CSS LLC
In its 13F for Q1 2024 (holdings as of March 31, 2024, filed May 15, 2024), CSS LLC reported 414 stock positions worth $409.7 million. Its top holding was SS SPDR S&P 500 ETF Trust-US (SPY) at 3.5% of the portfolio, followed by Vanguard S&P 500 ETF (VOO, 3.5%) and SRH Total Return Fund (STEW, 2.2%). Compared with Q4 2023, it opened 105 new positions, sold out of 65, added to 136 and reduced 106. The biggest buy was Vanguard S&P 500 ETF (VOO, shares +228%) and the biggest sale an exit from Noble (NE).
- Most Recent 13F
- Q2 2026
- Location
- CHICAGO, IL
- CIK
- 0001103646
- Portfolio Value
- $409.7M (Q1 2024)
- SEC Filing
- 0001085146-24-002561 ↗ filed May 15, 2024
Holdings Value
Holdings 414 stocks · $409.7M
| SPY SS SPDR S&P 500 ETF Trust-US | 3.47% | 27,184 | $14.2M | No change |
| VOO Vanguard S&P 500 ETF | 3.46% | 29,500 | $14.2M | Add +227.8% |
| STEW SRH Total Return Fund Inc. | 2.20% | 598,807 | $9.0M | Add +1.0% |
| RSP Invesco S&P 500 Equal Weight | 1.91% | 46,300 | $7.8M | Add +113.4% |
| PEO Adams Natural Resources Fund | 1.91% | 338,551 | $7.8M | Reduce -4.6% |
| EAGLE BULK SHIPPING INC | 1.35% | 88,635 | $5.5M | New |
| BP BP PLC-Spons ADR | 1.31% | 142,223 | $5.4M | Add +5.2% |
| MXE Mexico Equity and Income FD | 1.24% | 439,243 | $5.1M | No change |
| SHEL Shell PLC-ADR | 1.22% | 74,396 | $5.0M | Add +96.2% |
| EMO Clearbridge Energy Midstream | 1.08% | 109,381 | $4.4M | Add +268.3% |
| MRO Marathon Oil Corp. | 1.05% | 152,091 | $4.3M | Add +70.7% |
| CEF Sprott Physical Gold and Sil | 1.02% | 204,771 | $4.2M | Add +1.0% |
| CLEARBRIDGE MLP AND MIDSTRM | 1.01% | 99,448 | $4.1M | Add +18.7% |
| IAU iShares Gold Trust | 0.93% | 90,200 | $3.8M | Add +244.3% |
| TTE Totalenergies SE -Spon ADR | 0.92% | 55,000 | $3.8M | Add +66.7% |
| AVUV Avantis US Small Cap Value | 0.92% | 40,100 | $3.8M | Add +27.3% |
| DBMF Imgp Dbi MFT STR ETF-Usd Inc. | 0.90% | 128,864 | $3.7M | Reduce -3.7% |
| CEM Clearbridge MLP & Midstream | 0.81% | 72,603 | $3.3M | Reduce -11.2% |
| SPE Special Opportunities Fund | 0.80% | 258,384 | $3.3M | Reduce -1.1% |
| SU Suncor Energy Inc. | 0.78% | 86,232 | $3.2M | Add +4.0% |
| CVE Cenovus Energy Inc. | 0.76% | 156,200 | $3.1M | Add +56.4% |
| CSTR Capstar Financial Holdings I | 0.75% | 152,521 | $3.1M | Add +38.4% |
| MGRC McGrath Rentcorp | 0.75% | 24,787 | $3.1M | New |
| XOM Exxon Mobil Corp. | 0.73% | 25,798 | $3.0M | New |
| AVES Avantis Emerging Markets Val | 0.69% | 59,805 | $2.8M | Add +22.5% |
| DVN Devon Energy Corp. | 0.68% | 55,675 | $2.8M | Add +14.1% |
| CVX Chevron Corp. | 0.66% | 17,158 | $2.7M | Add +40.9% |
| HES Hess Corp. | 0.65% | 17,500 | $2.7M | Add +105.9% |
| GOOGL Alphabet Inc. Class A | 0.64% | 17,274 | $2.6M | Add +6.1% |
| W Wayfair Inc. Class A | 0.64% | 38,400 | $2.6M | Add +40.7% |
| BRW Saba Capital Income & Opport | 0.62% | 349,723 | $2.5M | Reduce -4.4% |
| ALIT Alight Inc. Class A | 0.60% | 249,710 | $2.5M | Add +16.7% |
| AEL American National Group Inc. | 0.60% | 43,730 | $2.5M | Reduce -44.0% |
| SWZ Total Return Securities Fund | 0.59% | 304,804 | $2.4M | Add +2.3% |
| CNNE Cannae Holdings Inc. | 0.54% | 100,008 | $2.2M | New |
| TWN Taiwan Fund Inc./TH/MD-US Inc. | 0.54% | 55,872 | $2.2M | Reduce -6.2% |
| ARKK ARK Innovation ETF | 0.53% | 43,057 | $2.2M | New |
| SMMF Summit Financial Group Inc. | 0.53% | 79,276 | $2.2M | Add +91.7% |
| XJPIX Nuveen Preferred Securities | 0.51% | 108,936 | $2.1M | Add +99.6% |
| ARCH Arch Resources Inc. | 0.49% | 12,485 | $2.0M | Reduce -14.2% |
| PI Impinj Inc. | 0.49% | 15,523 | $2.0M | Add +26.1% |
| CTLT Catalent Inc. | 0.48% | 35,180 | $2.0M | New |
| GLD SPDR Gold Shares | 0.48% | 9,500 | $2.0M | No change |
| DELL Dell Technologies -C | 0.47% | 17,000 | $1.9M | Reduce -15.0% |
| BNT Brookfield Reins Ltd. | 0.46% | 45,338 | $1.9M | No change |
| LSXMB Liberty Media Corp.-Liber-B | 0.46% | 64,621 | $1.9M | Reduce -2.1% |
| MUR Murphy Oil Corp. | 0.44% | 39,800 | $1.8M | Reduce -16.9% |
| GAM General American Investors | 0.44% | 39,041 | $1.8M | No change |
| VZIO Vizio Holding Corp. Class A | 0.44% | 164,661 | $1.8M | New |
| CET Central Securities Corp. | 0.43% | 42,607 | $1.8M | No change |
| LLYVA Liberty Media Corp.-Liberty-A | 0.43% | 41,655 | $1.8M | Reduce -13.1% |
| AMR Alpha Metallurgical Resource | 0.43% | 5,318 | $1.8M | Reduce -12.4% |
| FIF First Trust Energy Infrastru | 0.43% | 96,774 | $1.8M | Add +266.0% |
| CATC Cambridge Bancorp | 0.42% | 25,445 | $1.7M | Add +440.5% |
| WIW Western Asst Infl-LNK Opp | 0.42% | 197,473 | $1.7M | Add +18.8% |
| RYAAY Ryanair Holdings PLC-SP ADR | 0.41% | 11,562 | $1.7M | Reduce -31.8% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.41% | 43,900 | $1.7M | Add +29.5% |
| HERZ Herzfeld Credit Income Fund | 0.40% | 638,394 | $1.7M | Add +22.5% |
| OVV Ovintiv Inc. | 0.40% | 31,812 | $1.7M | Reduce -47.7% |
| VST Vistra Corp. | 0.40% | 23,700 | $1.7M | Reduce -12.9% |
| XLF SS Financial Select Sector | 0.40% | 39,000 | $1.6M | Add +10.1% |
| APA Apa Corp. | 0.40% | 47,551 | $1.6M | Reduce -5.9% |
| AMED Amedisys Inc. | 0.40% | 17,670 | $1.6M | New |
| IVLU iShares MSCI International V | 0.39% | 57,300 | $1.6M | Add +11.9% |
| C Citigroup Inc. | 0.39% | 25,226 | $1.6M | Reduce -13.7% |
| SM SM Energy Co. | 0.39% | 31,698 | $1.6M | Reduce -44.4% |
| TCN Tricon Residential Inc. | 0.38% | 140,050 | $1.6M | New |
| ACI Albertsons Cos Inc. Class A | 0.38% | 72,257 | $1.5M | Reduce -46.9% |
| AXONICS INC | 0.37% | 21,772 | $1.5M | New |
| NEE Nextera Energy Inc. | 0.35% | 22,725 | $1.5M | Add +1514.0% |
| CERE Cerevel Therapeutics Holding | 0.35% | 34,011 | $1.4M | Add +61.9% |
| TMHC Taylor Morrison Home Corp. | 0.35% | 23,000 | $1.4M | Add +15.0% |
| KR Kroger Co. | 0.35% | 25,007 | $1.4M | Add +4.2% |
| ASGI Abrdn Global Infrastructure | 0.35% | 79,711 | $1.4M | Reduce -0.9% |
| DXJ Wisdomtree Japan Hedged Eq | 0.34% | 13,000 | $1.4M | Reduce -29.7% |
| NTAP Netapp Inc. | 0.34% | 13,400 | $1.4M | Add +81.1% |
| EWJV iShares MSCI Japan Value ETF | 0.34% | 42,172 | $1.4M | Add +5.0% |
| CI The Cigna Group | 0.34% | 3,800 | $1.4M | Reduce -5.0% |
| VTRS Viatris Inc. | 0.33% | 114,525 | $1.4M | Add +107.0% |
| ALSN Allison Transmission Holding | 0.33% | 16,842 | $1.4M | No change |
| SABA Saba Capital Income & Opport | 0.33% | 357,704 | $1.4M | Add +16.7% |
| MO Altria Group Inc. | 0.33% | 31,200 | $1.4M | Reduce -20.4% |
| SYF Synchrony Financial | 0.33% | 31,500 | $1.4M | Add +24.0% |
| EQT Eqt Corp. | 0.33% | 36,467 | $1.4M | Add +19.7% |
| CAH Cardinal Health Inc. | 0.33% | 12,000 | $1.3M | Reduce -7.7% |
| GDX Vaneck Gold Miners ETF | 0.32% | 41,803 | $1.3M | Add +111.1% |
| CVS CVS Health Corp. | 0.32% | 16,500 | $1.3M | Add +32.0% |
| HTZ Hertz Global Hldgs Inc. | 0.32% | 167,665 | $1.3M | No change |
| MPC Marathon Petroleum Corp. | 0.32% | 6,500 | $1.3M | Add +16.1% |
| CNC Centene Corp. | 0.32% | 16,560 | $1.3M | Add +29.4% |
| SWN Southwestern Energy Co. | 0.32% | 171,199 | $1.3M | Add +21.9% |
| CSCO Cisco Systems Inc. | 0.31% | 25,499 | $1.3M | Add +45.7% |
| HPQ HP Inc. | 0.30% | 41,200 | $1.2M | Add +5.1% |
| T AT&T Inc. | 0.30% | 69,848 | $1.2M | Add +32.7% |
| GM General Motors Co. | 0.30% | 27,000 | $1.2M | Add +29.5% |
