CSS LLC
In its 13F for Q2 2024 (holdings as of June 30, 2024, filed August 14, 2024), CSS LLC reported 424 stock positions worth $457.3 million. Its top holding was Vanguard S&P 500 ETF (VOO) at 6.7% of the portfolio, followed by SS SPDR S&P 500 ETF Trust-US (SPY, 6.1%) and Invesco S&P 500 Equal Weight (RSP, 2.2%). Compared with Q1 2024, it opened 100 new positions, sold out of 90, added to 140 and reduced 119. The biggest buy was Vanguard S&P 500 ETF (VOO, shares +108%) and the biggest sale an exit from Eagle Bulk Shipping.
- Most Recent 13F
- Q2 2026
- Location
- CHICAGO, IL
- CIK
- 0001103646
- Portfolio Value
- $457.3M (Q2 2024)
- SEC Filing
- 0001085146-24-003923 ↗ filed Aug 14, 2024
Holdings Value
Holdings 424 stocks · $457.3M
| VOO Vanguard S&P 500 ETF | 6.73% | 61,500 | $30.8M | Add +108.5% |
| SPY SS SPDR S&P 500 ETF Trust-US | 6.12% | 51,421 | $28.0M | Add +89.2% |
| RSP Invesco S&P 500 Equal Weight | 2.17% | 60,300 | $9.9M | Add +30.2% |
| STEW SRH Total Return Fund Inc. | 2.13% | 669,977 | $9.7M | Add +11.9% |
| ALFUU Centurion Acquisition Corp. | 1.90% | 870,785 | $8.7M | New |
| NEE Nextera Energy Inc. | 1.59% | 102,597 | $7.3M | Add +351.5% |
| PEO Adams Natural Resources Fund | 1.58% | 306,657 | $7.2M | Reduce -9.4% |
| IAU iShares Gold Trust | 1.51% | 157,400 | $6.9M | Add +74.5% |
| CUBWU Lionheart Holdings | 1.29% | 589,198 | $5.9M | New |
| BP BP PLC-Spons ADR | 1.23% | 156,153 | $5.6M | Add +9.8% |
| EVBG Everbridge Inc. | 1.17% | 153,431 | $5.4M | New |
| MUR Murphy Oil Corp. | 1.04% | 115,779 | $4.8M | Add +190.9% |
| DBMF Imgp Dbi MFT STR ETF-Usd Inc. | 0.99% | 150,864 | $4.5M | Add +17.1% |
| OVV Ovintiv Inc. | 0.97% | 94,291 | $4.4M | Add +196.4% |
| CEF Sprott Physical Gold and Sil | 0.96% | 200,071 | $4.4M | Reduce -2.3% |
| SHEL Shell PLC-ADR | 0.96% | 61,019 | $4.4M | Reduce -18.0% |
| MXE Mexico Equity and Income FD | 0.92% | 439,243 | $4.2M | No change |
| XLE SS Energy Select Sector | 0.89% | 44,744 | $4.1M | Add +1589.1% |
| AVUV Avantis US Small Cap Value | 0.79% | 40,100 | $3.6M | No change |
| CATC Cambridge Bancorp | 0.77% | 50,896 | $3.5M | Add +100.0% |
| SPE Special Opportunities Fund | 0.74% | 258,384 | $3.4M | No change |
| CVE Cenovus Energy Inc. | 0.72% | 168,300 | $3.3M | Add +7.8% |
| TTE Totalenergies SE -Spon ADR | 0.70% | 48,332 | $3.2M | Reduce -12.1% |
| GLD SPDR Gold Shares | 0.68% | 14,500 | $3.1M | Add +52.6% |
| MRO Marathon Oil Corp. | 0.65% | 104,291 | $3.0M | Reduce -31.4% |
| DVN Devon Energy Corp. | 0.65% | 62,675 | $3.0M | Add +12.6% |
| CIVI Civitas Resources Inc. | 0.64% | 42,374 | $2.9M | New |
| AVES Avantis Emerging Markets Val | 0.64% | 59,805 | $2.9M | No change |
| MGRC McGrath Rentcorp | 0.61% | 26,111 | $2.8M | Add +5.3% |
| XJPIX Nuveen Preferred Securities | 0.60% | 141,727 | $2.8M | Add +30.1% |
| HES Hess Corp. | 0.56% | 17,500 | $2.6M | No change |
| WIRE Encore Wire Corp. | 0.56% | 8,800 | $2.6M | Add +363.2% |
| SU Suncor Energy Inc. | 0.55% | 66,232 | $2.5M | Reduce -23.2% |
| SWZ Total Return Securities Fund | 0.53% | 301,168 | $2.4M | Reduce -1.2% |
| BRW Saba Capital Income & Opport | 0.53% | 341,923 | $2.4M | Reduce -2.2% |
| VST Vistra Corp. | 0.52% | 27,600 | $2.4M | Add +16.5% |
| TWN Taiwan Fund Inc./TH/MD-US Inc. | 0.51% | 53,343 | $2.3M | Reduce -4.5% |
| CHRD Chord Energy Corp. | 0.51% | 13,815 | $2.3M | New |
| XRSFX Rivernorth Capital & Income | 0.49% | 144,751 | $2.2M | Add +109.8% |
| GOOGL Alphabet Inc. Class A | 0.46% | 11,517 | $2.1M | Reduce -33.3% |
| SO The Southern Co. | 0.45% | 26,700 | $2.1M | New |
| GAM General American Investors | 0.42% | 39,041 | $1.9M | No change |
| BNT Brookfield Reins Ltd. | 0.41% | 45,338 | $1.9M | No change |
| CET Central Securities Corp. | 0.41% | 42,607 | $1.9M | No change |
| ALIT Alight Inc. Class A | 0.41% | 253,710 | $1.9M | Add +1.6% |
| VZIO Vizio Holding Corp. Class A | 0.40% | 167,989 | $1.8M | Add +2.0% |
| HCP Hashicorp Inc. Class A | 0.39% | 52,412 | $1.8M | New |
| NTAP Netapp Inc. | 0.38% | 13,538 | $1.7M | Add +1.0% |
| ALE Allete Inc. | 0.38% | 27,889 | $1.7M | New |
| DELL Dell Technologies -C | 0.38% | 12,500 | $1.7M | Reduce -26.5% |
| CERE Cerevel Therapeutics Holding | 0.38% | 42,011 | $1.7M | Add +23.5% |
| CTLT Catalent Inc. | 0.36% | 29,680 | $1.7M | Reduce -15.6% |
| C Citigroup Inc. | 0.36% | 26,226 | $1.7M | Add +4.0% |
