CSS LLC
In its 13F for Q1 2024 (holdings as of March 31, 2024, filed May 15, 2024), CSS LLC reported 414 stock positions worth $409.7 million. Its top holding was SS SPDR S&P 500 ETF Trust-US (SPY) at 3.5% of the portfolio, followed by Vanguard S&P 500 ETF (VOO, 3.5%) and SRH Total Return Fund (STEW, 2.2%). Compared with Q4 2023, it opened 105 new positions, sold out of 65, added to 136 and reduced 106. The biggest buy was Vanguard S&P 500 ETF (VOO, shares +228%) and the biggest sale an exit from Noble (NE).
- Most Recent 13F
- Q2 2026
- Location
- CHICAGO, IL
- CIK
- 0001103646
- Portfolio Value
- $409.7M (Q1 2024)
- SEC Filing
- 0001085146-24-002561 ↗ filed May 15, 2024
Holdings Value
Holdings 414 stocks · $409.7M
| SPY SS SPDR S&P 500 ETF Trust-US | 3.47% | 27,184 | $14.2M | No change |
| VOO Vanguard S&P 500 ETF | 3.46% | 29,500 | $14.2M | Add +227.8% |
| STEW SRH Total Return Fund Inc. | 2.20% | 598,807 | $9.0M | Add +1.0% |
| RSP Invesco S&P 500 Equal Weight | 1.91% | 46,300 | $7.8M | Add +113.4% |
| PEO Adams Natural Resources Fund | 1.91% | 338,551 | $7.8M | Reduce -4.6% |
| EAGLE BULK SHIPPING INC | 1.35% | 88,635 | $5.5M | New |
| BP BP PLC-Spons ADR | 1.31% | 142,223 | $5.4M | Add +5.2% |
| MXE Mexico Equity and Income FD | 1.24% | 439,243 | $5.1M | No change |
| SHEL Shell PLC-ADR | 1.22% | 74,396 | $5.0M | Add +96.2% |
| EMO Clearbridge Energy Midstream | 1.08% | 109,381 | $4.4M | Add +268.3% |
| MRO Marathon Oil Corp. | 1.05% | 152,091 | $4.3M | Add +70.7% |
| CEF Sprott Physical Gold and Sil | 1.02% | 204,771 | $4.2M | Add +1.0% |
| CLEARBRIDGE MLP AND MIDSTRM | 1.01% | 99,448 | $4.1M | Add +18.7% |
| IAU iShares Gold Trust | 0.93% | 90,200 | $3.8M | Add +244.3% |
| TTE Totalenergies SE -Spon ADR | 0.92% | 55,000 | $3.8M | Add +66.7% |
| AVUV Avantis US Small Cap Value | 0.92% | 40,100 | $3.8M | Add +27.3% |
| DBMF Imgp Dbi MFT STR ETF-Usd Inc. | 0.90% | 128,864 | $3.7M | Reduce -3.7% |
| CEM Clearbridge MLP & Midstream | 0.81% | 72,603 | $3.3M | Reduce -11.2% |
| SPE Special Opportunities Fund | 0.80% | 258,384 | $3.3M | Reduce -1.1% |
| SU Suncor Energy Inc. | 0.78% | 86,232 | $3.2M | Add +4.0% |
| CVE Cenovus Energy Inc. | 0.76% | 156,200 | $3.1M | Add +56.4% |
| CSTR Capstar Financial Holdings I | 0.75% | 152,521 | $3.1M | Add +38.4% |
| MGRC McGrath Rentcorp | 0.75% | 24,787 | $3.1M | New |
| XOM Exxon Mobil Corp. | 0.73% | 25,798 | $3.0M | New |
| AVES Avantis Emerging Markets Val | 0.69% | 59,805 | $2.8M | Add +22.5% |
| DVN Devon Energy Corp. | 0.68% | 55,675 | $2.8M | Add +14.1% |
| CVX Chevron Corp. | 0.66% | 17,158 | $2.7M | Add +40.9% |
| HES Hess Corp. | 0.65% | 17,500 | $2.7M | Add +105.9% |
| GOOGL Alphabet Inc. Class A | 0.64% | 17,274 | $2.6M | Add +6.1% |
| W Wayfair Inc. Class A | 0.64% | 38,400 | $2.6M | Add +40.7% |
| BRW Saba Capital Income & Opport | 0.62% | 349,723 | $2.5M | Reduce -4.4% |
| ALIT Alight Inc. Class A | 0.60% | 249,710 | $2.5M | Add +16.7% |
| AEL American National Group Inc. | 0.60% | 43,730 | $2.5M | Reduce -44.0% |
| SWZ Total Return Securities Fund | 0.59% | 304,804 | $2.4M | Add +2.3% |
| CNNE Cannae Holdings Inc. | 0.54% | 100,008 | $2.2M | New |
| TWN Taiwan Fund Inc./TH/MD-US Inc. | 0.54% | 55,872 | $2.2M | Reduce -6.2% |
| ARKK ARK Innovation ETF | 0.53% | 43,057 | $2.2M | New |
| SMMF Summit Financial Group Inc. | 0.53% | 79,276 | $2.2M | Add +91.7% |
| XJPIX Nuveen Preferred Securities | 0.51% | 108,936 | $2.1M | Add +99.6% |
| ARCH Arch Resources Inc. | 0.49% | 12,485 | $2.0M | Reduce -14.2% |
| PI Impinj Inc. | 0.49% | 15,523 | $2.0M | Add +26.1% |
| CTLT Catalent Inc. | 0.48% | 35,180 | $2.0M | New |
| GLD SPDR Gold Shares | 0.48% | 9,500 | $2.0M | No change |
| DELL Dell Technologies -C | 0.47% | 17,000 | $1.9M | Reduce -15.0% |
| BNT Brookfield Reins Ltd. | 0.46% | 45,338 | $1.9M | No change |
| LSXMB Liberty Media Corp.-Liber-B | 0.46% | 64,621 | $1.9M | Reduce -2.1% |
| MUR Murphy Oil Corp. | 0.44% | 39,800 | $1.8M | Reduce -16.9% |
| GAM General American Investors | 0.44% | 39,041 | $1.8M | No change |
| VZIO Vizio Holding Corp. Class A | 0.44% | 164,661 | $1.8M | New |
| CET Central Securities Corp. | 0.43% | 42,607 | $1.8M | No change |
| LLYVA Liberty Media Corp.-Liberty-A | 0.43% | 41,655 | $1.8M | Reduce -13.1% |
| AMR Alpha Metallurgical Resource | 0.43% | 5,318 | $1.8M | Reduce -12.4% |
| FIF First Trust Energy Infrastru | 0.43% | 96,774 | $1.8M | Add +266.0% |
| CATC Cambridge Bancorp | 0.42% | 25,445 | $1.7M | Add +440.5% |