| ELV Elevance Health Inc. | 0.30% | 2,350 | $1.2M | No change |
| MHK Mohawk Industries Inc. | 0.29% | 9,187 | $1.2M | Reduce -27.7% |
| GPK Graphic Packaging Holding Co. | 0.29% | 41,000 | $1.2M | Add +24.2% |
| AGCO Agco Corp. | 0.29% | 9,700 | $1.2M | Add +7.8% |
| NWLI National Western Life Grou-A | 0.29% | 2,421 | $1.2M | Add +126.5% |
| CAG Conagra Brands Inc. | 0.29% | 40,100 | $1.2M | Reduce -13.0% |
| TAP Molson Coors Beverage Co. Class B | 0.29% | 17,500 | $1.2M | Add +16.7% |
| OLK Olink Holding AB - ADR | 0.29% | 49,873 | $1.2M | Add +143.3% |
| TEX Terex Corp. | 0.28% | 18,007 | $1.2M | Add +71.5% |
| MRK Merck & Co. Inc. | 0.28% | 8,688 | $1.1M | Reduce -10.3% |
| STLA Stellantis NV | 0.28% | 40,300 | $1.1M | Add +112.1% |
| VZ Verizon Communications Inc. | 0.28% | 27,000 | $1.1M | Add +22.7% |
| CONSOLIDATED COMM HLDGS INC | 0.28% | 262,183 | $1.1M | New |
| CF CF Industries Holdings Inc. filed as CF INDS HLDGS INC | 0.27% | 13,500 | $1.1M | Add +125.0% |
| CMI Cummins Inc. | 0.27% | 3,791 | $1.1M | New |
| HOLI Hollysys Automation Technolo | 0.27% | 43,574 | $1.1M | Add +282.3% |
| ANSS Ansys Inc. | 0.27% | 3,202 | $1.1M | Add +700.5% |
| BERY Berry Global Group Inc. | 0.27% | 18,312 | $1.1M | Add +190.1% |
| XRSFX Rivernorth Capital & Income | 0.27% | 69,010 | $1.1M | Add +5.0% |
| EXPE Expedia Group Inc. | 0.26% | 7,850 | $1.1M | Add +24.6% |
| SLB SLB Ltd. filed as SCHLUMBERGER LTD | 0.26% | 19,617 | $1.1M | No change |
| FISV Fiserv Inc. | 0.26% | 6,700 | $1.1M | New |
| DISV Dimensional International SM | 0.26% | 38,941 | $1.1M | New |
| XGDVX Gabelli Dividend & Income TR | 0.26% | 45,964 | $1.1M | Add +1.0% |
| LYB Lyondellbasell Indu Class A | 0.26% | 10,272 | $1.1M | Add +34.4% |
| BCS Barclays PLC-Spons ADR | 0.25% | 109,741 | $1.0M | Add +14.6% |
| SNX TD Synnex Corp. | 0.25% | 9,146 | $1.0M | Add +5.9% |
| PHM Pultegroup Inc. | 0.25% | 8,500 | $1.0M | Reduce -5.6% |
| GILD Gilead Sciences Inc. | 0.25% | 13,951 | $1.0M | Add +21.8% |
| NGMS Neogames SA | 0.25% | 34,693 | $1.0M | New |
| LKQ LKQ Corp. | 0.24% | 18,600 | $993K | Add +47.6% |
| CPE Callon Petroleum Co. | 0.24% | 27,632 | $988K | Reduce -20.2% |
| AR Antero Resources Corp. | 0.24% | 33,803 | $980K | Reduce -9.2% |
| PSX Phillips 66 | 0.24% | 6,000 | $980K | Add +200.0% |
| BTI British American Tob-SP ADR | 0.24% | 32,000 | $976K | No change |
| GPOR Gulfport Energy Corp. | 0.23% | 6,000 | $961K | New |
| SDRL Seadrill Limited | 0.23% | 18,937 | $953K | Reduce -47.4% |
| ZTR Virtus Total Return Fund Inc. | 0.23% | 170,692 | $951K | New |
| IWM iShares Russell 2000 ETF | 0.23% | 4,496 | $946K | New |
| VLO Valero Energy Corp. | 0.23% | 5,500 | $939K | Add +22.2% |
| VET Vermilion Energy Inc. | 0.23% | 75,045 | $934K | New |
| DFJ Wisdomtree JPN S/C DVD Fund | 0.23% | 12,006 | $928K | New |
| SNOW Snowflake Inc. | 0.22% | 5,700 | $921K | New |
| PXD Pioneer Natural Resources Co. | 0.22% | 3,500 | $919K | Add +16.7% |
| COP Conocophillips | 0.22% | 7,216 | $918K | No change |
| GDL GDL Fund | 0.22% | 114,893 | $915K | Add +1.5% |
| AMBR Amber International Holding filed as ICLICK INTERACTIVE ASIA GROU | 0.22% | 228,153 | $901K | Add +223.5% |
| OC Owens Corning | 0.22% | 5,400 | $901K | Add +58.8% |
| FEI First Trust MLP and Energy I | 0.22% | 92,884 | $898K | New |
| NTG Tortoise Midstream Energy | 0.22% | 23,364 | $896K | Reduce -47.1% |
| IBIT iShares Bitcoin Trust ETF | 0.22% | 22,000 | $890K | New |
| COF Capital One Financial Corp. | 0.22% | 5,958 | $887K | Reduce -0.7% |
| TARO Taro Pharmaceutical Indus | 0.22% | 20,941 | $887K | New |
| NXST Nexstar Media Group Inc. | 0.22% | 5,130 | $884K | Reduce -8.9% |
| PVH PVH Corp. | 0.21% | 6,100 | $858K | Add +32.6% |
| TOL Toll Brothers Inc. | 0.21% | 6,600 | $854K | Reduce -23.3% |
| AMAT Applied Materials Inc. | 0.20% | 4,000 | $825K | New |
| MOS The Mosaic Co. | 0.20% | 25,115 | $815K | Add +39.5% |
| IIF Morgan Stanley India Invest | 0.20% | 35,090 | $805K | Reduce -11.4% |
| FFNW First Financial Northwest | 0.20% | 38,861 | $799K | New |
| NFLX Netflix Inc. | 0.19% | 1,300 | $790K | No change |
| KMLM Kraneshares MT LC MN FT Id S | 0.19% | 26,370 | $788K | Add +17.9% |
| ORCL Oracle Corp. | 0.19% | 6,179 | $776K | New |
| BMY Bristol-Myers Squibb Co. | 0.19% | 14,300 | $775K | Reduce -3.4% |
| WSM Williams-Sonoma Inc. | 0.19% | 2,400 | $762K | Reduce -4.0% |
| HRB H&R Block Inc. filed as BLOCK H & R INC | 0.19% | 15,448 | $759K | No change |
| GRX Gabelli Healthcare & Well | 0.18% | 72,389 | $741K | Add +1.5% |
| CMCSA Comcast Corp. Class A | 0.18% | 17,000 | $737K | Add +54.5% |
| AVGO Broadcom Inc. | 0.18% | 554 | $734K | Reduce -19.7% |
| MLI Mueller Industries Inc. | 0.18% | 13,500 | $728K | Reduce -6.9% |
| WSO.B Watsco Inc. Class B | 0.18% | 1,695 | $728K | Reduce -4.3% |
| TFC Truist Financial Corp. | 0.18% | 18,618 | $726K | No change |
| SIRI Sirius XM Holdings Inc. | 0.17% | 182,000 | $706K | Add +161.6% |
| MOR Morphosys AG ADR | 0.17% | 38,750 | $703K | New |
| CALB California Bancorp Inc. | 0.17% | 31,828 | $700K | New |
| LNKB Linkbancorp Inc. | 0.17% | 99,485 | $690K | No change |
| BCC Boise Cascade Co. | 0.17% | 4,490 | $689K | Reduce -10.0% |
| GTES Gates Industrial Corp. UK Ltd. | 0.17% | 38,869 | $688K | Add +18.3% |
| AMNB Amer Natl Bnkshs/Danville Va filed as AMERICAN NATL BANKSHARES INC | 0.17% | 14,367 | $686K | New |
| NRG NRG Energy Inc. | 0.17% | 10,000 | $677K | No change |
| JXN Jackson Financial Inc. Class A | 0.17% | 10,228 | $676K | Reduce -6.2% |
| NXDT Nexpoint Diversified Real Es | 0.16% | 102,324 | $675K | Add +1.4% |
| HCA HCA Healthcare Inc. | 0.16% | 2,000 | $667K | Add +33.3% |
| VSTO Vista Outdoor Inc. | 0.16% | 20,051 | $657K | Add +24.9% |
| WTFC Wintrust Financial Corp. | 0.16% | 6,284 | $656K | No change |
| HPE Hewlett Packard Enterprise | 0.16% | 36,874 | $654K | Add +73.3% |
| WRK Westrock Co. | 0.16% | 13,200 | $653K | Add +94.1% |
| DINO HF Sinclair Corp. | 0.16% | 10,741 | $648K | No change |
| BLDR Builders Firstsource Inc. | 0.16% | 3,082 | $643K | Reduce -8.9% |
| LMT Lockheed Martin Corp. | 0.16% | 1,400 | $637K | Add +40.0% |
| AMP Ameriprise Financial Inc. | 0.16% | 1,450 | $636K | Add +45.0% |
| VNT Vontier Corp. | 0.15% | 14,000 | $635K | Reduce -12.5% |
| CRBG Corebridge Financial Inc. | 0.15% | 22,000 | $632K | No change |
| M Macy's Inc. | 0.15% | 31,500 | $630K | Reduce -22.2% |
| DFS Discover Financial Services | 0.15% | 4,800 | $629K | New |
| SPCK Spac & New Issue ETF filed as COLLABORATIVE INVESTMNT SER | 0.15% | 27,017 | $626K | Reduce -3.6% |
| AIG American International Group | 0.15% | 8,000 | $625K | No change |
| BIO.B Bio-Rad Laboratories Class B | 0.15% | 1,807 | $625K | Reduce -0.2% |
| OSK Oshkosh Corp. | 0.15% | 5,000 | $624K | Add +900.0% |
| GPN Global Payments Inc. | 0.15% | 4,664 | $623K | Reduce -45.1% |
| CTA Simplify Managed Futures St | 0.15% | 24,730 | $617K | Add +94.3% |
| PYPL PayPal Holdings Inc. | 0.15% | 9,000 | $603K | No change |
| BDC Belden Inc. | 0.15% | 6,500 | $602K | No change |
| RS Reliance Inc. | 0.15% | 1,800 | $602K | New |
| LBRDK Liberty Broadband-C | 0.15% | 10,452 | $598K | No change |
| OLN Olin Corp. | 0.15% | 10,153 | $597K | Reduce -31.0% |