| OLK Olink Holding AB - ADR | 0.36% | 65,064 | $1.7M | Add +30.5% |
| IVLU iShares MSCI International V | 0.36% | 59,300 | $1.6M | Add +3.5% |
| INBX Inhibrx Biosciences Inc. | 0.34% | 110,651 | $1.6M | Add +8932.7% |
| HERZ Herzfeld Credit Income Fund | 0.34% | 665,995 | $1.6M | Add +4.3% |
| CVLY Codorus Valley Bancorp Inc. | 0.34% | 65,077 | $1.6M | Add +168.6% |
| LLYVA Liberty Media Corp.-Liberty-A | 0.34% | 41,655 | $1.6M | No change |
| TAP Molson Coors Beverage Co. Class B | 0.34% | 30,500 | $1.6M | Add +74.3% |
| KR Kroger Co. | 0.34% | 31,007 | $1.5M | Add +24.0% |
| HPQ HP Inc. | 0.34% | 44,144 | $1.5M | Add +7.2% |
| MO Altria Group Inc. | 0.33% | 33,200 | $1.5M | Add +6.4% |
| SABA Saba Capital Income & Opp II | 0.33% | 193,364 | $1.5M | Add +8.1% |
| CSCO Cisco Systems Inc. | 0.33% | 31,499 | $1.5M | Add +23.5% |
| AMED Amedisys Inc. | 0.33% | 16,270 | $1.5M | Reduce -7.9% |
| SM SM Energy Co. | 0.33% | 34,398 | $1.5M | Add +8.5% |
| JNJ Johnson & Johnson | 0.32% | 10,000 | $1.5M | Add +185.7% |
| HPE Hewlett Packard Enterprise | 0.32% | 68,874 | $1.5M | Add +86.8% |
| MCBC Macatawa Bank Corp. | 0.31% | 95,621 | $1.4M | New |
| EWJV iShares MSCI Japan Value ETF | 0.30% | 43,172 | $1.4M | Add +2.4% |
| STER Sterling Check Corp. | 0.30% | 92,470 | $1.4M | New |
| AXONICS INC | 0.30% | 20,272 | $1.4M | Reduce -6.9% |
| ANSS Ansys Inc. | 0.30% | 4,202 | $1.4M | Add +31.2% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.29% | 33,900 | $1.3M | Reduce -22.8% |
| RYAAY Ryanair Holdings PLC-SP ADR | 0.29% | 11,562 | $1.3M | No change |
| MHK Mohawk Industries Inc. | 0.29% | 11,687 | $1.3M | Add +27.2% |
| VTRS Viatris Inc. | 0.29% | 124,525 | $1.3M | Add +8.7% |
| GILD Gilead Sciences Inc. | 0.29% | 19,251 | $1.3M | Add +38.0% |
| LSXMB Liberty Media Corp.-Liber-B | 0.28% | 59,696 | $1.3M | Reduce -7.6% |
| BCS Barclays PLC-Spons ADR | 0.28% | 121,441 | $1.3M | Add +10.7% |
| ZTR Virtus Total Return Fund Inc. | 0.28% | 238,274 | $1.3M | Add +39.6% |
| NRG NRG Energy Inc. | 0.28% | 16,548 | $1.3M | Add +65.5% |
| CAH Cardinal Health Inc. | 0.28% | 12,900 | $1.3M | Add +7.5% |
| BMY Bristol-Myers Squibb Co. | 0.28% | 30,300 | $1.3M | Add +111.9% |
| CONSOLIDATED COMM HLDGS INC | 0.27% | 284,683 | $1.3M | Add +8.6% |
| SYF Synchrony Financial | 0.27% | 26,500 | $1.3M | Reduce -15.9% |
| ELV Elevance Health Inc. | 0.27% | 2,300 | $1.2M | Reduce -2.1% |
| VET Vermilion Energy Inc. | 0.27% | 111,748 | $1.2M | Add +48.9% |
| SNX TD Synnex Corp. | 0.27% | 10,646 | $1.2M | Add +16.4% |
| PI Impinj Inc. | 0.27% | 7,823 | $1.2M | Reduce -49.6% |
| MPC Marathon Petroleum Corp. | 0.27% | 7,000 | $1.2M | Add +7.7% |
| GPOR Gulfport Energy Corp. | 0.26% | 8,000 | $1.2M | Add +33.3% |
| APA Apa Corp. | 0.26% | 40,936 | $1.2M | Reduce -13.9% |
| ALSN Allison Transmission Holding | 0.26% | 15,842 | $1.2M | Reduce -5.9% |
| VZ Verizon Communications Inc. | 0.26% | 29,000 | $1.2M | Add +7.4% |
| TMHC Taylor Morrison Home Corp. | 0.26% | 21,517 | $1.2M | Reduce -6.5% |
| GM General Motors Co. | 0.26% | 25,606 | $1.2M | Reduce -5.2% |
| CHX Championx Corp. | 0.26% | 35,649 | $1.2M | New |
| ARCH Arch Resources Inc. | 0.26% | 7,741 | $1.2M | Reduce -38.0% |
Options reported separately and not counted above: SPY puts ($141.8M), MSTR puts ($48.9M), AAL puts ($33.8M), GLD puts ($30.3M), GE AEROSPACE puts ($23.8M), ARKK calls ($13.2M), XLE puts ($12.3M), HYG puts ($12.2M), TLT calls ($10.2M), XLI puts ($8.2M), IWM puts ($7.1M), EEM puts ($6.5M), and 292 more.
Other holdings (147): bonds, preferreds, convertibles and warrants · $900.5M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| ROYAL CARIBBEAN CRUISES (RCL 6 08/15/25) | NOTE 6.000% 8/1 · principal | 50,150,000 | $162.0M | No change |
| AMERICAN AIRLINES GROUP (AAL 6.5 07/01/25) | NOTE 6.500% 7/0 · principal | 57,316,000 | $59.4M | Add +6.6% |
| M/A-COM TECH SOLUTIONS (MTSI 0.25 03/15/26) | NOTE 0.250% 3/1 · principal | 41,477,000 | $58.3M | Add +15.3% |
| AXON ENTERPRISE INC (AXON 0.5 12/15/27) | NOTE 0.500%12/1 · principal | 33,250,000 | $45.8M | Add +166.0% |
| PEABODY ENERGY CORP (BTU 3.25 03/01/28) | NOTE 3.250% 3/0 · principal | 27,018,000 | $35.6M | Add +2.7% |
| INSMED INC (INSM 0.75 06/01/28) | NOTE 0.750% 6/0 · principal | 16,586,000 | $35.1M | Add +75.8% |
| IONIS PHARMACEUTICALS IN (IONS 0 04/01/26) | NOTE 4/0 · principal | 31,931,000 | $32.9M | No change |
