Equitec Proprietary Markets, LLC In its 13F for Q1 2024 (holdings as of March 31, 2024, filed April 26, 2024), Equitec Proprietary Markets, LLC reported 44 stock positions worth $56.3 million . Its top holding was Applied Digital (APLD) at 32.1% of the portfolio, followed by BRC (RILY, 27.9% ) and Strategy (MSTR, 15.1% ). Compared with Q4 2023, it opened 13 new positions, sold out of 15, added to 3 and reduced 12. The biggest buy was a new position in Strategy (MSTR) and the biggest sale SS SPDR S&P 500 ETF Trust-US (SPY, shares −100% ).
Location CHICAGO, IL
CIK 0001143261
Portfolio Value $56.3M (Q1 2024) Holdings 44 stocks · $56.3M Holdings quarter Q2 2026 Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024 Q1 2024
Stock % Of Portfolio ▼ Shares Held Total Value Change vs Q4 2023 APLD Applied Digital Corp. 4,228,125 $18.1M Add +1.4% RILY BRC Group Holdings Inc. filed as B. RILEY FINANCIAL INC 743,254 $15.7M Reduce -26.1% MSTR Strategy Inc. filed as MICROSTRATEGY INC 5,000 $8.5M New NVDA Nvidia Corp. 2,300 $2.1M New AMED Amedisys Inc. 15,600 $1.4M Add +3.3% FINS Angel Oak Financ Strat Inc. 111,001 $1.4M Reduce -23.7% DDI Doubledown Interactive -ADR 96,503 $1.0M Reduce -26.4% DJT Trump Media & Technology Gro 14,800 $917K New GLD SPDR Gold Shares 4,400 $905K New CPRI Capri Holdings Ltd. 19,970 $905K New DNA Ginkgo Bioworks Holdings Inc. 672,488 $780K Reduce -72.4% LILMF Lilium NV 764,092 $734K Reduce -66.3% CDZI Cadiz Inc. 205,274 $595K Reduce -15.4% CNNE Cannae Holdings Inc. 25,000 $556K New SNCR Synchronoss Technologies Inc. 54,842 $458K Reduce -62.6% AEL American National Group Inc. 8,000 $450K New KNTE Kinnate Biopharma Inc. 103,000 $274K New BIPC Brookfield Infrastructure-A 7,234 $261K Reduce -42.2% BW Babcock & Wilcox Enterpr 222,752 $252K Reduce -13.5% PMCB Pharmacyte Biotech Inc. 82,727 $196K No change LSXMK Liberty Media Corp.-Liber-New 4,147 $123K New VZIO Vizio Holding Corp. Class A 10,200 $112K New SMCI Super Micro Computer Inc. 100 $101K New SOUN Soundhound AI Inc. Class A 13,800 $81K New SIRI Sirius XM Holdings Inc. 15,000 $58K New TLT iShares 20+ Year Treasury BD 600 $57K No change GME Gamestop Corp. Class A 4,100 $51K No change CONNQ Conn's Inc. 12,642 $42K Add +180.9% GOOG Alphabet Inc. Class C 200 $30K No change LCID Lucid Group Inc. 7,900 $23K No change M Macy's Inc. 1,000 $20K No change ORIGIN MATERIALS INC 28,128 $14K No change ARKK ARK Innovation ETF 200 $10K No change TMC TMC the Metals Co. Inc. 4,000 $6K No change JD Jd.com Inc.-ADR 200 $5K No change TEUCRIUM WHEAT FUND 1,000 $5K No change MJ Amplify ETF TR 1,000 $4K No change AMC AMC Entertainment HLDS Class A 1,087 $4K Reduce -82.4% PROSHARES TR II 500 $3K No change SABR Sabre Corp. 1,000 $2K No change HE Hawaiian Electric Inds 100 $1K No change SPY SS SPDR S&P 500 ETF Trust-US 2 $1K Reduce -100.0% ASSET ENTITIES INC 800 $570 No change LAZYDAYS HLDGS INC 6 $24 Reduce -99.9%
Options reported separately and not counted above: SMCI calls ($25.0M), X calls ($21.2M), X puts ($15.2M), NVDA calls ($14.3M), CPRI calls ($7.0M), CPRI puts ($5.5M), MSTR calls ($3.8M), FUSN puts ($3.4M), BIPC puts ($3.0M), AMED puts ($2.0M), VZIO puts ($1.9M), FUSN calls ($1.8M), and 10 more.