| WIW Western Asst Infl-LNK Opp | 0.42% | 197,473 | $1.7M | Add +18.8% |
| RYAAY Ryanair Holdings PLC-SP ADR | 0.41% | 11,562 | $1.7M | Reduce -31.8% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.41% | 43,900 | $1.7M | Add +29.5% |
| HERZ Herzfeld Credit Income Fund | 0.40% | 638,394 | $1.7M | Add +22.5% |
| OVV Ovintiv Inc. | 0.40% | 31,812 | $1.7M | Reduce -47.7% |
| VST Vistra Corp. | 0.40% | 23,700 | $1.7M | Reduce -12.9% |
| XLF SS Financial Select Sector | 0.40% | 39,000 | $1.6M | Add +10.1% |
| APA Apa Corp. | 0.40% | 47,551 | $1.6M | Reduce -5.9% |
| AMED Amedisys Inc. | 0.40% | 17,670 | $1.6M | New |
| IVLU iShares MSCI International V | 0.39% | 57,300 | $1.6M | Add +11.9% |
| C Citigroup Inc. | 0.39% | 25,226 | $1.6M | Reduce -13.7% |
| SM SM Energy Co. | 0.39% | 31,698 | $1.6M | Reduce -44.4% |
| TCN Tricon Residential Inc. | 0.38% | 140,050 | $1.6M | New |
| ACI Albertsons Cos Inc. Class A | 0.38% | 72,257 | $1.5M | Reduce -46.9% |
| AXONICS INC | 0.37% | 21,772 | $1.5M | New |
| NEE Nextera Energy Inc. | 0.35% | 22,725 | $1.5M | Add +1514.0% |
| CERE Cerevel Therapeutics Holding | 0.35% | 34,011 | $1.4M | Add +61.9% |
| TMHC Taylor Morrison Home Corp. | 0.35% | 23,000 | $1.4M | Add +15.0% |
| KR Kroger Co. | 0.35% | 25,007 | $1.4M | Add +4.2% |
| ASGI Abrdn Global Infrastructure | 0.35% | 79,711 | $1.4M | Reduce -0.9% |
| DXJ Wisdomtree Japan Hedged Eq | 0.34% | 13,000 | $1.4M | Reduce -29.7% |
| NTAP Netapp Inc. | 0.34% | 13,400 | $1.4M | Add +81.1% |
| EWJV iShares MSCI Japan Value ETF | 0.34% | 42,172 | $1.4M | Add +5.0% |
| CI The Cigna Group | 0.34% | 3,800 | $1.4M | Reduce -5.0% |
| VTRS Viatris Inc. | 0.33% | 114,525 | $1.4M | Add +107.0% |
| ALSN Allison Transmission Holding | 0.33% | 16,842 | $1.4M | No change |
| SABA Saba Capital Income & Opport | 0.33% | 357,704 | $1.4M | Add +16.7% |
| MO Altria Group Inc. | 0.33% | 31,200 | $1.4M | Reduce -20.4% |
| SYF Synchrony Financial | 0.33% | 31,500 | $1.4M | Add +24.0% |
| EQT Eqt Corp. | 0.33% | 36,467 | $1.4M | Add +19.7% |
| CAH Cardinal Health Inc. | 0.33% | 12,000 | $1.3M | Reduce -7.7% |
| GDX Vaneck Gold Miners ETF | 0.32% | 41,803 | $1.3M | Add +111.1% |
| CVS CVS Health Corp. | 0.32% | 16,500 | $1.3M | Add +32.0% |
| HTZ Hertz Global Hldgs Inc. | 0.32% | 167,665 | $1.3M | No change |
| MPC Marathon Petroleum Corp. | 0.32% | 6,500 | $1.3M | Add +16.1% |
| CNC Centene Corp. | 0.32% | 16,560 | $1.3M | Add +29.4% |
| SWN Southwestern Energy Co. | 0.32% | 171,199 | $1.3M | Add +21.9% |
| CSCO Cisco Systems Inc. | 0.31% | 25,499 | $1.3M | Add +45.7% |
| HPQ HP Inc. | 0.30% | 41,200 | $1.2M | Add +5.1% |
| T AT&T Inc. | 0.30% | 69,848 | $1.2M | Add +32.7% |
| GM General Motors Co. | 0.30% | 27,000 | $1.2M | Add +29.5% |
| ELV Elevance Health Inc. | 0.30% | 2,350 | $1.2M | No change |
| MHK Mohawk Industries Inc. | 0.29% | 9,187 | $1.2M | Reduce -27.7% |
| GPK Graphic Packaging Holding Co. | 0.29% | 41,000 | $1.2M | Add +24.2% |
| AGCO Agco Corp. | 0.29% | 9,700 | $1.2M | Add +7.8% |
| NWLI National Western Life Grou-A | 0.29% | 2,421 | $1.2M | Add +126.5% |
Options reported separately and not counted above: SPY puts ($94.7M), MSTR puts ($59.8M), AAL puts ($25.9M), ARKK calls ($20.9M), GLD puts ($16.0M), CMI puts ($14.2M), RCL puts ($13.8M), ARKK puts ($12.3M), XLE puts ($9.3M), XOP puts ($8.8M), XLF puts ($8.7M), VAC puts ($7.4M), and 228 more.
Other holdings (152): bonds, preferreds, convertibles and warrants · $823.2M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| ROYAL CARIBBEAN CRUISES (RCL 6 08/15/25) | NOTE 6.000% 8/1 · principal | 50,150,000 | $142.7M | No change |
| AMERICAN AIRLINES GROUP (AAL 6.5 07/01/25) | NOTE 6.500% 7/0 · principal | 53,790,000 | $62.6M | No change |
| M/A-COM TECH SOLUTIONS (MTSI 0.25 03/15/26) | NOTE 0.250% 3/1 · principal | 35,973,000 | $45.5M | Add +19.8% |
| PEABODY ENERGY CORP (BTU 3.25 03/01/28) | NOTE 3.250% 3/0 · principal | 26,318,000 | $37.1M | Add +11.0% |
| IONIS PHARMACEUTICALS IN (IONS 0 04/01/26) | NOTE 4/0 · principal | 31,931,000 | $31.5M | No change |
| MARRIOTT VACATION WORLDW (VAC 0 01/15/26) | NOTE 1/1 · principal | 29,799,000 | $28.2M | Add +15.6% |
| NCL CORPORATION LTD (NCLH 5.375 08/01/25) | NOTE 5.375% 8/0 · principal | 20,595,000 | $27.1M | Add +2.4% |
| ZSCALER INC. (ZS 0.125 07/01/25) | NOTE 0.125% 7/0 · principal | 17,790,000 | $24.3M | New |
| MICROSTRATEGY INC (MSTR 0 02/15/27) | NOTE 2/1 · principal | 15,540,000 | $21.2M | New |