| MARRIOTT VACATION WORLDW (VAC 0 01/15/26) | NOTE 1/1 · principal | 29,799,000 | $27.5M | No change |
| STRIDE INC (LRN 1.125 09/01/27) | NOTE 1.125% 9/0 · principal | 18,048,000 | $25.9M | Add +96.9% |
| RBC BEARINGS INC (RBC 5 10/15/24 A) | 5% CNV PFD SR A | 165,741 | $20.2M | Add +63.5% |
| DATADOG INC (DDOG 0.125 06/15/25) | NOTE 0.125% 6/1 · principal | 13,487,000 | $19.5M | Add +79.8% |
| GUESS INC (GES 3.75 04/15/28) | NOTE 3.750% 4/1 · principal | 17,100,000 | $18.8M | New |
| SAREPTA THERAPEUTICS INC (SRPT 1.5 11/15/24) | DBCV 1.500%11/1 · principal | 8,197,000 | $17.7M | No change |
| MANNKIND CORP (MNKD 2.5 03/01/26) | NOTE 2.500% 3/0 · principal | 14,000,000 | $16.9M | Reduce -6.7% |
| IMAX CORP (IMAX 0.5 04/01/26) | NOTE 0.500% 4/0 · principal | 16,500,000 | $15.4M | No change |
| CORE SCIENTIFIC INC (CORZ 12 01/23/29) | NOTE 10.000% 1/2 · principal | 9,202,481 | $14.8M | Add +73.8% |
| ZSCALER INC. (ZS 0.125 07/01/25) | NOTE 0.125% 7/0 · principal | 10,290,000 | $13.9M | Reduce -42.2% |
| KIMCO REALTY CORP (KIM 7.25 PERP N) | DP CV CL N 7.25% | 240,832 | $13.3M | Add +44.4% |
| TRANSMEDICS GROUP INC (TMDX 1.5 06/01/28) | NOTE 1.500% 6/0 · principal | 7,400,000 | $13.1M | New |
| EXACT SCIENCES CORP (EXAS 0.375 03/15/27) | NOTE 0.375% 3/1 · principal | 14,000,000 | $12.2M | New |
| PROGRESS SOFTWARE CORP (PRGS 1 04/15/26) | NOTE 1.000% 4/1 · principal | 11,284,000 | $11.9M | No change |
| VENTAS REALTY LP (VTR 3.75 06/01/26) | NOTE 3.750% 6/0 · principal | 10,400,000 | $10.9M | New |
| WAYFAIR INC (W 3.25 09/15/27) | NOTE 3.250% 9/1 · principal | 8,500,000 | $9.7M | New |
| SAREPTA THERAPEUTICS INC (SRPT 1.25 09/15/27) | NOTE 1.250% 9/1 · principal | 7,500,000 | $9.7M | New |
| STARWOOD PROPERTY TRUST (STWD 6.75 07/15/27) | NOTE 6.750% 7/1 · principal | 9,405,000 | $9.7M | Reduce -9.6% |
| BROOKDALE SENIOR LIVING (BKD 7 11/15/25) | UNIT 11/15/2025 | 92,405 | $8.6M | Add +1.5% |
| GREEN PLAINS INC (GPRE 2.25 03/15/27) | NOTE 2.250% 3/1 · principal | 9,690,000 | $8.6M | Reduce -9.3% |
| BROOKDALE SENIOR LIVING (BKD 2 10/15/26) | NOTE 2.000%10/1 · principal | 8,522,000 | $8.6M | Add +6.0% |
| BLOOM ENERGY CORP (BE 3 06/01/28) | NOTE 3.000% 6/0 · principal | 7,994,000 | $7.6M | New |
| SNAP INC (SNAP 0.75 08/01/26) | NOTE 0.750% 8/0 · principal | 6,246,000 | $6.7M | New |
| MICROSTRATEGY INC (MSTR 0 02/15/27) | NOTE 2/1 · principal | 5,540,000 | $6.6M | Reduce -64.3% |
| SPECIAL OPPORTUNITY FUND (SPE 2.75 01/27/27 C) | 2.75% CNV PFD C | 283,194 | $6.6M | Reduce -0.4% |
| CANADIAN SOLAR INC (CSIQ 2.5 10/01/25) | NOTE 2.500%10/0 · principal | 6,732,000 | $6.3M | New |
| INNOVIVA INC (INVA 2.125 03/15/28) | NOTE 2.125% 3/1 · principal | 6,761,000 | $6.1M | No change |
| JAZZ INVESTMENTS I LTD (JAZZ 2 06/15/26) | NOTE 2.000% 6/1 · principal | 5,950,000 | $5.7M | Reduce -25.6% |
| NORTHERN OIL & GAS INC (NOG 3.625 04/15/29) | NOTE 3.625% 4/1 · principal | 4,920,000 | $5.7M | Add +146.0% |
| MARA HOLDINGS INC (MARA 1 12/01/26) | NOTE 1.000%12/0 · principal | 5,850,000 | $5.1M | No change |
| TELADOC HEALTH INC (TDOC 1.25 06/01/27) | NOTE 1.250% 6/0 · principal | 6,033,000 | $5.0M | Add +49.6% |
| VEECO INSTRUMENTS INC (VECO 3.5 01/15/25) | NOTE 3.500% 1/1 · principal | 2,400,000 | $4.7M | No change |
| TRAVERE THERAPEUTICS INC (TVTX 2.5 09/15/25) | NOTE 2.500% 9/1 · principal | 5,080,000 | $4.6M | No change |
| DISH NETWORK CORP (DISH 3.375 08/15/26) | NOTE 3.375% 8/1 · principal | 6,925,000 | $4.3M | Add +15.4% |
| SIRIUS XM HOLDINGS (SIRI 3.75 03/15/28) | NOTE 3.750% 3/1 · principal | 4,000,000 | $4.2M | New |
| SNAP INC (SNAP 0.125 03/01/28) | NOTE 0.125% 3/0 · principal | 5,000,000 | $4.0M | New |
| WISDOMTREE INC (WT 5.75 08/15/28) | NOTE 5.750% 8/1 · principal | 3,000,000 | $3.7M | New |
| DISH NETWORK CORP (DISH 0 12/15/25) | NOTE 12/1 · principal | 5,000,000 | $3.7M | Add +66.7% |
| PROS HOLDINGS INC (PRO 2.25 09/15/27) | NOTE 2.250% 9/1 · principal | 3,739,000 | $3.7M | Reduce -28.6% |
| SEMTECH CORP (SMTC 1.625 11/01/27) | NOTE 1.625%11/0 · principal | 3,263,000 | $3.4M | Reduce -58.0% |
| LUMENTUM HOLDINGS INC (LITE 1.5 12/15/29) | NOTE 1.500%12/1 · principal | 3,500,000 | $3.4M | New |
| PERFICIENT INC (PRFT 0.125 11/15/26) | NOTE 0.125%11/1 · principal | 3,000,000 | $2.9M | New |
| ALNYLAM PHARMACEUTICALS (ALNY 1 09/15/27) | NOTE 1.000% 9/1 · principal | 2,500,000 | $2.7M | New |