| AN Autonation Inc. | 0.14% | 3,578 | $592K | Add +180.0% |
| POST Post Holdings Inc. filed as POST HLDGS INC | 0.14% | 5,491 | $584K | No change |
| HII Huntington Ingalls Industrie | 0.14% | 2,000 | $583K | No change |
| GGZ Gabelli Global Small & M | 0.14% | 48,242 | $580K | Add +1.3% |
| PLAB Photronics Inc. | 0.14% | 20,241 | $573K | No change |
| FCNCA First Citizens Bcshs Class A | 0.14% | 350 | $572K | New |
| SIG Signet Jewelers Ltd. | 0.14% | 5,700 | $570K | Add +18.8% |
| FNF Fidelity National Financial | 0.14% | 10,700 | $568K | No change |
| STT State Street Corp. | 0.14% | 7,294 | $564K | New |
| DOX Amdocs Ltd. | 0.14% | 6,236 | $564K | Add +19.1% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.14% | 1,333 | $561K | No change |
| PFE Pfizer Inc. | 0.14% | 19,999 | $555K | Reduce -31.0% |
| JNJ Johnson & Johnson | 0.14% | 3,500 | $554K | New |
| CVLY Codorus Valley Bancorp Inc. | 0.13% | 24,225 | $551K | New |
| LEN Lennar Corp. Class A | 0.13% | 3,200 | $550K | Add +6.7% |
| MBC Masterbrand Inc. | 0.13% | 29,296 | $549K | New |
| EQH Equitable Holdings Inc. | 0.13% | 14,395 | $547K | No change |
| ADSK Autodesk Inc. | 0.13% | 2,100 | $547K | No change |
| CLF Cleveland-Cliffs Inc. | 0.13% | 24,000 | $546K | Add +2.6% |
| ILF iShares Latin America 40 ETF | 0.13% | 19,000 | $540K | Add +5.6% |
| JBL Jabil Inc. | 0.13% | 4,000 | $536K | Reduce -11.1% |
| GF The New Germany Fund Inc. | 0.13% | 60,526 | $527K | Add +2.5% |
| DAL Delta Air Lines Inc. | 0.13% | 11,000 | $527K | Add +234.8% |
| NICE Nice Ltd. - Spon ADR | 0.13% | 2,000 | $521K | New |
| UTHR United Therapeutics Corp. | 0.13% | 2,250 | $517K | Reduce -11.8% |
| GEN Gen Digital Inc. | 0.13% | 23,000 | $515K | New |
| DSKE Daseke Inc. | 0.13% | 61,978 | $514K | New |
| SNY Sanofi-ADR | 0.12% | 10,500 | $510K | New |
| QCOM Qualcomm Inc. | 0.12% | 3,000 | $508K | No change |
| GNK Genco Shipping & Trading Ltd. | 0.12% | 24,928 | $507K | No change |
| SLVM Sylvamo Corp. | 0.12% | 8,170 | $504K | Reduce -14.4% |
| CMC Commercial Metals Co. | 0.12% | 8,500 | $500K | Add +1600.0% |
| WIRE Encore Wire Corp. | 0.12% | 1,900 | $499K | Reduce -5.0% |
| FOX Fox Corp. Class B | 0.12% | 17,246 | $494K | Add +23.6% |
| BWA Borgwarner Inc. | 0.12% | 14,000 | $486K | Add +27.3% |
| AMGN Amgen Inc. | 0.12% | 1,700 | $483K | Add +30.8% |
| WAL Western Alliance Bancorp | 0.12% | 7,500 | $481K | New |
| TNL Travel + Leisure Co. | 0.12% | 9,779 | $479K | No change |
| SWKS Skyworks Solutions Inc. | 0.12% | 4,400 | $477K | Add +29.4% |
| FEN First TR Enrgy Inc. & GRW | 0.12% | 29,085 | $475K | New |
| BABA Alibaba Group Holding-SP ADR | 0.11% | 6,500 | $470K | Add +8.3% |
| BAX Baxter International Inc. | 0.11% | 11,000 | $470K | Add +22.2% |
| DGX Quest Diagnostics Inc. | 0.11% | 3,500 | $466K | New |
| GPC Genuine Parts Co. | 0.11% | 3,000 | $465K | No change |
| BOX Box Inc. Class A | 0.11% | 16,400 | $464K | Add +32.3% |
| TRIP Tripadvisor Inc. | 0.11% | 16,700 | $464K | Reduce -19.3% |
| BCO The Brink's Co. | 0.11% | 4,999 | $462K | Reduce -23.1% |
| CBH Virtus Convertible & Income | 0.11% | 52,417 | $462K | Add +141.4% |
| CONSOL ENERGY INC | 0.11% | 5,500 | $461K | Reduce -8.3% |
| ATKR Atkore Inc. | 0.11% | 2,400 | $457K | No change |
| ADBE Adobe Inc. | 0.11% | 900 | $454K | Add +28.6% |
| JNPR Juniper Networks Inc. | 0.11% | 12,200 | $452K | Reduce -14.1% |
| OGN Organon & Co. | 0.11% | 24,000 | $451K | Add +20.0% |
| UNM Unum Group | 0.11% | 8,325 | $447K | Reduce -33.8% |
| FIS Fidelity National Info Serv | 0.11% | 6,000 | $445K | No change |
| DXC DXC Technology Co. | 0.11% | 20,900 | $443K | Add +17.4% |
| ADX Adams Diversified Equity | 0.11% | 22,643 | $442K | No change |
| CTSH Cognizant Tech Solutions-A | 0.11% | 6,000 | $440K | Reduce -14.3% |
| ASO Academy Sports & Outdoors Inc. | 0.11% | 6,500 | $439K | Reduce -13.3% |
| BHF Brighthouse Financial Inc. | 0.11% | 8,514 | $439K | Add +70.3% |
| IP International Paper Co. | 0.10% | 11,000 | $429K | New |
| KHC The Kraft Heinz Co. | 0.10% | 11,600 | $428K | Reduce -22.7% |
| IDCC Interdigital Inc. | 0.10% | 4,000 | $426K | Reduce -27.3% |
| CEFS Saba Opport Hedg Cef ETF-Usd | 0.10% | 20,598 | $426K | No change |
| BFH Bread Financial Holdings Inc. | 0.10% | 11,332 | $422K | Add +27.9% |
| DFEV Dimensional Emrg MRKT Val | 0.10% | 16,063 | $417K | New |
| RIV Rivernorth Opportunities | 0.10% | 34,595 | $417K | Add +2.3% |
| AVDV Avantis Intl S/C Value ETF | 0.10% | 6,100 | $402K | New |
| RA Brookfield Real Assets Incom | 0.10% | 31,033 | $401K | Add +0.9% |
| LNTH Lantheus Holdings Inc. | 0.10% | 6,400 | $398K | New |
| EG Everest Group Ltd. | 0.10% | 1,000 | $398K | Add +25.0% |
| DB Deutsche Bank AG-Registered | 0.10% | 25,000 | $394K | No change |
| ODP The Odp Corp. filed as THE ODP CORP | 0.10% | 7,337 | $389K | New |
| EEFT Euronet Worldwide Inc. | 0.09% | 3,500 | $385K | Add +75.0% |
| MDB Mongodb Inc. | 0.09% | 1,069 | $383K | Add +1.8% |
| EEA The European Equity Fund Inc. | 0.09% | 42,560 | $379K | No change |
| PBF PBF Energy Inc. Class A | 0.09% | 6,574 | $378K | Reduce -23.3% |
| HSBC HSBC Holdings PLC-Spons ADR filed as HSBC HLDGS PLC | 0.09% | 9,600 | $378K | Reduce -17.2% |
| IVZ Invesco Ltd. | 0.09% | 22,390 | $371K | New |
| JPC Nuveen Prefered & Income Opp | 0.09% | 51,605 | $371K | No change |
| ETR Entergy Corp. | 0.09% | 3,500 | $370K | Reduce -12.5% |
| TGAN Transphorm Inc. | 0.09% | 75,272 | $370K | New |
| GOOG Alphabet Inc. Class C | 0.09% | 2,420 | $368K | No change |
| WU Western Union Co. | 0.09% | 26,200 | $366K | Reduce -30.1% |
| DFSV Dimensional US Small Cap Val | 0.09% | 12,000 | $361K | New |
| BG Bunge Global SA | 0.09% | 3,500 | $359K | Reduce -36.4% |
| X United States Steel Corp. | 0.09% | 8,607 | $351K | New |
| TNK Teekay Tankers Ltd. Class A | 0.09% | 6,000 | $350K | New |
| XMFVX MFS Special Value Trust | 0.09% | 78,380 | $349K | New |
| OMC Omnicom Group | 0.09% | 3,600 | $348K | Reduce -21.7% |
| CARS Cars.com Inc. | 0.08% | 20,149 | $346K | New |
| IDE Voya Infrastructure Indust | 0.08% | 32,888 | $346K | No change |
| NS Nustar Energy LP | 0.08% | 14,848 | $346K | New |
| GMS GMS Inc. | 0.08% | 3,538 | $344K | No change |
| URA Global X Uranium ETF | 0.08% | 11,910 | $343K | No change |
| GREK Global X MSCI Greece ETF | 0.08% | 8,516 | $341K | No change |
| TWI Titan International Inc. | 0.08% | 26,981 | $336K | No change |
| IMO Imperial Oil Ltd. | 0.08% | 4,797 | $332K | No change |
| CNXC Concentrix Corp. | 0.08% | 5,000 | $331K | Add +66.7% |
| LDOS Leidos Holdings Inc. | 0.08% | 2,500 | $328K | New |
| XCAFX Morgan Stanley China A Share | 0.08% | 26,544 | $320K | Reduce -23.7% |
| ZD Ziff Davis Inc. | 0.08% | 5,000 | $315K | New |
| BMRN Biomarin Pharmaceutical Inc. | 0.08% | 3,600 | $314K | No change |
| MAN Manpowergroup Inc. | 0.08% | 4,000 | $311K | Reduce -57.5% |
| XAGDX Abrdn GLBL DYNM Divid | 0.08% | 31,897 | $310K | Add +1.4% |
| SANM Sanmina Corp. | 0.08% | 4,981 | $310K | Reduce -37.6% |
| CPRI Capri Holdings Ltd. | 0.07% | 6,700 | $304K | Add +6600.0% |
| SMCI Super Micro Computer Inc. | 0.07% | 300 | $303K | Reduce -70.0% |
| WBA Walgreens Boots Alliance Inc. | 0.07% | 13,900 | $301K | Add +16.8% |
| CRM Salesforce Inc. | 0.07% | 1,000 | $301K | Reduce -50.0% |