| BENTLEY SYSTEMS INC (BSY 0.125 01/15/26) | NOTE 0.125% 1/1 · principal | 19,428,000 | $19.6M | Add +2.2% |
| AXON ENTERPRISE INC (AXON 0.5 12/15/27) | NOTE 0.500%12/1 · principal | 12,500,000 | $18.2M | New |
| MANNKIND CORP (MNKD 2.5 03/01/26) | NOTE 2.500% 3/0 · principal | 15,000,000 | $16.8M | Reduce -3.2% |
| IMAX CORP (IMAX 0.5 04/01/26) | NOTE 0.500% 4/0 · principal | 16,500,000 | $15.4M | Add +73.7% |
| TRANSOCEAN INTERNTNL LTD (RIG 4.625 09/30/29 *) | DEB 4.625% 9/3 · principal | 7,500,000 | $15.2M | Add +114.3% |
| SAREPTA THERAPEUTICS INC (SRPT 1.5 11/15/24) | DBCV 1.500%11/1 · principal | 8,197,000 | $14.6M | No change |
| RBC BEARINGS INC (RBC 5 10/15/24 A) | 5% CNV PFD SR A | 101,384 | $12.5M | Reduce -31.5% |
| STRIDE INC (LRN 1.125 09/01/27) | NOTE 1.125% 9/0 · principal | 9,166,000 | $12.1M | New |
| PROGRESS SOFTWARE CORP (PRGS 1 04/15/26) | NOTE 1.000% 4/1 · principal | 11,284,000 | $11.7M | No change |
| STARWOOD PROPERTY TRUST (STWD 6.75 07/15/27) | NOTE 6.750% 7/1 · principal | 10,405,000 | $11.1M | Add +10.9% |
| GREEN PLAINS INC (GPRE 2.25 03/15/27) | NOTE 2.250% 3/1 · principal | 10,690,000 | $11.0M | Reduce -47.0% |
| DATADOG INC (DDOG 0.125 06/15/25) | NOTE 0.125% 6/1 · principal | 7,500,000 | $10.6M | Add +650.0% |
| COLLEGIUM PHARMA INC (COLL 2.625 02/15/26) | NOTE 2.625% 2/1 · principal | 7,269,000 | $10.4M | No change |
| INSMED INC (INSM 0.75 06/01/28) | NOTE 0.750% 6/0 · principal | 9,436,000 | $10.1M | Add +60.1% |
| LYFT INC (LYFT 1.5 05/15/25) | NOTE 1.500% 5/1 · principal | 10,000,000 | $9.8M | New |
| KIMCO REALTY CORP (KIM 7.25 PERP N) | DP CV CL N 7.25% | 166,785 | $9.4M | New |
| BROOKDALE SENIOR LIVING (BKD 7 11/15/25) | UNIT 11/15/2025 | 91,025 | $8.3M | Reduce -66.7% |
| JAZZ INVESTMENTS I LTD (JAZZ 2 06/15/26) | NOTE 2.000% 6/1 · principal | 8,000,000 | $7.9M | Add +700.0% |
| BROOKDALE SENIOR LIVING (BKD 2 10/15/26) | NOTE 2.000%10/1 · principal | 8,042,000 | $7.9M | Add +210.3% |
| SEMTECH CORP (SMTC 1.625 11/01/27) | NOTE 1.625%11/0 · principal | 7,763,000 | $7.7M | Reduce -11.4% |
| CINEMARK HOLDINGS INC (CNK 4.5 08/15/25) | NOTE 4.500% 8/1 · principal | 5,400,000 | $7.5M | No change |
| SPECIAL OPPORTUNITY FUND (SPE 2.75 01/27/27 C) | 2.75% CNV PFD C | 284,230 | $6.5M | Add +0.5% |
| INNOVIVA INC (INVA 2.125 03/15/28) | NOTE 2.125% 3/1 · principal | 6,761,000 | $5.9M | Reduce -2.3% |
| SHOPIFY INC (SHOPCN 0.125 11/01/25) | NOTE 0.125%11/0 · principal | 6,134,000 | $5.8M | Add +559.6% |
| PROS HOLDINGS INC (PRO 2.25 09/15/27) | NOTE 2.250% 9/1 · principal | 5,239,000 | $5.7M | Reduce -40.0% |
| MARA HOLDINGS INC (MARA 1 12/01/26) | NOTE 1.000%12/0 · principal | 5,850,000 | $5.0M | Add +24.5% |
| NCL CORPORATION LTD (NCLH 1.125 02/15/27) | NOTE 1.125% 2/1 · principal | 5,000,000 | $4.7M | New |
| CORE SCIENTIFIC INC (CORZ 12 01/23/29) | NOTE 10.000% 1/2 · principal | 5,295,681 | $4.7M | New |
| TRAVERE THERAPEUTICS INC (TVTX 2.5 09/15/25) | NOTE 2.500% 9/1 · principal | 5,080,000 | $4.5M | Add +103.2% |
| RAPID7 INC (RPD 0.25 03/15/27) | NOTE 0.250% 3/1 · principal | 5,000,000 | $4.4M | New |
| ALPHATEC HOLDINGS INC (ATEC 0.75 08/01/26) | NOTE 0.750% 8/0 · principal | 4,000,000 | $4.2M | New |
| DISH NETWORK CORP (DISH 3.375 08/15/26) | NOTE 3.375% 8/1 · principal | 6,000,000 | $3.8M | Add +100.0% |
| CONMED CORP (CNMD 2.25 06/15/27) | NOTE 2.250% 6/1 · principal | 3,925,000 | $3.6M | Reduce -73.7% |
| VEECO INSTRUMENTS INC (VECO 3.5 01/15/25) | NOTE 3.500% 1/1 · principal | 2,400,000 | $3.6M | No change |
| PARAMOUNT GLOBAL (SKYD 5.75 04/01/24 A) | 5.75% CONV PFD A | 253,010 | $3.5M | Reduce -4.3% |
| ASCENDIS PHARMA A/S (ASND 2.25 04/01/28) | NOTE 2.250% 4/0 · principal | 3,000,000 | $3.5M | Reduce -76.0% |
| BRIDGEBIO PHARMA INC (BBIO 2.5 03/15/27) | NOTE 2.500% 3/1 · principal | 3,158,000 | $3.4M | Reduce -13.7% |
| TELADOC HEALTH INC (TDOC 1.25 06/01/27) | NOTE 1.250% 6/0 · principal | 4,033,000 | $3.4M | Add +98.4% |
| DROPBOX INC (DBX 0 03/01/28) | NOTE 3/0 · principal | 3,500,000 | $3.3M | No change |
| DROPBOX INC (DBX 0 03/01/26) | NOTE 3/0 · principal | 3,359,000 | $3.2M | Reduce -37.3% |
| SUNNOVA ENERGY INTL INC (NOVA 2.625 02/15/28) | NOTE 2.625% 2/1 · principal | 7,500,000 | $3.1M | Add +114.3% |
| AKAMAI TECHNOLOGIES INC (AKAM 0.125 05/01/25) | NOTE 0.125% 5/0 · principal | 2,529,000 | $3.0M | New |
| PLUG POWER INC (PLUG 3.75 06/01/25) | NOTE 3.750% 6/0 · principal | 2,875,000 | $3.0M | Reduce -53.6% |