| BENTLEY SYSTEMS INC (BSY 0.125 01/15/26) | NOTE 0.125% 1/1 · principal | 2,432,000 | $2.4M | Reduce -87.5% |
| NCL CORPORATION LTD (NCLH 5.375 08/01/25) | NOTE 5.375% 8/0 · principal | 1,845,000 | $2.2M | Reduce -91.0% |
| WORKIVA INC (WK 1.125 08/15/26) | NOTE 1.125% 8/1 · principal | 2,000,000 | $2.2M | No change |
| TRANSOCEAN INTERNTNL LTD (RIG 4.625 09/30/29 *) | DEB 4.625% 9/3 · principal | 1,229,000 | $2.2M | Reduce -83.6% |
| VISHAY INTERTECHNOLOGY (VSH 2.25 06/15/25) | NOTE 2.250% 6/1 · principal | 2,200,000 | $2.2M | No change |
| GRND.WS Grindr Inc. -26 | *W EXP 11/18/202 | 661,289 | $2.1M | Add +568.3% |
| SUNNOVA ENERGY INTL INC (NOVA 2.625 02/15/28) | NOTE 2.625% 2/1 · principal | 6,500,000 | $2.1M | Reduce -13.3% |
| DROPBOX INC (DBX 0 03/01/26) | NOTE 3/0 · principal | 2,300,000 | $2.1M | Reduce -31.5% |
| CORZW Core Scientific Inc. - 27 | *W EXP 01/23/202 | 473,812 | $2.1M | New |
| TPI COMPOSITES INC (TPIC 5.25 03/15/28) | NOTE 5.250% 3/1 · principal | 3,580,000 | $2.0M | Add +72.1% |
| ORMAT TECHNOLOGIES INC (ORA 2.5 07/15/27) | NOTE 2.500% 7/1 · principal | 2,000,000 | $2.0M | New |
| PLUG POWER INC (PLUG 3.75 06/01/25) | NOTE 3.750% 6/0 · principal | 2,100,000 | $2.0M | Reduce -27.0% |
| SABLE OFFSHORE CORP | *W EXP 02/14/202 | 420,255 | $1.8M | Add +308.0% |
| BENTLEY SYSTEMS (BSY 0.375 07/01/27) | NOTE 0.375% 7/0 · principal | 2,000,000 | $1.8M | No change |
| GUARDANT HEALTH INC (GH 0 11/15/27) | NOTE 11/1 · principal | 2,000,000 | $1.5M | Reduce -33.3% |
| ASTSW Ast Spacemobile Inc.-CW24 | *W EXP 04/06/202 | 340,924 | $1.4M | New |
| DROPBOX INC (DBX 0 03/01/28) | NOTE 3/0 · principal | 1,500,000 | $1.4M | Reduce -57.1% |
| PENGUIN SOLUTIONS CAYMEN (PENG 2.25 02/15/26) | NOTE 2.250% 2/1 · principal | 1,000,000 | $1.3M | No change |
| EVERBRIDGE INC (EVBG 0.125 12/15/24) | NOTE 0.125%12/1 · principal | 1,295,000 | $1.3M | No change |
| REDWOOD TRUST INC (RWT 7.75 06/15/27) | NOTE 7.750% 6/1 · principal | 1,279,000 | $1.2M | Reduce -28.1% |
| SMR.WS Nuscale Power Co. -CW27 | *W EXP 05/02/202 | 428,358 | $1.2M | Add +26.5% |
| DJTWW Trump Media & Technology Gro | *W EXP 03/25/202 | 53,790 | $1.1M | New |
| EPR PROPERTIES (EPR 5.75 PERP C) | PFD C CV 5.75% | 57,530 | $1.1M | Reduce -60.6% |
| POST HOLDINGS INC (POST 2.5 08/15/27) | NOTE 2.500% 8/1 · principal | 1,000,000 | $1.1M | No change |
| FIRSTENERGY CORP (FE 4 05/01/26) | NOTE 4.000% 5/0 · principal | 1,075,000 | $1.1M | New |
| ZYNEX INC (ZYXI 5 05/15/26) | NOTE 5.000% 5/1 · principal | 1,000,000 | $1.0M | New |
| FORD MOTOR COMPANY (F 0 03/15/26) | NOTE 3/1 · principal | 1,000,000 | $1.0M | Reduce -50.0% |
| RIVIAN AUTO INC (RIVN 4.625 03/15/29) | NOTE 4.625% 3/1 · principal | 1,000,000 | $982K | Reduce -66.7% |
| AKAMAI TECHNOLOGIES INC (AKAM 0.375 09/01/27) | NOTE 0.375% 9/0 · principal | 1,000,000 | $970K | New |
| CORZZ Core Scientific Inc. - 29 | *W EXP 01/23/202 | 103,456 | $961K | New |
| NPWR.WS Rice Acquisition Corp. II-CW | *W EXP 06/08/202 | 413,188 | $944K | Reduce -14.1% |
| AVPTW Avepoint Inc.-CW24 | *W EXP 09/18/202 | 540,050 | $940K | Add +0.1% |
| SABRE GLBL INC (SABHLD 7.32 08/01/26) | NOTE 7.320% 8/0 · principal | 1,000,000 | $930K | New |
| BRIDGEBIO PHARMA INC (BBIO 2.25 02/01/29) | NOTE 2.250% 2/0 · principal | 1,043,000 | $843K | No change |
| NEOGENOMICS INC (NEO 0.25 01/15/28) | NOTE 0.250% 1/1 · principal | 880,000 | $695K | No change |
| HALOZYME THERAPEUTICS IN (HALO 0.25 03/01/27) | NOTE 0.250% 3/0 · principal | 703,000 | $668K | No change |
| TRAVERE THERAPEUTICS INC (TVTX 2.25 03/01/29) | NOTE 2.250% 3/0 · principal | 1,000,000 | $648K | New |
| CUTERA INC (CUTR 4 06/01/29) | NOTE 4.000% 6/0 · principal | 2,875,000 | $559K | No change |
| GCMGW GCM Grosvenor Inc. A -CW25 | *W EXP 11/17/202 | 1,020,598 | $500K | Reduce -5.9% |
| RWT HOLDINGS INC (RWT 5.75 10/01/25) | NOTE 5.750%10/0 · principal | 471,000 | $458K | No change |
| EXEEL Chesapeake Energy Corp. -CW26 | *W EXP 02/09/202 | 5,228 | $284K | No change |
| THE REALREAL INC (REAL 1 03/01/28) | NOTE 1.000% 3/0 · principal | 500,000 | $243K | No change |
| DSX.WS Diana Shipping Inc.-28 | *W EXP 12/14/202 | 651,567 | $241K | Add +34.8% |
| SHAKE SHACK INC (SHAK 0 03/01/28) | NOTE 3/0 · principal | 262,000 | $227K | Reduce -91.3% |
| NE.WS Noble Corp. PLC-28 | *W EXP 02/04/202 | 8,266 | $210K | No change |