Other holdings (24): bonds, preferreds, convertibles and warrants · $119K (not counted above) Security Class Shares / Principal Value Change BBAI.WS Bigbear.ai Holdings -CW28 *W EXP 12/08/202 145,269 $49K Reduce -17.6% LVWR.WS Livewire Group Inc.-27 *W EXP 09/26/202 110,540 $28K Reduce -2.4% GCMGW GCM Grosvenor Inc. A -CW25 *W EXP 11/17/202 35,276 $17K Reduce -29.4% ICUCW LMF Acquisition Opp -A -CW26 *W EXP 10/28/202 80,399 $12K No change BRLSW Oxus Acquisition Corp. -CW23 *W EXP 02/07/202 15,000 $2K New NIOBW Niocorp Developments Ltd. -28 *W EXP 03/17/202 5,000 $2K No change MSPRW MSP Recovery Inc. -27 *W EXP 05/20/202 500,000 $2K No change QBTS.WS D-Wave Quantum Inc. -27 *W EXP 08/05/202 5,300 $1K No change GRRRW Gorilla Technology Group-CW *W EXP 99/99/999 15,000 $1K No change ACBAW Ace Global Business -CW27 *W EXP 02/20/202 50,000 $1K No change GRDIW Griid Infrastructure Inc.-28 *W EXP 12/29/202 17,045 $1K New REVBW Revelation Biosc -CW27 *W EXP 01/10/202 20,000 $530 No change CEPTON INC *W EXP 06/01/202 52,800 $517 No change DRTSW Alpha Tau Medical Ltd. -27 *W EXP 99/99/999 1,900 $475 No change HGASW Dune Acq Class A -CW27 *W EXP 12/21/202 10,000 $407 No change MMVXF Multimetaverse Holdings -27 *W EXP 01/04/202 22,138 $334 No change BROGW Brooge Holdings Ltd. *W EXP 12/20/202 50,000 $300 Reduce -12.1% OSI.WS Osiris Acquisition Corp.-CW28 *W EXP 05/01/202 11,900 $298 No change PMGMW Priveterra Acq Class A -CW25 *W EXP 01/07/202 4,800 $197 No change PARAW 7GC & Co. Holdings Class A -CW26 *W EXP 12/14/202 5,000 $183 No change ANGHW Anghami Inc. -CW27 *W EXP 02/03/202 2,500 $170 No change HIPOW Hippo Holdings Inc. A-CW27 *W EXP 08/02/202 5,800 $99 No change PRSTW Presto Automation Inc.-27 *W EXP 09/21/202 1,600 $27 No change SONWQ Gores Metropoulos II -CW28 *W EXP 01/18/202 2,600 $18 No change
Total filed on the 13F, all lines: $56.5M.
Portfolio Sells Q4 2023 → Q1 2024 Portfolio Sells quarter Q2 2026 Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024 Q1 2024
Stock Change vs Q4 2023 % Of Portfolio Change To Portfolio ▲ SPY SS SPDR S&P 500 ETF Trust-US Reduce -100.0% 0.00% −9.70 QQQ Invesco QQQ Trust Series 1 Sold out 0.00% −4.98 DNA Ginkgo Bioworks Holdings Inc. Reduce -72.4% 1.38% −3.37 MARA Mara Holdings Inc. Sold out 0.00% −2.74 CP Canadian Pacific Kansas City Sold out 0.00% −2.63 MRTX Mirati Therapeutics Inc. Sold out 0.00% −2.39 LILMF Lilium NV Reduce -66.3% 1.30% −1.79 DCBO Docebo Inc. Sold out 0.00% −1.58 OEC Orion SA Sold out 0.00% −1.02 TSLA Tesla Inc. Sold out 0.00% −0.67 ICVX Icosavax Inc. Sold out 0.00% −0.66 SNCR Synchronoss Technologies Inc. Reduce -62.6% 0.81% −0.24 IRBTQ Irobot Corp. Sold out 0.00% −0.20 PAAI Paradium AI Inc. Sold out 0.00% −0.18 SSYS Stratasys Ltd. Sold out 0.00% −0.13 GRCL Gracell Biotechnologies-ADR Sold out 0.00% −0.09 LAZYDAYS HLDGS INC Reduce -99.9% 0.00% −0.06 BIPC