| ARBOR REALTY TRUST INC (ABR 7.5 08/01/25) | NOTE 7.500% 8/0 · principal | 3,000,000 | $3.0M | Reduce -25.0% |
| EPR PROPERTIES (EPR 5.75 PERP C) | PFD C CV 5.75% | 145,916 | $2.8M | Reduce -48.7% |
| JBT MAREL CORP (JBTM 0.25 05/15/26) | NOTE 0.250% 5/1 · principal | 3,000,000 | $2.8M | New |
| SHAKE SHACK INC (SHAK 0 03/01/28) | NOTE 3/0 · principal | 3,000,000 | $2.8M | New |
| MGP INGREDIENTS INC (MGPI 1.875 11/15/41) | NOTE 1.875%11/1 · principal | 2,503,000 | $2.7M | Add +0.1% |
| INSMED INC (INSM 1.75 01/15/25) | NOTE 1.750% 1/1 · principal | 2,454,000 | $2.6M | New |
| APELLIS PHARMACEUTICALS (APLS 3.5 09/15/26) | NOTE 3.500% 9/1 · principal | 1,500,000 | $2.5M | New |
| RIVIAN AUTO INC (RIVN 4.625 03/15/29) | NOTE 4.625% 3/1 · principal | 3,000,000 | $2.4M | New |
| NORTHERN OIL & GAS INC (NOG 3.625 04/15/29) | NOTE 3.625% 4/1 · principal | 2,000,000 | $2.4M | New |
| WORKIVA INC (WK 1.125 08/15/26) | NOTE 1.125% 8/1 · principal | 2,000,000 | $2.4M | No change |
| PPL CAPITAL FUNDING INC (PPL 2.875 03/15/28) | NOTE 2.875% 3/1 · principal | 2,338,000 | $2.2M | New |
| DISH NETWORK CORP (DISH 0 12/15/25) | NOTE 12/1 · principal | 3,000,000 | $2.2M | No change |
| INTEGER HOLDINGS CORP (ITGR 2.125 02/15/28) | NOTE 2.125% 2/1 · principal | 1,500,000 | $2.2M | New |
| VISHAY INTERTECHNOLOGY (VSH 2.25 06/15/25) | NOTE 2.250% 6/1 · principal | 2,200,000 | $2.2M | No change |
| FORD MOTOR COMPANY (F 0 03/15/26) | NOTE 3/1 · principal | 2,000,000 | $2.1M | New |
| GUARDANT HEALTH INC (GH 0 11/15/27) | NOTE 11/1 · principal | 3,000,000 | $2.0M | New |
| BENTLEY SYSTEMS (BSY 0.375 07/01/27) | NOTE 0.375% 7/0 · principal | 2,000,000 | $1.8M | New |
| REDWOOD TRUST INC (RWT 7.75 06/15/27) | NOTE 7.750% 6/1 · principal | 1,779,000 | $1.7M | Reduce -89.2% |
| PENGUIN SOLUTIONS CAYMEN (PENG 2.25 02/15/26) | NOTE 2.250% 2/1 · principal | 1,000,000 | $1.4M | No change |
| NPWR.WS Rice Acquisition Corp. II-CW | *W EXP 06/08/202 | 480,868 | $1.4M | Add +52.0% |
| WOLF Wolfspeed Inc. (wolf 1.75 05/01/26) | NOTE 1.750% 5/0 · principal | 1,416,000 | $1.4M | Reduce -52.8% |
| EVERBRIDGE INC (EVBG 0.125 12/15/24) | NOTE 0.125%12/1 · principal | 1,295,000 | $1.3M | New |
| POST HOLDINGS INC (POST 2.5 08/15/27) | NOTE 2.500% 8/1 · principal | 1,000,000 | $1.1M | Reduce -71.4% |
| SPIRIT AIRLINES INC (SAVE 1 05/15/26) | NOTE 1.000% 5/1 · principal | 2,200,000 | $1.1M | Reduce -12.0% |
| EVLVW Evolv Technologies -CW26 | *W EXP 07/16/202 | 1,701,561 | $1.0M | Reduce -15.3% |
| TPI COMPOSITES INC (TPIC 5.25 03/15/28) | NOTE 5.250% 3/1 · principal | 2,080,000 | $964K | New |
| BRIDGEBIO PHARMA INC (BBIO 2.25 02/01/29) | NOTE 2.250% 2/0 · principal | 1,043,000 | $859K | Reduce -79.3% |
| NEOGENOMICS INC (NEO 0.25 01/15/28) | NOTE 0.250% 1/1 · principal | 880,000 | $704K | No change |
| CUTERA INC (CUTR 4 06/01/29) | NOTE 4.000% 6/0 · principal | 2,875,000 | $632K | Add +43.8% |
| NOVAVAX INC (NVAX 5 12/15/27) | NOTE 5.000%12/1 · principal | 1,000,000 | $626K | New |
| HALOZYME THERAPEUTICS IN (HALO 0.25 03/01/27) | NOTE 0.250% 3/0 · principal | 703,000 | $624K | Add +134.3% |
| CHEFS' WAREHOUSE THE (CHEF 1.875 12/01/24) | NOTE 1.875%12/0 · principal | 525,000 | $555K | New |
| GCMGW GCM Grosvenor Inc. A -CW25 | *W EXP 11/17/202 | 1,084,629 | $521K | Add +2.0% |
| AVPTW Avepoint Inc.-CW24 | *W EXP 09/18/202 | 539,677 | $514K | Add +85.0% |
| ACHR.WS Archer Aviation Inc. -CW26 | *W EXP 09/16/202 | 707,664 | $510K | Reduce -1.1% |
| RWT HOLDINGS INC (RWT 5.75 10/01/25) | NOTE 5.750%10/0 · principal | 471,000 | $457K | Reduce -68.6% |
| PTC THERAPEUTICS INC (PTCT 1.5 09/15/26) | NOTE 1.500% 9/1 · principal | 445,000 | $418K | No change |
| EXEEL Chesapeake Energy Corp. -CW26 | *W EXP 02/09/202 | 5,228 | $317K | No change |
| SKYH.WS Yellowstone Acquisit A -CW25 | *W EXP 01/25/202 | 178,657 | $314K | Add +206.1% |
| CRACKER BARREL OLD COUNT (CBRL 0.625 06/15/26) | NOTE 0.625% 6/1 · principal | 350,000 | $307K | No change |
| SMR.WS Nuscale Power Co. -CW27 | *W EXP 05/02/202 | 338,604 | $271K | Add +347.4% |
| SABLE OFFSHORE CORP | *W EXP 02/14/202 | 103,000 | $266K | New |
| NE.WS Noble Corp. PLC-28 | *W EXP 02/04/202 | 8,266 | $245K | No change |
| GRND.WS Grindr Inc. -26 | *W EXP 11/18/202 | 98,949 | $229K | New |
| THE REALREAL INC (REAL 1 03/01/28) | NOTE 1.000% 3/0 · principal | 500,000 | $222K | No change |
| NOBLE CORP PLC-28 | *W EXP 02/04/202 | 8,322 | $211K | No change |