| ASB Associated Banc-Corp. | 0.07% | 13,787 | $297K | No change |
| LBRT Liberty Energy Inc. | 0.07% | 14,300 | $296K | New |
| VRTX Vertex Pharmaceuticals Inc. | 0.07% | 700 | $293K | Reduce -96.3% |
| TGNA Tegna Inc. | 0.07% | 19,569 | $292K | Reduce -52.4% |
| FFIV F5 Inc. | 0.07% | 1,500 | $284K | New |
| CMBT CMB Tech NV filed as EURONAV NV | 0.07% | 17,042 | $283K | Reduce -6.9% |
| GTH Genetron Holdings Ltd.-ADR | 0.07% | 70,162 | $282K | New |
| OMF Onemain Holdings Inc. | 0.07% | 5,500 | $281K | Reduce -38.9% |
| CRUS Cirrus Logic Inc. | 0.07% | 2,999 | $278K | Reduce -25.0% |
| RF Regions Financial Corp. | 0.07% | 13,000 | $274K | Reduce -55.2% |
| XWIAX Western Asset Infl-Link Sec | 0.07% | 33,422 | $272K | Reduce -2.6% |
| BYD Boyd Gaming Corp. | 0.07% | 4,000 | $269K | Reduce -20.0% |
| RYZ Ryerson Holding Corp. | 0.07% | 7,981 | $267K | Reduce -19.4% |
| LSXMK Liberty Media Corp.-Liber-New | 0.07% | 8,986 | $267K | New |
| SMMT Summit Therapeutics Inc. | 0.06% | 64,214 | $266K | Reduce -46.3% |
| AEP American Electric Power | 0.06% | 3,059 | $263K | No change |
| VERY Vericity Inc. | 0.06% | 23,194 | $263K | New |
| CCLP Csi Compressco LP | 0.06% | 112,113 | $261K | New |
| HUBG Hub Group Inc. Class A | 0.06% | 6,000 | $259K | No change |
| TDC Teradata Corp. | 0.06% | 6,700 | $259K | Reduce -30.9% |
| SSNC Ss&c Technologies Holdings | 0.06% | 4,000 | $257K | New |
| XNXJX Nuveen NJ QLTY Muni Inc. | 0.06% | 21,201 | $256K | Add +0.3% |
| S Sentinelone Inc. Class A | 0.06% | 10,929 | $255K | New |
| BKHAU Black Hawk Acquisition Corp. | 0.06% | 25,000 | $254K | New |
| PRDO Perdoceo Education Corp. | 0.06% | 14,386 | $253K | New |
| XLE SS Energy Select Sector | 0.06% | 2,649 | $250K | Add +134.0% |
| EIX Edison International | 0.06% | 3,500 | $248K | No change |
| CONTEXTLOGIC INC - A | 0.06% | 43,345 | $247K | New |
| NTR Nutrien Ltd. | 0.06% | 4,500 | $244K | No change |
| FNCB FNCB Bancorp Inc. | 0.06% | 39,633 | $241K | Reduce -36.1% |
| HAYN Haynes International Inc. | 0.06% | 4,000 | $240K | New |
| BIPC Brookfield Infrastructure-A | 0.06% | 6,619 | $239K | Reduce -27.3% |
| PLTK Playtika Holding Corp. | 0.06% | 33,369 | $235K | Add +59.7% |
| BHM Bluerock Homes Trust Inc. | 0.06% | 13,843 | $235K | Reduce -45.3% |
| PRU Prudential Financial Inc. | 0.06% | 2,000 | $235K | Reduce -20.0% |
| SBSW Sibanye-Stillwater Ltd.-ADR | 0.06% | 49,601 | $234K | No change |
| TDF Templeton Dragon Fund Inc. | 0.06% | 29,274 | $230K | No change |
| ARCB Arcbest Corp. | 0.06% | 1,600 | $228K | New |
| NN Nextnav Inc. | 0.06% | 34,447 | $227K | No change |
| ACCO Acco Brands Corp. | 0.05% | 39,856 | $224K | New |
| ARW Arrow Electronics Inc. | 0.05% | 1,700 | $220K | New |
| LH Laboratory CRP of Amer Hldgs | 0.05% | 1,000 | $218K | New |
| GSK GSK PLC-Spon ADR | 0.05% | 5,000 | $214K | New |
| GYRO Gyrodyne LLC | 0.05% | 25,744 | $214K | Reduce -6.9% |
| TYG Tortoise Energy Infrastruct | 0.05% | 6,891 | $213K | Reduce -68.8% |
| INSW International Seaways Inc. | 0.05% | 4,000 | $213K | New |
| EBAY eBay Inc. | 0.05% | 4,000 | $211K | New |
| WNC Wabash National Corp. | 0.05% | 7,000 | $210K | New |
| SPG Simon Property Group Inc. | 0.05% | 1,300 | $203K | Reduce -31.6% |
| FUSN Fusion Pharmaceuticals Inc. | 0.05% | 9,500 | $203K | New |
| XDCFX BNYM Alcentra GLBL CRDT 2024 filed as BNY MELLON ALCENTRA GLOBAL C | 0.05% | 23,284 | $200K | Add +64.5% |
| MSOS Advisorshares Pure US Cann | 0.04% | 18,200 | $182K | Reduce -7.1% |
| XAODX Abrdn Total Dynamic Dividend | 0.04% | 21,877 | $181K | New |
| INHIBRX INC | 0.04% | 4,900 | $171K | New |
| VGR Vector Group Ltd. | 0.04% | 15,278 | $167K | New |
| JOF Japan Smaller Capitalization | 0.04% | 19,903 | $159K | No change |
| BATL Battalion Oil Corp. | 0.04% | 27,570 | $156K | New |
| HFRO Highland Opport & Income | 0.04% | 22,072 | $155K | No change |
| FTF Franklin Ltd. Dur Inc. TR | 0.04% | 24,217 | $152K | Add +1.0% |
| VOYA Voya Financial Inc. | 0.04% | 2,000 | $148K | New |
| FSD First Trust High Income Long | 0.03% | 11,958 | $143K | New |
| CLM Cornerstone Strategic Invest | 0.03% | 18,854 | $142K | No change |
| ADT Adt Inc. | 0.03% | 20,200 | $136K | New |
| BTX BlackRock Tech & Priv Eqty | 0.03% | 15,960 | $130K | Reduce -15.8% |
| NSLR Neostellar Capital Corp. filed as SURO CAPITAL CORP | 0.03% | 27,605 | $126K | Reduce -1.8% |
| DPG Duff & Phelps Utility & Inc. | 0.03% | 12,976 | $124K | Add +2.3% |
| GLV Clough Global Dividend & Inc. | 0.03% | 21,109 | $118K | Add +2.1% |
| FHN First Horizon Corp. | 0.03% | 7,312 | $113K | Reduce -32.4% |
| WDC Western Digital Corp. | 0.03% | 1,622 | $111K | New |
| FST TR NEW OPPORT MLP & ENE | 0.03% | 13,950 | $107K | New |
| HIX Western Asset High Inc. II | 0.03% | 23,827 | $107K | New |
| ENGENE HOLDINGS INC | 0.03% | 20,000 | $104K | Reduce -25.9% |
| DCH Dauch Corporation filed as AMERICAN AXLE & MFG HLDGS IN | 0.03% | 14,000 | $103K | New |
| GLO Clough Global Opportunities | 0.03% | 20,259 | $103K | Add +2.0% |
| XGLQX Clough Global Equity Fund | 0.02% | 14,959 | $97K | Add +2.0% |
| SUN Sunoco LP | 0.02% | 1,400 | $84K | New |
| PCF High Income Securities Fund | 0.02% | 12,452 | $84K | Reduce -46.9% |
| FLG New York Community Bancorp | 0.02% | 25,627 | $83K | Reduce -65.0% |
| FUNDAMENTAL GLOBAL INC | 0.02% | 50,300 | $69K | Reduce -20.3% |
| CBRE GBL REAL ESTATE INC FD | 0.02% | 11,505 | $62K | Reduce -57.6% |
| AEF Abrdn Emerging Markets Ex CH | 0.01% | 11,633 | $59K | No change |
| NET Cloudflare Inc. Class A | 0.01% | 595 | $58K | New |
| ZFOX Zerofox Holdings Inc. | 0.01% | 51,000 | $57K | New |
| SCTL Societal Cdmo Inc. | 0.01% | 46,352 | $50K | New |
| ADAPY Adaptimmune Therapeutics-ADR | 0.01% | 30,702 | $49K | No change |
| QVC GROUP INC filed as QURATE RETAIL INC | 0.01% | 10,688 | $48K | No change |
| PCG P G & E Corp. | 0.01% | 2,682 | $45K | Reduce -94.1% |
| DASH DoorDash Inc. Class A | 0.01% | 293 | $40K | New |
| XERS Xeris Biopharma Holdings Inc. | 0.01% | 18,124 | $40K | New |
| PPT Franklin Premir Inc. Trust-Ui | 0.01% | 11,307 | $40K | Reduce -20.4% |
| RIVN Rivian Automotive Inc. Class A | 0.01% | 3,386 | $37K | Reduce -84.9% |
| RENEO PHARMACEUTICALS INC | 0.01% | 20,288 | $34K | No change |
| EQS Equus Total Return Inc. | 0.01% | 22,999 | $34K | No change |
| NCZ Virtus Convertible & Inc. FD | 0.01% | 11,136 | $33K | Add +1.0% |
| NTNX Nutanix Inc. Class A | 0.01% | 459 | $28K | New |
| SEQUANS COMMUNICATIONS S A | 0.01% | 69,470 | $27K | New |
| AAL American Airlines Group Inc. | 0.01% | 1,500 | $23K | New |
| COIN Coinbase Global Inc. Class A | 0.00% | 72 | $19K | New |
| AMLP Alerian MLP ETF | 0.00% | 305 | $14K | New |
| ALLGF Allego NV | 0.00% | 4,132 | $6K | No change |
| MSTR Strategy Inc. filed as MICROSTRATEGY INC | 0.00% | 3 | $5K | New |
| AMC AMC Entertainment HLDS Class A | 0.00% | 834 | $3K | New |
| KNTE Kinnate Biopharma Inc. | 0.00% | 584 | $2K | New |
Options reported separately and not counted above: SPY puts ($94.7M), MSTR puts ($59.8M), AAL puts ($25.9M), ARKK calls ($20.9M), GLD puts ($16.0M), CMI puts ($14.2M), RCL puts ($13.8M), ARKK puts ($12.3M), XLE puts ($9.3M), XOP puts ($8.8M), XLF puts ($8.7M), VAC puts ($7.4M), and 228 more.