Brookfield Infrastructure-A Reduce -42.2% 0.46% −0.05 AMC AMC Entertainment HLDS Class A Reduce -82.4% 0.01% −0.04 TSEM Tower Semiconductor Ltd. Sold out 0.00% −0.01 IEP Icahn Enterprises LP Sold out 0.00% −0.00 INPIXON Sold out 0.00% −0.00 BW Babcock & Wilcox Enterpr Reduce -13.5% 0.45% +0.01 CDZI Cadiz Inc. Reduce -15.4% 1.06% +0.27 FINS Angel Oak Financ Strat Inc. Reduce -23.7% 2.46% +0.45 DDI Doubledown Interactive -ADR Reduce -26.4% 1.86% +0.75 RILY BRC Group Holdings Inc. Reduce -26.1% 27.93% +3.50
Portfolio Buys Q4 2023 → Q1 2024 Portfolio Buys quarter Q2 2026 Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024 Q1 2024
Stock Change vs Q4 2023 % Of Portfolio Change To Portfolio ▼ MSTR Strategy Inc. New 15.13% +15.13 NVDA Nvidia Corp. New 3.69% +3.69 DJT Trump Media & Technology Gro New 1.63% +1.63 GLD SPDR Gold Shares New 1.61% +1.61 CPRI Capri Holdings Ltd. New 1.61% +1.61 CNNE Cannae Holdings Inc. New 0.99% +0.99 AMED Amedisys Inc. Add +3.3% 2.55% +0.89 AEL American National Group Inc. New 0.80% +0.80 KNTE Kinnate Biopharma Inc. New 0.49% +0.49 LSXMK Liberty Media Corp.-Liber-New New 0.22% +0.22 VZIO Vizio Holding Corp. Class A New 0.20% +0.20 SMCI Super Micro Computer Inc. New 0.18% +0.18 SOUN Soundhound AI Inc. Class A New 0.14% +0.14 SIRI Sirius XM Holdings Inc. New 0.10% +0.10 CONNQ Conn's Inc. Add +180.9% 0.08% +0.05 APLD Applied Digital Corp. Add +1.4% 32.12% −0.40
Options Activity Q4 2023 → Q1 2024 Security Type Change vs Q4 2023 Underlying Shares Value ▼ SMCI Super Micro Computer Inc. call New 24,800 $25.0M X United States Steel Corp. call Add +2469.8% 519,100 $21.2M X United States Steel Corp. put Add +833.3% 373,300 $15.2M NVDA Nvidia Corp. call Reduce -82.0% 15,800 $14.3M BIPC Brookfield Infrastructure-A call Sold out 229,000 $8.1Mbefore exit CPRI Capri Holdings Ltd. call Add +48.3% 154,200 $7.0M CPRI Capri Holdings Ltd. put Add +21.0% 121,400 $5.5M TSLA Tesla Inc. call Sold out 15,100 $3.8Mbefore exit MSTR Strategy Inc. call New 2,200 $3.8M FUSN Fusion Pharmaceuticals Inc. put New 157,700 $3.4M BIPC Brookfield Infrastructure-A put Reduce -25.0% 82,100 $3.0M MRTX Mirati Therapeutics Inc. put Sold out 34,900 $2.1Mbefore exit AMC AMC Entertainment HLDS Class A call Sold out 320,600 $2.0Mbefore exit AMED Amedisys Inc. put Add +6.0% 21,200 $2.0M VZIO Vizio Holding Corp. Class A put New 177,900 $1.9M DCBO Docebo Inc. put Sold out 39,400 $1.9Mbefore exit FUSN Fusion Pharmaceuticals Inc. call New 83,400 $1.8M CP Canadian Pacific Kansas City call Sold out 14,400 $1.1Mbefore exit VZIO Vizio Holding Corp. Class A call New 97,700 $1.1M ICVX Icosavax Inc. put Sold out 60,100 $947Kbefore exit CP Canadian Pacific Kansas City put Sold out 10,000 $791Kbefore exit INHIBRX INC put New 16,000 $559K AEL American National Group Inc. put New 9,900 $557K CNNE Cannae Holdings Inc. put New 25,000 $556K DCBO