0.07% | −0.07 |
| WSM Williams-Sonoma Inc. | Sold out | 0.00% | −0.07 |
| EXEL Exelixis Inc. | Sold out | 0.00% | −0.07 |
| JBBB Janus Henderson B-BBB Clo Et | Reduce -20.3% | 0.21% | −0.07 |
| CRM Salesforce Inc. | Reduce -11.2% | 0.18% | −0.07 |
| BOND PIMCO Active Bond Exchange-T | Reduce -10.0% | 0.39% | −0.06 |
| BIDU Baidu Inc. - Spon ADR | Sold out | 0.00% | −0.06 |
| AME Ametek Inc. | Reduce -72.1% | 0.02% | −0.06 |
| ADSK Autodesk Inc. | Sold out | 0.00% | −0.06 |
| HSBC HSBC Holdings PLC-Spons ADR | Sold out | 0.00% | −0.06 |
| DBX Dropbox Inc. Class A | Sold out | 0.00% | −0.06 |
| EEFT Euronet Worldwide Inc. | Sold out | 0.00% | −0.05 |
| LNG Cheniere Energy Inc. | Reduce -55.2% | 0.04% | −0.05 |
| FISV Fiserv Inc. | Reduce -1.4% | 0.12% | −0.05 |
| CSCO Cisco Systems Inc. | Reduce -12.7% | 0.21% | −0.05 |
| ORLY O'reilly Automotive Inc. | Sold out | 0.00% | −0.05 |
| VTHR Vanguard Russell 3000 | Sold out | 0.00% | −0.05 |
| BABA Alibaba Group Holding-SP ADR | Reduce -65.7% | 0.05% | −0.05 |
| DBEF Xtrackers MSCI Eafe Hedged E | Reduce -5.2% | 0.77% | −0.04 |
| TOTL SS Doubleline TR Tact ETF | Reduce -15.7% | 0.17% | −0.04 |
| HDV iShares Core High Dividend E | Reduce -13.5% | 0.24% | −0.04 |
| GS Goldman Sachs Group Inc. | Reduce -19.2% | 0.25% | −0.04 |
| GTO Invesco Total Return Bond Et | Reduce -8.2% | 0.29% | −0.04 |
| FLCB Franklin U.S. Core Bond ETF | Sold out | 0.00% | −0.04 |
| EOG EOG Resources Inc. | Reduce -17.2% | 0.10% | −0.04 |
| SPYV SS SPDR P S&P 500 Value ETF | Reduce -5.2% | 0.64% | −0.04 |
| MARM Ftvestus Max Buff ETF March | Sold out | 0.00% | −0.04 |
| PODD Insulet Corp. | Sold out | 0.00% | −0.04 |
Portfolio Buys Q2 2025 → Q3 2025
| PVAL Putnam Focused LRG Cap Value | New | 1.95% | +1.95 |
| NVDA Nvidia Corp. | Add +11.3% | 4.36% | +0.84 |
| AAPL Apple Inc. | Add +0.3% | 4.28% | +0.63 |
| TSLA Tesla Inc. | Add +5.2% | 1.73% | +0.48 |
| QQQ Invesco QQQ Trust Series 1 | Add +2.2% | 5.89% | +0.26 |
| SCHV Schwab US Large-Cap Value | Add +4.6% | 6.32% | +0.22 |
| META Meta Platforms Inc. Class A | Add +26.6% | 1.17% | +0.18 |
| JMST JPM Ultra-Short Muni Income | Add +22.2% | 0.89% | +0.12 |
| ORCL Oracle Corp. | Add +23.0% | 0.36% | +0.12 |
| PAVE Global X US Infrastructure | Add +0.2% | 2.86% | +0.09 |
| BX Blackstone Inc. | Add +49.0% | 0.20% | +0.08 |
| PLTR Palantir Technologies Inc. Class A | Add +41.1% | 0.17% | +0.08 |
| FPE FT-Preferred Secur & Inc. ETF | New | 0.07% | +0.07 |
| BTC Grayscale Bitcoin Mini ETF | New | 0.07% | +0.07 |
| GEV GE Vernova Inc. | New | 0.07% | +0.07 |