Other holdings (152): bonds, preferreds, convertibles and warrants · $823.2M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| ROYAL CARIBBEAN CRUISES (RCL 6 08/15/25) | NOTE 6.000% 8/1 · principal | 50,150,000 | $142.7M | No change |
| AMERICAN AIRLINES GROUP (AAL 6.5 07/01/25) | NOTE 6.500% 7/0 · principal | 53,790,000 | $62.6M | No change |
| M/A-COM TECH SOLUTIONS (MTSI 0.25 03/15/26) | NOTE 0.250% 3/1 · principal | 35,973,000 | $45.5M | Add +19.8% |
| PEABODY ENERGY CORP (BTU 3.25 03/01/28) | NOTE 3.250% 3/0 · principal | 26,318,000 | $37.1M | Add +11.0% |
| IONIS PHARMACEUTICALS IN (IONS 0 04/01/26) | NOTE 4/0 · principal | 31,931,000 | $31.5M | No change |
| MARRIOTT VACATION WORLDW (VAC 0 01/15/26) | NOTE 1/1 · principal | 29,799,000 | $28.2M | Add +15.6% |
| NCL CORPORATION LTD (NCLH 5.375 08/01/25) | NOTE 5.375% 8/0 · principal | 20,595,000 | $27.1M | Add +2.4% |
| ZSCALER INC. (ZS 0.125 07/01/25) | NOTE 0.125% 7/0 · principal | 17,790,000 | $24.3M | New |
| MICROSTRATEGY INC (MSTR 0 02/15/27) | NOTE 2/1 · principal | 15,540,000 | $21.2M | New |
| BENTLEY SYSTEMS INC (BSY 0.125 01/15/26) | NOTE 0.125% 1/1 · principal | 19,428,000 | $19.6M | Add +2.2% |
| AXON ENTERPRISE INC (AXON 0.5 12/15/27) | NOTE 0.500%12/1 · principal | 12,500,000 | $18.2M | New |
| MANNKIND CORP (MNKD 2.5 03/01/26) | NOTE 2.500% 3/0 · principal | 15,000,000 | $16.8M | Reduce -3.2% |
| IMAX CORP (IMAX 0.5 04/01/26) | NOTE 0.500% 4/0 · principal | 16,500,000 | $15.4M | Add +73.7% |
| TRANSOCEAN INTERNTNL LTD (RIG 4.625 09/30/29 *) | DEB 4.625% 9/3 · principal | 7,500,000 | $15.2M | Add +114.3% |
| SAREPTA THERAPEUTICS INC (SRPT 1.5 11/15/24) | DBCV 1.500%11/1 · principal | 8,197,000 | $14.6M | No change |
| RBC BEARINGS INC (RBC 5 10/15/24 A) | 5% CNV PFD SR A | 101,384 | $12.5M | Reduce -31.5% |
| STRIDE INC (LRN 1.125 09/01/27) | NOTE 1.125% 9/0 · principal | 9,166,000 | $12.1M | New |
| PROGRESS SOFTWARE CORP (PRGS 1 04/15/26) | NOTE 1.000% 4/1 · principal | 11,284,000 | $11.7M | No change |
| STARWOOD PROPERTY TRUST (STWD 6.75 07/15/27) | NOTE 6.750% 7/1 · principal | 10,405,000 | $11.1M | Add +10.9% |
| GREEN PLAINS INC (GPRE 2.25 03/15/27) | NOTE 2.250% 3/1 · principal | 10,690,000 | $11.0M | Reduce -47.0% |
| DATADOG INC (DDOG 0.125 06/15/25) | NOTE 0.125% 6/1 · principal | 7,500,000 | $10.6M | Add +650.0% |
| COLLEGIUM PHARMA INC (COLL 2.625 02/15/26) | NOTE 2.625% 2/1 · principal | 7,269,000 | $10.4M | No change |
| INSMED INC (INSM 0.75 06/01/28) | NOTE 0.750% 6/0 · principal | 9,436,000 | $10.1M | Add +60.1% |
| LYFT INC (LYFT 1.5 05/15/25) | NOTE 1.500% 5/1 · principal | 10,000,000 | $9.8M | New |
| KIMCO REALTY CORP (KIM 7.25 PERP N) | DP CV CL N 7.25% | 166,785 | $9.4M | New |
| BROOKDALE SENIOR LIVING (BKD 7 11/15/25) | UNIT 11/15/2025 | 91,025 | $8.3M | Reduce -66.7% |
| JAZZ INVESTMENTS I LTD (JAZZ 2 06/15/26) | NOTE 2.000% 6/1 · principal | 8,000,000 | $7.9M | Add +700.0% |
| BROOKDALE SENIOR LIVING (BKD 2 10/15/26) | NOTE 2.000%10/1 · principal | 8,042,000 | $7.9M | Add +210.3% |
| SEMTECH CORP (SMTC 1.625 11/01/27) | NOTE 1.625%11/0 · principal | 7,763,000 | $7.7M | Reduce -11.4% |
| CINEMARK HOLDINGS INC (CNK 4.5 08/15/25) | NOTE 4.500% 8/1 · principal | 5,400,000 | $7.5M | No change |
| SPECIAL OPPORTUNITY FUND (SPE 2.75 01/27/27 C) | 2.75% CNV PFD C | 284,230 | $6.5M | Add +0.5% |
| INNOVIVA INC (INVA 2.125 03/15/28) | NOTE 2.125% 3/1 · principal | 6,761,000 | $5.9M | Reduce -2.3% |
| SHOPIFY INC (SHOPCN 0.125 11/01/25) | NOTE 0.125%11/0 · principal | 6,134,000 | $5.8M | Add +559.6% |
| PROS HOLDINGS INC (PRO 2.25 09/15/27) | NOTE 2.250% 9/1 · principal | 5,239,000 | $5.7M | Reduce -40.0% |
| MARA HOLDINGS INC (MARA 1 12/01/26) | NOTE 1.000%12/0 · principal | 5,850,000 | $5.0M | Add +24.5% |
| NCL CORPORATION LTD (NCLH 1.125 02/15/27) | NOTE 1.125% 2/1 · principal | 5,000,000 | $4.7M | New |
| CORE SCIENTIFIC INC (CORZ 12 01/23/29) | NOTE 10.000% 1/2 · principal | 5,295,681 | $4.7M | New |
| TRAVERE THERAPEUTICS INC (TVTX 2.5 09/15/25) | NOTE 2.500% 9/1 · principal | 5,080,000 | $4.5M | Add +103.2% |
| RAPID7 INC (RPD 0.25 03/15/27) | NOTE 0.250% 3/1 · principal | 5,000,000 | $4.4M | New |
| ALPHATEC HOLDINGS INC (ATEC 0.75 08/01/26) | NOTE 0.750% 8/0 · principal | 4,000,000 | $4.2M | New |
| DISH NETWORK CORP (DISH 3.375 08/15/26) | NOTE 3.375% 8/1 · principal | 6,000,000 | $3.8M | Add +100.0% |
| CONMED CORP (CNMD 2.25 06/15/27) | NOTE 2.250% 6/1 · principal | 3,925,000 | $3.6M | Reduce -73.7% |
| VEECO INSTRUMENTS INC (VECO 3.5 01/15/25) | NOTE 3.500% 1/1 · principal | 2,400,000 | $3.6M | No change |
| PARAMOUNT GLOBAL (SKYD 5.75 04/01/24 A) | 5.75% CONV PFD A | 253,010 | $3.5M | Reduce -4.3% |
| ASCENDIS PHARMA A/S (ASND 2.25 04/01/28) | NOTE 2.250% 4/0 · principal | 3,000,000 | $3.5M | Reduce -76.0% |
| BRIDGEBIO PHARMA INC (BBIO 2.5 03/15/27) | NOTE 2.500% 3/1 · principal | 3,158,000 | $3.4M | Reduce -13.7% |
| TELADOC HEALTH INC (TDOC 1.25 06/01/27) | NOTE 1.250% 6/0 · principal | 4,033,000 | $3.4M | Add +98.4% |
| DROPBOX INC (DBX 0 03/01/28) | NOTE 3/0 · principal | 3,500,000 | $3.3M | No change |
| DROPBOX INC (DBX 0 03/01/26) | NOTE 3/0 · principal | 3,359,000 | $3.2M | Reduce -37.3% |
| SUNNOVA ENERGY INTL INC (NOVA 2.625 02/15/28) | NOTE 2.625% 2/1 · principal | 7,500,000 | $3.1M | Add +114.3% |
| AKAMAI TECHNOLOGIES INC (AKAM 0.125 05/01/25) | NOTE 0.125% 5/0 · principal | 2,529,000 | $3.0M | New |
| PLUG POWER INC (PLUG 3.75 06/01/25) | NOTE 3.750% 6/0 · principal | 2,875,000 | $3.0M | Reduce -53.6% |
| ARBOR REALTY TRUST INC (ABR 7.5 08/01/25) | NOTE 7.500% 8/0 · principal | 3,000,000 | $3.0M | Reduce -25.0% |
| EPR PROPERTIES (EPR 5.75 PERP C) | PFD C CV 5.75% | 145,916 | $2.8M | Reduce -48.7% |
| JBT MAREL CORP (JBTM 0.25 05/15/26) | NOTE 0.250% 5/1 · principal | 3,000,000 | $2.8M | New |
| SHAKE SHACK INC (SHAK 0 03/01/28) | NOTE 3/0 · principal | 3,000,000 | $2.8M | New |
| MGP INGREDIENTS INC (MGPI 1.875 11/15/41) | NOTE 1.875%11/1 · principal | 2,503,000 | $2.7M | Add +0.1% |
| INSMED INC (INSM 1.75 01/15/25) | NOTE 1.750% 1/1 · principal | 2,454,000 | $2.6M | New |
| APELLIS PHARMACEUTICALS (APLS 3.5 09/15/26) | NOTE 3.500% 9/1 · principal | 1,500,000 | $2.5M | New |
| RIVIAN AUTO INC (RIVN 4.625 03/15/29) | NOTE 4.625% 3/1 · principal | 3,000,000 | $2.4M | New |
| NORTHERN OIL & GAS INC (NOG 3.625 04/15/29) | NOTE 3.625% 4/1 · principal | 2,000,000 | $2.4M | New |
| WORKIVA INC (WK 1.125 08/15/26) | NOTE 1.125% 8/1 · principal | 2,000,000 | $2.4M | No change |
| PPL CAPITAL FUNDING INC (PPL 2.875 03/15/28) | NOTE 2.875% 3/1 · principal | 2,338,000 | $2.2M | New |
| DISH NETWORK CORP (DISH 0 12/15/25) | NOTE 12/1 · principal | 3,000,000 | $2.2M | No change |
| INTEGER HOLDINGS CORP (ITGR 2.125 02/15/28) | NOTE 2.125% 2/1 · principal | 1,500,000 | $2.2M | New |
| VISHAY INTERTECHNOLOGY (VSH 2.25 06/15/25) | NOTE 2.250% 6/1 · principal | 2,200,000 | $2.2M | No change |
| FORD MOTOR COMPANY (F 0 03/15/26) | NOTE 3/1 · principal | 2,000,000 | $2.1M | New |
| GUARDANT HEALTH INC (GH 0 11/15/27) | NOTE 11/1 · principal | 3,000,000 | $2.0M | New |
| BENTLEY SYSTEMS (BSY 0.375 07/01/27) | NOTE 0.375% 7/0 · principal | 2,000,000 | $1.8M | New |