Docebo Inc. call Sold out 10,000 $484Kbefore exit AMC AMC Entertainment HLDS Class A put Sold out 56,300 $345Kbefore exit SIRI Sirius XM Holdings Inc. put New 80,100 $311K KNTE Kinnate Biopharma Inc. put New 98,500 $262K GRCL Gracell Biotechnologies-ADR put Sold out 23,700 $238Kbefore exit IRBTQ Irobot Corp. put Add +128.3% 21,000 $184K SSYS Stratasys Ltd. call Sold out 10,600 $151Kbefore exit SSYS Stratasys Ltd. put Sold out 7,900 $113Kbefore exit LAZYDAYS HLDGS INC put Sold out 15,800 $111Kbefore exit IRBTQ Irobot Corp. call Reduce -70.7% 9,700 $85K TSEM Tower Semiconductor Ltd. put Sold out 900 $27Kbefore exit GME Gamestop Corp. Class A call Sold out 700 $12Kbefore exit GRCL Gracell Biotechnologies-ADR call Sold out 1,100 $11Kbefore exit ICVX Icosavax Inc. call Sold out 400 $6Kbefore exit RILY BRC Group Holdings Inc. put New 200 $4K AMD Advanced Micro Devices put Sold out 6,500 $0before exit NVDA Nvidia Corp. put Sold out 48,300 $0before exit SIMO Silicon Motion Technol-ADR call Sold out 2,700 $0before exit SAVEQ Spirit Airlines Inc. put Sold out 15,000 $0before exit TGNA Tegna Inc. call Sold out 1,000 $0before exit
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q4 2023 → Q1 2024 Security Class Change vs Q4 2023 Shares / Principal Value ▼ OXY.WS Occidental Petroleum-CW27 *W EXP 08/03/202 Sold out 151,435 $5.9Mbefore exit BBAI.WS Bigbear.ai Holdings -CW28 *W EXP 12/08/202 Reduce -17.6% 145,269 $49K LVWR.WS Livewire Group Inc.-27 *W EXP 09/26/202 Reduce -2.4% 110,540 $28K GCMGW GCM Grosvenor Inc. A -CW25 *W EXP 11/17/202 Reduce -29.4% 35,276 $17K EVEX.WS Eve Holdng Inc. -CW25 *W EXP 05/09/202 Sold out 5,000 $5Kbefore exit BRLSW Oxus Acquisition Corp. -CW23 *W EXP 02/07/202 New 15,000 $2K ADEX.WS Adit Edtech Acq -CW27 *W EXP 99/99/999 Sold out 22,045 $2Kbefore exit OTECW Oceantech Acquisitions- CW A *W EXP 99/99/999 Sold out 63,700 $1Kbefore exit GRDIW Griid Infrastructure Inc.-28 *W EXP 12/29/202 New 17,045 $1K BRLSW Oxus Acquisition Corp. -CW23 *W EXP 99/99/999 Sold out 15,000 $750before exit MNYWW Moneyhero Ltd.-28 *W EXP 09/13/202 Sold out 10,000 $701before exit CELULARITY INC *W EXP 07/16/202 Sold out 10,600 $424before exit BROGW Brooge Holdings Ltd. *W EXP 12/20/202 Reduce -12.1% 50,000 $300 VIWWQ View Inc. -CW27 *W EXP 03/08/202 Sold out 30,000 $126before exit
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings Quarter Positions 13F Reported Value Top Holdings Q2 2026 42 $404.0M APLD, RILY, ZIM, EA, BW Q1 2026 34 $43.2M HOLX, ZIM, TERN, ACLX, TPH Q4 2025 36 $20.6M CDTX, HOLX, PSKY, EA, KBDC Q3 2025 33 $16.5M K, PSKY, EA, ETNB, KBDC Q2 2025 30 $24.7M BPMC, K, KBDC, SPR, SAGE Q1 2025 30 $34.8M X, SPY, ITCI, K, AMED Q4 2024 28 $14.6M X, PARAA, CDZI, AMED, SPR Q3 2024 29 $10.9M X, SIRI, AMED, PARAA, MGRC Q2 2024 34 $13.1M SPY, X, AMED, EVBG, DDI Q1 2024 Amended 44 $56.3M APLD, RILY, MSTR, NVDA, AMED