| METALS ACQUISITION LTD | *W EXP 06/15/202 | 89,020 | $183K | Reduce -11.9% |
| LUNRW Intuitive Machines Inc.-CW | *W EXP 99/99/999 | 103,320 | $181K | New |
| UWM HOLDINGS CORPORATION | *W EXP 01/21/202 | 611,095 | $177K | Add +33.0% |
| MIR.WS Mirion Technologies Inc.-CW25 | *W EXP 10/20/202 | 72,490 | $162K | Add +411.2% |
| DSX.WS Diana Shipping Inc.-28 | *W EXP 12/14/202 | 483,428 | $151K | Add +544.2% |
| ABLLW East Resources Acquis -CW27 | *W EXP 06/30/202 | 216,000 | $147K | Add +116.0% |
| HOLLEY INC | *W EXP 11/30/202 | 354,695 | $124K | Reduce -44.3% |
| CUTERA INC (CUTR 2.25 06/01/28) | NOTE 2.250% 6/0 · principal | 500,000 | $115K | New |
| LVWR.WS Livewire Group Inc.-27 | *W EXP 09/26/202 | 434,955 | $108K | No change |
| AUROW Aurora Innovation Inc. -CW28 | *W EXP 11/03/202 | 360,998 | $97K | Reduce -47.3% |
| CHEESECAKE FACTORY (THE) (CAKE 0.375 06/15/26) | NOTE 0.375% 6/1 · principal | 100,000 | $89K | New |
| MLKWF Waldencast Acq Class A -CW27 | *W EXP 07/27/202 | 138,049 | $77K | No change |
| EVEX.WS Eve Holdng Inc. -CW25 | *W EXP 05/09/202 | 135,876 | $73K | No change |
| GRABW Grab Holdings Ltd.-CW 26 | *W EXP 99/99/999 | 311,463 | $63K | Reduce -17.0% |
| LOTWW Lotus Technology Inc.-28 | *W EXP 02/22/202 | 129,801 | $62K | New |
| CBDMD INC (YCBD 8 PERP A) | 8% SER A CUM PFD | 74,398 | $62K | No change |
| ADVWW Advantage Solutions in-CW25 | *W EXP 10/28/202 | 460,823 | $60K | Add +168.7% |
| TALKW Hudson Executive Inv -CW25 | *W EXP 06/21/202 | 250,000 | $56K | New |
| MAPSW WM Technology Inc.-CW24 | *W EXP 06/16/202 | 602,948 | $39K | Reduce -56.4% |
| SQFTW Presidio Property TRST -CW27 | *W EXP 01/24/202 | 551,573 | $38K | No change |
| SPOTIFY USA INC (SPOT 0 03/15/26) | NOTE 3/1 · principal | 33,000 | $30K | New |
| ML.WS Moneylion Inc. -CW27 | *W EXP 09/22/202 | 11,123 | $30K | Reduce -12.8% |
| RVMDW Revolution Medicines Inc.-28 | *W EXP 12/17/202 | 14,856 | $24K | Add +25.0% |
| MYPSW Playstudios Inc. -CW26 | *W EXP 99/99/999 | 180,850 | $23K | No change |
| AMPX.WS Amprius Technologies Inc. | *W EXP 09/14/202 | 89,411 | $22K | Reduce -59.3% |
| SLND.WS Legato Merger Corp. II -CW23 | *W EXP 02/14/202 | 50,000 | $22K | No change |
| OABIW Omniab Inc. - CW26 | *W EXP 99/99/999 | 29,656 | $21K | No change |
| AMPWF Ardagh Metal Packaging -CW26 | *W EXP 08/04/202 | 508,936 | $16K | Reduce -16.4% |
| LLAPW Terran Orbital Corp. -CW28 | *W EXP 03/25/202 | 100,306 | $16K | New |
| ETWOW E2OPEN Parent Ho -CW25 | *W EXP 02/04/202 | 37,800 | $14K | Reduce -90.3% |
| PRCWF Procaps Group SA -CW26 | *W EXP 09/29/202 | 162,004 | $13K | No change |
| FBYDW Falcon's Beyond Global-27 | *W EXP 10/06/202 | 15,136 | $10K | No change |
| BAERW Wildfire New Pubco Inc.-27 | *W EXP 01/24/202 | 36,478 | $7K | Reduce -65.1% |
| ZEROFOX HLDGS INC | *W EXP 08/03/202 | 80,818 | $7K | New |
| BKSYW Blacksky Technology -CW24 | *W EXP 09/09/202 | 93,967 | $7K | Add +139.8% |
| BBAI.WS Bigbear.ai Holdings -CW28 | *W EXP 12/08/202 | 18,662 | $6K | No change |
| PGYWW Pagaya Technologies Ltd. -27 | *W EXP 99/99/999 | 48,746 | $4K | No change |
| AIIOW NWTN Inc. -CW27 | *W EXP 11/11/202 | 27,550 | $3K | No change |
| ORGNW Origin Materials -CW26 | *W EXP 06/25/202 | 155,849 | $3K | Reduce -26.3% |
| JWSWF Jaws Mustang Acq C -CW26 | *W EXP 01/30/202 | 10,034 | $2K | No change |
| OPFI.WS Oppfi Inc. -CW26 | *W EXP 07/20/202 | 26,612 | $2K | Reduce -94.7% |
| BTMWQ Bitcoin Depot Inc.-CW23 | *W EXP 06/30/202 | 21,597 | $2K | No change |
| NKGNW Graf Acquisition Corp.-CW28 | *W EXP 05/31/202 | 12,795 | $2K | No change |
| COEPW Bull Horn Holdings Corp.-CW25 | *W EXP 10/28/202 | 38,848 | $2K | No change |
| MNYWW Moneyhero Ltd.-28 | *W EXP 09/13/202 | 10,000 | $1K | No change |
| RACYW Relativity Acquisition-CW27 | *W EXP 12/15/202 | 25,000 | $1K | No change |
| CCGWW Cheche Group Inc. - 28 | *W EXP 10/01/203 | 20,000 | $1K | No change |
| SHCRW Sharecare Inc. -CW27 | *W EXP 07/01/202 | 50,000 | $910 | Reduce -82.8% |
| GDEV INC | *W EXP 99/99/999 | 10,000 | $700 | No change |
| WINVW Winvest Acquisition -CW23 | *W EXP 08/09/202 | 25,000 | $550 | No change |
| ZCARW Zoomcar Holdings Inc. | *W EXP 05/31/202 | 18,800 | $536 | No change |
| BLEUACACIA LTD | *W EXP 10/30/202 | 20,100 | $490 | No change |
| VWEWQ Vintage Wine Estates -CW27 | *W EXP 06/08/202 | 17,900 | $163 | No change |
| BROGW Brooge Holdings Ltd. | *W EXP 12/20/202 | 17,024 | $102 | No change |
Total filed on the 13F, all lines: $1.2B.