| HUMAW Humacyte Inc.-CW27 | *W EXP 08/27/202 | 136,980 | $190K | New |
| ABLLW East Resources Acquis -CW27 | *W EXP 06/30/202 | 216,000 | $154K | No change |
| SKYH.WS Yellowstone Acquisit A -CW25 | *W EXP 01/25/202 | 121,929 | $151K | Reduce -31.8% |
| UWM HOLDINGS CORPORATION | *W EXP 01/21/202 | 613,992 | $141K | Add +0.5% |
| CCIXW Churchill Capital Corp. I-29 | *W EXP 03/31/203 | 307,274 | $108K | New |
| CUTERA INC (CUTR 2.25 06/01/28) | NOTE 2.250% 6/0 · principal | 500,000 | $99K | No change |
| CHEESECAKE FACTORY (THE) (CAKE 0.375 06/15/26) | NOTE 0.375% 6/1 · principal | 100,000 | $91K | No change |
| LVWR.WS Livewire Group Inc.-27 | *W EXP 09/26/202 | 422,325 | $80K | Reduce -2.9% |
| CHEFS' WAREHOUSE THE (CHEF 1.875 12/01/24) | NOTE 1.875%12/0 · principal | 77,000 | $80K | Reduce -85.3% |
| EVEX.WS Eve Holdng Inc. -CW25 | *W EXP 05/09/202 | 135,876 | $53K | No change |
| ACHR.WS Archer Aviation Inc. -CW26 | *W EXP 09/16/202 | 141,635 | $53K | Reduce -80.0% |
| AUROW Aurora Innovation Inc. -CW28 | *W EXP 11/03/202 | 248,020 | $51K | Reduce -31.3% |
| LOTWW Lotus Technology Inc.-28 | *W EXP 02/22/202 | 129,801 | $49K | No change |
| CBDMD INC (YCBD 8 PERP A) | 8% SER A CUM PFD | 74,398 | $46K | No change |
| ML.WS Moneylion Inc. -CW27 | *W EXP 09/22/202 | 12,557 | $38K | Add +12.9% |
| MLKWF Waldencast Acq Class A -CW27 | *W EXP 07/27/202 | 138,049 | $37K | No change |
| SPOTIFY USA INC (SPOT 0 03/15/26) | NOTE 3/1 · principal | 33,000 | $31K | No change |
| MAPSW WM Technology Inc.-CW24 | *W EXP 06/16/202 | 566,828 | $29K | Reduce -6.0% |
| LUNRW Intuitive Machines Inc.-CW | *W EXP 99/99/999 | 38,257 | $26K | Reduce -63.0% |
| EVLVW Evolv Technologies -CW26 | *W EXP 07/16/202 | 82,405 | $22K | Reduce -95.2% |
| LLAPW Terran Orbital Corp. -CW28 | *W EXP 03/25/202 | 180,955 | $22K | Add +80.4% |
| SQFTW Presidio Property TRST -CW27 | *W EXP 01/24/202 | 551,573 | $22K | No change |
| OPFI.WS Oppfi Inc. -CW26 | *W EXP 07/20/202 | 146,462 | $19K | Add +450.4% |
| RNWWW Renew Energy Global -CW26 | *W EXP 08/21/202 | 32,755 | $18K | New |
| SLND.WS Legato Merger Corp. II -CW23 | *W EXP 02/14/202 | 50,000 | $17K | No change |
| AMPWF Ardagh Metal Packaging -CW26 | *W EXP 08/04/202 | 508,936 | $15K | No change |
| RVMDW Revolution Medicines Inc.-28 | *W EXP 12/17/202 | 15,003 | $14K | Add +1.0% |
| OABIW Omniab Inc. - CW26 | *W EXP 99/99/999 | 29,656 | $14K | No change |
| HOLLEY INC | *W EXP 11/30/202 | 83,583 | $10K | Reduce -76.4% |
| AISPW Airship AI Holdings Inc.-CW28 | *W EXP 12/21/202 | 27,000 | $10K | New |
| MYPSW Playstudios Inc. -CW26 | *W EXP 99/99/999 | 180,850 | $9K | No change |
| ADVWW Advantage Solutions in-CW25 | *W EXP 10/28/202 | 231,125 | $8K | Reduce -49.9% |
| ORGNW Origin Materials -CW26 | *W EXP 06/25/202 | 146,099 | $8K | Reduce -6.3% |
| TALKW Hudson Executive Inv -CW25 | *W EXP 06/21/202 | 76,003 | $8K | Reduce -69.6% |
| PRCWF Procaps Group SA -CW26 | *W EXP 09/29/202 | 162,004 | $6K | No change |
| BAERW Wildfire New Pubco Inc.-27 | *W EXP 01/24/202 | 36,478 | $5K | No change |
| AIIOW NWTN Inc. -CW27 | *W EXP 11/11/202 | 27,550 | $4K | No change |
| BKSYW Blacksky Technology -CW24 | *W EXP 09/09/202 | 93,967 | $3K | No change |
| BBAI.WS Bigbear.ai Holdings -CW28 | *W EXP 12/08/202 | 18,662 | $3K | No change |
| COEPW Bull Horn Holdings Corp.-CW25 | *W EXP 10/28/202 | 38,848 | $2K | No change |
| WHOLE EARTH BRANDS INC | *W EXP 06/25/202 | 22,335 | $2K | New |
| NKGNW Graf Acquisition Corp.-CW28 | *W EXP 05/31/202 | 12,795 | $1K | No change |
| BTMWQ Bitcoin Depot Inc.-CW23 | *W EXP 06/30/202 | 21,597 | $1K | No change |
| JWSWF Jaws Mustang Acq C -CW26 | *W EXP 01/30/202 | 10,034 | $1K | No change |
| MNYWW Moneyhero Ltd.-28 | *W EXP 09/13/202 | 10,000 | $786 | No change |
| WINVW Winvest Acquisition -CW23 | *W EXP 08/09/202 | 25,000 | $685 | No change |
| CCGWW Cheche Group Inc. - 28 | *W EXP 10/01/203 | 20,000 | $602 | No change |
| GDEV INC | *W EXP 99/99/999 | 10,000 | $500 | No change |
| BLEUACACIA LTD | *W EXP 10/30/202 | 20,100 | $299 | No change |
| ZCARW Zoomcar Holdings Inc. | *W EXP 05/31/202 | 18,800 | $263 | No change |
| VWEWQ Vintage Wine Estates -CW27 | *W EXP 06/08/202 | 17,900 | $163 | No change |
| BROGW Brooge Holdings Ltd. | *W EXP 12/20/202 | 17,024 | $82 | No change |
Total filed on the 13F, all lines: $1.4B.