| REDWOOD TRUST INC (RWT 7.75 06/15/27) | NOTE 7.750% 6/1 · principal | 1,779,000 | $1.7M | Reduce -89.2% |
| PENGUIN SOLUTIONS CAYMEN (PENG 2.25 02/15/26) | NOTE 2.250% 2/1 · principal | 1,000,000 | $1.4M | No change |
| NPWR.WS Rice Acquisition Corp. II-CW | *W EXP 06/08/202 | 480,868 | $1.4M | Add +52.0% |
| WOLF Wolfspeed Inc. (wolf 1.75 05/01/26) | NOTE 1.750% 5/0 · principal | 1,416,000 | $1.4M | Reduce -52.8% |
| EVERBRIDGE INC (EVBG 0.125 12/15/24) | NOTE 0.125%12/1 · principal | 1,295,000 | $1.3M | New |
| POST HOLDINGS INC (POST 2.5 08/15/27) | NOTE 2.500% 8/1 · principal | 1,000,000 | $1.1M | Reduce -71.4% |
| SPIRIT AIRLINES INC (SAVE 1 05/15/26) | NOTE 1.000% 5/1 · principal | 2,200,000 | $1.1M | Reduce -12.0% |
| EVLVW Evolv Technologies -CW26 | *W EXP 07/16/202 | 1,701,561 | $1.0M | Reduce -15.3% |
| TPI COMPOSITES INC (TPIC 5.25 03/15/28) | NOTE 5.250% 3/1 · principal | 2,080,000 | $964K | New |
| BRIDGEBIO PHARMA INC (BBIO 2.25 02/01/29) | NOTE 2.250% 2/0 · principal | 1,043,000 | $859K | Reduce -79.3% |
| NEOGENOMICS INC (NEO 0.25 01/15/28) | NOTE 0.250% 1/1 · principal | 880,000 | $704K | No change |
| CUTERA INC (CUTR 4 06/01/29) | NOTE 4.000% 6/0 · principal | 2,875,000 | $632K | Add +43.8% |
| NOVAVAX INC (NVAX 5 12/15/27) | NOTE 5.000%12/1 · principal | 1,000,000 | $626K | New |
| HALOZYME THERAPEUTICS IN (HALO 0.25 03/01/27) | NOTE 0.250% 3/0 · principal | 703,000 | $624K | Add +134.3% |
| CHEFS' WAREHOUSE THE (CHEF 1.875 12/01/24) | NOTE 1.875%12/0 · principal | 525,000 | $555K | New |
| GCMGW GCM Grosvenor Inc. A -CW25 | *W EXP 11/17/202 | 1,084,629 | $521K | Add +2.0% |
| AVPTW Avepoint Inc.-CW24 | *W EXP 09/18/202 | 539,677 | $514K | Add +85.0% |
| ACHR.WS Archer Aviation Inc. -CW26 | *W EXP 09/16/202 | 707,664 | $510K | Reduce -1.1% |
| RWT HOLDINGS INC (RWT 5.75 10/01/25) | NOTE 5.750%10/0 · principal | 471,000 | $457K | Reduce -68.6% |
| PTC THERAPEUTICS INC (PTCT 1.5 09/15/26) | NOTE 1.500% 9/1 · principal | 445,000 | $418K | No change |
| EXEEL Chesapeake Energy Corp. -CW26 | *W EXP 02/09/202 | 5,228 | $317K | No change |
| SKYH.WS Yellowstone Acquisit A -CW25 | *W EXP 01/25/202 | 178,657 | $314K | Add +206.1% |
| CRACKER BARREL OLD COUNT (CBRL 0.625 06/15/26) | NOTE 0.625% 6/1 · principal | 350,000 | $307K | No change |
| SMR.WS Nuscale Power Co. -CW27 | *W EXP 05/02/202 | 338,604 | $271K | Add +347.4% |
| SABLE OFFSHORE CORP | *W EXP 02/14/202 | 103,000 | $266K | New |
| NE.WS Noble Corp. PLC-28 | *W EXP 02/04/202 | 8,266 | $245K | No change |
| GRND.WS Grindr Inc. -26 | *W EXP 11/18/202 | 98,949 | $229K | New |
| THE REALREAL INC (REAL 1 03/01/28) | NOTE 1.000% 3/0 · principal | 500,000 | $222K | No change |
| NOBLE CORP PLC-28 | *W EXP 02/04/202 | 8,322 | $211K | No change |
| METALS ACQUISITION LTD | *W EXP 06/15/202 | 89,020 | $183K | Reduce -11.9% |
| LUNRW Intuitive Machines Inc.-CW | *W EXP 99/99/999 | 103,320 | $181K | New |
| UWM HOLDINGS CORPORATION | *W EXP 01/21/202 | 611,095 | $177K | Add +33.0% |
| MIR.WS Mirion Technologies Inc.-CW25 | *W EXP 10/20/202 | 72,490 | $162K | Add +411.2% |
| DSX.WS Diana Shipping Inc.-28 | *W EXP 12/14/202 | 483,428 | $151K | Add +544.2% |
| ABLLW East Resources Acquis -CW27 | *W EXP 06/30/202 | 216,000 | $147K | Add +116.0% |
| HOLLEY INC | *W EXP 11/30/202 | 354,695 | $124K | Reduce -44.3% |
| CUTERA INC (CUTR 2.25 06/01/28) | NOTE 2.250% 6/0 · principal | 500,000 | $115K | New |
| LVWR.WS Livewire Group Inc.-27 | *W EXP 09/26/202 | 434,955 | $108K | No change |
| AUROW Aurora Innovation Inc. -CW28 | *W EXP 11/03/202 | 360,998 | $97K | Reduce -47.3% |
| CHEESECAKE FACTORY (THE) (CAKE 0.375 06/15/26) | NOTE 0.375% 6/1 · principal | 100,000 | $89K | New |
| MLKWF Waldencast Acq Class A -CW27 | *W EXP 07/27/202 | 138,049 | $77K | No change |
| EVEX.WS Eve Holdng Inc. -CW25 | *W EXP 05/09/202 | 135,876 | $73K | No change |
| GRABW Grab Holdings Ltd.-CW 26 | *W EXP 99/99/999 | 311,463 | $63K | Reduce -17.0% |
| LOTWW Lotus Technology Inc.-28 | *W EXP 02/22/202 | 129,801 | $62K | New |
| CBDMD INC (YCBD 8 PERP A) | 8% SER A CUM PFD | 74,398 | $62K | No change |
| ADVWW Advantage Solutions in-CW25 | *W EXP 10/28/202 | 460,823 | $60K | Add +168.7% |
| TALKW Hudson Executive Inv -CW25 | *W EXP 06/21/202 | 250,000 | $56K | New |
| MAPSW WM Technology Inc.-CW24 | *W EXP 06/16/202 | 602,948 | $39K | Reduce -56.4% |
| SQFTW Presidio Property TRST -CW27 | *W EXP 01/24/202 | 551,573 | $38K | No change |
| SPOTIFY USA INC (SPOT 0 03/15/26) | NOTE 3/1 · principal | 33,000 | $30K | New |
| ML.WS Moneylion Inc. -CW27 | *W EXP 09/22/202 | 11,123 | $30K | Reduce -12.8% |
| RVMDW Revolution Medicines Inc.-28 | *W EXP 12/17/202 | 14,856 | $24K | Add +25.0% |
| MYPSW Playstudios Inc. -CW26 | *W EXP 99/99/999 | 180,850 | $23K | No change |
| AMPX.WS Amprius Technologies Inc. | *W EXP 09/14/202 | 89,411 | $22K | Reduce -59.3% |
| SLND.WS Legato Merger Corp. II -CW23 | *W EXP 02/14/202 | 50,000 | $22K | No change |
| OABIW Omniab Inc. - CW26 | *W EXP 99/99/999 | 29,656 | $21K | No change |
| AMPWF Ardagh Metal Packaging -CW26 | *W EXP 08/04/202 | 508,936 | $16K | Reduce -16.4% |
| LLAPW Terran Orbital Corp. -CW28 | *W EXP 03/25/202 | 100,306 | $16K | New |
| ETWOW E2OPEN Parent Ho -CW25 | *W EXP 02/04/202 | 37,800 | $14K | Reduce -90.3% |
| PRCWF Procaps Group SA -CW26 | *W EXP 09/29/202 | 162,004 | $13K | No change |
| FBYDW Falcon's Beyond Global-27 | *W EXP 10/06/202 | 15,136 | $10K | No change |
| BAERW Wildfire New Pubco Inc.-27 | *W EXP 01/24/202 | 36,478 | $7K | Reduce -65.1% |
| ZEROFOX HLDGS INC | *W EXP 08/03/202 | 80,818 | $7K | New |
| BKSYW Blacksky Technology -CW24 | *W EXP 09/09/202 | 93,967 | $7K | Add +139.8% |
| BBAI.WS Bigbear.ai Holdings -CW28 | *W EXP 12/08/202 | 18,662 | $6K | No change |
| PGYWW Pagaya Technologies Ltd. -27 | *W EXP 99/99/999 | 48,746 | $4K | No change |
| AIIOW NWTN Inc. -CW27 | *W EXP 11/11/202 | 27,550 | $3K | No change |
| ORGNW Origin Materials -CW26 | *W EXP 06/25/202 | 155,849 | $3K | Reduce -26.3% |
| JWSWF Jaws Mustang Acq C -CW26 | *W EXP 01/30/202 | 10,034 | $2K | No change |
| OPFI.WS Oppfi Inc. -CW26 | *W EXP 07/20/202 | 26,612 | $2K | Reduce -94.7% |
| BTMWQ Bitcoin Depot Inc.-CW23 | *W EXP 06/30/202 | 21,597 | $2K | No change |
| NKGNW Graf Acquisition Corp.-CW28 | *W EXP 05/31/202 | 12,795 | $2K | No change |
| COEPW Bull Horn Holdings Corp.-CW25 | *W EXP 10/28/202 | 38,848 | $2K | No change |
| MNYWW Moneyhero Ltd.-28 | *W EXP 09/13/202 | 10,000 | $1K | No change |
| RACYW Relativity Acquisition-CW27 | *W EXP 12/15/202 | 25,000 | $1K | No change |
| CCGWW Cheche Group Inc. - 28 | *W EXP 10/01/203 | 20,000 | $1K | No change |
| SHCRW Sharecare Inc. -CW27 | *W EXP 07/01/202 | 50,000 | $910 | Reduce -82.8% |
| GDEV INC | *W EXP 99/99/999 | 10,000 | $700 | No change |
| WINVW Winvest Acquisition -CW23 | *W EXP 08/09/202 | 25,000 | $550 | No change |
| ZCARW Zoomcar Holdings Inc. | *W EXP 05/31/202 | 18,800 | $536 | No change |
| BLEUACACIA LTD | *W EXP 10/30/202 | 20,100 | $490 | No change |
| VWEWQ Vintage Wine Estates -CW27 | *W EXP 06/08/202 | 17,900 | $163 | No change |
| BROGW Brooge Holdings Ltd. | *W EXP 12/20/202 | 17,024 | $102 | No change |
Total filed on the 13F, all lines: $1.2B.