Portfolio Sells Q4 2023 → Q1 2024
| NE Noble Corp. PLC | Sold out | 0.00% | −18.42 |
| MRTX Mirati Therapeutics Inc. | Sold out | 0.00% | −4.90 |
| VRTX Vertex Pharmaceuticals Inc. | Reduce -96.3% | 0.07% | −1.78 |
| ICVX Icosavax Inc. | Sold out | 0.00% | −0.63 |
| AEL American National Group Inc. | Reduce -44.0% | 0.60% | −0.46 |
| ACI Albertsons Cos Inc. Class A | Reduce -46.9% | 0.38% | −0.38 |
| AES AES Corp. | Sold out | 0.00% | −0.31 |
| SOVO Sovos Brands Inc. | Sold out | 0.00% | −0.28 |
| STNG Scorpio Tankers Inc. | Sold out | 0.00% | −0.27 |
| ORTX Orchard Therapeutics Ltd. | Sold out | 0.00% | −0.26 |
| OVV Ovintiv Inc. | Reduce -47.7% | 0.40% | −0.25 |
| LSXMA Liberty Media Corp. Class A New | Sold out | 0.00% | −0.24 |
| STHO Star Holdings | Sold out | 0.00% | −0.21 |
| KRTX Karuna Therapeutics Inc. | Sold out | 0.00% | −0.20 |
| PCG P G & E Corp. | Reduce -94.1% | 0.01% | −0.19 |
| SDRL Seadrill Limited | Reduce -47.4% | 0.23% | −0.18 |
| TGH Textainer Group Holdings Ltd. | Sold out | 0.00% | −0.18 |
| GRCL Gracell Biotechnologies-ADR | Sold out | 0.00% | −0.18 |
| FLG New York Community Bancorp | Reduce -65.0% | 0.02% | −0.16 |
| NTG Tortoise Midstream Energy | Reduce -47.1% | 0.22% | −0.15 |
| SM SM Energy Co. | Reduce -44.4% | 0.39% | −0.15 |
| HCC Warrior Met Coal Inc. | Sold out | 0.00% | −0.15 |
| RYAAY Ryanair Holdings PLC-SP ADR | Reduce -31.8% | 0.41% | −0.14 |
| GPI Group 1 Automotive Inc. | Sold out | 0.00% | −0.13 |
| HUM Humana Inc. | Sold out | 0.00% | −0.12 |
| RIVN Rivian Automotive Inc. Class A | Reduce -84.9% | 0.01% | −0.12 |
| GPN Global Payments Inc. | Reduce -45.1% | 0.15% | −0.11 |
| MCHP Microchip Technology Inc. | Sold out | 0.00% | −0.11 |
| MAN Manpowergroup Inc. | Reduce -57.5% | 0.08% | −0.11 |
| ADM Archer-Daniels-Midland Co. | Sold out | 0.00% | −0.11 |
| TNET Trinet Group Inc. | Sold out | 0.00% | −0.11 |
| META Meta Platforms Inc. Class A | Sold out | 0.00% | −0.10 |
| TYG Tortoise Energy Infrastruct | Reduce -68.8% | 0.05% | −0.10 |
| OKE Oneok Inc. | Sold out | 0.00% | −0.10 |
| ARCH Arch Resources Inc. | Reduce -14.2% | 0.49% | −0.10 |
| QDEL Quidelortho Corp. | Sold out | 0.00% | −0.09 |
| CUZ Cousins Properties Inc. | Sold out | 0.00% | −0.09 |
| FTI Technipfmc PLC | Sold out | 0.00% | −0.09 |
| THO Thor Industries Inc. | Sold out | 0.00% | −0.09 |
| PBH Prestige Consumer Healthcare | Sold out | 0.00% | −0.09 |
| ETD Ethan Allen Interiors Inc. | Sold out | 0.00% | −0.09 |
| WLK Westlake Corp. | Sold out | 0.00% | −0.08 |
| FLR Fluor Corp. | Sold out | 0.00% | −0.08 |
| CC The Chemours Co. | Sold out | 0.00% | −0.08 |
| ACLS Axcelis Technologies Inc. | Sold out | 0.00% | −0.08 |
| TGNA Tegna Inc. | Reduce -52.4% | 0.07% | −0.08 |
| ZION Zions Bancorp NA | Sold out | 0.00% | −0.08 |
| RPT REALTY | Sold out | 0.00% | −0.08 |
| HIW Highwoods Properties Inc. | Sold out | 0.00% | −0.08 |
| UGI Ugi Corp. | Sold out | 0.00% | −0.08 |
Portfolio Buys Q4 2023 → Q1 2024
| VOO Vanguard S&P 500 ETF | Add +227.8% | 3.46% | +2.51 |
| EAGLE BULK SHIPPING INC | New | 1.35% | +1.35 |
| RSP Invesco S&P 500 Equal Weight | Add +113.4% | 1.91% | +1.08 |
| EMO Clearbridge Energy Midstream | Add +268.3% | 1.08% | +0.83 |
| MGRC McGrath Rentcorp | New | 0.75% | +0.75 |
| XOM Exxon Mobil Corp. | New | 0.73% | +0.73 |
| IAU iShares Gold Trust | Add +244.3% | 0.93% | +0.68 |
| SHEL Shell PLC-ADR | Add +96.2% | 1.22% | +0.61 |
| CNNE Cannae Holdings Inc. | New | 0.54% | +0.54 |
| MRO Marathon Oil Corp. | Add +70.7% | 1.05% | +0.53 |
| ARKK ARK Innovation ETF | New | 0.53% | +0.53 |
| CTLT Catalent Inc. | New | 0.48% | +0.48 |
| VZIO Vizio Holding Corp. Class A | New | 0.44% | +0.44 |
| AMED Amedisys Inc. | New | 0.40% | +0.40 |
| TTE Totalenergies SE -Spon ADR | Add +66.7% | 0.92% | +0.38 |
| TCN Tricon Residential Inc. | New | 0.38% | +0.38 |
| AXONICS INC | New | 0.37% | +0.37 |
| CVE Cenovus Energy Inc. | Add +56.4% | 0.76% | +0.36 |
| HES Hess Corp. | Add +105.9% | 0.65% | +0.35 |
| CATC Cambridge Bancorp | Add +440.5% | 0.42% | +0.34 |
| NEE Nextera Energy Inc. | Add +1514.0% | 0.35% | +0.33 |
| FIF First Trust Energy Infrastru | Add +266.0% | 0.43% | +0.32 |
| CONSOLIDATED COMM HLDGS INC | New | 0.28% | +0.28 |
| CMI Cummins Inc. | New | 0.27% | +0.27 |
| CLEARBRIDGE MLP AND MIDSTRM | Add +18.7% | 1.01% | +0.27 |
| XJPIX Nuveen Preferred Securities | Add +99.6% | 0.51% | +0.27 |
| FISV Fiserv Inc. | New | 0.26% | +0.26 |
| DISV Dimensional International SM | New | 0.26% | +0.26 |
| CSTR Capstar Financial Holdings I | Add +38.4% | 0.75% | +0.25 |
| NGMS Neogames SA | New | 0.25% | +0.25 |
| ANSS Ansys Inc. | Add +700.5% | 0.27% | +0.24 |
| GPOR Gulfport Energy Corp. | New | 0.23% | +0.23 |
| ZTR Virtus Total Return Fund Inc. | New | 0.23% | +0.23 |
| IWM iShares Russell 2000 ETF | New | 0.23% | +0.23 |
| AVUV Avantis US Small Cap Value | Add +27.3% | 0.92% | +0.23 |
| VET Vermilion Energy Inc. | New | 0.23% | +0.23 |
| W Wayfair Inc. Class A | Add +40.7% | 0.64% | +0.23 |
| DFJ Wisdomtree JPN S/C DVD Fund | New | 0.23% | +0.23 |
| SNOW Snowflake Inc. | New | 0.22% | +0.22 |