| APP AppLovin Corp. Class A | New | 0.07% | +0.07 |
| JIRE JPMorgan Int Res Enh Eqty | Add +93.6% | 0.14% | +0.07 |
| SHOP Shopify Inc. Class A | New | 0.05% | +0.05 |
| HOOD Robinhood Markets Inc. Class A | New | 0.05% | +0.05 |
| MMM 3M Co. | New | 0.05% | +0.05 |
| GLW Corning Inc. | Add +41.2% | 0.09% | +0.05 |
| MSFT Microsoft Corp. | Add +3.5% | 3.46% | +0.05 |
| MU Micron Technology Inc. | Add +16.1% | 0.15% | +0.05 |
| JHMD John Hancock MF Dev Intl ETF | Add +31.0% | 0.21% | +0.05 |
| JAAA Janus Henderson Aaa Clo ETF | Add +27.1% | 0.27% | +0.05 |
| SNOW Snowflake Inc. | Add +47.9% | 0.16% | +0.04 |
| DASH DoorDash Inc. Class A | Add +42.4% | 0.13% | +0.04 |
| CAT Caterpillar Inc. | Add +5.2% | 0.24% | +0.04 |
| MUB iShares National Muni Bond E | New | 0.04% | +0.04 |
| SPGI S&P Global Inc. | New | 0.04% | +0.04 |
| CVNA Carvana Co. | New | 0.04% | +0.04 |
| NVO Novo-Nordisk A/S-Spons ADR | New | 0.04% | +0.04 |
| ADI Analog Devices Inc. | New | 0.04% | +0.04 |
| JBND JPMorgan Active Bond ETF | Add +11.1% | 0.72% | +0.04 |
| ABBV Abbvie Inc. | Add +2.7% | 0.22% | +0.04 |
| GE General Electric | Add +19.6% | 0.16% | +0.04 |
| TSM Taiwan Semiconductor-SP ADR | Add +5.7% | 0.21% | +0.04 |
| NOW ServiceNow Inc. | Add +41.7% | 0.23% | +0.04 |
| INSM Insmed Inc. | New | 0.04% | +0.04 |
| WMT Walmart Inc. | Add +8.9% | 0.48% | +0.04 |
| LRCX Lam Research Corp. | Add +50.5% | 0.07% | +0.04 |
| MELI MercadoLibre Inc. | New | 0.03% | +0.03 |
| CADE Cadence Bank | Add +0.0% | 0.34% | +0.03 |
| UBER Uber Technologies Inc. | Add +17.9% | 0.22% | +0.03 |
| VOOG Vanguard S&P 500 Growth ETF | Add +0.0% | 0.96% | +0.03 |
| RBLX Roblox Corp. Class A | New | 0.03% | +0.03 |
| TT Trane Technologies PLC | New | 0.03% | +0.03 |
| ALNY Alnylam Pharmaceuticals Inc. | New | 0.03% | +0.03 |
| CCL Carnival Corp. | New | 0.03% | +0.03 |
| PANW Palo Alto Networks Inc. | Add +56.4% | 0.09% | +0.03 |
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 447 | $1.2B | SCHV, QQQ, NVDA, AAPL, BOND |
| Q1 2026 | 425 | $989.5M | SCHV, QQQ, NVDA, AAPL, BOND |
| Q4 2025 | 380 | $939.8M | SCHV, QQQ, NVDA, AAPL, BIV |
| Q3 2025 | 385 | $903.5M | SCHV, QQQ, NVDA, AAPL, BIV |
| Q2 2025 | 374 | $850.2M | SCHV, QQQ, BIV, AAPL, NVDA |
| Q1 2025 | 379 | $759.2M | SCHV, AAPL, BIV, MSFT, NVDA |
| Q4 2024 | 386 | $830.4M | AAPL, QQQ, SCHV, COWZ, BIV |
| Q3 2024 | 382 | $770.3M | SCHV, QQQ, AAPL, COWZ, BIV |
| Q2 2024 | 372 | $680.2M | QQQ, AAPL, SCHV, COWZ, BIV |
| Q1 2024 | 349 | $608.4M | QQQ, SCHV, COWZ, AAPL, BIV |