Portfolio Sells Q4 2023 → Q1 2024
| NE Noble Corp. PLC | Sold out | 0.00% | −18.42 |
| MRTX Mirati Therapeutics Inc. | Sold out | 0.00% | −4.90 |
| VRTX Vertex Pharmaceuticals Inc. | Reduce -96.3% | 0.07% | −1.78 |
| ICVX Icosavax Inc. | Sold out | 0.00% | −0.63 |
| AEL American National Group Inc. | Reduce -44.0% | 0.60% | −0.46 |
| ACI Albertsons Cos Inc. Class A | Reduce -46.9% | 0.38% | −0.38 |
| AES AES Corp. | Sold out | 0.00% | −0.31 |
| SOVO Sovos Brands Inc. | Sold out | 0.00% | −0.28 |
| STNG Scorpio Tankers Inc. | Sold out | 0.00% | −0.27 |
| ORTX Orchard Therapeutics Ltd. | Sold out | 0.00% | −0.26 |
| OVV Ovintiv Inc. | Reduce -47.7% | 0.40% | −0.25 |
| LSXMA Liberty Media Corp. Class A New | Sold out | 0.00% | −0.24 |
| STHO Star Holdings | Sold out | 0.00% | −0.21 |
| KRTX Karuna Therapeutics Inc. | Sold out | 0.00% | −0.20 |
| PCG P G & E Corp. | Reduce -94.1% | 0.01% | −0.19 |
| SDRL Seadrill Limited | Reduce -47.4% | 0.23% | −0.18 |
| TGH Textainer Group Holdings Ltd. | Sold out | 0.00% | −0.18 |
| GRCL Gracell Biotechnologies-ADR | Sold out | 0.00% | −0.18 |
| FLG New York Community Bancorp | Reduce -65.0% | 0.02% | −0.16 |
| NTG Tortoise Midstream Energy | Reduce -47.1% | 0.22% | −0.15 |
| SM SM Energy Co. | Reduce -44.4% | 0.39% | −0.15 |
| HCC Warrior Met Coal Inc. | Sold out | 0.00% | −0.15 |
| RYAAY Ryanair Holdings PLC-SP ADR | Reduce -31.8% | 0.41% | −0.14 |
| GPI Group 1 Automotive Inc. | Sold out | 0.00% | −0.13 |
| HUM Humana Inc. | Sold out | 0.00% | −0.12 |
| RIVN Rivian Automotive Inc. Class A | Reduce -84.9% | 0.01% | −0.12 |
| GPN Global Payments Inc. | Reduce -45.1% | 0.15% | −0.11 |
| MCHP Microchip Technology Inc. | Sold out | 0.00% | −0.11 |
| MAN Manpowergroup Inc. | Reduce -57.5% | 0.08% | −0.11 |
| ADM Archer-Daniels-Midland Co. | Sold out | 0.00% | −0.11 |
| TNET Trinet Group Inc. | Sold out | 0.00% | −0.11 |
| META Meta Platforms Inc. Class A | Sold out | 0.00% | −0.10 |
| TYG Tortoise Energy Infrastruct | Reduce -68.8% | 0.05% | −0.10 |
| OKE Oneok Inc. | Sold out | 0.00% | −0.10 |
| ARCH Arch Resources Inc. | Reduce -14.2% | 0.49% | −0.10 |
| QDEL Quidelortho Corp. | Sold out | 0.00% | −0.09 |
| CUZ Cousins Properties Inc. | Sold out | 0.00% | −0.09 |
| FTI Technipfmc PLC | Sold out | 0.00% | −0.09 |
| THO Thor Industries Inc. | Sold out | 0.00% | −0.09 |
| PBH Prestige Consumer Healthcare | Sold out | 0.00% | −0.09 |
| ETD Ethan Allen Interiors Inc. | Sold out | 0.00% | −0.09 |
| WLK Westlake Corp. | Sold out | 0.00% | −0.08 |
| FLR Fluor Corp. | Sold out | 0.00% | −0.08 |
| CC The Chemours Co. | Sold out | 0.00% | −0.08 |
| ACLS Axcelis Technologies Inc. | Sold out | 0.00% | −0.08 |
| TGNA Tegna Inc. | Reduce -52.4% | 0.07% | −0.08 |
| ZION Zions Bancorp NA | Sold out | 0.00% | −0.08 |
| RPT REALTY | Sold out | 0.00% | −0.08 |
| HIW Highwoods Properties Inc. | Sold out | 0.00% | −0.08 |
| UGI Ugi Corp. | Sold out | 0.00% | −0.08 |
Portfolio Buys Q4 2023 → Q1 2024
| VOO Vanguard S&P 500 ETF | Add +227.8% | 3.46% | +2.51 |
| EAGLE BULK SHIPPING INC | New | 1.35% | +1.35 |
| RSP Invesco S&P 500 Equal Weight | Add +113.4% | 1.91% | +1.08 |
| EMO Clearbridge Energy Midstream | Add +268.3% | 1.08% | +0.83 |
| MGRC McGrath Rentcorp | New | 0.75% | +0.75 |
| XOM Exxon Mobil Corp. | New | 0.73% | +0.73 |
| IAU iShares Gold Trust | Add +244.3% | 0.93% | +0.68 |
| SHEL Shell PLC-ADR | Add +96.2% | 1.22% | +0.61 |
| CNNE Cannae Holdings Inc. | New | 0.54% | +0.54 |
| MRO Marathon Oil Corp. | Add +70.7% | 1.05% | +0.53 |
| ARKK ARK Innovation ETF | New | 0.53% | +0.53 |
| CTLT Catalent Inc. | New | 0.48% | +0.48 |
| VZIO Vizio Holding Corp. Class A | New | 0.44% | +0.44 |
| AMED Amedisys Inc. | New | 0.40% | +0.40 |
| TTE Totalenergies SE -Spon ADR | Add +66.7% | 0.92% | +0.38 |
| TCN Tricon Residential Inc. | New | 0.38% | +0.38 |
| AXONICS INC | New | 0.37% | +0.37 |
| CVE Cenovus Energy Inc. | Add +56.4% | 0.76% | +0.36 |
| HES Hess Corp. | Add +105.9% | 0.65% | +0.35 |
| CATC Cambridge Bancorp | Add +440.5% | 0.42% | +0.34 |
| NEE Nextera Energy Inc. | Add +1514.0% | 0.35% | +0.33 |
| FIF First Trust Energy Infrastru | Add +266.0% | 0.43% | +0.32 |
| CONSOLIDATED COMM HLDGS INC | New | 0.28% | +0.28 |
| CMI Cummins Inc. | New | 0.27% | +0.27 |
| CLEARBRIDGE MLP AND MIDSTRM | Add +18.7% | 1.01% | +0.27 |
| XJPIX Nuveen Preferred Securities | Add +99.6% | 0.51% | +0.27 |
| FISV Fiserv Inc. | New | 0.26% | +0.26 |
| DISV Dimensional International SM | New | 0.26% | +0.26 |
| CSTR Capstar Financial Holdings I | Add +38.4% | 0.75% | +0.25 |
| NGMS Neogames SA | New | 0.25% | +0.25 |
| ANSS Ansys Inc. | Add +700.5% | 0.27% | +0.24 |
| GPOR Gulfport Energy Corp. | New | 0.23% | +0.23 |
| ZTR Virtus Total Return Fund Inc. | New | 0.23% | +0.23 |
| IWM iShares Russell 2000 ETF | New | 0.23% | +0.23 |
| AVUV Avantis US Small Cap Value | Add +27.3% | 0.92% | +0.23 |
| VET Vermilion Energy Inc. | New | 0.23% | +0.23 |
| W Wayfair Inc. Class A | Add +40.7% | 0.64% | +0.23 |
| DFJ Wisdomtree JPN S/C DVD Fund | New | 0.23% | +0.23 |
| SNOW Snowflake Inc. | New | 0.22% | +0.22 |
| CVX Chevron Corp. | Add +40.9% | 0.66% | +0.22 |
| FEI First Trust MLP and Energy I | New | 0.22% | +0.22 |
| PI Impinj Inc. | Add +26.1% | 0.49% | +0.22 |
| SMMF Summit Financial Group Inc. | Add +91.7% | 0.53% | +0.22 |
| IBIT iShares Bitcoin Trust ETF | New | 0.22% | +0.22 |
| TARO Taro Pharmaceutical Indus | New | 0.22% | +0.22 |
| STEW SRH Total Return Fund Inc. | Add +1.0% | 2.20% | +0.20 |
| AMAT Applied Materials Inc. | New | 0.20% | +0.20 |
| HOLI Hollysys Automation Technolo | Add +282.3% | 0.27% | +0.20 |
| FFNW First Financial Northwest | New | 0.20% | +0.20 |
| ORCL Oracle Corp. | New | 0.19% | +0.19 |
Options Activity Q4 2023 → Q1 2024
| SPY SS SPDR S&P 500 ETF Trust-US | put | Add +94.6% | 181,000 | $94.7M |
| MSTR Strategy Inc. | put | New | 35,100 | $59.8M |
| MRTX Mirati Therapeutics Inc. | put | Sold out | 452,700 | $26.6Mbefore exit |
| AAL American Airlines Group Inc. | put | Reduce -13.6% | 1,690,100 | $25.9M |
| ARKK ARK Innovation ETF | call | Reduce -45.2% | 416,900 | $20.9M |
| GLD SPDR Gold Shares | put | Add +1460.0% | 78,000 | $16.0M |
| CMI Cummins Inc. | put | New | 48,300 | $14.2M |
| RCL Royal Caribbean Cruises Ltd. | put | Reduce -57.8% | 99,300 | $13.8M |
| ARKK ARK Innovation ETF | put | Reduce -55.5% | 246,400 | $12.3M |
| XLE SS Energy Select Sector | put | Add +393.5% | 98,700 | $9.3M |
| XOP SS SPDR S&P Og Exp & Prod | put | New | 57,000 | $8.8M |
| XLF SS Financial Select Sector | put | Add +107.5% | 207,500 | $8.7M |
| VAC Marriott Vacations World | put | Add +130.0% | 69,000 | $7.4M |
| VRTX Vertex Pharmaceuticals Inc. | put | Sold out | 18,000 | $7.3Mbefore exit |
| CCL Carnival Corp. | put | Reduce -55.1% | 413,500 | $6.8M |
| X United States Steel Corp. | call | Add +90.7% | 146,800 | $6.0M |
| AMLP Alerian MLP ETF | put | Add +1.7% | 117,000 | $5.6M |
| JNPR Juniper Networks Inc. | call | New | 142,700 | $5.3M |
| SP SP Plus Corp. | call | Reduce -0.6% | 97,900 | $5.1M |
| SIRI Sirius XM Holdings Inc. | put | Add +5.7% | 1,248,700 | $4.8M |
| XLF SS Financial Select Sector | call | Sold out | 128,600 | $4.8Mbefore exit |
| ICVX Icosavax Inc. | put | Sold out | 280,000 | $4.4Mbefore exit |
| RIVN Rivian Automotive Inc. Class A | put | Add +215.4% | 399,600 | $4.4M |
| COIN Coinbase Global Inc. Class A | put | Add +60.0% | 16,000 | $4.2M |
| EFA iShares MSCI Eafe ETF | put | New | 52,500 | $4.2M |
| WING Wingstop Inc. | put | Reduce -0.9% | 10,900 | $4.0M |
| XHB SS SPDR S&P Homebldrs ETF | put | Add +139.7% | 35,000 | $3.9M |
| GM General Motors Co. | call | Reduce -26.0% | 83,700 | $3.8M |
| EEM iShares MSCI Emerging Market | call | Sold out | 91,500 | $3.7Mbefore exit |
| RSP Invesco S&P 500 Equal Weight | call | Sold out | 22,600 | $3.6Mbefore exit |
| IWM iShares Russell 2000 ETF | put | Reduce -33.3% | 16,000 | $3.4M |
| NIO Nio Inc. - ADR | put | Add +40.1% | 725,000 | $3.3M |
| DASH DoorDash Inc. Class A | put | Add +125.0% | 22,500 | $3.1M |
| SHEL Shell PLC-ADR | call | Add +299.0% | 39,900 | $2.7M |
| EPR Epr Properties | put | Add +20.2% | 59,500 | $2.5M |
| NCLH Norwegian Cruise Line Holdin | put | Add +47.6% | 119,400 | $2.5M |
| WFRD Weatherford International PL | call | Sold out | 24,700 | $2.4Mbefore exit |
| HOOD Robinhood Markets Inc. Class A | put | Add +140.0% | 120,000 | $2.4M |
| FRPT Freshpet Inc. | put | Add +122.2% | 20,000 | $2.3M |
| SOFI Sofi Technologies Inc. | put | New | 305,000 | $2.2M |
| S Sentinelone Inc. Class A | put | Add +375.0% | 95,000 | $2.2M |
| SRPT Sarepta Therapeutics Inc. | call | Sold out | 22,000 | $2.1Mbefore exit |
| X United States Steel Corp. | put | Add +100.0% | 52,000 | $2.1M |
| GOOGL Alphabet Inc. Class A | call | Sold out | 15,000 | $2.1Mbefore exit |
| PLUG Plug Power Inc. | put | Reduce -13.4% | 602,400 | $2.1M |
| BIPC Brookfield Infrastructure-A | put | Reduce -41.3% | 57,150 | $2.1M |
| WDC Western Digital Corp. | put | Add +61.5% | 29,400 | $2.0M |
| WAL Western Alliance Bancorp | call | Sold out | 30,000 | $2.0Mbefore exit |
| EEM iShares MSCI Emerging Market | put | Add +850.0% | 47,500 | $2.0M |
| ATMU Atmus Filtration Technologie | put | New | 60,200 | $1.9M |
Showing the first 50 of 359.