| CVX Chevron Corp. | Add +40.9% | 0.66% | +0.22 |
| FEI First Trust MLP and Energy I | New | 0.22% | +0.22 |
| PI Impinj Inc. | Add +26.1% | 0.49% | +0.22 |
| SMMF Summit Financial Group Inc. | Add +91.7% | 0.53% | +0.22 |
| IBIT iShares Bitcoin Trust ETF | New | 0.22% | +0.22 |
| TARO Taro Pharmaceutical Indus | New | 0.22% | +0.22 |
| STEW SRH Total Return Fund Inc. | Add +1.0% | 2.20% | +0.20 |
| AMAT Applied Materials Inc. | New | 0.20% | +0.20 |
| HOLI Hollysys Automation Technolo | Add +282.3% | 0.27% | +0.20 |
| FFNW First Financial Northwest | New | 0.20% | +0.20 |
| ORCL Oracle Corp. | New | 0.19% | +0.19 |
Options Activity Q4 2023 → Q1 2024
| SPY SS SPDR S&P 500 ETF Trust-US | put | Add +94.6% | 181,000 | $94.7M |
| MSTR Strategy Inc. | put | New | 35,100 | $59.8M |
| MRTX Mirati Therapeutics Inc. | put | Sold out | 452,700 | $26.6Mbefore exit |
| AAL American Airlines Group Inc. | put | Reduce -13.6% | 1,690,100 | $25.9M |
| ARKK ARK Innovation ETF | call | Reduce -45.2% | 416,900 | $20.9M |
| GLD SPDR Gold Shares | put | Add +1460.0% | 78,000 | $16.0M |
| CMI Cummins Inc. | put | New | 48,300 | $14.2M |
| RCL Royal Caribbean Cruises Ltd. | put | Reduce -57.8% | 99,300 | $13.8M |
| ARKK ARK Innovation ETF | put | Reduce -55.5% | 246,400 | $12.3M |
| XLE SS Energy Select Sector | put | Add +393.5% | 98,700 | $9.3M |
| XOP SS SPDR S&P Og Exp & Prod | put | New | 57,000 | $8.8M |
| XLF SS Financial Select Sector | put | Add +107.5% | 207,500 | $8.7M |
| VAC Marriott Vacations World | put | Add +130.0% | 69,000 | $7.4M |
| VRTX Vertex Pharmaceuticals Inc. | put | Sold out | 18,000 | $7.3Mbefore exit |
| CCL Carnival Corp. | put | Reduce -55.1% | 413,500 | $6.8M |
| X United States Steel Corp. | call | Add +90.7% | 146,800 | $6.0M |
| AMLP Alerian MLP ETF | put | Add +1.7% | 117,000 | $5.6M |
| JNPR Juniper Networks Inc. | call | New | 142,700 | $5.3M |
| SP SP Plus Corp. | call | Reduce -0.6% | 97,900 | $5.1M |
| SIRI Sirius XM Holdings Inc. | put | Add +5.7% | 1,248,700 | $4.8M |
| XLF SS Financial Select Sector | call | Sold out | 128,600 | $4.8Mbefore exit |
| ICVX Icosavax Inc. | put | Sold out | 280,000 | $4.4Mbefore exit |
| RIVN Rivian Automotive Inc. Class A | put | Add +215.4% | 399,600 | $4.4M |
| COIN Coinbase Global Inc. Class A | put | Add +60.0% | 16,000 | $4.2M |
| EFA iShares MSCI Eafe ETF | put | New | 52,500 | $4.2M |
| WING Wingstop Inc. | put | Reduce -0.9% | 10,900 | $4.0M |
| XHB SS SPDR S&P Homebldrs ETF | put | Add +139.7% | 35,000 | $3.9M |
| GM General Motors Co. | call | Reduce -26.0% | 83,700 | $3.8M |
| EEM iShares MSCI Emerging Market | call | Sold out | 91,500 | $3.7Mbefore exit |
| RSP Invesco S&P 500 Equal Weight | call | Sold out | 22,600 | $3.6Mbefore exit |
| IWM iShares Russell 2000 ETF | put | Reduce -33.3% | 16,000 | $3.4M |
| NIO Nio Inc. - ADR | put | Add +40.1% | 725,000 | $3.3M |
| DASH DoorDash Inc. Class A | put | Add +125.0% | 22,500 | $3.1M |
| SHEL Shell PLC-ADR | call | Add +299.0% | 39,900 | $2.7M |
| EPR Epr Properties | put | Add +20.2% | 59,500 | $2.5M |
| NCLH Norwegian Cruise Line Holdin | put | Add +47.6% | 119,400 | $2.5M |
| WFRD Weatherford International PL | call | Sold out | 24,700 | $2.4Mbefore exit |
| HOOD Robinhood Markets Inc. Class A | put | Add +140.0% | 120,000 | $2.4M |
| FRPT Freshpet Inc. | put | Add +122.2% | 20,000 | $2.3M |
| SOFI Sofi Technologies Inc. | put | New | 305,000 | $2.2M |
| S Sentinelone Inc. Class A | put | Add +375.0% | 95,000 | $2.2M |
| SRPT Sarepta Therapeutics Inc. | call | Sold out | 22,000 | $2.1Mbefore exit |
| X United States Steel Corp. | put | Add +100.0% | 52,000 | $2.1M |
| GOOGL Alphabet Inc. Class A | call | Sold out | 15,000 | $2.1Mbefore exit |
| PLUG Plug Power Inc. | put | Reduce -13.4% | 602,400 | $2.1M |
| BIPC Brookfield Infrastructure-A | put | Reduce -41.3% | 57,150 | $2.1M |
| WDC Western Digital Corp. | put | Add +61.5% | 29,400 | $2.0M |
| WAL Western Alliance Bancorp | call | Sold out | 30,000 | $2.0Mbefore exit |
| EEM iShares MSCI Emerging Market | put | Add +850.0% | 47,500 | $2.0M |
| ATMU Atmus Filtration Technologie | put | New | 60,200 | $1.9M |
Showing the first 50 of 359.
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q4 2023 → Q1 2024
| M/A-COM TECH SOLUTIONS (MTSI 0.25 03/15/26) | NOTE 0.250% 3/1 · principal | Add +19.8% | 35,973,000 | $45.5M |
| PEABODY ENERGY CORP (BTU 3.25 03/01/28) | NOTE 3.250% 3/0 · principal | Add +11.0% | 26,318,000 | $37.1M |
| MARRIOTT VACATION WORLDW (VAC 0 01/15/26) | NOTE 1/1 · principal | Add +15.6% | 29,799,000 | $28.2M |
| SPLUNK INC (SPLK 1.125 09/15/25) | NOTE 1.125% 9/1 · principal | Sold out | 25,482,000 | $28.1Mbefore exit |
| NCL CORPORATION LTD (NCLH 5.375 08/01/25) | NOTE 5.375% 8/0 · principal | Add +2.4% | 20,595,000 | $27.1M |
| ZSCALER INC. (ZS 0.125 07/01/25) | NOTE 0.125% 7/0 · principal | New | 17,790,000 | $24.3M |
| MICROSTRATEGY INC (MSTR 0 02/15/27) | NOTE 2/1 · principal | New | 15,540,000 | $21.2M |
| BENTLEY SYSTEMS INC (BSY 0.125 01/15/26) | NOTE 0.125% 1/1 · principal | Add +2.2% | 19,428,000 | $19.6M |