Portfolio Sells Q1 2024 → Q2 2024
| EAGLE BULK SHIPPING INC | Sold out | 0.00% | −1.35 |
| EMO Clearbridge Energy Midstream | Reduce -93.8% | 0.06% | −1.02 |
| CLEARBRIDGE MLP AND MIDSTRM | Reduce -88.6% | 0.10% | −0.91 |
| CEM Clearbridge MLP & Midstream | Sold out | 0.00% | −0.81 |
| CSTR Capstar Financial Holdings I | Sold out | 0.00% | −0.75 |
| W Wayfair Inc. Class A | Reduce -97.9% | 0.01% | −0.63 |
| AEL American National Group Inc. | Sold out | 0.00% | −0.60 |
| XOM Exxon Mobil Corp. | Reduce -79.1% | 0.14% | −0.60 |
| CNNE Cannae Holdings Inc. | Sold out | 0.00% | −0.54 |
| SMMF Summit Financial Group Inc. | Sold out | 0.00% | −0.53 |
| ARKK ARK Innovation ETF | Reduce -92.6% | 0.03% | −0.50 |
| CVX Chevron Corp. | Reduce -62.1% | 0.22% | −0.44 |
| FIF First Trust Energy Infrastru | Sold out | 0.00% | −0.43 |
| MRO Marathon Oil Corp. | Reduce -31.4% | 0.65% | −0.40 |
| TCN Tricon Residential Inc. | Sold out | 0.00% | −0.38 |
| XLF SS Financial Select Sector | Reduce -87.2% | 0.04% | −0.36 |
| GDX Vaneck Gold Miners ETF | Sold out | 0.00% | −0.32 |
| PEO Adams Natural Resources Fund | Reduce -9.4% | 1.58% | −0.32 |
| DXJ Wisdomtree Japan Hedged Eq | Reduce -84.6% | 0.05% | −0.29 |
| CMI Cummins Inc. | Sold out | 0.00% | −0.27 |
| SHEL Shell PLC-ADR | Reduce -18.0% | 0.96% | −0.25 |
| AMR Alpha Metallurgical Resource | Reduce -44.2% | 0.18% | −0.25 |
| NGMS Neogames SA | Sold out | 0.00% | −0.25 |
| CPE Callon Petroleum Co. | Sold out | 0.00% | −0.24 |
| HTZ Hertz Global Hldgs Inc. | Reduce -34.0% | 0.09% | −0.23 |
| WIW Western Asst Infl-LNK Opp | Reduce -50.3% | 0.18% | −0.23 |
| GPK Graphic Packaging Holding Co. | Reduce -74.8% | 0.06% | −0.23 |
| SDRL Seadrill Limited | Sold out | 0.00% | −0.23 |
| ARCH Arch Resources Inc. | Reduce -38.0% | 0.26% | −0.23 |
| IWM iShares Russell 2000 ETF | Sold out | 0.00% | −0.23 |
| SU Suncor Energy Inc. | Reduce -23.2% | 0.55% | −0.23 |
| PXD Pioneer Natural Resources Co. | Sold out | 0.00% | −0.22 |
| TTE Totalenergies SE -Spon ADR | Reduce -12.1% | 0.70% | −0.22 |
| FEI First Trust MLP and Energy I | Sold out | 0.00% | −0.22 |
| PI Impinj Inc. | Reduce -49.6% | 0.27% | −0.22 |
| TARO Taro Pharmaceutical Indus | Sold out | 0.00% | −0.22 |
| AMBR Amber International Holding | Reduce -46.1% | 0.03% | −0.19 |
| ACI Albertsons Cos Inc. Class A | Reduce -36.4% | 0.20% | −0.18 |
| GOOGL Alphabet Inc. Class A | Reduce -33.3% | 0.46% | −0.18 |
| LSXMB Liberty Media Corp.-Liber-B | Reduce -7.6% | 0.28% | −0.18 |
| EQT Eqt Corp. | Reduce -48.0% | 0.15% | −0.18 |
| SNOW Snowflake Inc. | Reduce -68.4% | 0.05% | −0.17 |
| MOR Morphosys AG ADR | Reduce -99.3% | 0.00% | −0.17 |
| BCC Boise Cascade Co. | Sold out | 0.00% | −0.17 |
| AMNB Amer Natl Bnkshs/Danville Va | Sold out | 0.00% | −0.17 |
| ASGI Abrdn Global Infrastructure | Reduce -43.1% | 0.18% | −0.16 |
| CAG Conagra Brands Inc. | Reduce -44.6% | 0.14% | −0.15 |
| BDC Belden Inc. | Sold out | 0.00% | −0.15 |
| RS Reliance Inc. | Sold out | 0.00% | −0.15 |
| EXPE Expedia Group Inc. | Reduce -40.9% | 0.13% | −0.14 |
Portfolio Buys Q1 2024 → Q2 2024
| VOO Vanguard S&P 500 ETF | Add +108.5% | 6.73% | +3.26 |
| SPY SS SPDR S&P 500 ETF Trust-US | Add +89.2% | 6.12% | +2.65 |
| ALFUU Centurion Acquisition Corp. | New | 1.90% | +1.90 |
| CUBWU Lionheart Holdings | New | 1.29% | +1.29 |
| NEE Nextera Energy Inc. | Add +351.5% | 1.59% | +1.23 |
| EVBG Everbridge Inc. | New | 1.17% | +1.17 |
| XLE SS Energy Select Sector | Add +1589.1% | 0.89% | +0.83 |
| CIVI Civitas Resources Inc. | New | 0.64% | +0.64 |
| MUR Murphy Oil Corp. | Add +190.9% | 1.04% | +0.60 |
| IAU iShares Gold Trust | Add +74.5% | 1.51% | +0.59 |
| OVV Ovintiv Inc. | Add +196.4% | 0.97% | +0.56 |
| CHRD Chord Energy Corp. | New | 0.51% | +0.51 |
| SO The Southern Co. | New | 0.45% | +0.45 |
| WIRE Encore Wire Corp. | Add +363.2% | 0.56% | +0.44 |
| HCP Hashicorp Inc. Class A | New | 0.39% | +0.39 |
| ALE Allete Inc. | New | 0.38% | +0.38 |
| CATC Cambridge Bancorp | Add +100.0% | 0.77% | +0.34 |
| MCBC Macatawa Bank Corp. | New | 0.31% | +0.31 |
| INBX Inhibrx Biosciences Inc. | Add +8932.7% | 0.34% | +0.30 |
| STER Sterling Check Corp. | New | 0.30% | +0.30 |
| CHX Championx Corp. | New | 0.26% | +0.26 |
| RSP Invesco S&P 500 Equal Weight | Add +30.2% | 2.17% | +0.25 |
| AMLP Alerian MLP ETF | Add +7727.5% | 0.25% | +0.25 |
| TONT.U Graf Global Corp. | New | 0.23% | +0.23 |
| NVEI Nuvei Corp.-Subordinate VTG | New | 0.23% | +0.23 |
| XRSFX Rivernorth Capital & Income | Add +109.8% | 0.49% | +0.22 |
| EDR Endeavor Group Hold Class A | New | 0.21% | +0.21 |
| CVLY Codorus Valley Bancorp Inc. | Add +168.6% | 0.34% | +0.21 |
| GLD SPDR Gold Shares | Add +52.6% | 0.68% | +0.20 |
| EYLD Cambria Emerg Shrhldr Yield | New | 0.20% | +0.20 |
| HTLF Heartland Financial USA Inc. | New | 0.20% | +0.20 |
| MDT Medtronic PLC | New | 0.19% | +0.19 |
| ABBV Abbvie Inc. | New | 0.19% | +0.19 |
| JNJ Johnson & Johnson | Add +185.7% | 0.32% | +0.18 |
| GRINDROD SHIPPING HOLDINGS L | New | 0.18% | +0.18 |
| ETRN Equitrans Midstream Corp. | New | 0.18% | +0.18 |