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q4 2023 → Q1 2024
| M/A-COM TECH SOLUTIONS (MTSI 0.25 03/15/26) | NOTE 0.250% 3/1 · principal | Add +19.8% | 35,973,000 | $45.5M |
| PEABODY ENERGY CORP (BTU 3.25 03/01/28) | NOTE 3.250% 3/0 · principal | Add +11.0% | 26,318,000 | $37.1M |
| MARRIOTT VACATION WORLDW (VAC 0 01/15/26) | NOTE 1/1 · principal | Add +15.6% | 29,799,000 | $28.2M |
| SPLUNK INC (SPLK 1.125 09/15/25) | NOTE 1.125% 9/1 · principal | Sold out | 25,482,000 | $28.1Mbefore exit |
| NCL CORPORATION LTD (NCLH 5.375 08/01/25) | NOTE 5.375% 8/0 · principal | Add +2.4% | 20,595,000 | $27.1M |
| ZSCALER INC. (ZS 0.125 07/01/25) | NOTE 0.125% 7/0 · principal | New | 17,790,000 | $24.3M |
| MICROSTRATEGY INC (MSTR 0 02/15/27) | NOTE 2/1 · principal | New | 15,540,000 | $21.2M |
| BENTLEY SYSTEMS INC (BSY 0.125 01/15/26) | NOTE 0.125% 1/1 · principal | Add +2.2% | 19,428,000 | $19.6M |
| AXON ENTERPRISE INC (AXON 0.5 12/15/27) | NOTE 0.500%12/1 · principal | New | 12,500,000 | $18.2M |
| MANNKIND CORP (MNKD 2.5 03/01/26) | NOTE 2.500% 3/0 · principal | Reduce -3.2% | 15,000,000 | $16.8M |
| NEUROCRINE BIOSCIENCES (NBIX 2.25 05/15/24) | NOTE 2.250% 5/1 · principal | Sold out | 8,859,000 | $15.4Mbefore exit |
| IMAX CORP (IMAX 0.5 04/01/26) | NOTE 0.500% 4/0 · principal | Add +73.7% | 16,500,000 | $15.4M |
| TRANSOCEAN INTERNTNL LTD (RIG 4.625 09/30/29 *) | DEB 4.625% 9/3 · principal | Add +114.3% | 7,500,000 | $15.2M |
| ARES CAPITAL CORP (ARCC 4.625 03/01/24) | NOTE 4.625% 3/0 · principal | Sold out | 12,141,000 | $12.6Mbefore exit |
| RBC BEARINGS INC (RBC 5 10/15/24 A) | 5% CNV PFD SR A | Reduce -31.5% | 101,384 | $12.5M |
| STRIDE INC (LRN 1.125 09/01/27) | NOTE 1.125% 9/0 · principal | New | 9,166,000 | $12.1M |
| CYTOKINETICS INC (CYTK 3.5 07/01/27) | NOTE 3.500% 7/0 · principal | Sold out | 6,449,000 | $11.4Mbefore exit |
| STARWOOD PROPERTY TRUST (STWD 6.75 07/15/27) | NOTE 6.750% 7/1 · principal | Add +10.9% | 10,405,000 | $11.1M |
| GREEN PLAINS INC (GPRE 2.25 03/15/27) | NOTE 2.250% 3/1 · principal | Reduce -47.0% | 10,690,000 | $11.0M |
| GREENBRIER COS INC (GBX 2.875 04/15/28) | NOTE 2.875% 4/1 · principal | Sold out | 10,935,000 | $10.8Mbefore exit |
| DATADOG INC (DDOG 0.125 06/15/25) | NOTE 0.125% 6/1 · principal | Add +650.0% | 7,500,000 | $10.6M |
| INSMED INC (INSM 0.75 06/01/28) | NOTE 0.750% 6/0 · principal | Add +60.1% | 9,436,000 | $10.1M |
| LYFT INC (LYFT 1.5 05/15/25) | NOTE 1.500% 5/1 · principal | New | 10,000,000 | $9.8M |
| KIMCO REALTY CORP (KIM 7.25 PERP N) | DP CV CL N 7.25% | New | 166,785 | $9.4M |
| DEXCOM INC (DXCM 0.25 11/15/25) | NOTE 0.250%11/1 · principal | Sold out | 8,758,000 | $9.1Mbefore exit |
| HELIX ENERGY SOLUTIONS (HOS 6.75 02/15/26) | NOTE 6.750% 2/1 · principal | Sold out | 5,667,000 | $9.0Mbefore exit |
| HALOZYME THERAPEUTICS IN (HALO 1 08/15/28) | NOTE 1.000% 8/1 · principal | Sold out | 9,000,000 | $8.4Mbefore exit |
| BROOKDALE SENIOR LIVING (BKD 7 11/15/25) | UNIT 11/15/2025 | Reduce -66.7% | 91,025 | $8.3M |
| JAZZ INVESTMENTS I LTD (JAZZ 2 06/15/26) | NOTE 2.000% 6/1 · principal | Add +700.0% | 8,000,000 | $7.9M |
| BROOKDALE SENIOR LIVING (BKD 2 10/15/26) | NOTE 2.000%10/1 · principal | Add +210.3% | 8,042,000 | $7.9M |
| SEMTECH CORP (SMTC 1.625 11/01/27) | NOTE 1.625%11/0 · principal | Reduce -11.4% | 7,763,000 | $7.7M |
| IRONWOOD PHARMACEUTICALS (IRWD 1.5 06/15/26) | NOTE 1.500% 6/1 · principal | Sold out | 6,509,000 | $7.1Mbefore exit |
| VARONIS SYSTEM INC (VRNS 1.25 08/15/25) | NOTE 1.250% 8/1 · principal | Sold out | 4,250,000 | $6.5Mbefore exit |
| SPECIAL OPPORTUNITY FUND (SPE 2.75 01/27/27 C) | 2.75% CNV PFD C | Add +0.5% | 284,230 | $6.5M |
| INNOVIVA INC (INVA 2.125 03/15/28) | NOTE 2.125% 3/1 · principal | Reduce -2.3% | 6,761,000 | $5.9M |
| CALLAWAY GOLF CO (CALY 2.75 05/01/26) | NOTE 2.750% 5/0 · principal | Sold out | 5,500,000 | $5.9Mbefore exit |
| SHOPIFY INC (SHOPCN 0.125 11/01/25) | NOTE 0.125%11/0 · principal | Add +559.6% | 6,134,000 | $5.8M |
| PROS HOLDINGS INC (PRO 2.25 09/15/27) | NOTE 2.250% 9/1 · principal | Reduce -40.0% | 5,239,000 | $5.7M |
| HCI GROUP INC (HCI 4.75 06/01/42) | NOTE 4.750% 6/0 · principal | Sold out | 4,530,000 | $5.7Mbefore exit |
| NATERA INC (NTRA 2.25 05/01/27) | NOTE 2.250% 5/0 · principal | Sold out | 3,000,000 | $5.1Mbefore exit |
| MARA HOLDINGS INC (MARA 1 12/01/26) | NOTE 1.000%12/0 · principal | Add +24.5% | 5,850,000 | $5.0M |
| NCL CORPORATION LTD (NCLH 1.125 02/15/27) | NOTE 1.125% 2/1 · principal | New | 5,000,000 | $4.7M |
| CORE SCIENTIFIC INC (CORZ 12 01/23/29) | NOTE 10.000% 1/2 · principal | New | 5,295,681 | $4.7M |
| TRAVERE THERAPEUTICS INC (TVTX 2.5 09/15/25) | NOTE 2.500% 9/1 · principal | Add +103.2% | 5,080,000 | $4.5M |
| RAPID7 INC (RPD 0.25 03/15/27) | NOTE 0.250% 3/1 · principal | New | 5,000,000 | $4.4M |
| ALPHATEC HOLDINGS INC (ATEC 0.75 08/01/26) | NOTE 0.750% 8/0 · principal | New | 4,000,000 | $4.2M |
| REPLIGEN CORP | NOTE 1.000%12/1 · principal | Sold out | 3,500,000 | $3.9Mbefore exit |
| SOLAR EDGE TECHNOLOGIES (SEDG 0 09/15/25) | NOTE 9/1 · principal | Sold out | 4,250,000 | $3.9Mbefore exit |
| DISH NETWORK CORP (DISH 3.375 08/15/26) | NOTE 3.375% 8/1 · principal | Add +100.0% | 6,000,000 | $3.8M |
| CONMED CORP (CNMD 2.25 06/15/27) | NOTE 2.250% 6/1 · principal | Reduce -73.7% | 3,925,000 | $3.6M |
Showing the first 50 of 154.
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 556 | $743.0M | RSP, VOO, WDC, IAU, SPY |
| Q1 2026 | 525 | $632.8M | RSP, VOO, IAU, PEN, HOLX |
| Q4 2025 | 528 | $597.7M | VOO, RSP, IAU, SWZ, SOFI |
| Q3 2025 | 480 | $573.5M | VOO, RSP, SPY, IAU, CHINA FUND INC |
| Q2 2025 | 472 | $537.1M | RSP, VOO, IAU, STEW, BPMC |
| Q1 2025 | 459 | $499.3M | VOO, AXON, RSP, STEW, IAU |
| Q4 2024 | 462 | $534.5M | VOO, MTSI, RSP, STEW, IAU |
| Q3 2024 | 420 | $554.6M | CCL, VOO, SPY, RSP, SMTC |
| Q2 2024 | 424 | $457.3M | VOO, SPY, RSP, STEW, ALFUU |
| Q1 2024 | 414 | $409.7M | SPY, VOO, STEW, RSP, PEO |