| AXON ENTERPRISE INC (AXON 0.5 12/15/27) | NOTE 0.500%12/1 · principal | New | 12,500,000 | $18.2M |
| MANNKIND CORP (MNKD 2.5 03/01/26) | NOTE 2.500% 3/0 · principal | Reduce -3.2% | 15,000,000 | $16.8M |
| NEUROCRINE BIOSCIENCES (NBIX 2.25 05/15/24) | NOTE 2.250% 5/1 · principal | Sold out | 8,859,000 | $15.4Mbefore exit |
| IMAX CORP (IMAX 0.5 04/01/26) | NOTE 0.500% 4/0 · principal | Add +73.7% | 16,500,000 | $15.4M |
| TRANSOCEAN INTERNTNL LTD (RIG 4.625 09/30/29 *) | DEB 4.625% 9/3 · principal | Add +114.3% | 7,500,000 | $15.2M |
| ARES CAPITAL CORP (ARCC 4.625 03/01/24) | NOTE 4.625% 3/0 · principal | Sold out | 12,141,000 | $12.6Mbefore exit |
| RBC BEARINGS INC (RBC 5 10/15/24 A) | 5% CNV PFD SR A | Reduce -31.5% | 101,384 | $12.5M |
| STRIDE INC (LRN 1.125 09/01/27) | NOTE 1.125% 9/0 · principal | New | 9,166,000 | $12.1M |
| CYTOKINETICS INC (CYTK 3.5 07/01/27) | NOTE 3.500% 7/0 · principal | Sold out | 6,449,000 | $11.4Mbefore exit |
| STARWOOD PROPERTY TRUST (STWD 6.75 07/15/27) | NOTE 6.750% 7/1 · principal | Add +10.9% | 10,405,000 | $11.1M |
| GREEN PLAINS INC (GPRE 2.25 03/15/27) | NOTE 2.250% 3/1 · principal | Reduce -47.0% | 10,690,000 | $11.0M |
| GREENBRIER COS INC (GBX 2.875 04/15/28) | NOTE 2.875% 4/1 · principal | Sold out | 10,935,000 | $10.8Mbefore exit |
| DATADOG INC (DDOG 0.125 06/15/25) | NOTE 0.125% 6/1 · principal | Add +650.0% | 7,500,000 | $10.6M |
| INSMED INC (INSM 0.75 06/01/28) | NOTE 0.750% 6/0 · principal | Add +60.1% | 9,436,000 | $10.1M |
| LYFT INC (LYFT 1.5 05/15/25) | NOTE 1.500% 5/1 · principal | New | 10,000,000 | $9.8M |
| KIMCO REALTY CORP (KIM 7.25 PERP N) | DP CV CL N 7.25% | New | 166,785 | $9.4M |
| DEXCOM INC (DXCM 0.25 11/15/25) | NOTE 0.250%11/1 · principal | Sold out | 8,758,000 | $9.1Mbefore exit |
| HELIX ENERGY SOLUTIONS (HOS 6.75 02/15/26) | NOTE 6.750% 2/1 · principal | Sold out | 5,667,000 | $9.0Mbefore exit |
| HALOZYME THERAPEUTICS IN (HALO 1 08/15/28) | NOTE 1.000% 8/1 · principal | Sold out | 9,000,000 | $8.4Mbefore exit |
| BROOKDALE SENIOR LIVING (BKD 7 11/15/25) | UNIT 11/15/2025 | Reduce -66.7% | 91,025 | $8.3M |
| JAZZ INVESTMENTS I LTD (JAZZ 2 06/15/26) | NOTE 2.000% 6/1 · principal | Add +700.0% | 8,000,000 | $7.9M |
| BROOKDALE SENIOR LIVING (BKD 2 10/15/26) | NOTE 2.000%10/1 · principal | Add +210.3% | 8,042,000 | $7.9M |
| SEMTECH CORP (SMTC 1.625 11/01/27) | NOTE 1.625%11/0 · principal | Reduce -11.4% | 7,763,000 | $7.7M |
| IRONWOOD PHARMACEUTICALS (IRWD 1.5 06/15/26) | NOTE 1.500% 6/1 · principal | Sold out | 6,509,000 | $7.1Mbefore exit |
| VARONIS SYSTEM INC (VRNS 1.25 08/15/25) | NOTE 1.250% 8/1 · principal | Sold out | 4,250,000 | $6.5Mbefore exit |
| SPECIAL OPPORTUNITY FUND (SPE 2.75 01/27/27 C) | 2.75% CNV PFD C | Add +0.5% | 284,230 | $6.5M |
| INNOVIVA INC (INVA 2.125 03/15/28) | NOTE 2.125% 3/1 · principal | Reduce -2.3% | 6,761,000 | $5.9M |
| CALLAWAY GOLF CO (CALY 2.75 05/01/26) | NOTE 2.750% 5/0 · principal | Sold out | 5,500,000 | $5.9Mbefore exit |
| SHOPIFY INC (SHOPCN 0.125 11/01/25) | NOTE 0.125%11/0 · principal | Add +559.6% | 6,134,000 | $5.8M |
| PROS HOLDINGS INC (PRO 2.25 09/15/27) | NOTE 2.250% 9/1 · principal | Reduce -40.0% | 5,239,000 | $5.7M |
| HCI GROUP INC (HCI 4.75 06/01/42) | NOTE 4.750% 6/0 · principal | Sold out | 4,530,000 | $5.7Mbefore exit |
| NATERA INC (NTRA 2.25 05/01/27) | NOTE 2.250% 5/0 · principal | Sold out | 3,000,000 | $5.1Mbefore exit |
| MARA HOLDINGS INC (MARA 1 12/01/26) | NOTE 1.000%12/0 · principal | Add +24.5% | 5,850,000 | $5.0M |
| NCL CORPORATION LTD (NCLH 1.125 02/15/27) | NOTE 1.125% 2/1 · principal | New | 5,000,000 | $4.7M |
| CORE SCIENTIFIC INC (CORZ 12 01/23/29) | NOTE 10.000% 1/2 · principal | New | 5,295,681 | $4.7M |
| TRAVERE THERAPEUTICS INC (TVTX 2.5 09/15/25) | NOTE 2.500% 9/1 · principal | Add +103.2% | 5,080,000 | $4.5M |
| RAPID7 INC (RPD 0.25 03/15/27) | NOTE 0.250% 3/1 · principal | New | 5,000,000 | $4.4M |
| ALPHATEC HOLDINGS INC (ATEC 0.75 08/01/26) | NOTE 0.750% 8/0 · principal | New | 4,000,000 | $4.2M |
| REPLIGEN CORP | NOTE 1.000%12/1 · principal | Sold out | 3,500,000 | $3.9Mbefore exit |
| SOLAR EDGE TECHNOLOGIES (SEDG 0 09/15/25) | NOTE 9/1 · principal | Sold out | 4,250,000 | $3.9Mbefore exit |
| DISH NETWORK CORP (DISH 3.375 08/15/26) | NOTE 3.375% 8/1 · principal | Add +100.0% | 6,000,000 | $3.8M |
| CONMED CORP (CNMD 2.25 06/15/27) | NOTE 2.250% 6/1 · principal | Reduce -73.7% | 3,925,000 | $3.6M |
Showing the first 50 of 154.
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 556 | $743.0M | RSP, VOO, WDC, IAU, SPY |
| Q1 2026 | 525 | $632.8M | RSP, VOO, IAU, PEN, HOLX |
| Q4 2025 | 528 | $597.7M | VOO, RSP, IAU, SWZ, SOFI |
| Q3 2025 | 480 | $573.5M | VOO, RSP, SPY, IAU, CHINA FUND INC |
| Q2 2025 | 472 | $537.1M | RSP, VOO, IAU, STEW, BPMC |
| Q1 2025 | 459 | $499.3M | VOO, AXON, RSP, STEW, IAU |
| Q4 2024 | 462 | $534.5M | VOO, MTSI, RSP, STEW, IAU |
| Q3 2024 | 420 | $554.6M | CCL, VOO, SPY, RSP, SMTC |
| Q2 2024 | 424 | $457.3M | VOO, SPY, RSP, STEW, ALFUU |
| Q1 2024 | 414 | $409.7M | SPY, VOO, STEW, RSP, PEO |