| MCHP Microchip Technology Inc. | New | 0.18% | +0.18 |
| TS Tenaris SA-ADR | New | 0.17% | +0.17 |
| DBC Invesco DB Commodity Index T | New | 0.17% | +0.17 |
| HPE Hewlett Packard Enterprise | Add +86.8% | 0.32% | +0.16 |
| MCHB Mechanics Bancorp Class A | New | 0.16% | +0.16 |
| XHB SS SPDR S&P Homebldrs ETF | New | 0.15% | +0.15 |
| MNST Monster Beverage Corp. | New | 0.14% | +0.14 |
| MMM 3M Co. | New | 0.14% | +0.14 |
| BTX BlackRock Tech & Priv Eqty | Add +563.9% | 0.17% | +0.14 |
| THC Tenet Healthcare Corp. | New | 0.14% | +0.14 |
| SLCA US Silica Holdings Inc. | New | 0.13% | +0.13 |
| DBX Dropbox Inc. Class A | New | 0.13% | +0.13 |
| BNY Bank of New York Mellon Corp. | New | 0.13% | +0.13 |
| MOH Molina Healthcare Inc. | New | 0.12% | +0.12 |
Options Activity Q1 2024 → Q2 2024
| SPY SS SPDR S&P 500 ETF Trust-US | put | Add +43.9% | 260,500 | $141.8M |
| MSTR Strategy Inc. | put | Add +1.1% | 35,500 | $48.9M |
| AAL American Airlines Group Inc. | put | Add +76.3% | 2,980,100 | $33.8M |
| GLD SPDR Gold Shares | put | Add +80.8% | 141,000 | $30.3M |
| GE AEROSPACE | put | New | 150,000 | $23.8M |
| CMI Cummins Inc. | put | Sold out | 48,300 | $14.2Mbefore exit |
| ARKK ARK Innovation ETF | call | Reduce -27.9% | 300,400 | $13.2M |
| XLE SS Energy Select Sector | put | Add +36.2% | 134,400 | $12.3M |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | put | New | 158,100 | $12.2M |
| TLT iShares 20+ Year Treasury BD | call | New | 111,100 | $10.2M |
| XLI SS Industrial Select Sector | put | New | 66,900 | $8.2M |
| IWM iShares Russell 2000 ETF | put | Add +118.8% | 35,000 | $7.1M |
| EEM iShares MSCI Emerging Market | put | Add +221.1% | 152,500 | $6.5M |
| CCL Carnival Corp. | put | Reduce -17.3% | 341,800 | $6.4M |
| RIVN Rivian Automotive Inc. Class A | put | Add +2.7% | 410,300 | $5.5M |
| SP SP Plus Corp. | call | Sold out | 97,900 | $5.1Mbefore exit |
| EVBG Everbridge Inc. | put | New | 144,900 | $5.1M |
| ARKK ARK Innovation ETF | put | Reduce -55.4% | 110,000 | $4.8M |
| RCL Royal Caribbean Cruises Ltd. | put | Reduce -70.0% | 29,800 | $4.8M |
| NET Cloudflare Inc. Class A | put | Add +255.6% | 56,900 | $4.7M |
| XOP SS SPDR S&P Og Exp & Prod | put | Reduce -45.6% | 31,000 | $4.5M |
| VAC Marriott Vacations World | put | Reduce -26.1% | 51,000 | $4.5M |
| SOFI Sofi Technologies Inc. | put | Add +120.1% | 671,400 | $4.4M |
| LSXMK Liberty Media Corp.-Liber-New | call | Add +1753.0% | 185,300 | $4.1M |
| XHB SS SPDR S&P Homebldrs ETF | put | Add +8.6% | 38,000 | $3.8M |
| DVN Devon Energy Corp. | call | New | 80,000 | $3.8M |
| AMLP Alerian MLP ETF | put | Reduce -33.2% | 78,200 | $3.8M |
| KRE SS SPDR S&P Regional Bank | put | New | 75,600 | $3.7M |
| AI C3.AI Inc. Class A | put | Add +270.9% | 126,100 | $3.7M |
| TTWO Take-Two Interactive Softwre | put | Add +360.0% | 23,000 | $3.6M |
| X United States Steel Corp. | call | Reduce -44.7% | 81,200 | $3.1M |
| NIO Nio Inc. - ADR | put | Reduce -3.5% | 700,000 | $2.9M |
| XLF SS Financial Select Sector | put | Reduce -66.3% | 70,000 | $2.9M |
| USO United States Oil Fund LP | call | New | 35,800 | $2.8M |
| MUR Murphy Oil Corp. | call | Add +573.0% | 67,300 | $2.8M |
| SHEL Shell PLC-ADR | call | Sold out | 39,900 | $2.7Mbefore exit |
| ISRG Intuitive Surgical Inc. | put | Add +50.0% | 6,000 | $2.7M |
| GM General Motors Co. | call | Reduce -34.3% | 55,000 | $2.6M |
| EPR Epr Properties | put | Add +0.3% | 59,700 | $2.5M |
| HOOD Robinhood Markets Inc. Class A | put | Sold out | 120,000 | $2.4Mbefore exit |
| NVAX Novavax Inc. | put | Reduce -12.2% | 173,600 | $2.2M |
| CRM Salesforce Inc. | call | Add +97.7% | 8,500 | $2.2M |
| MNST Monster Beverage Corp. | call | New | 42,000 | $2.1M |
| ATMU Atmus Filtration Technologie | put | Sold out | 60,200 | $1.9Mbefore exit |
| PGR Progressive Corp. | put | New | 9,000 | $1.9M |
| NCLH Norwegian Cruise Line Holdin | put | Reduce -16.8% | 99,400 | $1.9M |
| PCG P G & E Corp. | put | Add +112.0% | 106,000 | $1.9M |
| VEEV Veeva Systems Inc. Class A | call | New | 10,000 | $1.8M |
| PLTR Palantir Technologies Inc. Class A | put | Add +0.1% | 70,100 | $1.8M |
| MU Micron Technology Inc. | put | Sold out | 15,000 | $1.8Mbefore exit |
Showing the first 50 of 362.
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q1 2024 → Q2 2024
| AMERICAN AIRLINES GROUP (AAL 6.5 07/01/25) | NOTE 6.500% 7/0 · principal | Add +6.6% | 57,316,000 | $59.4M |
| M/A-COM TECH SOLUTIONS (MTSI 0.25 03/15/26) | NOTE 0.250% 3/1 · principal | Add +15.3% | 41,477,000 | $58.3M |
| AXON ENTERPRISE INC (AXON 0.5 12/15/27) | NOTE 0.500%12/1 · principal | Add +166.0% | 33,250,000 | $45.8M |
| PEABODY ENERGY CORP (BTU 3.25 03/01/28) | NOTE 3.250% 3/0 · principal | Add +2.7% | 27,018,000 | $35.6M |
| INSMED INC (INSM 0.75 06/01/28) | NOTE 0.750% 6/0 · principal | Add +75.8% | 16,586,000 | $35.1M |
| STRIDE INC (LRN 1.125 09/01/27) | NOTE 1.125% 9/0 · principal | Add +96.9% | 18,048,000 | $25.9M |
| RBC BEARINGS INC (RBC 5 10/15/24 A) | 5% CNV PFD SR A | Add +63.5% | 165,741 | $20.2M |
| DATADOG INC (DDOG 0.125 06/15/25) | NOTE 0.125% 6/1 · principal | Add +79.8% | 13,487,000 | $19.5M |
| GUESS INC (GES 3.75 04/15/28) | NOTE 3.750% 4/1 · principal | New | 17,100,000 | $18.8M |
| MANNKIND CORP (MNKD 2.5 03/01/26) | NOTE 2.500% 3/0 · principal | Reduce -6.7% | 14,000,000 | $16.9M |
| CORE SCIENTIFIC INC (CORZ 12 01/23/29) | NOTE 10.000% 1/2 · principal | Add +73.8% | 9,202,481 | $14.8M |
| ZSCALER INC. (ZS 0.125 07/01/25) | NOTE 0.125% 7/0 · principal | Reduce -42.2% | 10,290,000 | $13.9M |
| KIMCO REALTY CORP (KIM 7.25 PERP N) | DP CV CL N 7.25% | Add +44.4% | 240,832 | $13.3M |
| TRANSMEDICS GROUP INC (TMDX 1.5 06/01/28) | NOTE 1.500% 6/0 · principal | New | 7,400,000 | $13.1M |
| EXACT SCIENCES CORP (EXAS 0.375 03/15/27) | NOTE 0.375% 3/1 · principal | New | 14,000,000 | $12.2M |
| VENTAS REALTY LP (VTR 3.75 06/01/26) | NOTE 3.750% 6/0 · principal | New | 10,400,000 | $10.9M |
| COLLEGIUM PHARMA INC (COLL 2.625 02/15/26) | NOTE 2.625% 2/1 · principal | Sold out | 7,269,000 | $10.4Mbefore exit |
| LYFT INC (LYFT 1.5 05/15/25) | NOTE 1.500% 5/1 · principal | Sold out | 10,000,000 | $9.8Mbefore exit |
| WAYFAIR INC (W 3.25 09/15/27) | NOTE 3.250% 9/1 · principal | New | 8,500,000 | $9.7M |
| SAREPTA THERAPEUTICS INC (SRPT 1.25 09/15/27) | NOTE 1.250% 9/1 · principal | New | 7,500,000 | $9.7M |
| STARWOOD PROPERTY TRUST (STWD 6.75 07/15/27) | NOTE 6.750% 7/1 · principal | Reduce -9.6% | 9,405,000 | $9.7M |
| BROOKDALE SENIOR LIVING (BKD 7 11/15/25) | UNIT 11/15/2025 | Add +1.5% | 92,405 | $8.6M |
| GREEN PLAINS INC (GPRE 2.25 03/15/27) | NOTE 2.250% 3/1 · principal | Reduce -9.3% | 9,690,000 | $8.6M |
| BROOKDALE SENIOR LIVING (BKD 2 10/15/26) | NOTE 2.000%10/1 · principal | Add +6.0% | 8,522,000 | $8.6M |
| BLOOM ENERGY CORP (BE 3 06/01/28) | NOTE 3.000% 6/0 · principal | New | 7,994,000 | $7.6M |
| CINEMARK HOLDINGS INC (CNK 4.5 08/15/25) | NOTE 4.500% 8/1 · principal | Sold out | 5,400,000 | $7.5Mbefore exit |
| SNAP INC (SNAP 0.75 08/01/26) | NOTE 0.750% 8/0 · principal | New | 6,246,000 | $6.7M |
| MICROSTRATEGY INC (MSTR 0 02/15/27) | NOTE 2/1 · principal | Reduce -64.3% | 5,540,000 | $6.6M |
| SPECIAL OPPORTUNITY FUND (SPE 2.75 01/27/27 C) | 2.75% CNV PFD C | Reduce -0.4% | 283,194 | $6.6M |
| CANADIAN SOLAR INC (CSIQ 2.5 10/01/25) | NOTE 2.500%10/0 · principal | New | 6,732,000 | $6.3M |
| SHOPIFY INC (SHOPCN 0.125 11/01/25) | NOTE 0.125%11/0 · principal | Sold out | 6,134,000 | $5.8Mbefore exit |
| JAZZ INVESTMENTS I LTD (JAZZ 2 06/15/26) | NOTE 2.000% 6/1 · principal | Reduce -25.6% | 5,950,000 | $5.7M |
| NORTHERN OIL & GAS INC (NOG 3.625 04/15/29) | NOTE 3.625% 4/1 · principal | Add +146.0% | 4,920,000 | $5.7M |
| TELADOC HEALTH INC (TDOC 1.25 06/01/27) | NOTE 1.250% 6/0 · principal | Add +49.6% | 6,033,000 | $5.0M |
| NCL CORPORATION LTD (NCLH 1.125 02/15/27) | NOTE 1.125% 2/1 · principal | Sold out | 5,000,000 | $4.7Mbefore exit |
| RAPID7 INC (RPD 0.25 03/15/27) | NOTE 0.250% 3/1 · principal | Sold out | 5,000,000 | $4.4Mbefore exit |
| DISH NETWORK CORP (DISH 3.375 08/15/26) | NOTE 3.375% 8/1 · principal | Add +15.4% | 6,925,000 | $4.3M |
| SIRIUS XM HOLDINGS (SIRI 3.75 03/15/28) | NOTE 3.750% 3/1 · principal | New | 4,000,000 | $4.2M |
| ALPHATEC HOLDINGS INC (ATEC 0.75 08/01/26) | NOTE 0.750% 8/0 · principal | Sold out | 4,000,000 | $4.2Mbefore exit |
| SNAP INC (SNAP 0.125 03/01/28) | NOTE 0.125% 3/0 · principal | New | 5,000,000 | $4.0M |
| WISDOMTREE INC (WT 5.75 08/15/28) | NOTE 5.750% 8/1 · principal | New | 3,000,000 | $3.7M |
| DISH NETWORK CORP (DISH 0 12/15/25) | NOTE 12/1 · principal | Add +66.7% | 5,000,000 | $3.7M |
| PROS HOLDINGS INC (PRO 2.25 09/15/27) | NOTE 2.250% 9/1 · principal | Reduce -28.6% | 3,739,000 | $3.7M |
| CONMED CORP (CNMD 2.25 06/15/27) | NOTE 2.250% 6/1 · principal | Sold out | 3,925,000 | $3.6Mbefore exit |
| PARAMOUNT GLOBAL (SKYD 5.75 04/01/24 A) | 5.75% CONV PFD A | Sold out | 253,010 | $3.5Mbefore exit |
| ASCENDIS PHARMA A/S (ASND 2.25 04/01/28) | NOTE 2.250% 4/0 · principal | Sold out | 3,000,000 | $3.5Mbefore exit |
| SEMTECH CORP (SMTC 1.625 11/01/27) | NOTE 1.625%11/0 · principal | Reduce -58.0% | 3,263,000 | $3.4M |
| LUMENTUM HOLDINGS INC (LITE 1.5 12/15/29) | NOTE 1.500%12/1 · principal | New | 3,500,000 | $3.4M |
| BRIDGEBIO PHARMA INC (BBIO 2.5 03/15/27) | NOTE 2.500% 3/1 · principal | Sold out | 3,158,000 | $3.4Mbefore exit |
| AKAMAI TECHNOLOGIES INC (AKAM 0.125 05/01/25) | NOTE 0.125% 5/0 · principal | Sold out | 2,529,000 | $3.0Mbefore exit |
Showing the first 50 of 128.
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 556 | $743.0M | RSP, VOO, WDC, IAU, SPY |
| Q1 2026 | 525 | $632.8M | RSP, VOO, IAU, PEN, HOLX |
| Q4 2025 | 528 | $597.7M | VOO, RSP, IAU, SWZ, SOFI |
| Q3 2025 | 480 | $573.5M | VOO, RSP, SPY, IAU, CHINA FUND INC |
| Q2 2025 | 472 | $537.1M | RSP, VOO, IAU, STEW, BPMC |
| Q1 2025 | 459 | $499.3M | VOO, AXON, RSP, STEW, IAU |
| Q4 2024 | 462 | $534.5M | VOO, MTSI, RSP, STEW, IAU |
| Q3 2024 | 420 | $554.6M | CCL, VOO, SPY, RSP, SMTC |
| Q2 2024 | 424 | $457.3M | VOO, SPY, RSP, STEW, ALFUU |
| Q1 2024 | 414 | $409.7M | SPY, VOO, STEW, RSP, PEO |